IT ' S SMART

The regulation of competitive electricity market monitoring

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Base of Protocol 189 /2007/NĐ-CP December 27, 2007 of the Government stipulated the function, mandate, jurisdiction and organizational structure of the Ministry of Commerce; the digital decree. 44 /2011/NĐ-CP June 14, 2011 by the Government amended, the addition of Article 3 Protocol No. 189 /2007/NĐ-CP December 27, 2007 of the Government stipulated the function, mandate, authority and organizational structure of the Ministry of Commerce;

Power Law Base December 3, 2004;

Base Decision Base 26 /2006/QĐ-TTg 26 January 2006 by the Prime Minister on the approval of roadmap, conditions of formation and development of power market levels in Vietnam;

The Minister of Industry for the Ministry of Commerce issued the regulation of the competitive broadcasting market as follows:

Chapter I

GENERAL REGULATION

What? 1. The adjustment range

This information provides for the monitoring of the competitive electricity market and the responsibility of the power market participation units.

What? 2. Subject applies

This information applies to the following units:

1. Power Unit.

2. The unit operates the electricity system and the electricity market.

3. The only trade unit.

4. Power transmission unit.

5. Power distribution unit.

What? 3. Explain words

In this Information, the words below are understood as follows:

1. Market intervention specified at Article 55 of the Digital Information 18 /2010/TT-BCT May 10, 2010 the Ministry of Commerce regulates the competitive broadcasting market (the following call off as the Digital). 18 /2010/TT-BCT).

2. Auxiliary Services is the frequency-adjusting services, the rotating backup, the fast-moving, the cooling room, the operation to be issued due to the electrical system security constraint, voltage adjustment, and the black boot.

3. Electric Market Data is the data on all input figures, the output of the market operation planning and electrical system; computing the electricity market payment after the operation of the Board of Power Systems and the computing power market, managed.

4. The only trade unit. is the only electricity acquisition unit in the electricity market, which has the function to buy the entire electricity through the electricity market and through the electricity purchase contract.

5. Radio Unit is the unit that owns one or more of the power plants that participate in the electricity market and signs the purchase of electricity between these power plants with the Single Trade Unit.

6. Power distribution unit is the General Electric Power Corporation to be licensed to operate power in the distribution and retail sector.

7. Power transmission unit is the power unit that is licensed to operate power in the field of electrical transmission, which is responsible for management, the operation of the national transmission grid.

8. The unit operates the power system and the electricity market is the command unit that controls the process of electricity generation, electrical transmission, electrical distribution in the national power system, which runs the electricity market trading.

9. Market capacity price (CAN) is the price level for a unit of power capacity defined for each transaction cycle, which applies to calculating the capacity payment for the power of power in the electricity market.

10. Global market price (FMP) is the sum of the electricity market price (SMP) and the capacity price (CAN) in a trading cycle.

11. Electricity purchase contract is the text of the purchase agreement between the Single Trade Unit and the radio or export unit, importing the electricity.

12. The contract to buy another is wrong. is the contract to buy a semi-electricity purchase agreement between the Single Trade Unit with a direct trading unit on the electricity market by the Ministry of Commerce issued by the Ministry of Commerce.

13. Scheduling after operation date is scheduling the market power price and scheduling a definite amount of payment capacity by regulations at Digital and Private Information. 18 /2010/TT-BCT.

14. Power market regulation is the content on the operation of the electricity market regulated at Digital. 18 /2010/TT-BCT and Digital News 45 /2011/TT-BCT December 30, 2011 of the Ministry of Commerce amended, adding some of the provisions of the Digital Information 18 /2010/TT-BCT.

15. Electrical Market Process are the specific processes to operate the electricity market regulated at Article 109 of the digital media. 18 /2010/TT-BCT and the processes that guide the implementation of the Digital Information 12 /2010/TT-BCT April 15, 2010 of the Ministry of Commerce regulates the transmission power system, Digital Media. 27 /2009/TT-BCT September 25, 2009, of the Ministry of Commerce regulations on the measurement of electrical power in the competitive electricity market.

16. Electric market member is the unit to participate in the transaction activities or provide services on the regulatory electricity market at Article 2 of Information. 18 /2010/TT-BCT.

