Insurance Regulation (2011:257)

Original Language Title: Försäkringsrörelseförordning (2011:257)

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Read the untranslated law here: http://rkrattsbaser.gov.se/sfst?bet=2011:257

Chapter 1. Introductory provisions



Content



Article 1 this regulation lays down provisions on



1. the application for authorisation,



2. the notification of registration,



3. insurance records, and



4. the appropriations for the Office, and the financial supervisory authority to

provide.



Scope of application



section 2 of this Regulation shall apply to insurance undertakings under

the insurance business Act (2010:2043).



Specific provisions on



-European company under the Act (2004:575) about the European company

driver insurance, see Chapter 5.,



-European cooperatives under the Act (2006:595) on the European cooperative

that drive insurance, see Chapter 5., and



-insurance providers and institutions for occupational retirement provision under the Act

(1998:293) on foreign insurers and

supplementary pension funds in Sweden, see Chapter 6.



In Chapter 7. section 6 provides for appropriations for

The Swedish financial supervisory authority to communicate information in accordance with the law

(1967:531) if securing the pension commitment, etc.



General provisions



section 3 of an Act provided for in this Regulation may be submitted in copy

shall be certified. A document may be submitted in copy may also

be submitted in original.



4 section A notification or an application pursuant to this Regulation shall, in

where applicable, include information about the notifier, or

applicant's registration number under the Act (1974:174) if

the identification of legal entities, etc.



Chapter 2. Application for permit



Introductory provisions



1 § Such applications under insurance business law

(2010:2043) to be examined by the financial supervision authority shall be submitted

to the inspection. Regulation (2013:677).



A licence to operate the motion



Permission to operate insurance business



section 2 of an application pursuant to Chapter 2. section 1 of the insurance business law

(2010:2043) for permission to operate insurance business shall

be signed by all



1. founder of an insurance company or a mutual

insurance companies,



2. members of the Management Board of an insurance Association.



If an application relating to a registered limited company, the

signed by the Board or the Executive Director.



section 3 of the application for a licence to operate insurance business shall

indicate the full name, postal address, country of residence

and social security number or, if there is none, date of birth

the founders or members of the Management Board and, if a partnership

is the settlor, the corresponding information for each unlimited

General partner.



If an application relating to a registered limited company, the

indicate the full name, postal address, country of residence

and social security number or, if there is none, date of birth

the members of the Board and Chief Executive Officer.



An application for a licence to operate insurance business shall also

include the name and mailing address of the agent, if any

Representative has been appointed.



section 4 an application for a licence to operate insurance business shall

also contain



1. a declaration that the founders or members of the Board not

are bankrupt or have business and that they cannot

have managers under Chapter 11. 7 § parental code,



2. name and address of the claims representative shall

appointed pursuant to section 27 of the road traffic injury Act (1975:1410), and



3. for the insurance company, who is

qualified holders of shares in the company.



§ 5, along with an application for a licence to operate

insurance, the following documents are submitted:



1. a copy of the plan for the proposed activities

(business plan), and



2. a draft of incorporation or bylaws.



If an application referred to in the first paragraph refers to a registered

joint-stock company, the following documents are submitted:



1. a copy of the plan for the proposed activities

(business plan),



2. a draft amended articles of Association, and



3. a copy of the meeting's Protocol with the decision to

seek permission.



Extension of authorization



section 6, an application for extension of a licence to operate

insurance shall be signed by the Board or

Executive Director. Together with the application, the following

documents to be submitted:



1. a copy of the plan of activities after the change

(business plan),



2. a draft amended articles of incorporation or changed

statutes, and



3. a copy of the annual or general meeting Protocol

the decision on the expansion of the State.



Extension of authorization



section 7 of the application referred to in Chapter 2. section 7 of the insurance business law

(2010:2043) for extension of a permit to operate

insurance shall be signed by the Board or

Executive Director. The application must be made no later than six months

before the current permit expires.



Together with an application, a copy of the articles of

or the general meeting Protocol with the decision

the extension of the permit.



Amendment of the articles of incorporation or bylaws



Approval of amendment to articles of incorporation or bylaws



section 8 an application under Chapter 2. section 9 of the insurance business law

(2010:2043) for approval of amendment to articles of incorporation or

bylaws shall be signed by the Board or the Executive

the Director. Together with the application, the following documents

submitted:



1. a copy of the annual or general meeting Protocol

amending decision;



2. a draft amended articles of incorporation or changed

Bylaws.



Acceptance of terms about the loss of coverage in the articles of Association



§ 9 along with an application under Chapter 11. 20 § or

12 Cape. section 40 of the insurance business Act (2010:2043) if

acceptance of terms about the loss of coverage in the articles of Association

for a life insurance company, one of the Board of Directors

made economic investigation about the consequences for

policyholder and other ersättningsberättigades right on

because of insurance and an opinion of the

insurer's auditor and actuary of the investigation.



Acceptance of terms of profit distribution in articles of Association



section 10 together with an application under Chapter 11. 20 § or

12 Cape. section 40 of the insurance business Act (2010:2043) if

acceptance of terms of profit distribution in the articles of Association of

a life insurance company which must not distribute profits to

the following documents are submitted:



1. a copy of the decision of the general meeting in accordance with the Protocol

11 kap. 20 paragraph 1 insurance business law,



2. a statement of the policyholders who have

notified under Chapter 11. 20 paragraph 2

insurance law and underrättelsens content and a

Declaration that the notification has been made in the manner specified in

same section, third paragraph,



3. a certificate from the insurer's auditor to

conditions in accordance with Chapter 11. 20 paragraph 3

insurance law in case of the policyholder's

setting is met,



4. a Board of Directors made the economic investigation of the consequences

for policyholders and other ersättningsberättigades right

due to insurance under Chapter 11. 20 paragraph 4

or 12 Cape. section 40 of the insurance business Act and an opinion

from the insurance company's auditor and actuary of

the investigation.



If a life insurance company operates without

provisions on the distribution of profits in the company's articles of Association, the

the investigation referred to in the first subparagraph 4 shall be supplemented by a

special account of how funds should be credited

policyholders and other eligible due

insurance under Chapter 11. paragraph 21 of the insurance business Act.



