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RS 0.814.05 Basel Convention of 22 March 1989 on the Control of Transboundary Movements of Hazardous Wastes and their Disposal (with annexes)

Original Language Title: RS 0.814.05 Convention de Bâle du 22 mars 1989 sur le contrôle des mouvements transfrontières de déchets dangereux et de leur élimination (avec annexes)

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0.814.05

Original text

Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal

Complied in Basel on 22 March 1989

Instrument of ratification deposited by Switzerland on 31 January 1990

Entry into force for Switzerland 5 May 1992

(State on 21 January 2015)

Preamble

The Parties to this Convention,

Aware of the potential damage to human health and the environment caused by hazardous waste and other waste and the transboundary movement of such wastes,

Bearing in mind the increasing threat to human health and the environment posed by the increasing complexity and development of the production of hazardous waste and other wastes and their transboundary movements,

Also bearing in mind that the most effective way to protect human health and the environment from the hazards of these wastes is to reduce their production to a minimum from the point of view of quantity and/or Potential danger,

Convinced that States should take the necessary measures to ensure that the management of hazardous waste and other waste, including their transboundary movements and disposal, is compatible with the protection of Human health and the environment, regardless of where the waste is disposed of,

Noting that States should ensure that the producer carries out obligations relating to the transport and disposal of hazardous waste and other waste in a manner that is compatible with environmental protection, The place where they are disposed of,

Fully recognising that any State has the sovereign right to prohibit the entry or disposal of hazardous waste and other waste of foreign origin on its territory,

Recognizing also the growing support for the prohibition of transboundary movements of hazardous wastes and their elimination in other States, in particular in developing countries,

Convinced that hazardous waste and other waste should, to the extent that it is compatible with environmentally sound and efficient management, be disposed of in the State in which they were produced,

Also aware that the transboundary movement of these wastes from the State of their production to any other State should be authorised only where they are carried out under conditions which pose no danger to human health and The environment and in accordance with the provisions of this Convention,

Whereas the increased control of transboundary movements of hazardous wastes and other wastes will promote environmentally sound management of such wastes and a reduction in the volume of corresponding transboundary movements,

Convinced that States should take measures to ensure an appropriate exchange of information and effective control of the transboundary movements of hazardous wastes and other wastes to and from those States,

Noting that a number of international and regional agreements have focused on the protection and preservation of the environment in the transit of dangerous goods,

Taking into account the Declaration of the United Nations Conference on the Environment (Stockholm, 1972), the Cairo Guidelines and Principles for the Environmentally Sound Management of Hazardous Wastes, adopted by the Council Of the United Nations Environment Programme (UNEP), by its decision 14/30 of 17 June 1987, of the recommendations of the United Nations Committee of Experts on the Transport of Dangerous Goods (formulated in 1957 and made available to Day every two years), recommendations, declarations, instruments and regulations Adopted within the framework of the United Nations system, as well as the work and studies undertaken by other international and regional organizations,

Awareness of the spirit, principles, purposes and functions of the World Charter of Nature adopted by the United Nations General Assembly at its thirty-seventh session (1982) as a rule of ethics concerning the protection of The human environment and conservation of natural resources,

Affirming that States are obliged to fulfil their international obligations concerning the protection of human health and the protection and protection of the environment and are responsible in this respect in accordance with the law International

Recognizing that, in the event of a substantial violation of the provisions of this Convention or any Protocol thereto, the relevant provisions of international treaty law shall apply,

Conscious that the need to continue to develop and apply low-emission and environmentally sound technologies, recycling measures and appropriate maintenance and management systems with a view to minimizing Production of hazardous waste and other waste,

Also aware that the international community is increasingly concerned about the need to rigorously control the transboundary movement of hazardous wastes and other wastes and the need to reduce in the Measure these movements to a minimum,

Concerned about the problem of the illicit cross-border traffic in hazardous waste and other waste,

Also taking into account the limited capacity of developing countries to manage hazardous wastes and other wastes,

Recognizing the need to promote the transfer, especially to developing countries, of techniques for the rational management of hazardous wastes and other locally produced wastes, in the spirit of the Rows Cairo and Decision 14/16 of the Governing Council of UNEP on the promotion of the transfer of environmental protection technologies,

Recognizing also that hazardous wastes and other wastes should be transported in accordance with relevant international conventions and recommendations,

Convinced also that transboundary movements of hazardous wastes and other wastes should be permitted only if the transport and final disposal of such wastes is environmentally sound,

Determined to protect human health and the environment from the harmful effects that may result from the production and management of hazardous waste and other waste,

Agreed to the following:

Art. 1 Scope of the Convention

The following wastes, which are the subject of transboundary movements, shall be considered as "hazardous wastes" for the purposes of this Convention:

(a)
Wastes that belong to one of the categories listed in Annex I, unless they have none of the characteristics listed in Annex III; and
(b)
Waste to which the provisions of para. (a) do not apply, but are defined or considered dangerous by the domestic legislation of the Party of export, import or transit.

2. Wastes that belong to one of the categories listed in Annex II and are subject to transboundary movement shall be considered as "other wastes" for the purposes of this Convention.

3. Wastes which, due to their radioactivity, are subject to other international control systems, including international instruments, which apply specifically to radioactive material are excluded from the scope of application of the Present Convention.

4. Waste from the normal operation of a ship and whose discharge is the subject of another international instrument shall be excluded from the scope of this Convention.

Art. 2 Definitions

For the purposes of this Convention:

1.
"Waste" means a substance or thing that is disposed of, intended to be disposed of or is required to be disposed of under the provisions of national law.
2.
"Management" refers to the collection, transportation and disposal of hazardous waste or other waste, including the monitoring of disposal sites.
3.
"Transboundary movement" means any movement of hazardous waste or other waste from an area falling within the national competence of a State and to an area falling within the national competence of another State, or Transit through this area, or an area which does not fall within the national competence of any State, or in transit through that area, provided that at least two States are concerned by the movement.
4.
"Disposal" means any operation set out in Annex IV to this Convention.
5.
"Approved site or facility" means a site or facility where the disposal of hazardous waste or other waste occurs under an authorization or operating permit issued by a competent authority of the State in which the site or The installation is located.
6.
"Competent authority" means the governmental authority designated by a Party to receive, in the geographical area that the Party may determine, notification of a transboundary movement of hazardous waste or other waste as well as All relevant information and to take a position on this notification as provided for in s. 6.
7.
"Correspondent" means the body of a Party referred to in s. 5 and is responsible for receiving and communicating the information provided for in s. 13 and 16.
8.
"Environmentally sound management of hazardous waste or other waste" means any practical measures to ensure that hazardous waste or other waste is managed in a way that ensures health protection And the environment against the harmful effects that these wastes may have.
9.
"Area falling within the national competence of a State" means any land, sea or air zone within which a State exercises in accordance with international law the administrative and regulatory powers in respect of Protection of human health or the environment.
10.
"State of export" means any Party from which the triggering or where a transboundary movement of hazardous waste or other waste is triggered.
11.
"Import State" means any Party to which a transboundary movement of hazardous waste or other waste is intended or is intended to be disposed of, or for the purpose of loading before it is disposed of in an area that is not under the control of National competence of any State.
12.
"Transit State" means any State, other than the State of export or import, through which a transboundary movement of hazardous waste or other waste is foreseen or takes place.
13.
"States concerned" means the Parties which are States of export or import and States of transit, whether or not they are Parties.
14.
"Person" means any natural or legal person.
15.
"Exporter" means any person who falls within the jurisdiction of the exporting State and is engaged in the export of hazardous waste or other waste.
16.
"Importer" means any person who falls within the jurisdiction of the importing State and carries out the import of hazardous waste or other waste.
17.
"Carrier" means any person who transports hazardous waste or other waste.
18.
"Producer" means any person whose activity produces hazardous waste or other waste or, if that person is unknown, the person who is in possession of those wastes and/or who controls them.
19.
"Eliminator" means any person who is shipped from hazardous waste or other waste and who disposals of such waste.
20.
"Organisation for political or economic integration" means any organisation consisting of sovereign states to which the Member States have given competence in matters governed by this Convention and which has been duly authorised, according to the Its internal procedures, to sign, ratify, accept, approve or formally confirm or accede to the Convention.
21.
"Illegal traffic" means any movement of hazardous waste or other waste as specified in s. 9.
Art. 3 National definitions of hazardous waste

1. Each Party shall inform the secretariat of the Convention, within six months of becoming a Party to the Convention, of waste, other than those specified in Annexes I and II, which are considered or defined as hazardous by its National legislation, as well as any other provisions concerning the procedures for transboundary movement applicable to such waste.

2. Each Party shall thereafter inform the secretariat of any significant change to the information submitted by it pursuant to s. 1.

The secretariat shall immediately inform all Parties of the information it has received pursuant to s. 1 and 2.

4. The Parties are required to make available to their exporters the information provided to them by the secretariat pursuant to s. 3.

Art. 4 General obligations
1. A)
Parties exercising their right to prohibit the import of hazardous waste or other waste for disposal shall inform the other Parties in accordance with the provisions of Art. 13;
(b)
The Parties shall prohibit or permit the export of hazardous wastes and other wastes to Parties that have prohibited the import of such wastes, where such prohibition has been notified in accordance with the provisions of para. (a) above;
(c)
The Parties shall prohibit or permit the export of hazardous waste and other waste if the State of importation does not give in writing its specific agreement for the import of such waste, in the event that the importing State does not Prohibits the import of such waste.

(2) Each Party shall make arrangements for:

(a)
Ensure that the production of hazardous waste and other waste within the country is minimized, taking into account social, technical and economic considerations;
(b)
Ensure that adequate disposal facilities are in place, to the extent possible, within the country, for the environmentally sound management of hazardous wastes and other wastes at any location Be eliminated;
(c)
Ensure that persons involved in the management of hazardous waste or other waste within the country take the necessary measures to prevent pollution resulting from this management and, if such pollution occurs, for Minimize the impact on human health and the environment;
(d)
Ensure that transboundary movements of hazardous wastes and other wastes are reduced to a minimum consistent with the efficient and environmentally sound management of such wastes and that they are carried out in a manner that protects health The environment versus the harmful effects that could result;
(e)
Prohibit exports of hazardous waste or other waste to States or groups of States belonging to political or economic integration organizations that are Parties, particularly developing countries, which have Prohibited by their laws any import, or if it has reason to believe that the waste in question will not be managed in accordance with environmentally sound methods, as defined by the criteria which the Parties shall retain First meeting;
(f)
Require that information on proposed transboundary movements of hazardous waste and other waste be communicated to the States concerned, in accordance with Annex V-A, so that they can assess the consequences for human health and The environment of the proposed movements;
(g)
Prevent imports of hazardous waste and other waste if it has reason to believe that the waste in question will not be managed in an environmentally sound manner;
(h)
Cooperate with other Parties and other interested organizations, directly and through the secretariat, in activities such as the dissemination of information on transboundary movements of hazardous wastes and Other waste, in order to improve the environmentally sound management of the waste and to prevent illicit traffic.

The Parties consider that the illicit traffic in hazardous waste or other waste is a criminal offence.

4. Each Party shall take the legal, administrative and other measures necessary to implement and enforce the provisions of this Convention, including measures to prevent and suppress any conduct in Violation of the Convention.

5. The Parties shall not permit exports of hazardous waste or other waste to a non-Party State or the import of such waste from a non-Party State.

6. The Parties agree to prohibit the export of hazardous waste or other waste for disposal in the area south of the sixtieth parallel of the Southern Hemisphere, whether or not such waste is subject to movement Transborder.