Chapter II

PRINCIPLE AND SCOPE OF ELECTRONIC MARKET MONITORING

What? 4. Power market monitoring principle

The basic principles of the electricity market monitoring work are regulated as follows:

1. Distribution of electrical market monitoring

a) The Power Regulatory Authority is responsible for overseeing the entire operation of the electricity market;

b) The operator of the power system and the electrical market is responsible for implementing a number of power market monitoring functions, evaluating the efficiency of the market by regulation at this level;

c) Other market member units have a responsibility to coordinate with the Department of Power Regulatory and Electric System Operations Unit and the electrical market in the monitoring of the electricity market; detection and reporting of the Power Regulatory Bureau of Emission Issues, There are signs of violation in the process of running the electricity market.

2. The analysis, evaluation, examination and disposal measures must be based on the regulations that operate the electricity market, the electrical system and the relevant regulations.

3. Power market monitoring activities must base in accordance with the information, data, and the results of the electricity market, in particular as follows:

a) The information, data, results of the electricity market operation must be published to market member units by the devolve of information access to the specified information in the competitive electricity market regulation and the available electrical market operating processes. related;

b) In the process of monitoring the electricity market, the Department of Power Regulatory is allowed to access, access to full information, electrical market data, and require the electricity market member units to provide additional information to serve for the work. monitor, check out the activities of the units on the electricity market.

4. Power market monitoring reports and assessment results, the electrical market activity test must be announced, ensuring transparency, equality, non-discrimination between market members and adhering to the regulations of the law that is associated with the public and the public. Yeah.

What? 5. Power market monitoring range

The power market monitoring business focuses on the following content:

1. Power market operation

a) Evaluation and examination of market results;

b) conduct investigation, analysis, further study of electrical market operation results if the detection has an abnormal sign.

2. Behavior of direct-to-market trading units trading on the market

a) Assessment of compliance, acceptance of electrical market regulations;

b) The possibility of the ability of the broadcast units to submit the salute has a reflection of the constraint in operation or constraint in the purchase contract;

c) Check, evaluate cases with signs of abuse of a monopoly position, the position of market dominance;

d) Check, evaluate instances where there is a non-healthy competitive sign.

3. Behavior of the Single Trade Unit

a) Assessment of compliance, acceptance of the regulations and processes that operate the electricity market;

b) Evaluation of difficulties, entangled in the implementation of the electrical market regulations;

c) Check, study of difficulties, entanged by the only Procurement Unit report on the fact that it is not possible to meet the regulations or processes that operate the electricity market.

4. The Company ' s electricity market operator operates the electricity system and electricity market.

a) Assessment of compliance, acceptance of the regulations and processes that operate the electricity market;

b) Evaluation of difficulties, entangled in the implementation of the electrical market regulations;

c) Testing, study of difficulties, entanged by the Electronic Systems Transport Unit and the telegraph market on the impossible to meet the regulations or processes that operate the electricity market.

5. The operation of the unit that operates the electricity system and the electricity market for the indirect trading power generation units.

a) Evaluation and inspection of the operational work of multi-target strategic hydroelectric power plants;

b) Assessment and test the operation of the operation of auxiliary service providers;

c) Evaluation and testing of the operation of electric power plants that do not participate in the market.

6. The allocation of contract yields by the Unit of the Transport of Electrical Systems and Electric Market

a) Assessment of the transaction output on the delivery market by each power plant;

b) Evaluation of the rationing of contract yield is allocated to the power plants and the Purchasing Unit.

7. Payment

a) Check out the payments made to the electrical units of the electricity;

b) Check out the payment cases that are bound to add;

c) Check out the power and power payments;

d) Check out other payments.

8. The electrical and organic structure structure

a) Assessment of the ownership structure in the power market;

b) Check out the market share of the power units.

Chapter III

MARKET MONITORING OF COMPETITIVE ELECTRICITY

Item 1

REGULAR POWER MARKET MONITORING

What? 6. Monitor the results of electric market operation

1. Content surveillance results in the electricity market operation

a) The results plan to operate the next year ' s electricity market, next month and next week, including:

-Market ceiling prices;

-Market capacity price and the results of the calculation of the New Power Plant Yes.

-Market power prices and the expected total market price;

-Water value and the salute ceiling price of hydroelectric power plants;

-The salute ceiling of the thermal power plants;

-The water level limits the reservoirs of hydroelectric power plants;

-The resulting classification of the machine running the background, running back and running.

b) The results of the next day mobiling scheduling, including an unbound scheduling and scheduling calendar, the scheduled and scheduling outcome of the time and schedule after the operation date, including:

-Market power prices and total market prices;

-The engine running.