Refund of guarantee capital



section 11 along with an application under Chapter 12. section 66

the insurance business Act (2010:2043) for permission to

refund guarantee capital, the following documents are submitted:



1. a copy of the meeting's Protocol with the decision

refund, and



2. a Board of Directors made economic investigation about the effect of that

guarantee capital reimbursed and an opinion from the

mutual insurance company auditor and actuary of

the investigation.



Repayment of operating capital



section 12 along with a petition under Chapter 13. section 25

the insurance business Act (2010:2043) for permission to pay

back operating capital, the following documents are submitted:



1. a copy of the decision of the general meeting Protocol

refund, and



2. a Board of Directors made economic investigation about the effect of that

operational capital is paid back and an opinion of the

the Insurance Association's auditor and actuary of the investigation.



Transfer of portfolio



section 13, together with an application pursuant to chapter 14. section 6 of the insurance business Act (2010:2043) for permission to effect a transfer agreement, the following documents are submitted:



1. a copy of the annual or general meeting Protocol with the decision on transfer and the documents presented at the meeting of the shareholders of the acquiring insurance undertaking;



2. a copy of the decision of the general meeting Bolagsverket's registration certificate on transfer, and 3. information about whether the transfer covers risks or commitments abroad and information on which countries referred to.



If the transfer relates to an insurance company in liquidation or in bankruptcy, a copy of the agreement relating to the transfer and the information referred to in the first subparagraph 3 is submitted together with the application according to chapter 14. section 17 of the insurance business Act. Regulation (2015:707).



Transition to dividend-paying activities



If an application referred to in paragraph 14 of Chapter 14. 6 or section 17 of the insurance business Act (2010:2043) involves a transition from a business where profits are not allowed to a dividend-paying activities, the documents specified in section 10 first paragraph 2-4 is provided with the application.


Regulation (2015:707).



Fusion



Scope of application



section 15 by fusion with an insurance company do not apply

Chapter 1. section 32, paragraph 32 (a), sections 33 and 37

Companies Ordinance (2005:559). Instead, 16 and

section 17 of the Act.



Implementation of the merger plan



section 16 an application under Chapter 11. section 33, 12. 82 § or

Chapter 13. 33 § insurance business Act (2010:2043) for permission

to effect a merger plan must be signed by the boards

or the Executive Directors of the merging

insurance companies. Together with the application, the following

documents to be submitted:



1. a Declaration on their honour from

insurance companies ' boards or CEOs

If



a. that the merger has not been prohibited under the competition act

(2008:579) or pursuant to Council Regulation (EC) No 139/2004 of

20 January 2004 on the control of concentrations between undertakings and



b. review of the merger not going on according to the competition act

or the said regulation,



2. in the case of merger by combination of

insurance company, a certificate of certified public accountant

that shows that the share capital of the acquiring company does not

exceeds the aggregate fair value of the acquired companies

for the acquiring company;



3. when a life insurance business should move from a

activities where profits are not allowed to

dividend-paying activities, such documents as indicated in section 10

first paragraph 2-4,



4. a copy of the draft terms of merger, and



5. a copy of the records of the Corporation or

General meetings with a decision on the proposed merger.



Notification of obstacles to implementation of the merger plan



section 17 of the tax authority shall inform the financial supervision authority when

the work makes a decision about obstacles to the execution of a

merger plan. Regulation (2013:677).



Acquisition of shares



Applicable provisions



section 18 the provisions of §§ 19-23 to be applied in

FSA's processing of applications in accordance with Chapter 15.

1 and 2 of the insurance business Act (2010:2043) for permission

to the direct or indirect acquisition of shares in

insurance company.



Application



section 19 of an application for authorisation to acquire shares shall

signed by the transferee. If the acquirer is a legal

person, the application shall be signed by its Board of directors or

Executive Director.



Written confirmation



section 20 of the Swedish financial supervisory authority to the written confirmation

referred to in chapter 15. section 3 of the insurance business Act (2010:2043)

the date of the assessment period.



Additions



section 21 Of the financial supervisory authority requires additional information for

to assess an application for authorisation to acquire referred to in

15. 1 and 2 of the insurance business Act (2010:2043)

the inspection order the purchaser to complete the application.

The notice must be in writing and shall be made

What additional information is required.



An order completion may not be made later than the

50th working day of the assessment period.



Extension of assessment period



section 22 Of the FSA requests additional information,

the assessment period may be extended by a period equivalent to the number of

working days between the date on which the notice was sent and the

date on which the additional information came in for inspection.

The extension may not exceed twenty working days unless

subject of the second paragraph. The assessment period may

extended by a maximum of one point.



The financial supervision authority may extend the assessment period to a maximum of

thirty working days about



1. the assignee not domiciled in the European economic

area (EEA), or



2. the purchaser is not



(a)) credit institutions, electronic money institutions,

an insurance undertaking, a securities firm, a stock exchange, a

mutual fund companies, or a mutual fund company and is under the supervision of

The Swedish financial supervisory authority, or



(b)) a foreign company in the EEA as in their home country,

engage in equivalent activities that a company referred to in (a)

and under the supervision of a public authority or other

competent body.



The Swedish financial supervisory authority shall, within two working days of the

additional information is submitted to the inspection post

a confirmation to the customer that the information has been

received. In confirmation, it should also set out any day

the assessment period runs out.



Written decision



section 23 of the FSA's decision in a matter of permission to

acquisitions must be in writing. The decision shall be communicated within two

working days from the time it was taken.



If a foreign authority has the competence to exercise oversight

over a foreign insurer in the EEA have left

comments to the financial supervisory authority, those comments

indicated in the decision.



Chapter 3. Notification for registration and the application to be dealt with

of the companies Registration Office



Scope of application



Insurance company



section 1 of the notification of registration, and such an application to be processed by the Office in respect of an insurance company comes Chapter 1. Companies Ordinance (2005:559), subject to section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – State in section 11, – amendment of the articles of Association in § 13,-transfer of portfolio of section 22, and fees in paragraphs 24 to 26.

Regulation (2015:707).



Mutual insurance company



2 §/expires U: 2016-07-01/

For the notification for registration and such an application to be processed by the Office in respect of a mutual insurance company for 2 and 3 sections, section 4, first subparagraph and second subparagraph, 2-6, 5-7 (a), 8 (a) – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to the provisions of section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – permit in §§ 11 and 12, – amendment of the articles of Association in § 13, § 14 – lead in, – guarantee capital in paragraphs 17 to 19, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.

