C A C U A TO R S
About the Securities and Stock Market
(Information of the Verkhovna Rada of Ukraine (VR), 2006, N 31, pp. 268)
{With changes under the Laws
N 514-VI ( 514-17 ) from 17.09.2008, VR, 2008, N 50-51, pp. 384
N 692-VI ( 692-17 ) from 18.12.2008, VB, 2009, N 17, pp. 236
N 1522-VI ( 1522-17 ) from 11.06.2009, VR, 2009, N 49, pp. 733
N 2367-VI ( 2367-17 ) from 29.06.2010, VR, 2010, N 34, pp. 486
N 2388-VI ( 2388-17 ) from 01.07.2010, VR, 2010, N 37, pp. 496
N 2393-VI ( 2393-17 ) from 01.07.2010, VR, 2010, N 38, pp. 505
N 2601-VI 2601-17 ) from 08.10.2010, BBB, 2011, N 10, pp. 65
N 2756-VI ( 2756-17 ) 02.12.2010, VCE 2011, N 23, pp. 160
N 3264-VI ( 3264-17 ) from 21.04.2011, VCE, 2011, N 43, pp. 447
N 3306-VI ( 3306-17 ) from 22.04.2011, VR, 2011, N 44, pp. 471
N 3461-VI ( 3461-17 ) 02.06.2011, VR, 2011, N 51, pp. 578
N 3610-VI ( 3610-17 ) from 07.07.2011, VR, 2012, N 7, pp. 53
N 3831-VI ( 3831-17 ) from 06.10.2011, VR, 2012, N 22, pp. 211
N 4093-VI ( 4093-17 ) from 09.12.2011, VR, 2012, N 27, pp. 285
Code
N 4651-VI ( 4651-17 ) from 13.04.2012, VR, 2013, N 9-10,
N 11-12 , N 13, pp. 88
Laws
N 5034-VI ( 5034-17 ) from 04.07.2012, VR, 2013, N 23, pp. 222
N 5042-VI ( 5042-17 ) from 04.07.2012, VR, 2013, N 26, pp. 264
N 5080-VI ( 5080-17 ) from 05.07.2012, VR, 2013, N 29, pp. 337
N 5178-VI ( 5178-17 ) by 06.07.2012, VR, 2013, N 39, pp. 517
N 5518-VI ( 5518-17 ) by 06.12.2012, VR, 2014, N 8, pp. 90
N 400-VII ( 400-18 ) from 04.07.2013, VCE, 2014, N 14, pp. 256
N 406-VII ( 406-18 ) from 04.07.2013, VR, 2014, N 20-21, pp. 712
N 407-VII ( 407-18 ) from 04.07.2013, VR, 2014, N 20-21, pp. 713
N 1206-VII ( 1206-18 ) from 15.04.2014, VR, 2014, N 24, pp. 885
N 1586-VII 1586-18 ) from 04.07.2014, VR, 2014, N 33, pp. 1162
N 424-VIII ( 424-19 ) 14.05.2015, VR, 2015, N 30, pp. 270
N 701-VIII ( 701-19 ) From 17.09.2015}

{In the text of the Act, in addition to section VII, "Final clauses",
The words "State Securities and Stock Exchange Commission"
the market "in all differences replaced by the words" National
securities and stock market commission " in the
in accordance with the Act N 3610-VI
( 3610-17 ) of 07.07.2011}

This Act governs the relationships arising during placement,
the circulation of securities and the failure of professional activities on
stock market, with the aim of ensuring openness and efficiency
the functioning of the stock market.
Section I
GENERAL PROVISIONS
Article 1. Term Definition
1. In this Act, the terms are used in this way:
(1) Associate person-husband or wife, direct relatives
persons (father, mother, children, family brothers and sisters, grandfather, babba,
grandchildren), direct relatives of a man or wife of a person, man or
The wife of a direct relative
2) the ransom of securities-the acquisition of emitten or special
issued valuable paper, placed or given by it valuable
Papers;
3) the issuance of securities is a collection of a certain kind of emission
the securities of one emitent, one nominal value, which
have the same release form and international identification number,
and provide their owners the same rights regardless of time
The acquisition and way of their emission;
(4) Dealing procedures for the exclusion of securities from register
stock exchange if they do not comply with the stock exchange rules,
to further cease their circulation on the stock exchange or
Transfer to the category of securities that are added to the circulation without
On the Stock Exchange
(5) The emission of the activities of the emitten actions in the
by the established law of the sequence and to the
Placing the emission securities among their first owners;
(6) Indosament-transfer inscription on a warrant value.