-Backup loading.

-The maintenance plan, repairs and the causes that lead to not ensuring the capacity capacity;

-The extent of the decline in capacity, due to the incident;

-The water level limits the reservoirs of hydroelectric power plants;

-The amount of capacity to salute, comparable to the amount of capacity available to the publication of the maintenance schedule for repair and the electricity limit of the hydroelectric power plants;

-The self-mobiling of the electrical power plants;

-The bow.

-The salute of the nests.

-Arranging the price of the cluster by group (according to the technology of electricity, according to the fuel, according to the taxable membership of the power plants);

-The volatility of market price according to the need for side load;

-A schedule of movement and fuel.

-Limit of transmission and expected power flow across the 500kV grid;

-The list of system security constraints is considered when scheduling is bound;

-The unit's input metrics of the Electric Power System and Power Market for the next day's mobiling scheduling, including: adjust the power generation of multi-target strategic hydroelectric power plants, the changes in the salute of the nests ...;

-The changes in the greeting are for the next day's calendar, the next time and the calendar after the operation.

2. The unusual problems in the operation of the electric market according to the monitoring results operate the electricity market, namely the following:

a) There is a major volatility in the price of market power, the extra load, the salute of the nests, the amount of capacity that welcomes in the trading cycle compared to the next trading cycles;

b) There is a large difference of the coming day mobiling scheduling results, now coming and scheduling after the operation date, including:

-A-a-a-a-a-a-a-a-a-line

-Sub-loading foreclosure compared to actual loading.

-The salute of the machines.

-Market power prices are expected compared to actual market power prices;

-The order to mobilize the generator nests, the salute behavior of the electricity generator units in the trading cycle compared to the subsequent trading cycles;

-Market power prices increase mutations, and cycles have too high market power prices;

-The indicators, the operating parameters specified at the Annex 1 Notice. Hey.

What? 7. Monitor the conduct of the electronic market members

The content monitoring behavior of the member units when engaging in activities on the electricity market includes:

1. The welcome behavior of the direct trading radio unit

a) For thermal power plants:

-Comparison of the salute capacity with a set capacity, capacity capacity;

-Comparison of the salute capacity with the lowest stable development capacity, to evaluate the binding management capacity of minimal capacity during the course of the salute;

-Comparison of scheduling capacity with a salute capacity level;

-Comparison of scheduling capacity with actual performance capacity.

b) For hydropower plants:

-Comparison of the amount of light capacity with the capacity available to the limits of electrical power;

-Compare the salute price to the salute ceiling price;

-Comparison of scheduling capacity with a salute capacity level;

-Comparison of scheduling capacity with actual performance capacity.

c) Consider the maintenance of the maintenance plan of direct trading power units and the causes leading to the cease, reduced capacity;

d) Consider the mandatory cessation cases of direct trading power units and the causes.

2. The behavior of the unit ' s electricity market operates the electricity system and electricity market.

a) operating multi-target strategic power plants:

-Evaluation, comparison of the mobiles of multi-objective strategic hydroelectric power plants in accordance with next month ' s operational planning results, next week, the next day mobiling scheduling, the coming hours and the actual mobiling charts;

-The cause assessment leads to the unit of the operation of the power system and the electric grid adjustment chart of the multi-target strategic hydroelectric power plant in the coming hours and the projection with regulatory adjustment limits at the Market Regulation. power;

-Compare the expected mobiles to the actual level of mobiles and determine the causes if there is a major variation.

b) The operation of auxiliary service providers:

-Evaluating the portion of the capacity separated to provide auxiliary services;

-Consider, evaluate the unit situations that operate the power system and the electricity market needs to mobilize the supply and auxiliary services providers.

c) Operate some of the indirect electrical power units:

-The principle of operating these plants is to try to chart the generator during the dynamic scheduling process;

-Check out the salute of the indirect broadcast units trading by the Electric System and the electricity market at the base at the price of the contract.

3. Behavior in the electricity market of the Single Trade Unit

a) Assessment of the publication of the import chart and export of electricity to the unit operating the electricity system and the electricity market;

b) Comment behavior on behalf of BOT power plants;

c) Assessment of the price of appreciation in place of the power plants being halted and the provision of the necessary information from these power plants to the Single Trade Unit to make a change.

What? 8. Monitor, assess the results of distribution of contract production

Monitoring content, evaluating the results of the allocation of contract yields, including:

1. Evaluation of the results determine the annual production and allocation of contract output by the month, which is now by the unit of the Electric Power System and the electricity market for each power plant.