Regulation (2015:707).



2 section/entry into force: 07/01/2016

For the notification for registration and such an application to be processed by the Office in respect of a mutual insurance company for 2 and 3 sections, section 4, first subparagraph and second subparagraph, 2-6, 5-7 c, 8A – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to section 16. In addition, the provisions relating to notification of registration under the insurance business Act (2010:2043) for 6-10 sections, – permit in paragraphs 11 and 12, – amendment of the articles of Association in § 13, § 14 – lead in, – guarantee capital in paragraphs 17 to 19, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.

Regulation (2016:328).



section 3, for the purposes of the provisions of the regulation

(1987:978) if economic associations on reciprocal

insurance companies do what it says on the



1. Economic Association concern the mutual insurance company,



2. a member shall refer to part-owner,



3. the statutes refer to the articles of Association,



4. the general meeting shall relate to the general meeting, and



5. register of associations refer to insurance register.



Insurance Association



4 §/expires U: 2016-07-01/

For the notification for registration and such an application to be processed by the Office in respect of an insurance Association for 2 – 7 (a), 8 (a) – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to the provisions of section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – State in section 11, – amendment of the articles of Association in § 13, § 14 – management – business in the capital, in paragraphs 20 and 21, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.

Regulation (2015:707).



4 section/entry into force: 07/01/2016

For the notification for registration and such an application to be processed by the Office in respect of an insurance Association for 2-7 c, 8A – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to section 16. In addition, the provisions relating to notification of registration under the insurance business Act (2010:2043) for 6-10 sections,-States in section 11, – amendment of the articles of Association in § 13, § 14 – management – business in the capital, in paragraphs 20 and 21, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.

Regulation (2016:328).



§ 5 in the application of the provisions of the regulation

(1987:978) if economic associations of insurance associations

do what it says on the



1. Economic Association relate to insurance Association, and



2. the register of associations refer to insurance register.



General provisions



Notification for registration under insurance business law



section 6, An application for registration under the insurance business law

(2010:2043) shall be made in writing with the companies registration office. Such

notification may be transmitted electronically to the companies registration office.



7 § registration for registration must be signed by a

Member of the Board of directors or by the Executive Director. A

notification of an insurance company in liquidation

signed by the liquidator or, when several liquidators have


the joint liquidators, appointed by one of.



§ 8 notification that is transmitted electronically to the companies registration office,

signed with an electronic signature.



§ 9 Documents which shall be annexed to a declaration that has

established electronically may be transmitted electronically to

The companies registration office.



section 10 A declaration of honour in a notification to the

The companies registration office, signed with an electronic signature.



Condition



11 § together with a notification of the registration of

insurance companies, according to the FSA's decision

Chapter 2. section 15 of the insurance business Act (2010:2043) for permission

and approval of the articles of incorporation or bylaws be submitted.

Regulation (2013:677).



section 12 if a notification for registration concerning the mutual

insurance companies, the following documents are submitted:



-a copy of the subscription lists on which the subscription of

insurance has been made, and



-a copy of the minutes of the constituent meeting.



Amendment of the articles of incorporation or bylaws



section 13, Together with a notification of the registration of

approval of amendment to articles of incorporation or bylaws,

Finansinspektionen's decision pursuant to Chapter 2. section 15

the insurance business Act (2010:2043).

Regulation (2013:677).



Management



section 14, together with a notification of registration pursuant to Chapter 6.

section 15 of the Act (1987:667) on economic associations, that do not

refers only to change of residence or postal address, it

a copy of the Protocol or other document

certifying the election or dismissal of a Director or

Deputy Board member.



15 repealed by Regulation (2015:707).



Auditor



16 §/expires U: 2016-07-01/

Instead of Chapter 1. section 3, third subparagraph

Companies Ordinance (2005:559) and 4 section 4

and 7 a § 2 Regulation (1987:978) if economic associations

apply to the notification of registration shall contain a statement

on my honour that the auditor meets the in Chapter 11. section 12,

12 Cape. 43 section or chapter 13. section 18 of the insurance business law

(2010:2043) specified competence requirements.



16 section/entry into force: 07/01/2016

Instead of Chapter 1. the third subparagraph of paragraph 3 of the Companies Ordinance (2005:559) and 4 paragraph 4 and paragraph 7 2 b Regulation (1987:978) about cooperative societies to notification for registration shall contain a Declaration on their honour that the auditor meets the competence requirements set out in Chapter 11. section 12, Chapter 12.

43 section or chapter 13. section 18 of the insurance business Act (2010:2043). Regulation (2016:328).



Guarantee capital



Prerequisite for registration



section 17, together with a notification of the registration of a

mutual insurance company, a certificate from the

insurer's auditor to guarantee capital according to

12 Cape. first paragraph of section 9 and section 18, second subparagraph

the insurance business Act (2010:2043) have been paid.



During the operating time



section 18 of the notification of registration pursuant to Chapter 12. section 9 other

the paragraph insurance business Act (2010:2043) of a decision to

accept guarantee capital during operating time shall contain

indication of the amount of guarantee capital shall be increased by.



Together with the registration, the following documents are submitted:



1. a copy of the meeting's Protocol with the decision to take

against the liable equity capital as well as a Board of Directors made economic

investigation of the need of guarantee capital, and an opinion of the

insurer's auditor and actuary of the investigation,



2. a copy of the agreement which is the basis for the contribution

of guarantee capital, and



3. a certificate from the insurer's accountant to at least

half of the amount of guarantee capital shall be increased by has

paid.



If it's in a mutual insurance company after notification of

registration as referred to in the first subparagraph is made more

payment of guarantee capital, shall be notified to the

registration. Together with the registration, a certificate

of the insurance company's Auditor that all the initial fund

paid within six months from the registration of the

the notification referred to in the first subparagraph.



Refund of guarantee capital



Article 19, along with a notification for registration under

12 Cape. 66 § insurance business Act (2010:2043) by a decision

for refund of guarantee capital, the following actions are provided

in:



-a copy of the meeting's Protocol with the decision

refund, and



-Financial Supervisory Authority authorisation for reimbursement.