paper, which will make the right to the securities and rights of
a valuable paper to another person in established legislation
Order
7) Indosant-the owner of a warrant of securities (thereof)
an authorized person) who is an inmate. The indosage may be
full (named)-written by name (naming) of a specific
persons or form of a person to be discharged
of the name of the person;
8) Quote-Definition and/or fixation mechanism
stock exchange of the market price of emission securities, which
It is currently on a market share;
9) Listing is the set of procedures on the incorporation of securities
to the stock exchange and the implementation of the
Securities and Requirements and Requirements established in
Stock exchange rules;
(10) International Securities Identification Number-No.
(code) that allows uniquely identification of securities or
other financial instrument and which is provided
Laws of Ukraine;
11) the promise of securities-committing offences related to
the transition of rights to securities and rights for securities other than
agreements concluded in the process of emission, at the purchase of valuable
the papers of their emitten and purchase and sale of the emitten of the expandable
Securities;
12) the first owner is the person who acquired ownership of
securities directly from the emitant or the person who issued
Non-emission securities, or anderreiter;
13) the redemption of emission securities is a set of actions
Securities and Securities and Securities Holders
debt emission securities, payment to their owners
the nominal value of securities and income for such values;
(if this is provided by the securities emission prospectus)
or supply (provision) of goods (services) in the line predicted
Prospectus of securities, and the annulment of securities;
14) officials of the professional stock market participant-
head and members of the supervisory board, head and members of the collegial
the executive body (the head of the sole executive body and its
Chairman), Chairman and members of the Revisiona (Revizor),
corporate secretary, chief accountant, chairman and members of others
bodies of the stock market participant, formation of which
Provided by its charter;
15) avenue of securities of securities-a document containing
information about the placement of securities and other information,
predicted by this and other laws defining features.
The placement of certain securities;
16) prudential regulations-quantitative and qualitative indicators,
established by the National Securities and Stock Exchange Commission
of the market for prudential supervision, mandatory for
Compliance by professional participants in the stock market;
17) adjustable stock market-Business Insider
the stock exchange, which functions continuously on the basis of
licenses issued by the National Securities and Exchange Commission
the stock market in the prescribed order, and provides
holding regular trading as valuable papers and other
financial instruments under established rules, as well as
organise a centralized arrangement and execution of treaties over
Securities and other financial instruments;
18) the placement of securities-alienation of securities in
defined by the prospectus of securities emission;
19) rows of circulation of bonds-the rows that begin from the day that
Visit the registration day by the National Securities Commission
and the stock market report on the results of the placement of bonds and
The issuance of certificates of account registration, and ends
a day preceding the day of the beginning of the repayment of such bonds, respectively
To the avenue of their emission;
20) financial instruments-securities, building contracts
(futures), interest-based contracts (forwardes), construction
exchange contracts (to a certain date in the future) in case of dependency
prices from interest rates, currency exchange rate or stock index
(percentage points, curses or index swap), options given the right to
to buy or sell any of the listed financial
instruments, including those that predict monetary form
(...) (...)
2. Terms "business reputation", "substantial participation", "controller",
"control", "bound person" and "property structure" are used.
in this Act in the meaning given in the Law of Ukraine " On
financial services and government regulation of financial markets
of services " ( 2664-14 ). {Article 1 with changes made under the Laws N 2601-VI
( 2601-17 ) from 08.10.2010, N 3264 (VI) 3264-17 ) 21.04.2011;
in the wording of Act N 5042-VI ( 5042-17 ) of 04.07.2012}
{Changes to Article 1 of the See. in Act N 5178-VI ( 5178-17 ) From
06.07.2012}
Article 2. Stock market
1. The stock market (securities market)
the participants of the stock market and the legal relationship between
placing, circulation and accounting of securities and derivatives
(DERIVATIVES).
2. The attendees of the stock market are emittens or individuals released
non-emission securities, investors in securities, institutional and
investors, professional stock market participants, union union
professional stock market participants, including self-governing
organizations of professional stock market participants.