2. Comparison, match-to-match compaction of the distribution of contract yields with a contract rate of payment of payments under contract provided by the Electric Regulatory Regulatory Authority according to the Power Market Regulation.

3. Evaluation of the yield of electricity purchased on the spot market in each transaction cycle of the Single Trade Purchase Unit.

4. Evaluation of transaction output on the spot market of the electricity generation unit during each transaction cycle.

5. The rate of contract assessment indicators and the output of transactions through the delivery market are specified at the Appendix 1.

What? 9. Monitor, evaluate the results of payment calculation

Monitoring content, evaluating the results of payment calculation, including:

1. Review, evaluate a number of results of payment calculation to evaluate compliance with regulations on payment calculation in the Composition of Competitive Electricity Market Regulation.

2. Consider evaluating cases of developing machine-growing or reduced capacity due to system security constraints and the causes that result in this condition.

3. Evaluation of the levels of transaction payments on the market, including: power payment, capacity payment, and payment for the auxiliary service.

4. Evaluation of the revenue of some of the typical power plants for each group of electric power plants, run back, run the top by comparing the revenue level of these typical plants to the level of revenue expected by the standards aimed at the following objectives:

a) Evaluation of the capacity to recover capital of power plants on the market;

b) evaluate the application of the CAN capacity payment mechanism.

5. Review of the evaluation of the hosting cases higher than the electricity market ceiling price.

6. Consider evaluating the cases of other machine-making nests than the terms command and the causes that lead to this condition.

What? 10. The responsibility of the unit to operate the electricity system and the electricity market in monitoring the electricity market operation

The unit that operates the electricity system and the electrical market is responsible for monitoring the operation of the operating activities of the electricity market in real time, including:

1. Monitoring the electricity market in real time.

a) The unit that operates the electricity system and the electricity market is responsible for monitoring the compliance of the regulation of the power market member units in the day-to-day electrical market operations operations. The monitoring content includes:

-The work pays the price of the radio units: adhering to the provisions of the timetable, the salute manifold and other relevant regulations;

-The operation operates the power generation of power generation units under the terms of the unit ' s terms operating the power system and the electricity market;

-The operation provides auxiliary services at the request of the Unit of the Electric Power Systems and the electricity market;

-The provision of information, the full and accurate specifications of the power generation units for the Electronic Systems and Power Systems Transport Unit to serve the operation of power systems and power markets;

-The operation operates the electricity and other electrical systems according to the current regulation.

b) During the operation of the electricity market and the daily electricity system, if the detection of a violation of a market member unit affected the security of the electrical system operating in real time, the unit operates the electricity and market systems. Electric field is responsible:

-implementing the necessary intervention measures to ensure the security of electrical system during the course of real-time operation under the regulations, the processes are relevant;

-Give a warning to the unit whose behavior has a breach.

-Report of the Department of Power Regulatory Authority's violation of the breach of the market member unit and its handling measures, the unit's intervention in the Electric Power System and the Electric Power Market.

2. Power Market Intervention

Electric market intervention is the act of changing the normal operating mode of the electricity market, namely the following:

a) During the day-to-day operation, the unit of the Electric Power System and the electricity market is responsible for monitoring the monitoring of electrical and electrical systems operations, in time of the detection of unusual situations and incidents during the transport process. the electrical and electrical system that affects electrical system security;

b) In the case of the detection of abnormal situations and incidents that affect electrical system security, the unit operating the power system and the electricity market implement the market intervention measures in the case of need, compliance with the Market Regulation. the electric field;

c) The unit that operates the electricity system and the electricity market is responsible for publication on the Electric Market Electronic Information Page and the Power Regulatory Bureau report on the measures of electrical market interference.

3. Proposal to pause operating power market

a) In the case of the detection of abnormal situations or incidents in operating the electrical system, the electricity market could lead to a halt to the operation of the electricity market, the unit that operates the electricity system and the electricity market is responsible for reporting the Bureau. charge of the relevant information, including:

-A detailed description of the unusual situation or incident;

-Analysis, assessment of the extent of the effect of the abnormal situation or the incident to the operating market operating market;

-The method of addressing, handling the unusual situation, corrects the incident to reoperate the electricity market;

-Proposal for a halt to operate the electric market and the expected stop time.

b) The base according to the report of the Board of Power Systems and Power Markets, the Power Regulatory Authority is responsible for determining the content of the report, carrying out the inspection, verification required to review the conduct of the electricity market compliance with the Market Regulation. Electric field.