Business capital



Prerequisite for registration



20 § Together with a notification of registration of a

Insurance Association shall submit a certificate from the Association's

Auditor if that business capital under Chapter 13. paragraph 5 of the second

the paragraph insurance business Act (2010:2043) have been paid.



Repayment of operating capital



section 21 Together with a notification of registration under

Chapter 13. section 25 of the insurance business Act, first subparagraph

(2010:2043) of a decision on the repayment of

operating capital, the following documents are submitted:



-a copy of the decision of the general meeting Protocol

refund, and



-Financial Supervisory Authority authorisation for reimbursement.



Transfer of portfolio



section 22 along with an application for registration pursuant to chapter 14. section 4 of the insurance business Act (2010:2043) of agreements on transfers of portfolios must be submitted the following documents: 1. a copy of the annual or general meeting Protocol of the decision on transfer, and 2. a copy of the documents presented at the meeting, according to chapter 14. section 3 of the Insurance Act.

Regulation (2015:707).



Voluntary liquidation



section 23 in a notification for registration under Chapter 11. paragraph 1 of the fourth

law (1987:667) on economic societies of decisions on

voluntary liquidation of a mutual insurance company or

an insurance Association shall indicate when the liquidation shall

Enter, if the decision is not immediate.



The notice, a copy of the annual or general meeting

Protocol with the decision on liquidation.



Fees



Processing of the application under the insurance business law



section 24 For the processing and examination of an application for liquidation

According to Chapter 11. section 45, Chapter 12. section 74 and chapter 13. section 27

the insurance business Act (2010:2043), an extra charge of 475

dollars paid.



The processing of applications under the companies act



section 25 Of the processing and examination of the application in accordance with

Swedish companies Act (2005:551), the fees payable with the following

amount:



1. authorization under Chapter 24. section 22 of the execution of

partition plan, 1 500 kr,



2. Chapter 25 of the. section 11, 500 crowns, and



3. authorization under Chapter 28. § 5 not to communicate the

insurance in company on the company's websites,

1 500 kroons.



paragraph 26 of A fee referred to in chapter 25. section 26 of the companies act

(2005:551) shall amount to 2 700 SEK.



Rules on the request for recovery, etc., of such a fee

available in 4-9 § § enforcement regulation (1993:1229). To the

debtor shall be invited to pay the claim before

application for recovery is made apparent from paragraph 3 of the

recovery regulation. Recovery need not be requested for

a claim of less than 100 dollars for recovery is not required

from a general point of view.



The processing of the application under the law on cooperative societies



section 27/expires U: 2016-07-01/

For the processing and examination of the application in accordance with the law

(1987:667) on economic unions shall charge paid to

The Swedish companies registration office with the following amounts:



1. exemption pursuant to Chapter 6. 4 and 11 sections from residence

for Executive Director or Board Member, 475 SEK,



2. the exception is wholly or partly under 10 Cape. section 6 from

provisions on the allocation to the reserve fund, 685 million, and



3. the liquidation under the chapter 11. 4 a of the third subparagraph,

475 kronor.



section 27/entry into force: 07/01/2016

For the processing and examination of the application under the Act (1987:667) on economic unions should fee paid to the companies registration office with the following amounts: 1. exemption pursuant to Chapter 6. 4 and 11 sections from residence for the Chief Executive Officer or Board Member, 475 SEK, 2. permission to the reduction of the reserve fund referred to in Chapter 10.

section 17, 900 crowns,



3. the liquidation under the chapter 11. 4 a of the third subparagraph, 475 SEK. Regulation (2016:328).



Chapter 4. Insurance directory



Scope of application



section 1 Of the companies registration office, it should be an insurance register for



-insurance company,



-mutual insurance companies, and



-insurance associations.



For the insurance company for this chapter instead of 2

and Chapter 3. Companies Ordinance (2005:559).



The Insurance Division of the register



section 2 of the Insurance register is kept by means of automated

treatment.



The register shall be divided into six departments, as follows:



1. life insurance companies,



2. mutual life insurance company,



3. life insurance associations,



4. non-life insurance company,



5. mutual non-life insurance companies, and



6. non-life insurance associations.



Alphabetical list



3 § an alphabetical listing of insurance companies

belong to the registry. The list shall indicate:

the routing number on each insurance company.



Documents in the register of insurance



4 § documents relating to a registration or notification under

Swedish companies Act (2005:551), the law (1987:667) on economic

unions or insurance business Act (2010:2043) to

attached to the insurance register. Such documents shall, for each

insurance companies brought together in acts.



Insurance purpose, etc.



Purpose



paragraph 5 of the Insurance register will give publicity to the


information included in the register.



In the case of personal data, the registry have the objective to

provide data for



1. the supervision that the FSA has over

insurance companies under the insurance business law

(2010:2043)



2. business, credit, or other public or

individual activities involving business-related information is

basis for trials or decision,



3. the acquisition, disposal or management of insurance company

as recorded in the register of insurance,



4. updating, supplementation or control of

business-related information contained in the customer or

Member register or similar registers,



5. collection of personal data for direct selection

marketing, subject to the limitation imposed by section 11 of the

personal data Act (1998:204), or



6. the activities of the State or a municipality responsible for according to

the law, and



(a)) relating to the insurance company which is registered in the

insurance register;



(b)) to be performed requires access to

business-related information, or



c) relating to the performance of the obligation.



Notifications



section 6 of the companies registration office shall, as soon as possible after the registration has been effected shall notify the financial supervision authority if the information entered in or deleted from the register of insurance so that it may carry out its supervisory role.

The notification may be provided on medium for automated processing.



The financial supervision authority shall, as soon as possible after the actuary, auditor or general agent designated under Chapter 17. 10, 11 or 14 of the insurance business Act (2010:2043) inform the Office about it.



The financial supervision authority shall inform the European insurance and occupational pensions authority if the information referred to in paragraph 16 17. Regulation (2015:707).



Of personal data and communications, etc.



Privacy responsibility



section 7 of the companies registration office is personal responsible according to

personal data Act (1998:204) for the insurance register.



section 8 of the Swedish companies registration office shall ensure that it does not arise from any

undue intrusion into the privacy of the data subject

or any risks from the point of view of safety. For these purposes

the authority may in individual cases set conditions for

the processing of personal data.