7. In addition, each Party shall

(a)
Prohibits any person under its national jurisdiction from transporting or disposing of hazardous waste or other waste, unless the person in question is authorized or authorized to do so;
(b)
Require that hazardous waste and other waste that must be the subject of a transboundary movement be packaged, labelled and transported in accordance with generally accepted and accepted international standards and standards Packaging, labelling and transport, and taking due account of internationally accepted practices in this field;
(c)
Requires that hazardous waste and other waste be accompanied by a movement document from the movement's place of origin to the disposal site.

8. Each Party shall require that hazardous waste or other waste, the export of which is provided for, be managed in an environmentally sound manner in the importing State or elsewhere. At their first meeting, the Parties shall adopt technical guidelines for the environmentally sound management of wastes falling within the scope of this Convention.

The Parties shall take the necessary measures to ensure that transboundary movements of hazardous wastes and other wastes are permitted only:

(a)
If the State of export does not have the necessary technical means and facilities or disposal sites to dispose of the waste in an environmentally sound and efficient manner; or
(b)
If the waste in question is a raw material necessary for the recycling or recovery industries of the State of import; or
(c)
If the transboundary movement in question is in conformity with other criteria to be determined by the Parties in so far as they are not inconsistent with the objectives of this Convention.

10. The obligation under this Convention of the States producing hazardous waste and other waste to require that waste be treated in an environmentally sound manner shall in no way be transferred to the State Import or transit.

Nothing in this Convention shall prevent a Party from imposing, in order to better protect human health and the environment, additional conditions which are compatible with the provisions of this Convention and in accordance with the rules of the International law.

12. Nothing in this Convention shall affect in any way the sovereignty of States over their territorial waters established in accordance with international law, sovereign rights and jurisdiction The exercise by States in their exclusive economic zone and on their continental shelf in accordance with international law, and in the exercise by ships and aircraft of all States of the rights and freedom of navigation as they are Governed by international law and reflected in the relevant international instruments.

The Parties undertake to periodically review opportunities to reduce the volume and/or potential for pollution of hazardous wastes and other wastes that are exported to other States, in particular to developing countries.

Art. 5 Designation of competent authorities and correspondent

To facilitate the implementation of this Convention, the Parties shall:

1.
Designate or create one or more competent authorities and a correspondent. A competent authority shall be designated to receive notifications in the case of a transit State.
2.
Inform the Secretariat, within three months of the entry into force of the Convention in respect of them, of the bodies designated as corresponding and competent authorities.
3.
Inform the Secretariat of any changes to the designations they have made pursuant to s. 2 above, within one month from the date on which the amendment was decided.
Art. 6 Transboundary Movements of Parties

The State of export shall inform in writing, through the competent authority of the exporting State, the competent authority of the States concerned of any transboundary movement of hazardous waste or other waste considered, or Producer or exporter to do so. Such notifications shall contain the declarations and information specified in Annex V-A, in a language acceptable to the importing State. Only one notification is sent to each of the states concerned.

2. The State of importation shall acknowledge in writing the notification to the person who gave it by consenting to the movement with or without reservation, or by refusing the authorisation to proceed to the movement, or by requesting further information. A copy of the final reply of the importing State shall be sent to the competent authorities of the States Parties.

3. The exporting State shall not allow the producer or exporter to initiate the transboundary movement before receiving written confirmation that:

(a)
The notifier has received the written consent of the State of import; and
(b)
The notifier has received confirmation from the importing State of the existence of a contract between the exporter and the eliminator specifying an environmentally sound management of the waste considered.

4. Each State of transit which is a Party shall, without delay, acknowledge the notification to that which has given it. It may subsequently take a position by written reply to the author of the notification within 60 days by consenting to the movement with or without reservation, or by refusing permission to proceed with the movement, or by requesting a supplement Information. The State of export does not authorise the initiation of the transboundary movement until the written consent of the transit State has been received. However, if, at any time, a Party decides not to request a prior written agreement, in general or under specific conditions, with regard to transboundary movements of hazardous waste or other Or if it modifies its requirements in this regard, it shall immediately inform the other Parties of its decision in accordance with the provisions of Art. 13. In the latter case, if the State of export receives no reply within 60 days of receipt of the notification given by the State of transit, the State of export may allow that export to be carried out through the State Of transit.

5. Where, in a transboundary movement of waste, such waste is not legally defined or considered as hazardous to:

(a)
By the exporting State, the provisions of s. 9 of this section applicable to the importer or the eliminator and the importing State shall apply Mutatis mutandis The exporter and the exporting state respectively;
(b)
By the State of import or by the States of import and transit which are Parties, the provisions of s. 1, 3, 4 and 6 of this Article applicable to the exporter and the exporting State shall apply Mutatis mutandis The importer or the eliminator and the importing State, respectively;
(c)
For any transit State which is a Party, the provisions of paragraph 4 shall apply to the State.

6. The State of export may, subject to the written consent of the States concerned, authorise the producer or exporter to use a general notification procedure when hazardous waste or other waste having the same Physical and chemical characteristics are regularly dispatched to the same eliminator by the same customs post of exit from the exporting state, the same entry customs entry of the country of import and, in the case of transit, by the same posts Customs of entry and exit of the transit State (s).

7. The States concerned may subject their written consent to the use of the general notification procedure referred to in subs. 6 to 1 The disclosure of certain information, such as the exact quantity of hazardous waste or other waste, to be shipped or a periodic list of such waste.

8. General notification and written consent referred to in s. 6 and 7 may cover multiple shipments of hazardous waste or other waste within a maximum period of 12 months.

The Parties shall require any person taking charge of a transboundary movement of hazardous waste or other waste to sign the movement document in respect of the delivery or receipt of the waste in question. They shall also require the eliminator to inform the exporter and the competent authority of the exporting State of the receipt of the waste in question and, in due course, of the completion of the disposal operations in accordance with the modalities indicated in the Notification. If this information is not received by the exporting State, the competent authority of that State or the exporter shall inform the importing State thereof.

The notification and response required under this Article shall be communicated to the competent authority of the Parties concerned or to the competent governmental body in the case of non-Party States.

11. The States of import or transit which are Parties may require as a condition of entry that any transboundary movement of hazardous waste or other waste be covered by insurance, surety or other guarantees.


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Art. 7 Transboundary movements from a Party through the territory of non-Parties

The provisions of s. 2 of the art. 6 of the Convention shall apply Gm U While Transboundary movements of hazardous waste or other waste originating in a Party through one or more States which are not Parties.

Art. 8 Obligation to Re-import

Where a transboundary movement of hazardous waste or other waste to which the States concerned have consented, subject to the provisions of this Convention, cannot be completed in accordance with the terms of the contract, the State If other provisions cannot be taken to dispose of the waste according to environmentally sound methods within 90 days from the time when the State concerned informed the State of export and the Secretariat, or any other period agreed upon by the States concerned, that the exporter reintroduce those Waste in the exporting state. To this end, the State of export and any transit Party shall not object to the reintroduction of such waste in the State of export, nor shall it hinder or prevent it.

Art. Illicit traffic

For the purposes of this Convention, any transboundary movement of hazardous wastes or other wastes shall be deemed to be illicit traffic:

(a)
Carried out without notification to all States concerned in accordance with the provisions of this Convention; or
(b)
Carried out without the consent of the State concerned in accordance with the provisions of this Convention; or
(c)
Effected with the consent of the States concerned obtained by forgery, false declaration or fraud; or
(d)
Does not comply materially with the records; or
(e)
Which entails deliberate disposal (e.g. dumping) of hazardous waste or other waste, in violation of the provisions of this Convention and the general principles of international law.

2. In the event that a transboundary movement of hazardous waste or other waste is considered to be illicit traffic due to the behaviour of the exporter or producer, the exporting State shall ensure that the hazardous waste in question is:

(a)
Taken up by the exporter or producer or, if applicable, by itself on its territory or, if this is not possible,
(b)
Otherwise disposed of in accordance with the provisions of this Convention,

Within a period of 30 days from the moment when the State of export was informed of the illicit traffic or any other period which the States concerned may agree. To this end, the Parties concerned do not object to or impede the return of such waste to the exporting State.

3. Where a transboundary movement of hazardous waste or other waste is considered to be illicit traffic as a result of the behaviour of the importer or the eliminator, the importing State shall ensure that the hazardous waste in question Shall be disposed of in an environmentally sound manner by the importer or the eliminator or, where appropriate, by itself within 30 days from the time when the illicit traffic has caught the attention of the importing State or any other The deadline for the States concerned to agree. To this end, the Parties concerned shall cooperate, as appropriate, to dispose of waste in an environmentally sound manner.

4. Where the responsibility for illicit traffic cannot be attributed to the exporter or producer, the importer or the eliminator, the Parties concerned or other Parties, where appropriate, shall cooperate to ensure that the waste Shall be disposed of as soon as possible according to environmentally sound methods in the State of export, in the importing State or elsewhere, where applicable.

5. Each Party shall adopt national/internal laws to prohibit and severely suppress illicit traffic. The Parties shall cooperate to achieve the objectives set out in this Article.

Art. 10 International cooperation

The Parties shall cooperate with each other in order to improve and ensure the environmentally sound management of hazardous wastes and other wastes.

2. For this purpose, the Parties shall:

(a)
Information, on a bilateral or multilateral basis, on request for the promotion of environmentally sound management of hazardous wastes and other wastes, including through the harmonization of technical standards and practices Good management of hazardous waste and other waste;
(b)
Cooperate to monitor the effects of hazardous waste management on human health and the environment;
(c)
Cooperate, subject to the provisions of their national laws, regulations and policies, to the development and application of new environmentally sound technologies with low levels of waste and improved technology To eliminate, to the extent possible, the production of hazardous wastes and other wastes and to develop more efficient methods for the management of hazardous wastes and other wastes in an environmentally sound manner. Economic, social and environmental consequences of the adoption of these innovations or Technical refinements;
(d)
Cooperate actively, subject to the provisions of their national laws, regulations and policies, to the transfer of technologies relating to the environmentally sound management of hazardous wastes and other wastes and systems Organization of this management. They shall also cooperate to promote the development of the technical means of the Parties and, in particular, those that would require technical assistance in this area and request them;
(e)
Cooperate with the development of appropriate technical guidelines and/or codes of good practice.

The Parties shall use the appropriate means to cooperate in order to assist developing countries in implementing the provisions contained in paras. (a), (b), (c) and (d) of s. 2 of the art. 4.

4. In view of the need of developing countries, cooperation between the Parties and relevant international organizations is encouraged in order to promote, inter alia, public awareness, development of management The rational of hazardous waste and other waste and the adoption of new low-emission technologies.

Art. 11 Bilateral, multilateral and regional agreements

(1) Notwithstanding the provisions of s. 4, para. 5, the Parties may enter into bilateral, multilateral or regional agreements or arrangements for transboundary movements of hazardous wastes or other wastes with Parties or non-Parties, provided that such agreements or Arrangements shall not derogate from the environmentally sound management of hazardous wastes and other wastes prescribed in this Convention. Such agreements or arrangements shall set out provisions that are not less environmentally sound than those provided for in this Convention, taking into account, inter alia, the interests of developing countries.

2. The Parties shall notify the Secretariat of any bilateral, multilateral or regional agreement or arrangement referred to in paragraph 1, as well as those concluded prior to the entry into force of this Convention for the purposes of monitoring the Transboundary movements of hazardous wastes and other wastes that take place entirely between the Parties to the said agreements. The provisions of this Convention shall have no effect on transboundary movements in accordance with such agreements, provided that they are compatible with the environmentally sound management of hazardous wastes and other wastes such as As prescribed in this Convention.

Art. 12 Consultations on Accountability Issues

The Parties shall cooperate with a view to adopting as soon as possible a protocol establishing the appropriate procedures for liability and compensation in the event of damage resulting from a transboundary movement of hazardous waste and Other wastes and their disposal 1 .