Emitten is a legal entity, including the Guarantee Fund.
contributions of individuals, the Autonomous Republic of Crimea or the city council,
as well as the state in person authorized by the government authorities
or the international financial organization that comes from its name
placing emission securities and taking on a commitment to the
They're in front of their owners. {Paragraph second of second article 2 in
revision of the Law N 400-VII ( 400-18 ) from 04.07.2013; with changes
In accordance with the Act N 1586-VII ( 1586-18 ) From
04.07.2014}
The person who issued non-emission securities is physical or physical.
a legal entity that receives a certificate from his name (fills)
Non-emission securities and takes on a commitment to such a
A valuable paper before his owner.
Investors in securities are physical and legal persons,
resident and non-residents who have acquired ownership of the price
Papers in order to obtain income from invested funds and/or
Acquisition of relevant rights provided to the securities owner
Under the law. Institutional investors are
the institutions of joint investment (stock and corporate
investment funds), investment funds, mutual funds
investment companies, non-state pension funds, funds
banking, insurance companies, other financial
agencies that carry out operations with financial assets in
the benefits of third parties at their own expense or by the accounts of these individuals, and
in cases stipulated by the legislation-also at the expense of
involved in other persons of financial assets with the purpose of obtaining
profit or retain the real value of financial assets.
Features investing in institutional investors
are defined by law
Union of Professional Stock Market Participants-
the non-profit union of professional stock market participants, which
carry out professional activities on the securities market, namely:
Trade in securities, depository activities and management
The assets of institutional investors.
Self-governing organization of professional stock participants
market is a non-profit union of stock market participants, which
carry out professional activities in the stock market on trade
securities, asset management of institutional investors,
The depositary activity other than the depositary is formed according to
criteria and requirements established by the National Securities Commission
and the stock market.
Professional stock market participants are legal entities,
formed in the organizational and legal form of joint stock societies or
limited liability societies, which are on the basis of the license,
issued by the National Commission on Securities and Stock,
Failure in the stock market for professional activities,
By the laws of Ukraine. {Part of the second article 2 with the changes made under the Act
N 2367-VI ( 2367-17 ) from 29.06.2010; in the wording of Act N 5042-VI
( 5042-17 ) of 04.07.2012}

{Part of third Article 2 is excluded based on the Law of the
N 5042-VI ( 5042-17 ) of 04.07.2012}
{Changes to Article 2 of the case. in Act N 5178-VI ( 5178-17 ) From
06.07.2012}

Article 3. Securities and their classification
1. The wall paper is a document of established form with
relevant reps, which will make a cash or other major
law, defines the relationship of the value of the valuable paper (person,
which issued valuable paper) and the person rights to the securities, and
stipulates the execution of the obligations behind such a valuable paper, as well as
the ability to transfer rights to valuable paper and securities rights
Other people. {Part of the first article 3 with changes made under the Act
N 5042-VI ( 5042-17 ) from 04.07.2012; in the editorial of Law N 5178-VI
( 5178-17 ) from 06.07.2012}
2. Non-emission securities may exist solely in the
The documentary form and the form of issuance can only be warrants
Or the traitor. Non-emission securities can be issued and
exist exclusively in documentary form as a paper or as
Electronic documents. List of securities that may be removed
as electronic documents determined by the National Commission of
securities and stock market by agreement with the National Assembly
Bank of Ukraine {Part of the second Article 3 in the edition of Act N 5178-VI ( 5178-17 )
from 06.07.2012}
{Changes to Part 2 of the second article 3 see in Law N 5080-VI
( 5080-17 ) of 05.07.2012}
3. Securities in the form of existence is divided into
Non-documentary securities and documentary securities.
A nondocumentary valuable paper is an account on the account
in valuable papers in the securities deposit system.
The documentary price paper is paper or electronic.
document is designed in the defined legislation of the form containing
naming a valuable paper and also defined by legislation
Reps. {Part of the third article 3 with the changes made under the Act
N 1522-VI ( 1522-17 ) From 11.06.2009; in the editorial of Laws N 407-VII
( 407-18 ) from 04.07.2013, N 5178-VI ( 5178-17 ) from 06.07.2012}
4. Securities in the form of release may be on the bearer,
The name or the ordinance.
Rights to the securities and the rights of the securities that exist in the
The documentary form includes:
A feeble valuable paper (a valuable paper on a foreman);
The person specified in the securities (name is valuable paper);
The person listed in the securities that can implement itself
such rights or appoint one to another authorized person
(An ordnance paper).
Ordnance securities can exist exclusively in documentary films.
form.
The rights to the securities and the rights behind the securities that exist
in a non-documentary form, owned by a valuable account
the paperach opened in the depositary institution, in case of enrollment
The securities in the notary deposit are the corresponding creditor.