What? 11. The responsibility of the Department of Power Regulatory in the monitoring of regular power market

1. The Power Regulatory Authority is responsible for overseeing the operation of the regular electricity market. The electric market member units are responsible for providing the information needed to serve the monitoring of the electricity market, which reports the Department of Extraordinary Computing of Problems.

2. regular power market monitoring sequence:

a) Collation of data, information needed, including:

-The electricity market operation data collected from the Electronic Systems Transport Unit and the electricity market and other market member units as specified in this Chapter IV;

-Information, other necessary data on abnormal cases arise during the operation of the electricity market by market member units.

b) Do the analysis, evaluate the content of the prescribed electric market pursuits at Article 6, Article 7, Article 8 and Article 9 This Information. In the case of necessity, the implementation of the reviews, in-depth analysis to verify the abnormal problems in the electric market operation or the violation behavior of the market member units by regulation at paragraph 2 Article 12 This message;

c) Set a weekly report on the results of monitoring the electricity market according to the specified pattern at Appendix 2.

What? 12. Handout the results of regular power market monitoring

1. Based on the results of carrying out the monitoring of the regulatory electricity market at Article 11 This April, the Electric Regulatory Authority performs in-depth assessment and verification of the breach in the event of the following signs:

a) The operating market is inefficient due to restrictions from the electrical units of the electricity;

b) The operating market is inefficient due to existing problems, which have not been reasonable in the Power Market Regulation and relevant regulations;

c) The behavior of abuse of monopoly position, the position of market dominance or the unhealthy competitive behaviors of the electrical units of the electricity;

d) Other unusual cases.

2. In case of the detection of the specified signs at paragraph 1 This, the Power Regulatory Authority is responsible:

a) Collation of the information required for the analysis, evaluation from the electrical market member units and related units; and the following:

b) Do the analysis, assessment of the depth and details of the problems with an unusual sign to verify the nature and cause of the problem and the relevant units;

c) In the case of detection of abnormal problems related to compliance and implementation of the Power Market Regulation: assessment of evaluation, regulatory inspection at Section 2 This Chapter;

d) In the case of detection of abnormal problems related to the competitive behavior of market member units, implementation of the prescribed investigation at Section 4 This Chapter;

In case of detection of abnormal problems that arise during the operation of a non-regulatory power market at Article 6, Article 7, Article 8 and Article 9 This message, or no criteria for criteria, criteria for analysis, assessment, Responsible Power Regulatory Bureau:

-Research, construction of methods, indicators, criteria for analysis, evaluation of each specific case;

-Perform analysis, detailed and in-depth assessment to verify the cause, the content nature of the problem and the relevant units.

3. The Power Regulatory Bureau is responsible for overseeing the implementation of the treatment and assessment measures, the effectiveness of these measures for the operation of the electricity market.

Item 2

ASSESSMENT, SUPERVISION OF ELECTRICAL MARKET REGULATION

What? 13. The assessment content, monitoring compliance with the Electric Power Market Regulation

Assessment content, compliance monitoring of the electricity market regulation includes:

1. Evaluation, compliance oversight of the Electric Market Regulation and the relevant processes of market members.

2. Evaluation of the full and consistent evaluation of the Electric Market Regulation and related processes.

3. Evaluation, define entangled problems, restrict during the implementation of the Power Market Regulation and related processes.

What? 14. Preassessment, monitoring compliance with the Electronic Market Regulation

The Power Regulatory Bureau has the responsibility to perform the compliance of the compliance of the units in the following sequence:

1. Gather input data, including:

a) The annual, monthly, monthly periodic report of the Electric Power System and the electric market evaluated the compliance of market members by the market members according to the content:

-Provide and publish information that serves to operate the electricity market, the electricity system;

-The salute behavior of the units;

-Yes, sir.

b) The data, data market operator;

c) Report, petition issued by market member units to the Power Regulatory Bureau;

d) Information, other necessary data.

2. Check out the electrical market operation.

3. Requied an independent audit of the process of making processes, software that serves the power market operator of the unit to operate the power system and the electricity market in the case of necessity.

4. Set up and publish the assessment report, which oversees compliance with the regulation of the electricity market by regulation at Article 22 of this Information.