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Art. 13 Disclosure of information

(1) The Parties shall ensure that, whenever they become aware of them, in the event of an accident occurring during the transboundary movement of hazardous waste or other waste or their disposal likely to present risks to health And the environment of other states, these are immediately informed.

2. The Parties shall inform each other through the Secretariat:

(a)
Changes in the designation of competent authorities and/or focal points, in accordance with Article 5;
(b)
Changes in the national definition of hazardous waste in accordance with Art. 3;
And, as soon as possible,
(c)
Decisions taken by them not to permit, in whole or in part, the import of hazardous waste or other waste for disposal in an area under their national jurisdiction;
(d)
Decisions taken by them to limit or prohibit exports of hazardous waste or other waste;
(e)
Any other information requested in accordance with paragraph 4 of this Article.

3. The Parties shall, in accordance with national laws and regulations, transmit to the Conference of the Parties established pursuant to Article 15, through the Secretariat, and before the end of each calendar year, a report on the calendar year Previous containing the following information:

(a)
The competent authorities and the correspondents who have been appointed by them, in accordance with Art. 5;
(b)
Information on transboundary movements of hazardous wastes or other wastes to which they have participated, including:
(i)
The quantity of hazardous waste and other waste exported, the category to which they belong and their characteristics, their destination, the possible transit country and the method of disposal used as specified in their taking of Position;
(ii)
The quantity of hazardous waste and other imported waste, the category to which it belongs and its characteristics, origin and method of disposal;
(iii)
The disposals to which it was not carried out as intended;
(iv)
Efforts to reduce the volume of hazardous waste or other wastes subject to transboundary movement.
(c)
Information on the measures adopted by them for the implementation of this Convention;
(d)
Information on relevant statistical data compiled on the effects of the production, transport and disposal of hazardous wastes or other wastes on human health and the environment;
(e)
Information on bilateral, multilateral and regional agreements and arrangements made pursuant to s. 11 of this Convention;
(f)
Information on accidents during transboundary movements and the disposal of hazardous wastes and other wastes and on measures taken to address them;
(g)
Information on the various disposal methods used in the area under their national jurisdiction;
(h)
Information on measures taken to develop techniques to reduce and/or eliminate the production of hazardous wastes and other wastes;
(i)
Further information on matters that may be considered by the Conference of the Parties.

4. The Parties shall, in accordance with national laws and regulations, ensure that a copy of each notification concerning a given transboundary movement of hazardous waste or other waste and of each taking of a position thereon is Sent to the Secretariat, where a Party whose environment is likely to be affected by that transboundary movement has requested it.

Art. 14 Financial matters

1. The Parties agree to create, in accordance with the specific needs of different regions and sub-regions, regional or subregional centres for the training and transfer of technology for the management of hazardous wastes and other wastes And the reduction in production. The Parties shall decide on the establishment of appropriate voluntary funding mechanisms.

2. The Parties shall consider the establishment of a revolving fund to assist in an interim capacity to deal with emergency situations in order to minimize damage caused by accidents resulting from transboundary movement or Disposal of hazardous waste and other waste.

Art. 15 Conference of the Parties

1. A Conference of the Parties is hereby established. The first session of the Conference of the Parties shall be convened by the Executive Director of UNEP no later than one year after the entry into force of this Convention. Thereafter, regular sessions of the Conference of the Parties will be held on a regular basis, depending on the frequency determined by the Conference at its first session.

2. Extraordinary sessions of the Conference of the Parties may take place at any other time if the Conference deems it necessary, or at the written request of a Party, provided that this request is supported by at least one third of the Parties Within six months of its communication to the said Parties by the Secretariat.

The Conference of the Parties shall adopt and adopt by consensus its own rules of procedure and that of any subsidiary body that it may create, as well as the Financial Regulation which shall, in particular, determine the financial participation of the Parties to the Title of this Convention.

At their first meeting, the Parties will consider any additional measures that would be required to assist them in meeting their responsibilities for the protection and protection of the marine environment in the context of the Present Convention.

5. The Conference of the Parties shall continuously review the application of this Convention and, in addition:

(a)
Encourage the harmonisation of policies, strategies and measures necessary to minimise the damage caused to human health and the environment by hazardous waste and other waste;
(b)
Consider and adopt, as appropriate, the amendments to this Convention and its annexes, taking into account, inter alia, the available scientific, technical, economic and ecological information;
(c)
Shall consider and take any other measures necessary for the pursuit of the objectives of this Convention in accordance with the lessons learned from its application and the application of the agreements and arrangements envisaged in art. 11;
(d)
Reviews and adopts protocols as appropriate;
(e)
Establish the subsidiary bodies deemed necessary for the implementation of this Convention.

6. The United Nations and its specialized agencies, as well as any State not Party to this Convention, may be represented as observers at the sessions of the Conference of the Parties. Any other national or international body or body, whether governmental or non-governmental, qualified in the fields related to hazardous waste or other waste that has informed the Secretariat of its desire to be represented in quality Observer at a session of the Conference of the Parties may be admitted to take part in it, unless at least one third of the Parties present object to it. The admission and participation of observers shall be subject to compliance with the rules of procedure adopted by the Conference of the Parties.

7. Three years after the entry into force of this Convention, and thereafter at least every six years, the Conference of the Parties shall undertake an assessment of its effectiveness and, if it considers it necessary, consider the adoption of a prohibition Total or partial transboundary movements of hazardous waste and other waste in the light of the latest scientific, environmental, technical and economic information.

Art. 16 Secretariat

The functions of the Secretariat are as follows:

(a)
Organize meetings under s. 15 and 17 and to provide service;
(b)
Establish and transmit reports based on information received in accordance with ss. 3, 4, 5, 6, 11 and 13, as well as information obtained at meetings of subsidiary bodies established pursuant to s. 15 and, where applicable, information provided by relevant intergovernmental or non-governmental organizations;
(c)
To prepare reports on the activities carried out in the performance of the functions assigned to it under this Convention and to submit them to the Conference of the Parties;
(d)
To ensure the necessary coordination with relevant international bodies, and in particular to conclude administrative and contractual arrangements that may be necessary for the effective performance of its functions;
(e)
Contact the relevant Correspondents and Authorities designated by the Parties in accordance with Art. 5 of this Convention;
(f)
Collect information on approved national facilities and sites, available for disposal of hazardous wastes and other wastes, and disseminate this information to the Parties;
(g)
Receive information from Parties and provide information on:
-
Sources of technical assistance and training;
-
Technical and scientific expertise available;
-
Sources of expert advice and services; and
-
Resources available
To help them, at their request, in areas such as:
-
The administration of the notification system provided for in this Convention;
-
The management of hazardous waste and other waste;
-
Environmentally sound technologies relating to hazardous waste and other waste, such as low-emission and waste-free technologies;
-
Assessment of disposal facilities and sites;
-
Monitoring of hazardous waste and other waste; and
-
Emergency response; and
(h)
Contact the Parties, upon request, with information on consultants or field offices with the technical expertise required to assist them in the examination of a notification of transboundary movement, to verify that a Shipment of hazardous waste and other waste is in accordance with the relevant notification and/or the facilities proposed for the disposal of hazardous waste or other waste are environmentally sound, where they have reasons Believe that the waste in question will not be managed Environmentally Sound. Any such review would not be the responsibility of the Secretariat;
(i)
Assist Parties, on their request, in detecting cases of illicit trafficking and in providing immediate information to the Parties concerned on all information received concerning illicit trafficking;
(j)
To cooperate with the Parties and with relevant and relevant international organizations and institutions to provide the experts and equipment necessary for rapid assistance to States in the event of an emergency;
(k)
The other functions falling within the scope of this Convention may be decided by the Conference of the Parties.

2. The functions of the Secretariat will be provisionally carried out by UNEP, until the end of the first meeting of the Conference of the Parties under Art. 15.

(3) At its first meeting, the Conference of the Parties shall appoint the Secretariat from among the existing competent international organizations that have proposed to provide the secretariat functions provided for in this Convention. At that session, the Conference of the Parties will also assess the manner in which the interim secretariat has carried out the functions entrusted to it, in particular under subs. 1 above, and will decide on the appropriate structures for the performance of these functions.

Art. 17 Amendments to the Convention

1. Any Party may propose amendments to this Convention and any Party to a Protocol may propose amendments to this Protocol. These amendments shall take due account, inter alia, of relevant scientific and technical considerations.

2. The amendments to this Convention shall be adopted at the meetings of the Conference of the Parties. Amendments to a protocol shall be adopted at the meetings of the Parties to the protocol concerned. The text of any amendment proposed to this Convention or the Protocols, except as otherwise provided for in the said Protocols, shall be communicated by the Secretariat to the Parties at least six months before the meeting at which it is proposed for Adoption. The Secretariat shall also communicate the proposed amendments to the signatories of this Convention for information.

3. The Parties shall make every effort to reach agreement by consensus on any proposed amendment to this Convention. If all efforts towards a consensus have been exhausted and an agreement has not been reached, the amendment shall be adopted as a last resort by a majority vote of three-fourths of the Parties present at the meeting and have expressed their vote, and submitted By the Depositary to all Parties for ratification, approval, formal confirmation or acceptance.

4. The procedure set out in par. 3 above applies to the adoption of amendments to the Protocols, except that the majority of two-thirds of the Parties to the protocols considered present at the meeting and having expressed their vote is sufficient.

5. Instruments of ratification, approval, confirmation or acceptance of amendments shall be deposited with the Depositary. The amendments adopted in accordance with paras. 3 or 4 above shall enter into force between the Parties having accepted them on the ninetieth day after the Depositary has received their instrument of ratification, approval, formal confirmation or acceptance by at least three quarters Parties having accepted them or by at least two-thirds of the Parties to the Protocol considered to have accepted them, unless otherwise provided for in the said Protocol. The amendments shall enter into force in respect of any other Party on the ninetieth day after the deposit by that Party of its instrument of ratification, approval, formal confirmation or acceptance of the amendments.

6. For the purposes of this Article, the expression "Parties present and having expressed their vote" means those Parties present who have cast an affirmative or negative vote.

Art. 18 Adoption and amendment of annexes

1. The Annexes to this Convention or any Protocol thereto shall form an integral part of the Convention or the Protocol under consideration and, unless otherwise expressly provided, any reference to this Convention or its Protocols shall also be a

Reference to the annexes to these instruments. The said annexes are limited to scientific, technical and administrative matters.

2. Except as otherwise provided by the Protocols in respect of their annexes, the proposal, adoption and entry into force of additional annexes to this Convention or the protocols thereto shall be governed by the following procedure:

(a)
The annexes to this Convention and its protocols shall be proposed and adopted in accordance with the procedure described in paragraphs 2, 3 and 4 of Art 17;
(b)
Any Party which is not in a position to accept an additional annex to this Convention or to one of the protocols to which it is a Party shall give notice in writing to the Depositary within six months after the date of communication of the Adoption by the Depositary. The latter shall promptly inform all Parties of any notification received. A Party may at any time accept an annex to which it had previously stated objection, and that annex shall enter into force in respect of that Party;
(c)
At the expiration of a period of six months from the date of dispatch of the communication by the Depositary, the annex shall take effect in respect of all the Parties to this Convention or to any protocol under consideration that have not submitted a notification Pursuant to para. (b) above.

3. The proposal, adoption and entry into force of the amendments to the annexes to this Convention or any protocol thereto shall be subject to the same procedure as the proposal, the adoption and entry into force of the annexes to the Convention or Any protocol thereto. The annexes and the amendments thereto shall take due account, inter alia, of the relevant scientific and technical considerations.

4. If an additional Annex or an amendment to an Annex requires an amendment to the Convention or any Protocol thereto, the supplementary Annex or the amended annex shall enter into force only when the amendment to the Convention or to any Protocol relating to itself in force.