Direct access



§ 9 the companies registration office, for the purposes set out in paragraph 5 of the decision on

direct access to the insurance register.



Damages



10 the provisions of § § 48 personuppgiftslagen (1998:204) about

damages applies to the processing of personal data in accordance with

This regulation.



Correction of personal information



11 § in the case of rectification of personal data in

the register of insurance applied paragraph 26 of administrative procedure act

(1986:223) instead of paragraph 28 of the personal data Act (1998:204).



Communication of information



section 12 Information to be provided in accordance with section 26 of the

personal data Act (1998:204) do not need to include the task in

a document which has been submitted to the companies registration office, if the

individual has taken part of the document's content. If the

individual requests it, however, the information should also include

task in such a document.



If the information does not contain such an Act, it shall by

the data indicate that the document is processed by the authority.



paragraph 13 of That decision refusing information according to

section 26 of the personal data Act (1998:204) may be appealed to the General

Administrative Court follows from 22 a of the administrative procedure act

(1986:223).



Notes in the register of insurance



Common provisions



section 14 Notes in the register shall be numbered in running

due for each insurance company. At each note,

This number and the date of the entry and for its

announcement in post-och Inrikes Tidningar.



section 15 Decision and other conditions that are reported for

registration in the register of insurance shall be recorded in the register

as soon as possible after the notification has been received by the

The companies registration office. Changes to the information contained in the

the register which relate to insurance company should normally

recorded within 21 days of the date of a complete notification

has come in. If it appears that the decision will have effect

First, at some later time should, however, note

be made as close as possible to that time.

Regulation (2014:157).



section 16 when an insurance company is registered, the following

be recorded in the register of insurance:



1. the company's registration number,



2. the date of permission to operate insurance business,



3. the day of the inaugural general meeting or, in the case of

insurance companies and insurance associations, date of

the formation,



4. the company's business name and amended at the foreign languages,

If such a version is specified in the articles of incorporation or

Bylaws,



5. the company's affiliate, if the Board has adopted such a,



6. the place in Sweden where the company's Board of Directors shall have its

registered office,



7. the object of the company's activities, in particular

to be specified if the business should refer to both direct insurance

that reinsurance acceptances,



8. limitations in the articles of incorporation or bylaws regarding

the field of direct insurance operations in Sweden,



9. If the company shall conduct insurance operating outside the EEA,



10. mode of convocation of General or

the general meeting,



11. the time of annual or general meeting, if

This is stated in the articles of incorporation or bylaws,



12. the number or the minimum and maximum number of

Directors and Auditors, as well as any

Deputies, the period of their missions, and, if any of them

shall be appointed in any other way than by corporate or

the general meeting, how it should be done,



13. full name, social security number or, if such

missing, date of birth, mailing address and, if the mailing address

deviating from the domicile, habitual residence for the appointed actuary,



14. If the insurance undertaking shall have euro as

accounting currency,



15. the time that the company's fiscal year shall include,



16. postal address of the insurance undertaking, and



17. the countries within the EEA in which the company will conduct

activities concerning occupational pension insurance.



In the registry, for each insurance company, on the

request of the company, email address and telephone number

recorded. Regulation (2012:203).



Insurance company



section 17 of the insurance company shall, except as

provided for in sections 15 and 16, be recorded



1. information in accordance with Chapter 8. paragraph 43 2 and 3 and

second paragraph, Chapter 9. 47 § and 10 Cape. section 19 of the companies act

(2005:551) and the General category,



2. share capital and, if appropriate, the minimum capital

and authorized capital,



3. the number of shares and, if applicable, the lowest and

maximum number of shares, and



4. the purpose of the insurance in business, if it has

purpose other than to make profits for shareholders.



For a life insurance company in the in the

insurance registry should be noted how the shareholders ' meeting may

dispose of the company's profit or otherwise cover the company's

loss.



In the registry, for each insurance company

recorded on the company's securities are admitted to

trading on a regulated market.



section 18 It shall be recorded in the register of insurance if the insurance companies instruments of incorporation contain



1. reservation under Chapter 3. section 3 of the insurance business Act (1982:713), 2. subject as referred to in Chapter 1. section 10, Chapter 4. 6, 8, 18, or section 27 or 20 chapter. 31 of the Swedish companies Act (2005:551), 3. provision under Chapter 4. section 2, Chapter 7. section 8 or section 40 of the second sentence of the second paragraph or Chapter 7. 54 of the Swedish companies Act, or 4. provision to the company's operations will cease at a certain time or under certain conditions.



In the case of reservations in accordance with Chapter 1. section 10 of the companies act shall be entered also the central securities depository under the law (1998:1479) on CSDs and the accounting of financial instruments registered the record company's shares and, if applicable, the central securities depository is responsible for shareholders.



When it comes to the provision under Chapter 4. section 2 of the companies act shall be entered also the amount for which different classes of shares have been issued or will be issued. Regulation (2016:80).



section 19 of the insurance register shall for each insurance company

contain



1. incorporation,



2. the articles of Association, information on the amendment of the articles of Association

and the articles of association as amended, and



3. the annual and consolidated financial statements, the audit and

Group audit reports as well as interim reports in accordance with Chapter 8.

sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report

in the insurance business.



20 § if required permission from the Court to

enforce a decision on reduction of the share capital of a

insurance company, shall, upon registration of the

reduction decision under Chapter 20. section 19 of the companies act

(2005:551) noted that the reduction is not effected.



section 21 If a question of reduction of the share capital have fallen under 20. 22 of the Swedish companies Act (2005:551), this shall be recorded in the register of companies registration office. The same applies to the decision declaring that a question about fusion has fallen according to Chapter 23. 27 or 35 of the Swedish companies act or to a matter of Division have fallen under 24 Cape. section 29 of the same Act.

In addition, the decision to declare that a question about stock transfers has fallen according to chapter 14. the third subparagraph of paragraph 6 of the insurance business Act (2010:2043) is recorded in the register of insurance when it has a legal effect.

Regulation (2015:707).