The securities of the pretender is not eligible for the event.
receiving from the securities depot system
information on the owners of such securities in any form,
other than the cases provided by the National Securities Commission
and the stock market.
The emitent of the names securities is entitled to receive from
the depository account system of information securities
owners of such securities in the form registry of name holders
Securities.
The noun emission securities exist exclusively in the
No documentary form.
Emission securities on the preface can be translated into:
A non-documentary form of the existence of such valuable
Paper on Securities in Central Depository
securities or the National Bank of Ukraine in accordance with
competence established by the Law of Ukraine " On the depositary system
Ukraine ". 5178-17 ) (nervous) in established National
securities and stock market commission. Emission
the securities of the bearer that exist in undocumented form,
cannot be translated into the document form. {Part of Article 3 in the edition of Law N 5178-VI
( 5178-17 ) from 06.07.2012}
5. In Ukraine, civil defence may be
Securities:
1) field securities-securities that will attest to the participation
their owner in statutory capital (except investment)
certificates and certificates of the FON)
participate in the management of the issuer (other than investment certificates and
FON certificates) and receive part of the profit, in particular
Dividends, and parts of property in case of eradication of emitent (except
(a) (f). These securities include: {Abzac
First part of the fifth article 3, with changes made in
Act N 5080-VI 5080-17 ) of 05.07.2012}
(a) Shares;
(b) Investment certificates;
(c) FON certificates; {Paragraph 1 of the Fifth Article 3
complemented by a sub-paragraph "in" by Act N 692-VI ( 692-17 ) From
18.12.2008}
(g) Corporate investment fund stocks. {Paragraph 1
Part 5 of Article 3 is supplemented by subparagraph (a) under the Law
N 5080-VI ( 5080-17 ) of 05.07.2012} {Paragraph 1 of Part 5 of Article 3 with the changes made in
Law N 692-VI ( 692-17 ) From 18.12.2008}
(2) debt securities-securities that will be noticed by
the relationship of the loan and anticipates the obligation of the emitten or person,
which has issued non-emission valuable paper, to pay in the selected lines
funds, transfer goods or provide services according to
Obligations. Debt securities include: {Abzac
First paragraph 2 of Article 3 of Article 3 with changes made
under the Laws N 3461-VI ( 3461-17 ) 02.06.2011, N 5042-VI
( 5042-17 ) of 04.07.2012}
(a) The bond of enterprises;
(b) State bonds of Ukraine;
(b) Local loan bonds;
(g) The treasury obligations of Ukraine;
(g) Certificates of certificates;
(d) Vexels;
(e) The bonds of international financial institutions; {Paragraph 2 of Part 5 of Article 3 is supplemented by a sub-paragraph "e" by
with the N 400-VII Act ( 400-18 ) of 04.07.2013}
(c) The bonds of the Fund for the Guarantee of Persons; {Paragraph 2 of Part 5 of Article 3 is supplemented by a sub-paragraph "
with the Law N 1586-VII ( 1586-18 ) of 04.07.2014}
3) mortgage securities-securities, issue of which are
provided by the mortgage coating (mortgage pool) and which
Pay the ownership of the owners to them.
The funds Mortgage securities include:
(a) Mortgage bonds;
(b) Mortgage certificates;
(b) Make;

{Subparagraph 3 of Part 5 of Article 3 is excluded
Accordance with Act N 692-VI ( 692-17 ) From 18.12.2008}

(4) Privatization securities-securities that
Feel the right of the owner to the unpaid recipient in the process of
privatizing the proportion of property of state-owned enterprises, state
Housing Fund, Land Fund;
5) derivatives securities-securities, issuance and development mechanism
the circulation associated with the right to purchase or sale during
a row set by the contract, securities, other financial
And/or commodity resources;
(6) trade-order securities-securities that provide
their holder the right to dispose of the property given in these
Documents.
6. The state can host international stock markets
Bonds of External Government Loan of Ukraine and State
I'm sorry. {Article 3 is supplemented by part 6 according to Law N 701-VIII
( 701-19 ) From 17.09.2015}
Article 4. Moving rights to securities and securities rights
Palpers
1. To the person who has the right to valuable paper at the same time
reenter the population of all rights to be perceived (right in respect of
of a valuable paper) other than cases established by law or
Right.
Restricting rights to securities or securities rights
can only be installed in cases and in order
By law.