Art. 19 Verification

Any Party which has reason to believe that another Party is acting or has acted in breach of its obligations under the provisions of this Convention may inform the Secretariat thereof, and in that case it shall simultaneously and immediately inform the Secretariat, Directly or through the Secretariat, the Party subject to the allegations. All relevant information should be transmitted to the Parties by the Secretariat.

Art. Dispute Settlement

1. If a dispute arises between the Parties in relation to the interpretation, application or observance of this Convention or any protocol thereto, those Parties shall endeavour to settle it by negotiation or by any other means Peaceful of their choice.

(2) If the Parties in question cannot resolve their dispute by means referred to in the preceding paragraph, this dispute, if the Parties so agree, shall be submitted to the International Court of Justice or to arbitration under defined conditions In Annex VI relating to arbitration. However, if the Parties are unable to agree to submit the dispute to the International Court of Justice or to the arbitration, they shall not be relieved of their responsibility to continue to seek to resolve it in accordance with the means Mentioned in para. 1.

3. Upon ratifying, accepting, approving or formally confirming or acceding to this Convention, or at any time thereafter, any State or organization of political or economic integration may declare that it recognizes as compulsory Ipso facto And without special agreement, with respect to any Party accepting the same obligation, the submission of the dispute:

(a)
The International Court of Justice; and/or
(b)
Arbitration, in accordance with the procedures set out in Annex VI.

This declaration shall be notified in writing to the Secretariat, which shall communicate it to the Parties.

Art. Signature

This Convention shall be open for signature by the States, Namibia, represented by the United Nations Council for Namibia, and political or economic integration organizations in Basel, on 22 March 1989, in the Federal Department of Foreign affairs of Switzerland, Bern, from 23 March 1989 to 30 June 1989, and at United Nations Headquarters in New York, of 1 Er July 1989 to March 22, 1990.

Art. Ratification, acceptance, formal confirmation or approval

1. This Convention shall be subject to ratification, acceptance or approval by the States and Namibia, represented by the United Nations Council for Namibia, as well as to the formal confirmation or approval of the organizations Political or economic integration. Instruments of ratification, formal acceptance or approval shall be deposited with the Depositary.

2. Any organization referred to in s. 1 above which becomes a Party to this Convention, and of which no Member State itself is a Party, shall be bound by all the obligations set out in the Convention. Where one or more member States of one of these organizations are Parties to the Convention, the organization and its member States agree on their respective responsibilities for the fulfilment of their obligations under the Convention. Convention. In such cases, the organisation and the Member States are not entitled to exercise their rights simultaneously under the Convention.

3. In their instruments of formal confirmation or approval, the organisations referred to in par. 1 above indicate the extent of their competence in the areas covered by the Convention. Such organisations shall also notify any significant change in the extent of their competence to the Depositary, who shall inform the Parties accordingly.

Art. Accession

(1) This Convention shall be open for accession by the States, Namibia, represented by the United Nations Council for Namibia, and political or economic integration organizations from the date on which the Convention is no longer Open for signature. The instruments of accession shall be deposited with the Depositary.

2. In their instruments of accession, the organisations referred to in par. 1 above indicate the extent of their competence in the areas covered by the Convention. They shall also notify the Depositary of any significant change in the scope of their powers.

3. The provisions of s. 2 of the art. 22 shall apply to organisations of political or economic integration which accede to this Convention.

Art. 24 Right to vote

1. Subject to the provisions of subs. 2 below, each Party to the Convention shall have one vote.

2. Organisations of political or economic integration shall have, in accordance with par. 3 of Art. 22 and para. 2 of the art. 23 to exercise their right to vote in matters falling within their competence, of a number of votes equal to the number of their member States which are Parties to the Convention or the relevant protocols. Such organisations shall not exercise their right to vote if their member states exercise theirs, and vice versa.

Art. 25 Entry into force

(1) This Convention shall enter into force on the ninetieth day after the date of deposit of the twentieth instrument of ratification, acceptance, formal confirmation, approval or accession.

2. In respect of each of the States or organizations of political or economic integration which ratifies, accepts, approves or formally confirms this Convention or accedes thereto, after the date of deposit of the twentieth instrument of ratification, Acceptance, approval, formal confirmation or accession, the Convention shall enter into force on the ninetieth day after the date of the deposit, by that State or the said political or economic integration organization, of its instrument of Ratification, acceptance, approval, formal confirmation or accession.

3. For the purposes of paras. 1 and 2 above, none of the instruments deposited by an organisation of political or economic integration should be regarded as an instrument in addition to the instruments already deposited by the Member States of that organisation.

Art. 26 Reservations and declarations

1. No reservations or derogations may be made to this Convention.

2. Le par. 1 of this Article shall not prevent a State or an organization of political or economic integration, when it signs, ratifies, accepts or formally approves or accedes to this Convention, making statements or presentations, Irrespective of the name given to them in order, inter alia, to harmonize its laws and regulations with the provisions of this Convention, provided that such declarations or statements are not intended to nullify or modify the effects Of the provisions of the Convention in their application to that State.

Art. 27 Denunciation

After the expiration of a period of three years from the date of entry into force of this Convention in respect of a Party, the said Party may at any time denounce the Convention by written notification to the Depositary.

The denunciation shall take effect one year after the receipt of the notification by the Depositary, or at any later date which may be specified in the notification.

Art. 28 Depositary

The Secretary-General of the United Nations shall be the Depositary of this Convention and any Protocol thereto.

Art. Authentic texts

The original English, Arabic, Chinese, English, French and Russian texts of this Convention shall be equally authentic.

In witness whereof, The undersigned, to that duly authorized, have signed this Convention.

Done at Basel, on 22 March, nine hundred and ninety-nine.

(Suivent signatures)

Annex I 1

Categories of waste to be monitored

Waste Flows

Y1
Clinical Wastes from Medical Care in Hospitals, Medical and Clinical Centres
Y2
Wastes from the production and preparation of pharmaceutical products
Y3
Drug and pharmaceutical wastes
Y4
Wastes from the production, preparation and use of biocides and plant protection products
Y5
Wastes from the manufacture, preparation and use of wood preservatives
Y6
Wastes from the production, preparation and use of organic solvents
Y7
Cyanide waste heat treatment and tempering operations
Y8
Waste of mineral oils not specific to the original intended use
Y9
Oil/water mixtures and emulsions/hydrocarbon/water
Y10
Substances and articles containing, or contaminated with, polychlorinated biphenyls (PCBs), polychlorinated terphenyls (PCTs) or polybrominated diphenyls (PBBs)
Y11
Residues from refining, distillation or any pyrolysis operation
Y12
Wastes from the production, preparation and use of inks, dyes, pigments, paints, lacquers or varnishes
Y13
Wastes from the production, preparation and use of resins, latex, plasticizers or glues and adhesives
Y14
Wastes from unidentified and/or novel chemicals arising from research, development or teaching activities and whose effects on humans and/or the environment are not known
Y15
Explosive waste not subject to different legislation
Y16
Wastes from the production, preparation and use of photographic products and materials
Y17
Metal surface treatment wastes and plastics
Y18
Residues from industrial waste disposal operations

Wastes as Constituents:

Y19
Carbonyls
Y20
Beryllium, beryllium compounds
Y21
Hexavalent chromium compounds
Y22
Copper compounds
Y23
Zinc compounds
Y24
Arsenic, arsenic compounds
Y25
Selenium, selenium compounds
Y26
Cadmium compounds, cadmium compounds
Y27
Antimony, antimony compounds
Y28
Tellurium, tellurium compounds
Y29
Mercury, Mercury Compounds
Y30
Thallium, thallium compounds
Y31
Lead, lead compounds
Y32
Inorganic fluorine compounds, excluding calcium fluoride
Y33
Inorganic Cyanides
Y34
Acid or acid solutions in solid form
Y35
Basic solutions or solid bases
Y36
Asbestos (Dust and Fibres)
Y37
Organic phosphorus compounds
Y38
Organic Cyanides
Y39
Phenols, phenolic compounds, including chlorophenols
Y40
Ethers
Y41
Halogenated organic solvents
Y42
Organic solvents, except halogenated solvents
Y43
Any product of the polychlorinated dibenzofurans family
Y44
Any product in the family of polychlorinated dibenzoparadioxins
Y45
Organohalogenated compounds other than the substances listed in this Annex (e.g. Y39, Y41, Y42, Y43, Y44).
(a)
To facilitate the implementation of the Convention and subject to paras. (b), (c) and (d), the wastes listed in Schedule VIII are considered hazardous under para. (a) para. 1 of the art. 1 of the Convention and the wastes listed in Annex IX are not covered by para. (a) para. 1 of the art. 1 of the Convention.
(b)
The addition of a waste to Schedule VIII does not preclude the use of Schedule III in certain cases to demonstrate that a waste is not hazardous under para. (a) para. 1 of the art. 1 of the Convention.
(c)
The inclusion of a waste in Annex IX does not exclude that in certain cases a waste is considered to be hazardous under para. (a) para. 1 of the art. 1 of the Convention if that waste contains a substance listed in Annex I in sufficient quantity to present a hazard characteristic of Annex III.
(d)
Annexes VIII and IX do not affect the application of para. (a) para. 1 of the art. 1 of the Convention for the Characterisation of Waste.

1 Update according to D IV/9 of 27 February 1998, in force for Switzerland since 6 Nov 1998 ( RO 2007 197 ).


Status January 21, 2015

Annex II

Categories of waste requiring special examination

Y46
Household waste collected
Y47
Residues from the incineration of household waste

Status January 21, 2015

Annex III

List of hazard characteristics

Code

Characteristics

1

H1

Explosive Material

An explosive substance or waste is a material (or a mixture of materials) solid or liquid which can itself, by chemical reaction, emit gases at a temperature and pressure and at a speed as a result of damage in the zone Environment.

3

H3

Flammable Materials

Flammable liquids are liquids, mixtures of liquids, or liquids containing solids in solution or suspension (paints, varnishes, lacquers, etc., for example, excluding materials or wastes classified elsewhere as a result of Their hazardous characteristics), which emit flammable vapours at a temperature not exceeding 60.5 C in a closed crucible or 65.6 C open. (Since the results of open and closed crucible tests are not strictly comparable to each other and even the results of several tests conducted on the same method often differ, the regulations that would deviated from the Above to account for these differences would remain consistent with the intent of this definition.)

4.1

H4.1

Flammable Solids

Flammable solids or solid waste are solids other than those classified as explosives, which, under conditions encountered during transport, ignite easily or can cause a fire under the effect of friction, or Promote it.

4.2

H4.2

Flammable spontaneously

Substances or wastes that may spontaneously heat up under normal conditions of transport, or warm up in contact with air, and can then ignite.

4.3

H4.3

Substances or wastes which, in contact with water, emit flammable gases

Substances or wastes which, by reaction with water, are likely to ignite spontaneously or to emit flammable gases in hazardous quantities.

5.1

H5.1

Oxidizing materials

Substances or wastes which, although not always combustible, may, in general, by yielding oxygen, cause or promote the combustion of other materials.

5.2

H5.2

Organic Peroxide

Organic or waste materials containing the Bivalent -0-0 structure are thermally unstable materials, which can undergo exothermic self-accelerating decomposition.

6.1

H6.1

Toxic (Acute)

Materials or waste that, through ingestion, inhalation or dermal penetration, can cause death or serious injury or harm human health.

6.2

H6.2

Infectious Substances

Materials or wastes containing viable micro-organisms or their toxins, which are known to cause disease in animals or humans, or have good reason to believe.

8

H8

Corrosive Material

Substances or waste which, by chemical action, cause serious damage to the living tissue that they affect, or which may in the event of a leak seriously damage, or even destroy, the other goods carried or the transport machinery and which May also involve other risks.