Mutual insurance company




section 22 of the mutual insurer shall, except as

provided for in sections 15 and 16, be recorded



1. the information referred to in Chapter 12. 11 section 6-11, 14,

16 and 17 insurance business Act (2010:2043), and Chapter 6.

section 15, Chapter 8. section 18 of the Act (1987:667) on economic

compounds, and



2. full name, social security number or, if there is none,

date of birth and mailing address and, if different from the mailing address

residence residence, even for lay Auditors.



section 23/expires U: 2016-07-01/

It shall be recorded in the register if a

mutual insurance company's articles of incorporation contain



1. the conditions set out in Chapter 12. section 73, second subparagraph, second sentence,

the insurance business Act (2010:2043)



2. reservation under Chapter 7. section 18, second subparagraph, first sentence

Act (1987:667) on economic associations, or



3. a provision that the company's operations will cease in certain

time or under certain conditions.



23 section/entry into force: 07/01/2016

It shall be recorded in the register if a mutual insurance company's articles of association contain 1. conditions in accordance with Chapter 12. section 73, second subparagraph, second sentence, the insurance business Act (2010:2043), 2. provision under Chapter 7. paragraph 47 Act (1987:667) on economic associations, or 3. provision to the company's operations will cease at a certain time or under certain conditions. Regulation (2016:328).



section 24 of the registration of the merger in accordance with Chapter 12. section 17 of the Act

(1987:667) on economic associations, it was noted that a

transferring mutual insurance company is dissolved.



About Bolagsverket according to Chapter 12. section 19 of the law on financial

unions have declared that the question of fusion has fallen, the

It is recorded when the decision has become final.



section 25 of the insurance register shall for each mutual

insurance companies include



1. incorporation,



2. the articles of Association, information on the amendment of the articles of Association

and the articles of association as amended, and



3. the annual and consolidated financial statements, the audit and

Group audit reports as well as interim reports in accordance with Chapter 8.

sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report

in the insurance business.



Insurance associations



section 26 of the insurance associations shall, except as

provided for in sections 15 and 16, be recorded



1. the information referred to in Chapter 6. section 15, Chapter 8. section 18 of the Act

(1987:667) on economic associations,



2. the conditions for membership of the Association,



3. the amount of the solvency margin,



4. the possible right of return accruing to the

contributed capital business,



5. any right to vote at the general meeting to

the contributed business capital;



6. in what order the solvency margin must be paid in and

be refunded,



7. for which types of insurance, in which situations, next to

the amount and the order in which the levy can occur in

members and how the levy is to be implemented, and



8. how notices should go to the members ' or

Council's attention.



For a life insurance Association also apply to it in

insurance register shall indicate how the Association's loss may

covered.



section 27/expires U: 2016-07-01/

It shall be recorded in the register if a

insurance rules contain



1. reservation under Chapter 7. section 18, second subparagraph, first sentence

Act (1987:667) on economic associations, or



2. provision that the Association's activities will cease at a certain

time or under certain conditions.



section 27/entry into force: 07/01/2016

It shall be recorded in the register of insurance if an insurance Association bylaws contains 1. provision under Chapter 7. paragraph 47 Act (1987:667) on economic associations, or 2. provision that the Association's activities will cease at a certain time or under certain conditions. Regulation (2016:328).



section 28 during the registration of the merger in accordance with Chapter 12. section 17 of the Act

(1987:667) on economic associations, it was noted that

transferring Insurance Association is dissolved.



About Bolagsverket according to Chapter 12. section 19 of the law on financial

unions have declared that the question of fusion has fallen, the

It is recorded when the decision has become final.



section 29 of the insurance register shall for each insurance Association

contain



1. the statutes, of the amendment of the statutes and by-laws of the

amended, and



2. the annual and consolidated financial statements, the audit and

Group audit reports as well as interim reports in accordance with Chapter 8.

sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report

in the insurance business.



Notes on the insurance company's register arrangement



section 30 of the sticky note in the register of insurance due notification or notification under the insurance business Act (2010:2043), the Swedish companies Act (2005:551) or Act (1987:667) on economic unions made on insurance company records.



At registration due notification or information referred to in chapter 14. 4 and 12 of the insurance business Act, chapter 23.

paragraphs 14 and 25 and 24. 16 and 27 of the companies Act, or 12. 6, 17 and 21 of the law on cooperative societies made note on both the company being acquired and the acquiring insurance undertaking's structure.



Note If the amendment of an insurance company's firm and an insurance company liquidation and dissolution is to be made even in the list provided for in paragraph 3. Regulation (2015:707).



Disclosure of information on medium for automated processing



31 § Bolagsverket should disclose information and documents in

insurance register on medium for automated processing,

If it is requested. The same applies to such documents and information

that has not been entered in the register of insurance, if it has been

not more than ten years ago they came in to the Office.



Documents that have not been entered in the register of insurance and

that does not need to be disclosed in accordance with the first paragraph may be disclosed

on the medium of automated processing to authorities and,

If it is obvious that it can be done without risk to

individuals ' privacy is violated, to the individual.



Search for information and documents



32 § when finding information relating to an insurance company

that is the definition, only VAT number and company name

be used as a search term, if it has been more than five years ago

dissolution of the insurance undertaking have been registered.



When searching for documents and information referred to in 4, 19,

sections 25 and 29, only the information referred to in Chapter 5. section 2 of the

first subparagraph 1 and 2 publicity and secrecy

(2009:400) and registration number and company name be used as

search terms.



Announcements and notifications



33 of a release pursuant to Chapter 27. section 3 of the companies act

(2005:551) or 15. section 2 of the Act (1987:667) on economic

associations, the insurance company's business name and

company number and registered office or, if the

the insurance company is in liquidation, the District Court

dealing with the liquidation.



section 34 when someone registered as member of the Board of Directors,

Deputy Director, Executive Director, the Deputy Executive

Director, signatory, the particular method of receiver,

Auditor, Deputy auditor, lay auditor or substitute

for the lay auditor, the Office shall notify the

registered on the measure. When authority removes such

registration from the register, the concerned by the measure

be informed.



If the registration is for a public accounting firm, the

principal auditor is notified.



The notification shall immediately after registration or

the deletion of the registration shall be sent to the persons concerned by

action on his or her place of abode or, if

such an address does not exist, to the address

indicated in the case.