2. Rights to securities and the rights of securities in the world
A traitor that exists in the documentary form in paper form,
go through the presentation of such a valuable paper to another person, a
the order of the right to valuable paper and the right behind a valuable paper
to the bearer that exists in documentary form as an electronic
document is defined by the National Bank of Ukraine-for
financial banking bills and the Cabinet of Ministers of Ukraine-
for financial treasury bills.
Securities Rights and Securities Rights in the United States
The bearer, which exists in undocumented form, is retreating.
An order defined to move rights to the nouns.
The passage of rights to the knowledge-making securities of the bearer and
realization of rights for them needs mandatory identification
the owner of the depositary institution, leading the account in the valuable papers
such owner.
The Registry of Securities on the Traitor Is Not Registered
is made.
3. Rights to name securities and rights by name
The paper moves to another person in the order set
Legislation on the depositary system of Ukraine.
Information about the owners of the names of the securities emitent
is listed in the form of a name for the names of the names of the securities. Go
rights on the name securities and the realization of rights required
the binding identification of the depositary institution, which
leads the account in the valuable papers of this owner.
4. Ownership of the Orderous Securities is transferred to another
person by committing to an ordinate securities of transferable
The record. Injunctions can be form-free
the identity of the person to be executed
a commitment, or an ordnance-with the meaning of such a person.
5. Speciality of the transition of securities and rights
securities are set up by the National Securities Commission
and the stock market and the law. {Article 4 in the edition of Act N 5178-VI ( 5178-17 ) From
06.07.2012}
Article 5. Execution of obligations behind a valuable paper
1. The person who posted (issued) ordnance securities, and
The indocs are responsible for him in front of his rightful possession
In solidarity, if the other is not established by law. In case of pleasure
the requirements of the lawful possession of the ordinate security ordinance
A defendant with this paper commitment to one or more persons
from the number of those who have such obligations, the person who has been responsible
valuable paper, acquire the right to return requirement (regression)
other individuals who have a commitment to a valuable paper. {Part 1 Article 5 of the changes made under the Act
N 5042-VI ( 5042-17 ) of 04.07.2012}
2. Denunciation of the obligation to be made valuable
paper, with reference to the lack of grounds of obligation or the
His invalidity is not allowed.
3. Dances for emission valuable payers are paid in
The order stipulated by the depositary system
Ukraine. {Article 5 is supplemented by part one by Act N 5178-VI.
( 5178-17 ) from 06.07.2012}
Article 5-1. Features, Changes, Break & &
Completing a sales purchase contract
Paper
1. Contract for the sale of securities contracted by the
stock exchange, considered to be fixed since the fixation of such a
The fact that the contract is based on the fact that it is the stock exchange.
The specified contract cannot be terminated except in cases,
By law.
2. Maximum lines of purchase contracts
securities are set by the National Securities Commission
and the stock market. {Section I complemented by article 5-1 according to Act N 5042-VI
( 5042-17 ) of 04.07.2012}
Article 5-2. Securities Conversion
1. Convertation of securities-exchange of securities of one
released on securities of another issue of the same issuer.
2. The decision to conduct the converters is made by the body
An emitant authorized to make such a decision.
3. When the conversion is conducted, the emitent is required to
the ransom of securities in their owners, which are not
agree with the decision to conduct the conversion.
Order of the notification to the securities owners
securities conversion, emitant message order
securities of consent (or disapproval) with the decision of the
conduct conversions and strings, in which securities should be
wanted by their owners for a ransom, should be foreseen
By the decision of the relevant emitent organ to carry out an envelope.
Ransom securities in owners who disagree with the decision.
to conduct the conversion, is carried out by market value, but
is not lower than the nominal value of such securities.
Market value is determined by:
for the Securities Exchange-for securities that are included in
Stock Exchange Stock Exchange List;
by the cost determined by the independent evalutor according to
Property Rating, Maynew Rights and Professional
valuing,-for securities that are not included in
Stock Exchange Stock Exchange List.
4. After the calculation of the securities owners
registration of the issuance of securities enveloped
to the order established by the National Securities Commission
and the stock market.
The conversion order is set by the National
securities and stock market commission.
5. Speciality of the conversion of the securities of the Institute
Investing is established by legislation on institutions in common
Investment.