9

H10

Substances releasing toxic gases in contact with air or water

Substances or wastes that, by reaction with air or water, are likely to emit toxic gases in hazardous quantities.

9

H11

Toxic Material (Deferred or Chronic Effects)

Materials or wastes that, by inhalation, ingestion or dermal penetration, can cause delayed or chronic effects, or cause cancer.

9

H12

Ecotoxic Materials

Substances or wastes that, if released, cause or are likely to cause, by bio-accumulation and/or toxic effects on biological systems, immediate or delayed adverse environmental impacts.

9

H13

Substances that may be disposed of by any means, by any means, to another substance, such as a leach product, that has one of the characteristics listed above.

* This numbering corresponds to the hazard classification system adopted in the United Nations Recommendations for the Transport of Dangerous Goods (ST/SG/AC.10/1/Rev. 5, United Nations, New York, 1988).

Evidence

The dangers that certain types of waste may present are not yet well known; there is no quantitative assessment of these dangers. Further research is needed to develop ways of characterizing the hazards that these types of wastes can pose to humans or the environment. Standard tests have been developed for pure substances and materials. Many member countries have developed national tests that can be applied to materials for disposal by the operations listed in Annex I 1 To the Convention with a view to deciding whether these substances have any of the characteristics listed in this Annex.


1 The reference was adapted pursuant to s. 12 al. 2 of the Official Publications Act of June 18, 2004 (RS 170.512 ).


Status January 21, 2015

Annex IV

Disposal Operations

A. Operations not leading to the possibility of recovery of recycling, reuse, direct re-employment, or any other use of waste

Section A summarizes all these disposal operations as they are done in practice.

D1
Deposit on or in the ground (e.g. landfill, etc.)
D2
Land-based treatment (e.g., biodegradation of liquid wastes or sludges in soils, etc.)
D3
Deep injection (e.g., pumpable waste in wells, salt domes or natural geological faults, etc.)
D4
Lagunage (for example, spills of liquid wastes or sludges into wells, ponds or ponds, etc.)
D5
Specially engineered landfill (for example, placement in separate watertight alveoli, covered and isolated from each other and the environment, etc.)
D6
Rejection to the aquatic environment except ocean disposal
D7
Disposal at sea, including burial in the seafloor
D8
Biological treatment not otherwise specified in this Annex, resulting in compounds or mixtures that are disposed of in accordance with any of the processes listed in Section A
D9
Physical-chemical treatment not otherwise specified in this Annex, resulting in compounds or mixtures that are disposed of in accordance with one of the processes listed in Section A (e.g., evaporation, drying, calcination, neutralization, Precipitation, etc.)
D10
Incineration on land
D11
Incineration at sea
D12
Permanent storage (e.g. placement of containers in a mine, etc.)
D13
Pre-grouping with one of the operations in Section A
D14
Reconditioning prior to one of the operations in Section A
D15
Storage prior to one of the operations in Section A

B. Operations leading to the possibility of recovery, recycling, reuse, direct re-employment, or any other use of waste

Section B is intended to summarize all of these operations, relating to substances that are considered or legally defined as hazardous wastes and which would otherwise have been identified in Section A.

R1
Use as a fuel (other than direct incineration) or other means of generating energy
R2
Solvent recovery or regeneration
A3
Recycling or recovery of organic substances not used as solvents
R4
Recycling or recovery of metals or metal compounds
A5
Recycling or recovery of other inorganic materials
R6
Regeneration of acids or bases
R7
Recovery of pollutants to capture pollutants
R8
Recovery of products from catalysts
R9
Regeneration or other reuse of used oil
R10
Land pandering to agriculture or ecology
R11
Use of residual materials obtained from one of the operations numbered R1 to R10
R12
Waste exchange for submission to one of the operations numbered R1 to R11
R13
Release of materials for submission to any of the operations listed in Section B

Status January 21, 2015

Annex V-A

Information to be provided during notification

1.
Reason for Export of Waste
2.
Waste Exporter 1)
3.
Waste Producer and Location of Production 1)
4.
Waste disposal and actual disposal site 1)
5.
Expected carrier (s) of waste or their agents, when known 1)
6.
Country of export of waste Competent authority 2)
7.
Planned transit country Competent authority 2)
8.
Country of import of waste Competent authority
9.
General Notification or Single Notification
10.
Expected date (s) of transfer (s), duration of export of waste and planned route (including entry and exit points) 3)
11.
Expected transport means (s) (road, rail, sea, air, inland waterway, etc.)
12.
Insurance Information 4)
13.
Description and physical description of waste, including number Y and UN number, composition thereof 5) And information on any special handling provisions, including emergency measures to be taken in the event of an accident
14.
Type of conditioning (e.g. bulk, drums, tanks)
15.
Estimated Quantity by Weight/Volume 6)
16.
Process from which the waste originates 7)
17.
For the waste listed in Annex I, classification of Annex III, hazard characteristic, number H, UN class
18.
Method of disposal according to Annex IV
19.
Declaration of producer and exporter certifying the accuracy of the information
20.
Information (including the technical description of the facility) communicated to the exporter or producer by the waste eliminator and on which the waste was used to estimate that there is no reason to believe that the waste is not Will not be managed in an environmentally sound manner, in accordance with the laws and regulations of the importing country
21.
Information concerning the contract between the exporter and the eliminator.

Notes

1)
Full name and address, telephone, telex or fax numbers, as well as name, address and telephone, telex or fax number of the person to be contacted.
2)
Full name and address, telephone, telex or fax numbers.
3)
In the case of a general notification covering several transfers, indicate either the expected dates of each transport, or, if not known, the expected frequency of transport.
4)
Information to be provided on the relevant insurance provisions and on the manner in which the exporter, carrier and eliminator perform the insurance.
5)
Indicate the nature and concentration of the most hazardous compounds in relation to the toxicity and other hazards posed by the waste for both the handling and the intended disposal method.
6)
In the case of a general notification covering several transfers, indicate both the total estimated quantity and the estimated quantities for each transfer.
7)
To the extent that this information is required to assess the risks and determine the validity of the proposed disposal operation.

Status January 21, 2015

Annex V-B

Information to be provided in the movement document

1.
Waste Exporter *
2.
Waste producer (s) and location of production *
3.
Waste disposal and actual disposal site *
4.
Transporter (s) of waste or its agent (s)
5.
Subject to general notification or single notification
6.
Date of commencement of transboundary movement and date (s) and signature of receipt by each person who takes charge of the waste
7.
Means of transport (road, rail, inland waterway, sea, air), including countries of export, transit and import, as well as entry and exit points where they are known
8.
General description of waste (physical state, exact name and UN shipping class, UN number, Y number and number H if applicable)
9.
Information on special handling provisions, including accident response measures
10.
Type and number of packages
11.
Quantity by weight/volume
12.
Declaration by the producer or exporter certifying the accuracy of the information
13.
Declaration by the producer or exporter certifying that there are no objections from the competent authorities of all the States Parties that are Parties
14.
Certification of the receiver at the designated disposal facility and an indication of the disposal method and approximate date of disposal
*
Full name and address, telephone, telex or fax numbers, as well as name, address and telephone, telex or fax number of the person to be contacted in case of emergency

Notes

The information to be provided on the movement document should, whenever possible, be collected in a single document with those required by the transport regulations. If this is not possible, this information should complement and not duplicate the information required by the transport regulations. The movement document will contain instructions for the person authorized to provide the information and complete the forms.


Status January 21, 2015

Annex VI

Adjudication

Art. 1

Except as otherwise provided in the Agreement under s. 20 of the Convention, the arbitration procedure shall be conducted in accordance with the provisions of Art. 2 to 10 below.

Art. 2

The requesting Party shall notify the Secretariat that the Parties have agreed to submit the dispute to arbitration in accordance with subs. 2 or par. 3 of Art. 20 of the Convention, including the articles of the Convention whose interpretation or application is at issue. The Secretariat shall communicate such information to all Parties to the Convention.

Art. 3

The arbitral tribunal shall consist of three members. Each of the Parties to the dispute shall appoint an arbitrator and the two arbitrators so appointed shall designate by common accord the third arbitrator, who shall take over the chairmanship of the Tribunal. The latter shall not be a national of one of the Parties to the dispute or have his or her habitual residence in the territory of one of those Parties, or be in the service of one of them, or have already held the case in any capacity.

Art. 4

(1) If, within two months of the appointment of the second arbitrator, the President of the arbitral tribunal is not appointed, the Secretary-General of the United Nations shall, at the request of one of the two Parties, make the appointment Within a new two-month period.

(2) If, within two months of the receipt of the request, one of the Parties to the dispute does not appoint an arbitrator, the other Party may refer the matter to the Secretary-General of the United Nations, who shall designate the President Of the arbitral tribunal within a new period of two months. Upon designation, the Chairman of the arbitral tribunal shall request the Party which has not appointed an arbitrator to do so within a period of two months. After that period, he shall refer the appointment to the Secretary-General of the United Nations within a further period of two months.

Art. 5

The court shall render its award in accordance with international law and the provisions of this Convention.

(2) Any arbitral tribunal established under this Annex shall establish its own rules of procedure.

Art. 6

1. The decisions of the arbitral tribunal, both procedural and substantive, shall be taken by a majority of the votes of its members.

2. The court may take all appropriate measures to establish the facts. It may, at the request of one of the Parties, recommend the necessary provisional measures.

3. The Parties to the dispute shall provide all facilities necessary for the proper conduct of the proceedings.

4. The absence or absence of a Party to the dispute shall not preclude the proceedings.

Art. 7

The court may determine and decide on counterclaims directly related to the subject matter of the dispute.

Art. 8

Unless the arbitral tribunal decides otherwise because of the particular circumstances of the case, the expenses of the court, including the remuneration of its members, shall be borne equally by the Parties to the dispute. The court shall keep a record of all its expenses and shall provide a final statement to the Parties.

Art.

Any Party having, in respect of the subject matter of the dispute, a legal interest that may be affected by the decision may intervene in the proceedings, with the consent of the court.

Art. 10

The court shall pronounce the award within five months from the date on which it is created, unless it considers it necessary to extend the time limit for a period not exceeding five months.

2. The award of the arbitral tribunal shall be reasoned. It shall be final and binding on the Parties to the dispute.

3. Any dispute which may arise between the Parties concerning the interpretation or enforcement of the award may be submitted by one of the two Parties to the arbitral tribunal which has given it, or, if the latter cannot be seized, to another court To this effect in the same manner as the first.


Annex VIII 1

List A

The waste in this schedule is considered hazardous waste under para. (a) para. 1 of the art. 1 of the Convention and the recording of a waste in this Annex shall not preclude the use of Annex III to demonstrate that such waste is not dangerous.