What? 15. Processing the assessment results, monitoring compliance with the Electric Power Market Regulation

The monitoring results base compliance with the Electronic Market Regulation, the Power Regulatory Bureau review, which applies the appropriate treatment measures, namely the following:

1. Report, propose the Minister of Trade in the Amendment, Supplement The Electricity Market Regulation to rectify the entanged, inadequate during the implementation of the electricity market regulation and related processes.

2. Modified, supplematuation of the electrical market operation to rectify the entanged, inadequation during the execution process.

3. The case shows signs of violation of the electricity market regulation and related processes, the Power Regulatory Bureau is responsible for conducting a regulatory violation investigation at this Article 19.

Section 3

ASSESSMENT OF THE ELECTRICAL INDUSTRY, THE OWNERSHIP STRUCTURE

AND MONITOR COMPETITION BEHAVIOR.

What? 16. Electrical structure and property structure assessment

1. The Power Regulatory Bureau is responsible for monitoring, evaluating the structure of the electricity and ownership structure by the annual, quarterly or when changes in the structure or structure of the electricity industry.

2. Content evaluation content and ownership structure include:

a) Assessment of the electrical sector structure by stitchup:

-To the palace.

-You have to transmit power.

-You're going to distribute electricity.

-The units provide services in the electricity market.

b) Evaluation of the property of the possession in the broadcast, including:

-The relationship between the members of the market.

-The equity market is owned by the owner;

-The power market is based on electrical power.

-The power market is located geographically;

3. Performance by monitoring, evaluation of the electrical sector and ownership structure

a) Collacing the necessary data, including:

-The data on the radio units includes the list of radio units, information about market members and economic information, the engineering of the factories.

-The other needed figures are reported by market member units at the request of the Power Regulatory Bureau.

b) Calculate the indicators, including:

-The set of installed capacity and the production of electricity by the owner;

-The set of power sets and power generation in the unit salute;

-seat capacity and power generation in the geographical area;

-The power market is set and the electricity generation according to every kind of power generation technology.

c) Progress assessment, analysis:

-Assess the status quo of the electrical and ownership structure;

-Impact analysis, the influence of the sector structure and the ownership structure for electrical market operations.

d) Set and publish oversight reporting, assessment of the electrical sector and property structure under regulation at this Article 22.

What? 17. Monitor of competitive behavior

The Department of Power Regulatory is responsible for overseeing the abuses of the exclusive position, the dominant position, or unhealthy competitive behaviors according to the following sequence:

1. Gather data, including:

a) The report found that the violation of the breach of the market member unit sent to the Department of Power Regulatory;

b) The information, the number of electric market operations;

c) Other necessary data due to market participation units provided at the request of the Power Regulatory Bureau.

2. Make the analysis, evaluate:

a) Evaluation of the welcome behaviour of the units;

b) Evaluation of the results of electric market operation;

c) Analysis, content appraisal of reports that detect behavior signs of violation of market member units to the Power Regulatory Bureau;

d) The necessary case, conduct meetings with units to find out and clarify more relevant matters.

3. Set up and announce the monitoring of competitive behavior by regulation at this Article 22.

Section 4

CRIMINAL INVESTIGATION

What? 18. violations of the violation investigation

The Department of Power Investigation conducts a violation investigation in the following cases:

1. The behavior of the behavior has a breach of the base according to the assessment results, which oversees the regulatory electricity market at Items 1, 2 and 3 This Chapter.

2. At the suggestion of the market member unit.

3. At the request of the competent authorities.

What? 19. The procedure, the criminal investigation procedure

Sequence, the procedure of investigation is carried out as specified in the Digital Information 27 /2011/TT-BCT July 19, 2011 by the Minister of Public Works of the Ministry of Public Affairs, the procedure of investigation and punishment of violations in the field of electricity.

What? 20. violations of violations

The handling measures are the measures taken by the Authority (or the competent authority) imposed on the charged market member of the conduct of the law of the law on the electricity market, as specified at the International Protocol. 68 /2010/NĐ-CP The June 15, 2010 Government of the Government rules on sanctions violations in the field of electricity and the regulation of the electricity market, including:

1. The warning and request for the program.

2. The suspension of the market membership according to the regulation at No. 18 /2010/TT-BCT.

3. The punishment forms for the infraction unit according to regulation at the Digital Protocol 68 /2010/NĐ-CP June 15, 2010 by the Government of the Government of the United States of the Government of the United States of the United States of the United States, on 15 June 2010.