6. This article does not apply to bonds
external government positions of Ukraine and state derivatives
are placed in international stock markets. {Article 5-2 is complemented as part of the sixth under the Law
N 701-VIII ( 701-19 ) From 17.09.2015}
{The law is supplemented by Article 5-2 under the N 5080-VI Act
( 5080-17 ) of 05.07.2012}
Chapter II
TYPES OF SECURITIES
Article 6. Shares
1. An asset is a named valuable paper that will make the master ' s right
its owner (shareholder) relating to the joint-stock company,
including the right to obtain part of the profit of the stock
in the form of dividends and the right to receive a part
of a joint stock company in the event of liquidation, the right to
management of shareholders, as well as non-master rights,
The Civil Code of Ukraine 435-15 ) and by the law that
regulate the issues of creation, activity and termination of shareholders
Comrades. {The first part of the first article 6, with the changes,
By Act N 5080-VI ( 5080-17 ) of 05.07.2012}
The action is indivisible. Order of implementation of co-owners
shares are defined by the Civil Code of Ukraine (shares) 435-15 )
and the law governing the question of creation, activity and termination
The stock company. {Part of the first article 6 is supplemented by a paragraph
Under the Law N 1522-VI ( 1522-17 ) From 11.06.2009} {Part of the first article 6 with changes made under the Act
N 1522-VI ( 1522-17 ) From 11.06.2009}
2. The shareholder of the private and public society has
The right to purchase additional emission shares.
The predominant right of the shareholder is recognized as:
the right of the shareholder-the owner of the prime stock to acquire in the
private placement by the society of simple shares are proportional to the particle
The proper works of him in the total number of emitulations
Prime shares;
the right of the shareholder-the owner of the privileged shares to acquire
private placement by company of privileged shares
This or the new class, if the stock of this class gives them
Holders of the owners to obtain dividends or to pay
in case of a liquidation of a society proportional to the proportion of the proper
The shareholders of the privileged shares of a certain class in the total
the privileged shares of this class.
Order of implementation of the preferable right to purchase shares
additional emission is set by the National Securities Commission
and the stock market. {Article 6 is supplemented by the Act N 514-VI.
( 514-17 ) From 17.09.2008}
3. The majority of the shares are only a joint-stock company. Order
adoption by the relevant body of the joint stock company decision on
the placement of the shares is determined by the law governing the issue
The establishment, activities and termination of shareholders.
Shares exist exclusively in documentary form. {Part of third article 6 is supplemented by paragraph others according to
Act N 1522-VI 1522-17 ) 11.06.2009-Change is gaining
effective October 29, 2010}
4. The action has a nominal value set in the national
currency. The minimum nominal value of the stock cannot be smaller,
It's like a copy.
5. An active society accommodates only names. In
the case of the existence of shares in the documentary form of the
A stock certificate (shares) is issued.
Certifications (shares) note the kind of security that is
the naming of the joint-stock company, series and certificate number,
international identification number of securities, type and class
shares, nominal value of the stock, the number of shares owned by
the owner for such a certificate, the name (naming) of the owner,
the signature of the chief of the emitent or other authorized person. {Paragraph
the second part of the fifth article 6 of the changes made according to
Law N 1206-VII ( 1206-18 ) of 15.04.2014}
National Securities and Stock Market Commission
can set additional reps of the stock certificate
(shares). {Part of Article 6 in the edition of Act N 1522-VI ( 1522-17 )
From 11.06.2009}
6. The active society accommodates the shares of two types-simple
and privileged.
7. Simple shares give their owners the right to receive
part of the profit of the shareholders in the form of dividends, on
participate in the management of the stock company, on the receipt of the part
of a stock company in the event of liquidation and other
rights provided by the law governing the creation of the
(c) Activities and termination of shareholders. Simple Shares
They give their owners the same right.
Simple shares are not convertible to privileged shares
or other securities of the joint-stock company.
Provision of any guarantee of income (dividend)
No, no, no, no, no. Article 6 of this article
complemented by the paragraph of the third under Act N 5042-VI ( 5042-17 )
of 04.07.2012}
8. Privileged shares give their owners overwhelmingly,
concerning the owners of the prime shares, the right to receive part
profit of the joint-stock company in the form of dividends and on
receive part of the property of the stock company in the event of its
liquidation, and provide the right to participate in the
shareholding company in cases stipulated by the statute and
by law, which regulates the matter of creation, activity and termination
The stock company.
9. The active society accommodates privileged shares of various
Class (with varying amounts of rights) if possible
His charter. In this case, the prospectus of their emission is noted.