A1 Metal wastes and metals containing metals

A1010
Waste metals and wastes consisting of alloys of one or more of the following metals:
-
Antimony
-
Arsenic
-
Beryllium
-
Cadmium
-
Lead
-
Mercury
-
Selenium
-
Tellurium
-
Thallium
With the exception of waste of this type listed on list B.
A1020
Waste, with the exception of metal waste in massive form, having as its constituents or contaminants one of the following substances:
-
Antimony; antimony compounds
-
Beryllium; beryllium compounds
-
Cadmium; cadmium compounds
-
Lead; lead compounds
-
Selenium; selenium compounds
-
Tellurium; tellurium compounds
A1030
Wastes that have as constituents or contaminants one of the following substances:
-
Arsenic; arsenic compounds
-
Mercury compounds mercury compounds
-
Thallium; thallium compounds
A1040
Wastes that have as constituents of:
-
Carbonyl metals
-
Hexavalent chromium compounds
A1050
Galvanization Boues
A1060
Blockers from metal pickling
A1070
Residues from leaching of zinc, dust and sludge such as jarosite, hematite, etc.
A1080
Zinc waste not listed on list B containing lead and cadmium at concentrations sufficient to have one of the characteristics of Annex III
A1090
Cendres from the incineration of isolated copper wire
A1100
Poussiere and residues from copper smelting systems of copper smelters
A1110
Used electrolyte solutions from copper electrolyte and electrolyte refining operations
A1120
Waste sludge, with the exception of anodic sludge, from electrolyte purification systems in copper electrolyte and electrolyte refining operations
A1130
Decetting solutions containing dissolved copper
A1140
Used catalysts based on copper cyanide and copper cyanide
A1150
Precious metals from incineration of printed circuits not on list B 2
A1160
Lead and Acid Electric Accumulator Wastes, Whole or Crusched
A1170
Electric Accumulators and Unsorted Used Batteries, with the exception of mixtures containing only used batteries and batteries on the list B. Electric Accumulators and Used Batteries not on List B and Containing Of the constituents listed in Annex I in a proportion that makes them dangerous
A1180
Used electrical and electronic assemblies or debris 3 Containing elements such as accumulators and other batteries listed on list A, mercury switches, glasses from cathode ray tubes, other activated glasses, PCB capacitors, or constituents contaminated by constituents Listed in Annex I (such as cadmium, mercury, lead, polychlorinated biphenyls, etc.) in such a proportion as they present one of the hazard characteristics listed in Annex III [see corresponding entry in list B (B1110)] 4
A1190
Waste of metallic cables coated with plastics or insulated by plastics, or contaminated with tar, of PCBs 5 , lead, cadmium, other organohalogenated compounds or other constituents of Annex I to the point of presenting the characteristics of Annex III

A2 Wastes with primary inorganic constituents that may contain metals and organic matter

A2010
Glass debris from cathode ray tubes and other activated glasses
A2020
Wastes of inorganic fluorine compounds in the form of liquids or sludges except those on list B
A2030
Used catalysts, with the exception of those on list B
A2040
Gypsum waste derived from industrial chemical processes, having constituents set out in Annex I in such a proportion as to present one of the hazard characteristics listed in Annex III [see corresponding section of List B (B2080)]
A2050
Asbestos waste (dust and fibre)
A2060
Fly ash from coal-fired power plants containing substances listed in Annex I at concentrations sufficient to have one of the hazard characteristics listed in Annex III [see section Corresponding list B (B2050)]

A3 Wastes that have primarily organic constituents, and may contain metals and inorganic materials

A3010
Residues from the production or processing of petroleum coke and bitumen
A3020
Waste of mineral oils not specific to the original intended use
A3030
Waste containing, consisting of, or contaminated with lead anti-knock compound sludges
A3040
Thermal fluid waste (heat transfer)
A3050
Wastes from the production, preparation and use of resins, latex, plasticizers, glues or adhesives, with the exception of those on list B [see corresponding entry in list B (B4020)]
A3060
Nitrocellulose waste
A3070
Waste phenols and phenolic compounds, including chlorophenols, in the form of liquids or sludges
A3080
Waste ethers, with the exception of those on List B
A3090
Waste from sawdust, ash, sludges and flours of leather containing hexavalent chromium compounds or biocides [see corresponding entry in list B (B3100)]
A3100
Garbage and other waste of natural leather or reconstituted leather, not usable for the manufacture of articles of leather, containing hexavalent chromium compounds or biocides [see corresponding entry in list B (B3090)]
A3110
Pelting waste containing hexavalent chromium compounds, biocides or infectious substances [see corresponding entry in list B (B3110)]
A3120
Mild fracture of shredding residue
A3130
Wastes from organic phosphorus compounds
A3140
Wastes from non-halogenated organic solvents, other than those specified on list B
A3150
Wastes from halogenated organic solvents
A3160
Non-aqueous, halogenated or non-halogenated distillation residues from organic solvent recovery operations
A3170
Wastes from the production of halogenated aliphatic hydrocarbons (such as chloromethane, dichlorethane, vinyl chloride, vinylidene chloride, allyl chloride and epichlorohydrin)
A3180
Wastes, substances and articles containing, consisting of, or contaminated with polychlorinated biphenyls (PCBs), polychlorinated terphenyls (PCTs), polychlorinated naphthalene (PCN) or polybrominated biphenyls (PBBs), including any analogous polybrominated compounds Having a concentration equal to or greater than 50 mg/kg 6
A3190
Tar waste (excluding asphalt cement) from the refining, distillation and any pyrolitic treatment of organic matter
A3200
Bars containing tar and resulting from road construction and maintenance (see the corresponding section of list B-B2130)

A4 Wastes that may contain inorganic or organic constituents

A4010
Wastes from the production, preparation and use of pharmaceutical products, with the exception of those on List B
A4020
Hospital and related waste, that is, waste from medical, nursing, dental, veterinary or other similar practices, and waste generated in hospitals or other related institutions during the examination or Treatment of patients or during research
A4030
Wastes from the production, preparation and use of biocides and plant protection products, including pesticide and herbicide waste not in accordance with specifications, obsolete 7 Or unfit for the originally intended use
A4040
Wastes from the manufacture, preparation and use of wood preservatives 8
A4050
Waste containing, consisting of or contaminated with one of the following substances:
-
Inorganic cyanides, except residues of precious metals in solid form with traces of inorganic cyanides
-
Organic cyanides
A4060
Wastes from mixtures and/or emulsions oil/water or hydrocarbon/water
A4070
Wastes from the production, preparation and use of inks, dyes, pigments, paints, lacquers or varnishes, except those on list B [see corresponding entry in list B (B4010)]
A4080
Explosive waste (with the exception of those on list B)
A4090
Wastes from acidic or basic solutions other than those listed in the corresponding item in List B (B2120)
A4100
Wastes from industrial pollution control facilities for industrial gases, with the exception of those on list B
A4110
Waste containing, consisting of, or contaminated by one of the following substances:
-
Any product of the polychlorinated dibenzofurans family
-
Any product of the polychlorinated dibenzo-p-dioxin family
A4120
Waste containing, consisting of, or contaminated with peroxides
A4130
Waste of packagings and containers containing substances in Annex I at concentrations sufficient to present one of the hazard characteristics listed in Annex III
A4140
Waste consisting of, or containing, non-specification or obsolete chemicals 9 , belonging to the categories of Annex I and having the hazard characteristics set out in Annex III
A4150
Wastes from chemical substances arising from research and development or teaching activities not identified and/or new and whose effects on humans and/or the environment are not known
A4160
Used active charcoal not on list B [see corresponding entry in list B (B2060)]

1 Introduced by D VI/35 ( RO 2007 197 ). Update according to the corrections entered into force on 26 February, 8 April and 28 August 2008 (RO 2009 5063).
2 It should be noted that the corresponding entry in List B (B1160) does not provide for exceptions.
3 This heading does not include agglomerated waste arising from the production of electrical energy.
4 PCB concentration equal to or greater than 50 mg/kg.
5 PCB concentrations are 50 mg/kg or more.
6 The 50 mg/kg level is considered to be an international practical level for all wastes. However, several countries have individually set lower regulatory levels (e.g. 20 mg/kg) for some wastes.
7 They are said to be "obsolete" for not being used within the time limits recommended by the manufacturer.
8 This item does not include wood treated with chemicals for preservation.
9 They are said to be "obsolete" for not being used within the time limits recommended by the manufacturer.


Status January 21, 2015

Annex IX 1

List B

The waste in this Annex is not covered by para. (a) para. 1 of the art. 1 of the Convention, unless they contain substances of Annex I at concentrations as they present a hazard characteristic set out in Annex III.

B1 Metal Wastes and Metals Containing Metals

B1010
Metal wastes and their metal alloys, non-dispersible:
-
Precious metals (gold, silver, platinum group, excluding mercury)
-
Iron and steel scrap
-
Chromium debris
-
Copper debris
-
Nickel debris
-
Aluminum debris
-
Zinc debris
-
Tin debris
-
Tungsten debris
-
Molybdenum debris
-
Tantalum debris
-
Magnesium debris
-
Cobalt debris
-
Bismuth debris
-
Titanium debris
-
Zirconium debris
-
Manganese debris
-
Germanium debris
-
Vanadium debris
-
Hafnium, indium, niobium, rhenium, and gallium debris
-
Thorium debris
-
Rare earth debris
B1020
Pure and uncontaminated debris of the following metals, including their alloys, in finished form (sheets, plates, beams, bars/rods, etc.):
-
Antimony debris
-
Beryllium debris
-
Cadmium debris
-
Lead debris (with the exception of lead and acid batteries)
-
Selenium debris
-
Tellurium debris
B1030
Residues containing refractory metals
B1031
Wastes of metals and alloys consisting of one or more of the following metals: molybdenum, tungsten, titanium, tantalum, niobium and rhenium in metal dispersible form (metallic powder), except for waste such as those specified in the List A, under heading A1050-electroplating sludge
B1040
Disrupting connections from electrical generators, not contaminated with lubricating oils, PCBs or PCTs to the point of becoming dangerous
B1050
Breakdown of mixed non-ferrous metals (heavy fractions) without constituents listed in Annex I at concentrations as they present one of the hazard characteristics listed in Annex III 2
B1060
Selenium and tellurium wastes as elemental metal, including powders
B1070
Copper waste and copper alloys in dispersible form, unless they have constituents listed in Annex I at concentrations as they present one of the hazard characteristics listed in Annex III
B1080
Zinc residues and residues, including residues of zinc alloys in dispersible form, unless they contain constituents of Annex I at concentrations such as they may have one of the hazard characteristics listed in Annex III 3
B1090
Electric accumulators and used batteries conforming to certain specifications, with the exception of those containing lead, cadmium or mercury
B1100
Wastes containing metals from smelting, smelting and refining:
-
Galvanization Mattes
-
Zinc Ecumes and Milk
-
Galvanizing surface mattes (> 90 % Zn)
-
Galvanizing fund mattes (> 92 % Zn)
-
Pressure foundry milk (> 85 % Zn)
-
Dairy from hot galvanizing (discontinuous process) (> 92 % Zn)
-
Residues from zinc ecumage
-
Residues from aluminum skimming, with the exception of salted slag
-
Scories from the treatment of copper for further refining, not containing arsenic, lead or cadmium, to the point of presenting one of the hazard characteristics listed in Annex III
-
Refractory coating wastes, including crucibles, from the smelting of copper
-
Scories from the treatment of precious metals for further refining
-
Tin scores containing tantalum, containing less than 0.5 % tin
B1110
Electrical and electronic assemblies:
-
Electronic assemblies consisting solely of metals or alloys
-
Waste and debris of electrical and electronic assemblies 4 (including printed circuits) not containing elements such as accumulators and other batteries specified on list A, mercury switches, cathode-ray tube lenses, other activated glasses, and PCB capacitors, or Not contaminated with constituents listed in Annex I (such as cadmium, mercury, lead, polychlorinated biphenyls, etc.) or purified from these constituents, to the point of not presenting any of the characteristics listed in Annex III [see section Corresponding list A (A1180)]
-
Electrical and electronic assemblies (including printed circuits, components and wires) for direct reuse 5 Not recycling or final disposal 6
B1115
Waste of metallic cables coated with plastics or insulated by plastics, not classified in heading A-A1190, excluding those intended for operations referred to in Annex IV A or any other operation Disposal involving, at any stage, an uncontrolled thermal process, such as open burning
B1120
Used catalysts, except for liquids used as catalysts, having one of the following substances:

Transition metals, with the exception of catalyst waste (used catalysts, used liquid catalysts or other catalysts) of list A:

Scandium Vanadium Manganese Cobalt

Titanium Chrome Fer Nickel

Copper

Zinc

Yttrium

Zirconium

Niobium

Molybdenum

Hafnium

Tantalum

Tungsten

Rhenium

Lanthanides (Rare Land):

Lanthane Praseodymium

Neodymium cerium

Samarium

Europium

Gadolinium

Terbium

Dysprosium

Holmium

Erbium

Thulium

Ytterbium

Lutecium

B1130
Clean, used catalysts containing precious metals
B1140
Residues of precious metals in solid form, with traces of inorganic cyanides
B1150
Wastes of precious metals and their alloys (gold, silver, platinum group, except mercury) in non-liquid dispersible form, with appropriate packaging and labelling
B1160
Precious metals from incineration of printed circuits [see corresponding entry in list A (A1150)]
B1170
Precious metals from the incineration of photographic film
B1180
Photographic film waste containing silver halide and silver halides
B1190
Photographic paper waste containing silver halide and silver halides
B1200
Granulated slag (slag) from the steel industry
B1210
Slag (slag) from the steel industry, including slag (slag) used as a source of titanium dioxide and vanadium
B1220
Scories from zinc production, chemically stabilized, having a high iron content (more than 20 %) and processed in accordance with industrial specifications (e.g. DIN 4301) for use primarily in construction
B1230
Battitures from Iron and Steel Manufacturing
B1240
Copper oxide reams
B1250
End-of-life motor vehicles not containing liquids or other hazardous elements

B2 Wastes with predominantly inorganic constituents, which may contain metals and organic matter

B2010
Non-dispersible mining waste:
-
Natural graphite waste
-
Ardoise waste, whether or not coarse or simply debited, by sawing or otherwise
-
Mica Waste
-
Leucite, nepheline and nepheline syenite waste
-
Feldspar waste
-
Fluorine Waste
-
Silicon waste in solid form, with the exception of those used in foundry operations
B2020
Glass waste in non-dispersible form:
-
Calcin and other waste and scrap of glasses, with the exception of glass from cathode-ray tubes and other activated glasses
B2030
Ceramic waste in non-dispersible form:
-
Waste and scrap of cermets (metal/ceramic composites)
-
Ceramic fibres, not otherwise specified
B2040
Other wastes containing mainly inorganic materials:
-
Partly refined calcium sulphate from desulphurization of smoke
-
Waste of plaster or plaster plaster from the demolition of buildings
-
Scories from copper production, chemically stabilized, containing a significant amount of iron (greater than 20 %) and processed in accordance with industrial specifications (e.g. DIN 4301 and DIN 8201), mainly for use in Abrasive construction and applications
-
Sulphur in solid form
-
Calcium Carbonate from the production of calcium cyanamide (having a pH of less than 9)
-
Sodium, calcium and potassium chloride
-
Carborundum (silicon carbide)
-
Concrete Debris
-
Glass waste containing lithium-tantalum and lithium-niobium
B2050
Fly ash from coal-fired power plants not shown on list A [see corresponding item on list A (A2060)]
B2060
Used active coal, which does not contain Annex I elements in a proportion as they show characteristics of Annex III, for example, activated carbon from the treatment of drinking water, food industry processes and Of the production of vitamins [see corresponding entry in list A (A4160)]
B2070
Calcium fluoride sludge
B2080
Gypsum waste originating from industrial chemical treatments, not shown on list A [see corresponding entry in list A (A2040)]
B2090
Anodes used for petroleum coke or petroleum bitumen from the production of steel or aluminum, refined according to standard industrial specifications (with the exception of anodes arising from the electrolysis of alkali chlorides and The metallurgical industry)
B2100
Aluminum hydrate wastes, alumina wastes and residues from alumina production, with the exception of materials used in fumes, flocculation and filtration processes
B2110
Bauxite residues ("red sludge") (mean pH less than 11, 5)
B2120
Wastes from acidic or basic solutions having a pH greater than 2 and less than 11.5, which are not corrosive or otherwise dangerous (see the corresponding section of list A-A4090)
B2130
Bituminous materials (asphalt waste) from the construction and maintenance of roads not containing tar 7 (see the corresponding item in the A A3200 list)

B3 Wastes with predominantly organic constituents that may contain metals and inorganic materials

B3010
Waste of plastics in solid form
Plastics or plastics made up below, provided that they are not mixed with other waste and are prepared according to certain specifications:
-
Plastic waste of non-halogenated polymers and copolymers comprising, but not limited to 8 :
-
Ethylene
-
Styrene
-
Polypropylene
-
Polyethylene terephthalate
-
Acrylonitrile
-
Butadiene
-
Polyacetales
-
Polyamides
-
Polybutylene terephthalates
-
Polycarbonates
-
Polyethers
-
Polyphenylene sulphides
-
Acrylic polymers
-
C10-C13 alkanes (plasticizers)
-
Polyurethanes (not containing CFCs)
-
Polysiloxanes
-
Methyl polymethacrylate
-
Polyvinyl alcohol
-
Polyvinyl butyral
-
Polyvinyl acetate
-
Resin waste or treated condensing products comprising:
-
Formaldehyde ureas resins
-
Formaldehyde phenolic resins
-
Formaldehyde melamine resins
-
Epoxy resins
-
Alkyd resins
-
Polyamides
-
Fluorinated Polymer Wastes 9 :
-
Perfluoroethylene/propylene (EFF)
-
Perfluorinated alkane alkane
-
Tetrafluoroethylene/perfluorinated vinyl ether (PFA)
-
Tetrafluoroethylene/perfluorinated methyl vinyl ether (MFA)
-
Polyvinyl fluoride (PVF)
-
Polyvinylidene fluoride (PVDF)
B3020
Waste paper, cardboard and paper products
The following subjects, provided they are not mixed with hazardous waste:
-
Waste and scrap of paper or paperboard from:
-
Unbleached paper or paperboard or corrugated paper or paperboard
-
Other paper or paperboard obtained primarily from bleached chemical pulps, not coloured in the mass
-
Paper or paperboard obtained mainly from mechanical pulps (e.g. newspapers, periodicals and similar printed matter)
-
Other, including but not limited to:
(i)
Interlaced cardboard
(ii)
Unsorted regoals
B3026
Wastes from the pretreatment of composite packagings for liquids that do not contain Annex I materials at concentrations sufficient to present one of the hazard characteristics listed in Annex III:
-
Non-separable plastic fracture
-
Non-separable fracture of aluminum-aluminum
B3027
Shredding waste of adhesive labels containing raw materials used in the manufacture of labels
B3030
Waste of textile materials
The following subjects, provided that they are not mixed with other wastes and are prepared according to certain specifications:
-
Silk waste (including non-devious cocoons, yarn waste and garnetted stock)
-
Not carded or combed
-
Other
-
Waste of wool or of fine or coarse animal hair, including yarn waste but excluding garnetted stock
-
Wool or fine animal hair
-
Other waste of wool or fine animal hair
-
Coarse animal hair waste
-
Cotton waste (including yarn waste and garnetted stock)
-
Yarn waste
-
Garnetted
-
Other
-
Flax touts and waste
-
Pumps and waste (including yarn waste and garnetted stock) of hemp (Cannabis sativa L.)
-
Tups and wastes (including yarn waste and garnetted stock) of jute and other textile bast fibres (excluding flax, hemp and ramie)
-
Etoupes and waste (including yarn waste and garnetted stock) of sisal and other textile fibres of the genus Agave
-
Cups, pods and wastes (including yarn waste and garnetted stock) coconut
-
Tups, pods and wastes (including yarn waste and garnetted stock) of abaca (Manila hemp or Musa textilis Nee)
-
Cuts, covers and waste (including yarn waste and garnetted stock) of ramie and other vegetable textile fibres, not elsewhere specified or included
-
Waste (including yarn waste, pods and garnetted waste)
-
Of synthetic fibres
-
Of artificial fibres
-
Articles of Fripery
-
Figures, twine, ropes and cordage of textile materials in the form of waste or non-use articles
-
Sorted
-
Other
B3035
Waste of textile floor coverings, carpets
B3040
Rubber Waste
The following subjects, provided they are not mixed with other types of waste:
-
Waste and debris of hardened rubber (e.g. cabinetmaking)
-
Other rubber waste (except those specified elsewhere)
B3050
Untreated cork and wood waste
-
Sawdust, waste and scrap of wood, whether or not agglomerated in the form of logs, briquettes and pellets or similar forms
-
Cork waste: crushed, granulated or powdered cork
B3060
Wastes from the food and agri-food industries, provided they are not infectious:
-
Wine Lies
-
Vegetable waste, plant residues and by-products, dried and sterilized, whether or not in the form of pellets, of the type used for the feeding of animals, not elsewhere specified or included
-
Fat: residues from the treatment of fat bodies or animal or vegetable waxes
-
Waste bone and horn, raw, degreased, simply prepared (but not cut in shape), acidified or degelatinate
-
Fish Waste
-
Coques, film (peels) and other cocoa waste
-
Other waste from the agri-food industry, with the exception of by-products that comply with the requirements and standards imposed at national and international levels for food or feed
B3065
Waste fats and edible oils of animal or vegetable origin (for example, frying oils), provided that they do not contain any of the characteristics of Annex III
B3070
The following wastes:
-
Hair waste
-
Straw Waste
-
Mycelium of fungi deactivated from the production of penicillin, used for feeding animals
B3080
Waste, trimmings and scrap of rubber
B3090
Garbage and other waste of natural leather and or of reconstituted leather, not usable for the manufacture of leather articles, with the exception of leather sludges, not containing hexavalent chromium compounds or biocides [see corresponding section List A (A3100)]
B3100
Sawdust, ashes, sludges or flours of leather not containing hexavalent chromium compounds or biocides [see corresponding entry in List A (A3090)]
B3110
Waste from the pelts, not containing hexavalent chromium compounds, biocides or infectious substances [see corresponding entry in List A (A3110)
B3120
Wastes made from food colouring
B3130
Waste of polymers and waste of non-hazardous monomeric ethers not capable of forming peroxides
B3140
Used tyres, with the exception of those intended for operations cited in Annex IV.A

B4 Wastes that may contain inorganic or organic constituents

B4010
Wastes consisting mainly of water/latex paints, inks and hardened varnishes, not containing organic solvents, heavy metals or biocides at concentrations that can make them hazardous [see Corresponding section of List A (A4070)]
B4020
Wastes from the production, preparation and use of resins, latex, plasticizers or glues and adhesives, not on list A and without solvents and other contaminants, so that they do not possess the Hazard characteristics referred to in Annex III, for example, when they are based on casein-based water or colles, starch, dextrin, cellulosic ethers and polyvinyl alcohols [see corresponding entry in list A (A3050)]
B4030
Disposable disposable photographic apparatus, not containing batteries on list A

1 Introduced by D VII/19 ( RO 2007 197 ). Update according to the corrections entered into force on 26 Feb, 8 Apr. And 28 August 2008 (RO 2009 5063) and the am. May 10, 2013 in force since May 27, 2014 (RO 2014 2617).
2 It should be noted that even in the case of low levels of initial contamination by constituents listed in Annex I, subsequent treatments, including recycling, may result in separate fractions with significantly higher concentrations Of these constituents set out in Annex I.
3 The status of zinc ash is currently under consideration, and it is recommended by the United Nations Conference on Trade and Development (UNCTAD) that these ashes should not be classified as hazardous materials.
4 This item does not include debris from the generation of electrical generators.
5 Reuse can include repair, restoration, or improvement, but not a major reassembly.
6 In some countries, these materials intended for direct reuse are not considered to be waste.
7 The concentration of benzo [a] pyrene should not be equal to or greater than 50 mg/kg.
8 It is understood that these wastes are completely polymerized.
9 -This heading does not cover waste generated after the consumption stage-The waste must be homogenous. - Problems arising from open burning practices must be taken into account.