The Swedish companies registration office shall annually inform the person who is

registered as liquidator or substitute for the liquidator on

the registration. The notification shall be sent to the address

indicated on the case.



The Swedish companies Registration Office does not need to send any notification of the

is obvious that one does not fill any purpose.

Regulation (2015:130).



35 § companies registration office shall inform the Court that deals with

a case for permission to enforce the decision on reduction of

share capital or legal reserve, decision on profit distribution

or decision concerning the merger or Division, if the



1. an interim order in which another court has indicated

in cases pending on appeal against the decision of the general meeting, and



2. a final decision which means that general meeting decision

have repealed or modified.



Registration fees



Fees for registration



36 § in cases concerning registration under this regulation

shall be paid for the registration fee and, if applicable,

its publication as well as for handling and testing.



37 § registration fee shall be paid in the following amount:



1. when applying for registration of newly created

insurance companies, 2 200 kroons or, if such notification

transmitted electronically and signed with an electronic

signature, 1 900 crowns,



2. the notification of change of business name or secondary name or

firm as amended in a foreign language, 1 100 Crowns or,

If such notification is transmitted electronically and signed with a

electronic signature, 900 crowns,



3. the notice of the general meeting or Association of

Chapter 25 of the. 8 of the Swedish companies Act (2005:551)

or Chapter 11. the fourth paragraph of section 1 of the law (1987:667) if

economic associations, 800 crowns,



4. upon notification of winding up shall cease and the choice of


Chapter 25 of the Board. paragraph 45 of the companies act

or Chapter 11. the third paragraph of section 17 of the law on financial

compounds, 480 kroons,



5. the notice of merger pursuant to Chapter 23. 25 or 48 §

the companies act or 12 Cape. 17 Act or section 38

economic associations, 1 000 KR,



6. notification of Division according to Chapter 24. section 27

Companies Act, $100, and



7. for the other application to the insurance register or when

entry in the register otherwise to do 900 crowns, or, if

such notification is transmitted electronically and signed with a

electronic signature, 700 kronor.



section 38 if a notification according to § 37 while includes registration

or registration of amendment of more than one trade name, secondary name

or business as amended in foreign languages, a fee

According to § 37 2 paid for each such firm.



If requested a registration shall be made on any other

language than Swedish, a fee of 500 dollars for each such

language is paid.



39 § Fee shall not be paid for the registration of



1. the amended postal address,



2. a private exit from the mission as an auditor, Deputy auditor,

lay auditor or substitute for the lay auditor,



3. decision on profit distribution in accordance with chapter 18. 10 §

Swedish companies Act (2005:551),



4. conditions that a liquidator shall give notice, unless otherwise

follow by 37 § 4,



5. notification from the Court, the trustee or

The Swedish financial supervisory authority, or



6. a notice from a competent foreign authority in accordance with

Chapter 23. 47 of the Swedish companies act or the 12. 37 § law

(1987:667) on economic associations.



Fee for disclosure of information and documents



section 40 of the companies Registration Office determines fees



1. for such disclosure of information and documents that are happening

on medium for automated processing, and



2. to provide a certificate of merger pursuant to Chapter 23. section 46

Swedish companies Act (2005:551) in languages other than Swedish.



When the fee is payable



41 § fee is payable when an application is filed. Fee

will not be paid back if any proceedings has

started.



Chapter 5. Special provisions for the European company and

the European cooperative



Scope of application



section 1 of this chapter applies to



1. the European company under Council Regulation (EC) No 2157/2001 of

on 8 October 2001 on the Statute for a European company (SE)

who runs the insurance business, and



2. cooperative pursuant to Council Regulation (EC) No 1435/2003

of 22 July 2003 on the Statute for a European cooperative

associations (SCE) (SCE) as driver

insurance business.



the provisions of paragraph 2 of Chapter 3. for registration in

insurance register shall, in the case of the European company and

European cooperative that operates insurance shall apply to the

registration in the respective European companies register

European cooperative register.



The provisions of this Regulation shall also otherwise apply

the European company and the European cooperative that operates

insurance business unless the SE regulation,

SCE regulation, insurance business Act (2010:2043)

Swedish companies Act (2005:511) or Act (1987:667) if

economic associations.



Application and notification of registration



section 3, an application or a notification under Chapter 2. or Chapter 3. should

be signed by the Executive Director or



1. in the case of the European company and the European cooperative that has a

such management systems referred to in articles 39-42 of SEE-

Regulation (two-tier organised a European company) or

articles 37-41 of the SCE Regulation (two-tier organized

European cooperative), a member of the management body, or



2. in the case of a European company or European cooperative that has

such management systems referred to in articles 43-45 in

SEE Regulation (one-tier organised a European company) or

articles 42 to 44 of the SCE Regulation (one-tier organized

European cooperative), a member of the administrative organ.



Chapter 6. Special provisions for foreign insurers

and institutions for occupational retirement provision



1 § such requests under the Act (1998:293) on foreign

insurers and supplementary pension funds in

Sweden, which will be reviewed by the financial supervision authority shall be submitted to

the inspection. Regulation (2013:677).



section 2 of the application for authorization to transfer of

insurance portfolio pursuant to Chapter 9. paragraph 5 of the law (1998:293) om

foreign insurers and occupational retirement provision

activities in Sweden, which includes risks situated

or undertakings to be performed abroad, shall

which countries risks, see the respective commitments

be fulfilled.

section 3 special provisions on insurance, see

motor insurance regulation (1976:359).



Chapter 7. Appropriations



The Swedish companies Registration Office



section 1 of the Swedish companies registration office may provide for



1. electronic transfer to the companies registration office a notification of

registration or application which shall be dealt with by

The companies registration office,



2. the requirements of the electronic signature

According to Chapter 3. section 8,



3. electronic transfer to the companies Registration Office of documents

shall be submitted together with a notification or an application

prepared electronically,



4. certification of an electronic copy is consistent with the

the original,



5. which electronic signatures can be used for a

document shall be submitted as an electronic original, and



6. how a declaration of honour under this

Regulation may be signed with an electronic signature.