The liquidation of dividends and the payment from the property of the liquidated
society for each class of privileged shares placed in
A joint-stock company, which is established by the statute of the society.
Privileged shares of certain classes can be converted into
simple shares or in privileged shares of other classes, if
provides a prospectus for their emission. {First part of the ninth paragraph
Article 6 of the changes made under Act N 5042-VI
( 5042-17 ) of 04.07.2012}
Share of privileged shares in statutory capital
The shareholders cannot exceed 25 per cent.
10. Registration of the shares is exercised by the National Commission on
the Securities and Stock Market in the established order
( z0461-13 ). Shares of shares are allowed after registration
The National Securities and Stock Market Report 2017.
about the results of the stock and the issuance of the registration certificate
Issue of shares
11. Speciality of emission, circulation, accounting and equity
Corporate investment funds are determined by legislation.
Article 6-1. Corporate Investment Fund Stock
1. Corporate investment fund asset is a valuable paper,
Which is a corporate investment fund and which
will have the master rights of its owner (the member of the corporate
investment fund), including the right to receive dividends
(for a closed corporate investment fund), parts of property
of the Corporate Investment Fund in the event of its elimination, the right to
on the management of the corporate investment fund, as well as
non-master rights provided by the institutions
Joint investment.
2. The corporate investment fund ' s asset is exclusively
We have a simple and undocumented form.
3. Construction of open and interval shares
Corporate investment funds are not limited.
4. The corporate investment fund can provide
his own right to receive dividends in the form of dividends other than
open and interval corporate investment funds.
5. Speciality of emission, circulation, accounting and repayment of shares
The Corporate Investment Fund is determined by the legislation
on the institutions of joint investment. {The law is supplemented by Article 6-1 according to Act N 5080 VI
( 5080-17 ) of 05.07.2012}
Article 7. Bonds
1. Obligation is a valuable paper that will entail the introduction of its
the first owner of money, determines the loan relationship between the owner
bonds and emitten, confirms the obligation of the emitant
return their own bonds to its nominal value in
predicted by the prospectus of the Emission (for state bonds of Ukraine-
the conditions of their placement) and to pay income for bonds,
if another is not provided by an emission prospectus (for public
The Ministry of National Accounts).
Moving ownership to another person's account
is not a basis for the release of the emitent from fulfilling an obligation,
-Yes, I do. {Part of the first article 7 is supplemented by
paragraph by the second under Act N 5042-VI ( 5042-17 ) From
04.07.2012} {Part of the first article 7 with the changes in accordance with the Laws
N 3461-VI ( 3461-17 ) 02.06.2011, N 5042-VI ( 5042-17 ) From
04.07.2012}
2. Obligations can exist exclusively in non-documentary
form. {Part of the second article 7 in the edition of Act N 3461-VI ( 3461-17 )
02.06.2011}
3. Emmitt, in the order established by the National Commission of
securities and stock market, may place interest rates,
Target and discount bonds.
The percentage of the bonds is the bonds that are predicted
Payment of interest income.
Target bonds-bonds, execution of obligations under which
undertaken by transferring goods and/or providing services
according to the requirements set by the emission inspection site (for public
bonds of Ukraine-the conditions of their placement), and by payment
the funds of the owner of such bonds in cases and order,
predicted prospectus of the bonds of bonds (for government bonds)
(...) (...) {The third part of the third part of the
article 7 in the edition of Act N 3461-VI ( 3461-17 ) 02.06.2011;
with changes made under Act N 5042-VI ( 5042-17 ) From
04.07.2012}
Discount bonds-the bonds placed at the price,
lower than their nominal value. Difference between purchase price and price
The nominal value of bonds paid to the owner
bonds during her redemption is income (discount) for
Bonds. {The fourth part of the third article 7, with changes,
in accordance with Act N 5042-VI ( 5042-17 ) of 04.07.2012}
4. Obligations can be placed with a fixed string.
repayment, the only one for the entire release. Pre-Repayment
The bonds under the requirement of their owners are allowed in case such
opportunity is predicted by an emission prospectus (for government bonds)
Ukraine is the terms of their placement), defined by the order of the
setting the price of a pre-discharge of bonds and strings, which
The bonds may be charged for pre-discharge. {Part of Article 7 of the changes made by the
Act N 5042-VI 5042-17 ) of 04.07.2012}
5. Reduction of interest rates and discount bonds is carried out
Just money. Repayment of target bonds is carried out by
transfer of goods and/or providing services, as well as payment of funds
the owner of such bonds in cases and order predicted.