Status January 21, 2015

Scope of application January 21, 2015 1

States Parties

Ratification

Accession (A)

Statement of Succession (S)

Entry into force

Afghanistan

25 March

2013

23 June

2013

South Africa

5 May

1994 A

August 3

1994

Albania

29 June

1999 A

27 September

1999

Algeria *

September 15

1998 A

14 December

1998

Germany *

April 21

1995

July 20

1995

Andorra

July 23

1999 A

21 October

1999

Antigua and Barbuda

5 April

1993 A

4 July

1993

Saudi Arabia

7 March

1990

5 May

1992

Argentina

27 June

1991

5 May

1992

Armenia

1 Er October

1999 A

December 30

1999

Australia

5 February

1992 A

5 May

1992

Austria

12 January

1993

12 April

1993

Azerbaijan

1 Er June

2001 A

August 30

2001

Bahamas

August 12

1992 A

10 November

1992

Bahrain

15 October

1992

13 January

1993

Bangladesh

1 Er April

1993 A

30 June

1993

Barbados

August 24

1995 A

22 November

1995

Belarus

10 December

1999 A

March 9

2000

Belgium

1 Er November

1993

30 January

1994

Belize

23 May

1997 A

August 21

1997

Benin

4 December

1997 A

March 4

1998

Bhutan

26 August

2002 A

24 November

2002

Bolivia

15 November

1996

13 February

1997

Bosnia and Herzegovina

March 16

2001 A

14 June

2001

Botswana

20 May

1998 A

August 18

1998

Brazil

1 Er October

1992 A

December 30

1992

Brunei

16 December

2002 A

March 16

2003

Bulgaria

February 16

1996 A

May 16

1996

Burkina Faso

4 November

1999 A

2 February

2000

Burundi

6 January

1997 A

April 6

1997

Cambodia

2 March

2001 A

May 31

2001

Cameroon

February 9

2001 A

10 May

2001

Canada

August 28

1992

26 November

1992

Cape Verde

July 2

1999 A

September 30

1999

Chile *

August 11

1992

9 November

1992

China

17 December

1991

5 May

1992

Hong Kong A

6 June

1997

1 Er July

1997

Macao B

15 December

1999

20 December

1999

Cyprus

September 17

1992

16 December

1992

Colombia *

31 December

1996

March 31

1997

Comoros

October 31

1994 A

29 January

1995

Congo (Brazzaville)

20 April

2007 A

19 July

2007

Congo, Kinshasa

6 October

1994 A

4 January

1995

Korea (North)

10 July

2008 A

8 October

2008

Korea (South)

28 February

1994 A

29 May

1994

Costa Rica

7 March

1995 A

5 June

1995

Côte d' Ivoire

1 Er December

1994 A

1 Er March

1995

Croatia

9 May

1994 A

7 August

1994

Cuba *

3 October

1994 A

1 Er January

1995

Denmark C

February 6

1994

7 May

1994

Djibouti

May 31

2002 A

29 August

2002

Dominica

5 May

1998 A

August 3

1998

Egypt

8 January

1993 A

April 8

1993

El Salvador

13 December

1991

5 May

1992

United Arab Emirates

17 November

1992

February 15

1993

Ecuador *

23 February

1993

24 May

1993

Eritrea

10 March

2005 A

8 June

2005

Spain *

7 February

1994

8 May

1994

Estonia

July 21

1992 A

19 October

1992

Ethiopia

12 April

2000 A

July 11

2000

Finland

19 November

1991

5 May

1992

France

7 January

1991

5 May

1992

Gabon

6 June

2008 A

4 September

2008

Gambia

15 December

1997 A

15 March

1998

Georgia

20 May

1999 A

August 18

1999

Ghana

30 May

2003 A

August 28

2003

Greece

August 4

1994

2 November

1994

Guatemala

15 May

1995

13 August

1995

Guinea

April 26

1995 A

July 25

1995

Guinea-Bissau

February 9

2005 A

10 May

2005

Equatorial Guinea

7 February

2003 A

8 May

2003

Guyana

April 4

2001 A

3 July

2001

Honduras

27 December

1995 A

26 March

1996

Hungary

21 May

1990

5 May

1992

Cook Islands

29 June

2004 A

27 September

2004

India

24 June

1992

22 September

1992

Indonesia *

September 20

1993 A

19 December

1993

Iran

5 January

1993 A

5 April

1993

Iraq

2 May

2011 A

July 31

2011

Ireland

7 February

1994

8 May

1994

Iceland

28 June

1995 A

26 September

1995

Israel

14 December

1994

March 14

1995

Italy * **

7 February

1994

8 May

1994

Jamaica

23 January

2003 A

April 23

2003

Japan *

September 17

1993 A

16 December

1993

Jordan

22 June

1989

5 May

1992

Kazakhstan

3 June

2003 A

1 Er September

2003

Kenya

1 Er June

2000 A

August 30

2000

Kyrgyzstan

13 August

1996 A

11 November

1996

Kiribati

7 September

2000 A

6 December

2000

Kuwait

11 October

1993

9 January

1994

Laos

21 September

2010 A

20 December

2010

Lesotho

May 31

2000 A

29 August

2000

Latvia

April 14

1992 A

July 13

1992

Lebanon *

21 December

1994

21 March

1995

Liberia

22 September

2004 A

21 December

2004

Libya

July 12

2001 A

10 October

2001

Liechtenstein

27 January

1992

5 May

1992

Lithuania

22 April

1999 A

July 21

1999

Luxembourg

7 February

1994

8 May

1994

Macedonia

July 16

1997 A

14 October

1997

Madagascar

2 June

1999 A

August 31

1999

Malaysia

8 October

1993 A

6 January

1994

Malawi

April 21

1994 A

July 20

1994

Maldives

28 April

1992 A

27 July

1992

Mali

5 December

2000 A

March 5

2001

Malta

19 June

2000 A

September 17

2000

Morocco

28 December

1995 A

March 27

1996

Marshall Islands

27 January

2003 A

April 27

2003

Mauritius

24 November

1992 A

22 February

1993

Mauritania

August 16

1996 A

14 November

1996

Mexico *

22 February

1991

5 May

1992

Micronesia

September 6

1995 A

5 December

1995

Moldova

July 2

1998 A

September 30

1998

Monaco

August 31

1992 A

29 November

1992

Mongolia

15 April

1997 A

July 14

1997

Montenegro

23 October

2006 S

3 June

2006

Mozambique

13 March

1997 A

11 June

1997

Myanmar

6 January

2015 A

April 6

2015

Namibia

15 May

1995 A

13 August

1995

Nauru

12 November

2001 A

10 February

2002

Nepal

15 October

1996 A

13 January

1997

Nicaragua

3 June

1997 A

1 Er September

1997

Niger

17 June

1998 A

September 15

1998

Nigeria

13 March

1991

5 May

1992

Norway *

July 2

1990

5 May

1992

New Zealand D

20 December

1994

20 March

1995

Oman

February 8

1995 A

9 May

1995

Uganda

March 11

1999 A

9 June

1999

Uzbekistan

7 February

1996 A

7 May

1996

Pakistan

26 July

1994 A

24 October

1994

Palau

8 September

2011 A

7 December

2011

Palestine

2 January

2015 A

2 April

2015

Panama

22 February

1991

5 May

1992

Papua New Guinea

1 Er September

1995 A

30 November

1995

Paraguay

28 September

1995 A

27 December

1995

Netherlands * e

April 16

1993

July 15

1993

Peru

23 November

1993 A

21 February

1994

Philippines

21 October

1993

19 January

1994

Poland *

20 March

1992

18 June

1992

Portugal

26 January

1994

April 26

1994

Qatar

August 9

1995 A

7 November

1995

Central African Republic

24 February

2006 A

25 May

2006

Dominican Republic

10 July

2000 A

8 October

2000

Czech Republic

September 30

1993 S

1 Er January

1993

Romania *

February 27

1991 A

5 May

1992

United Kingdom *

7 February

1994

8 May

1994

Akrotiri and Dhekelia

September 6

2006

September 6

2006

Gibraltar

April 11

2013

10 July

2013

Guernsey

27 November

2002

27 November

2002

Isle of Man

12 December

2001

12 December

2001

Jersey

September 14

2007

September 14

2007

Antarctic Territory bridles.

7 February

1994

8 May

1994

Russia *

31 January

1995

1 Er May

1995

Rwanda

7 January

2004 A

April 6

2004

Saint Kitts and Nevis *

7 September

1994 A

5 December

1994

Saint Vincent and the Grenadines

2 December

1996 A

2 March

1997

Saint Lucia

9 December

1993 A

March 9

1994

Samoa

22 March

2002 A

20 June

2002

Sao Tome and Principe

12 November

2013 A

10 February

2014

Senegal

10 November

1992 A

February 8

1993

Serbia

18 April

2000 A

17 July

2000

Seychelles

11 May

1993 A

August 9

1993

Singapore *

2 January

1996 A

1 Er April

1996

Slovakia

28 May

1993 S

1 Er January

1993

Slovenia

7 October

1993 A

5 January

1994

Somalia

26 July

2010 A

24 October

2010

Sudan

9 January

2006 A

April 9

2006

Sri Lanka

August 28

1992 A

26 November

1992

Sweden

2 August

1991

5 May

1992

Switzerland

31 January

1990

5 May

1992

Suriname

September 20

2011 A

19 December

2011

Syria

22 January

1992

5 May

1992

Swaziland

8 August

2005 A

6 November

2005

Tanzania

7 April

1993 A

July 6

1993

Chad

10 March

2004 A

8 June

2004

Thailand

24 November

1997

22 February

1998

Togo

July 2

2004 A

September 30

2004

Tonga

26 March

2010 A

24 June

2010

Trinidad and Tobago

18 February

1994 A

19 May

1994

Tunisia

11 October

1995 A

9 January

1996

Turkmenistan

September 25

1996 A

24 December

1996

Turkey

22 June

1994

September 20

1994

Ukraine

8 October

1999 A

6 January

2000

European Union (EU)

7 February

1994

8 May

1994

Uruguay *

20 December

1991

5 May

1992

Venezuela *

3 March

1998

1 Er June

1998

Vietnam

13 March

1995 A

11 June

1995

Yemen

21 February

1996 A

21 May

1996

Zambia

15 November

1994 A

13 February

1995

Zimbabwe

1 Er March

2012 A

30 May

2012

*
Reservations and declarations.
**
Objections.
Reservations, declarations and objections are not published in the RO. The texts in English and French can be found at the United Nations Internet site: http://untreaty.un.org/ or obtained from the Directorate of Public International Law (DDIP), International Treaty Section, 3003 Berne.
A
30 Oct. 1995 to 30 June 1997, the Convention was applicable to Hong Kong on the basis of a declaration of territorial extension of the United Kingdom. From 1 Er July 1997, Hong Kong became a Special Administrative Region (SAR) of the People's Republic of China. According to the Chinese declaration of 6 June 1997, the Convention is also applicable to the Hong Kong SAR from 1 Er July 1997.
B
From 28 June 1999 to 19 Dec. 1999, the Convention was applicable to Macao on the basis of a declaration of territorial extension of Portugal. From Dec 20. 1999, Macao became a Special Administrative Region (SAR) of the People's Republic of China. Under the Chinese declaration, the Convention is also applicable to the Macao SAR from 20 Dec. 1999.
C
The Convention applies to the Faroe Islands and Greenland.
D
The Convention does not apply to Tokelau.

E For the Kingdom in Europe.


RO 1992 1125


1 RO 1992 1161, 2004 1185, 2005 5009, 2007 5091, 2010 3537, 2012 437, 2015 415. A version of the updated scope of application is published on the DFAE website (www.dfae.admin.ch/traites).


Status January 21, 2015