Section 5

ELECTRONIC MARKET MONITORING REPORT

What? 21. The report regime of the unit that operates the electricity system and the electricity market

The unit operates the electricity system and the electrical market is responsible:

1. Set up and announce the results of the daily electricity market operation, weekly, monthly, annual, annual regulations at Article 95 18 /2010/TT-BCT.

2. Set up and send the Power Investigation Department the following reports:

a) The monthly electricity market operation, annually and market intervention report by regulation at Article 96 of the United States. 18 /2010/TT-BCT;

b) The report on the results of the electrical market monitoring by regulation at this Article 10;

c) Report the content at the request of the Power Regulatory Bureau.

What? 22. Charge to report by the Power Regulatory Bureau

1. The Power Regulatory Bureau is responsible for the setting and the publication of a monthly recurring charge market monitoring report according to the prescribed pattern at the Annex 3.

2. The Power Regulatory Bureau is responsible for the setting and the publication of the annual planning market monitoring report according to the prescribed form at Appendix 4.

Chapter IV

ELECTRONIC MARKET MONITORING SERVICE DATA

What? 23. Responsibility to provide data

1. The unit that operates the electricity system and the electrical market is responsible for providing the Department of Power Regulatory Information, the data on the operation of the electricity market, including:

a) The figures, the resulting calculation of the planning of the electric market operation year, month, week;

b) The figures, the results that operate the next day ' s electricity market, the coming hours, real time and payment calculation;

c) The information, the other required data at the request of the Department of Power Regulatory to monitor the electricity market.

2. Other market member units are responsible for providing information, metrics related to the operation of that unit on the competitive broadcast market at the request of the Power Regulatory Bureau to monitor the electricity market.

What? 24. The method of providing metrics

1. The unit that operates the electricity system and the electrical market is responsible for providing information to the Department of Power Regulatory in accordance with the following methods:

a) Automated online synchronization between the Electric Market Database at the Electronic Systems Operations Unit and the electricity market with the Power Market monitoring database at the Department of Power Regulatory. The frequency of performing a minimum database synchronization is 1 (one) per day. The list of information, the electrical market data needs to synchronize due to the Regulatory Power Regulatory Bureau.

b) The case has not applied the method of providing data by regulation at this point of this, the unit that operates the electricity system and the electricity market and sends the digital market data files in the format, pattern, and time of expression due to the Bureau of Investigation. The power rules.

2. Other power market member units provide information, data in the form of text or file data in a form provided by the Department of Power Regulatory.

What? 25. Data Quality Assurance

1. The unit that operates the electricity system and the electricity market is responsible for ensuring the quality of the data provided to the Department of Power Regulatory including daily reports, weekly reports and the content of the electricity market database.

2. Other market members are responsible for ensuring the quality of the data provided to the Department of Electrical Regulatory Services that serves the investigation and has the assurance of ensuring that the data level unit is correct.

3. The quality of the data is recognized as guaranteed when:

a) There is no shortage, the error must ensure consistency in the dataset and the difference from the original data at the units;

b) The data has been scrutinated errors, errors, and there is confirmation that the data level unit is correct.

What? 26. Software and data processing software tools

The Department of Power Regulatory has the responsibility to equip the following tools for serving management and handling of the electrical market monitoring data:

1. Software storage and database management;

2. Software access and processing software; including the following minimum features:

a) Processing, calculating and giving charts, graphs of evaluation, monitoring of the electricity market;

b) Compaction the specified indicators at Appendix 1 This message;

c) To extract the calculation results and report in accordance with scale patterns. Oh,

Chapter V.

THE ORGANIZATION.

What? 27.

1. The Power Regulatory Authority is responsible:

a) Common, guide, check out this Information.

b) Build and enact the regulation of the template, the specified data file format at Article 24 of this Information;

c) Trang, manage and operate software tools that serve the monitoring of the electricity market.

2. The unit that operates the electricity system and power market is responsible for construction, equipment equipment, tools needed to ensure transmission, send information, power market metrics to the Department of Power Regulatory in accordance with the regulatory data transmission methods at the site. This 24-fourth thing.

What? 28.

1. This message has been in effect since 1 July 2012.

2. Secretary of the Department of Electrical Regulatory Affairs, Chief of Staff, Chief Inspector of the Department, Chief of Staff, Department of Police Affairs, Power units and organizations, the individual operations personnel responsible for this information ./.