Prospectus of bonds of bonds (for government bonds of Ukraine-
(...) (...) {Part of Article 7 in the edition of Act N 3461-VI ( 3461-17 )
02.06.2011; with changes made under Act N 5042-VI
( 5042-17 ) of 04.07.2012}
6. The situation has a nominal value defined in
National currency, and if this is provided by a prospectus of emission (for
Government bonds of Ukraine-the conditions of their placement)-in foreign
currency. The minimum nominal value of bonds cannot be
Fewer than one copy. {Part of the sixth article 7 of the changes made under the Act
N 5042-VI ( 5042-17 ) of 04.07.2012}
7. Emmitt can place names of bonds and bonds on
A traitor. Bond circulation is allowed after registration
The National Securities and Stock Market Report 2017.
about the results of placement of bonds and issuing certificates
registration of the bonds.

{Part of the eighth article 7 is excluded based on the Law of the
N 3461-VI ( 3461-17 ) 02.06.2011}

9. The sale of bonds is carried out in national currency, a
if it is provided by the legislation and the prospectus of the mission
appropriate release of bonds (for government bonds of Ukraine-
In foreign currency. {Part 9 of Article 7 of the changes made under the Act
N 5042-VI ( 5042-17 ) of 04.07.2012}

{Part 10 of Article 7 is excluded based on the Law of the
N 3461-VI ( 3461-17 ) 02.06.2011}

Article 8. Enterprise bonds
1. The congregations of the enterprises are placed by legal entities
only after the full payment of its statutory capital.
Enterprise bonds confirm the obligation of the emitten for
they are not entitled to participate in the management of the emitten.
2. Not allowed to accommodate business bonds for
the formation and replenishment of the statutory capital of the emitten, as well as
Covering losses from economic activities by enrollment
income from selling bonds as a result of current economic
activity.
3. The legal person shall have the right to place a percentage/or
Discount bonds by a sum that does not exceed the three-fold size
its own capital or the size of the provision provided to it with this
The purpose of the third parties.
The order of the emission, circulation and payment of targeted bonds
enterprises is set by the National Securities Commission
and the stock market. {Part of third article 8 is supplemented by a paragraph
Under the Law N 3461-VI ( 3461-17 ) 02.06.2011} {Part of the third article 8 with the changes made under the Act
N 3461-VI ( 3461-17 ) 02.06.2011}
4. Prospect for emission of bonds
A joint stock company can predict the possibility of their
(c) (b)
Bonds). {Part of Article 8 of the changes made in accordance with the
Act N 5042-VI 5042-17 ) of 04.07.2012}
5. The decision to house the bonds of enterprises is accepted
The relevant authority of the administration of the emitant according to the rules of the laws,
that regulate the order of creation, activity and termination of legal
The relevant organizational and legal form.
Funds involved in the emission of targeted businesses,
are used on targets determined by the prospectus of the emission of such
bonds. {Part 5 of Article 8 is supplemented by a paragraph by others
under the Law N 3461-VI ( 3461-17 ) 02.06.2011}
6. Registration of release of business bonds
National Securities and Stock Market Commission in China
It's fine.
7. Emitant bonds of businesses can make decisions about
Continuation of the specified emission lines prospectus
repayment of bonds in the case of the issuance of the entire release
(series) bonds or consent to the continuation of such rows of all
owners of the respective release (series) of bonds. In case of
The redemption of its price cannot be less than the nominal value
bonds.
Duration of period on which rows can be extended
the circulation and repayment of bonds of businesses cannot exceed
The duration of the period determined by the prospectus of the emission of such bonds.
Recontinuation of the circulation lines and the repayment of bonds
enterprises are not allowed.
Order to extend the circulation lines and repayment of bonds
enterprises is set by the National Securities Commission
and the stock market. {Article 8 is supplemented by a part of the seventh under the Law N 2601-VI
( 2601-17 ) From 08.10.2010}
Article 8-1. Enterprise bonds, execution
Obligations under which the
object transfer (object parts)
housing construction
1. Commission on target bonds, execution of
required by means of transmission of the object (parts)
(a) Housing construction,
which according to the law has the right to execute functions
the customer of construction of such an object, or the legal person who
concluded the contract of participation in the construction of housing with the executive
authorities, local governments having the right to
property, rental or permanent land use,
to which the object of housing is located, which is
Ensure the execution of the commitments for the target
Bonds.