The Swedish financial supervisory authority



Regulations for insurance companies



section 2 of the financial supervision authority may, in the case of the insurance business Act (2010:2043) provide for 1. driven by the insurer to comply with Sweden's commitments arising from the agreement between the European Union (EU) and Switzerland, 2. how the assets referred to in Chapter 1. 19 c § 1 shall be defined, located and valued;



3. how the capital requirement pursuant to Chapter 1. 19 c § 2 shall be calculated,



4. determination of the guaranteed amount referred to in Chapter 1. 19 c § 3,



5. the level of own funds, the composition and the calculation thereof in accordance with Chapter 1. 19 c, § 4;



6. how an enterprise management system in accordance with Chapter 1. 19 c § 5 shall be designed,



7. the average funeral costs as referred to in Chapter 1. 20 § 1, 8. the requirements for participation in the governance of an insurance company as referred to in Chapter 2. 4 paragraph 4, 9. the risks relating to each class of insurance referred to in Chapter 2. sections 11 and 12, as well as on names for groups of classes according to Chapter 2. section 11, 10. What a business plan under Chapter 2. section 18 to contain, 11. What a scheme of operations in accordance with Chapter 3. Article 1, first paragraph 1 should contain, 12. What measures is an insurance undertaking shall take in order to meet the requirements of solvency, liquidity and risk management, as referred to in Chapter 4. section 1, 13. the information pursuant to Chapter 4. section 2 as an insurance undertaking shall provide to the insured, for other eligible due to insurance and to those offered to take out insurance in the company, 14. What measures is an insurance undertaking shall take in order to meet the requirements of good insurance standard as referred to in Chapter 4. paragraph 3, 15. conditions for funding activities under Chapter 4. section 6, 16. the content and the technical provisions of insurance calculation according to Chapter 5. 4, 6, 11 and 13 to 16 sections,



17. the conditions that must be met in order for an insurance company to get permission to use the matching adjustment according to Chapter 5. section 7, 18. how a volatility adjustment according to Chapter 5. section 9 shall be calculated, 19. the conditions for exemption provided for in Chapter 5. section 10 and the calculation of a temporarily adjusted risk-free interest rate structure, 20. the conditions for exemption provided for in Chapter 5. section 12 and the calculation of the temporary deduction,



21. What is meant by appropriate risk diversification in accordance with Chapter 6. section 3(1), 22. storage of assets according to Chapter 6. paragraph 4,



23. the use of derivative instruments pursuant to Chapter 6. section 5,



24. the statistical register pursuant to Chapter 6. section 11,



25. the requirements for the approval of items as additional capital and bases for valuation of items in supplementary capital in accordance with Chapter 7. section 5,



26. the characteristics and criteria to be taken into consideration for the classification into levels according to Chapter 7. section 7, 27. the characteristics and criteria to be taken into account in the classification of own fund items under Chapter 7. § 9, 28. the characteristics and criteria to be taken into account for the classification of items in supplementary capital in accordance with Chapter 7. section 10, second paragraph,



29. how the basic solvency capital requirement shall be calculated in accordance with Chapter 8. section 6,



30. the conditions that must be met in order for an insurance company to get permission to use company-specific parameters in accordance with Chapter 8. section 7,



31. the conditions that must be met in order for an insurance company to get the calculate the capital requirement for equity risk based on a particular method in accordance with Chapter 8. section 8,



32. how the capital requirement for operational risk is calculated in accordance with Chapter 8. § 9, 33. how the amount of the adjustment shall be calculated in accordance with Chapter 8. section 10,



34. the conditions for permission to use a full or partial internal model in accordance with Chapter 9.

1 to 5 sections,



35. the conditions for modification of an internal model and control documents referred to in Chapter 9. sections 6 and 7, 36. requirements on the use of statistical quality standards for an internal model in accordance with Chapter 9. 9-14 § §,



37. the calibration of an internal model in accordance with Chapter 9. section 15,



38. the validation of the internal model in accordance with Chapter 9. section 17, 39. requirements for documentation under Chapter 9. section 18,




40. what a risk management system in accordance with Chapter 10. 6 § should contain when an insurance company authorized to use a partial or full internal model,



41. the content of the guidelines for the volatility adjustment as referred to in Chapter 10. the fourth subparagraph of paragraph 7,



42. the contents of such a liquidity plan referred to in Chapter 10.

section 8 1,



43. the requirements for regular assessments to be made by insurance companies that use matching or volatility adjustment under 10 Cape. 8 § 2,



44. the requirements for regular assessments to be made by insurance companies in respect of the company's sensitivity to assumptions upon which the basis for determining the relevant risk-free interest rate structure in accordance with Chapter 10. section 9,



45. how such a self assessment as referred to in Chapter 10. section 10 shall be carried out,



46. reporting of results of the own risk and solvency assessment under 10 Cape. section 13,



47. What is the function of risk management under 10 Cape. section 15 shall be responsible for when an insurance company authorized to use a partial or full internal model,



48. conditions of eligibility for the responsible for or perform tasks in the actuarial function under 10 Cape. section 18,



49. the content of the technical guidelines and bases referred to in Chapter 10. section 23, 50. the information to be covered by the guidelines for the management of conflicts of interests as referred to in Chapter 10. section 24,



51. the contents of the solvency and activity report pursuant to Chapter 16. section 2,



52. What are the functions of an application for an exemption from the requirement of public disclosure under Chapter 16 of the. 3 § should contain, 53. the content of the information and reporting system and policy documents according to Chapter 16. section 8,



54. what information an insurance undertaking shall submit to the financial supervision authority pursuant to chapter 17. § 5, and when and how they should be provided,



55. to certain tasks according to chapter 17. section 6, shall be submitted to the financial supervision authority shall be submitted to the central statistical office,



56. the contents of a plan of action in accordance with chapter 18. section 4, 57. the contents of a plan for the phasing-in and a progress report under Chapter 18. section 6, 58. the contents of a financial recovery plan referred to in chapter 18.

section 8,



59. how consolidated own funds and consolidated capital requirement shall be calculated in accordance with Chapter 19. 16 – 22 sections,



60. how consolidated own funds and consolidated capital requirement shall be calculated when the requirements are equivalent under Chapter 19. section 30,



61. the contents of the rules and the extent and the fulfilment of reporting under Chapter 19. section 33, 62. the content of an action plan and a financial recovery plan under Chapter 19. section 35, second paragraph,



63. what information a company shall submit to the financial supervision authority pursuant to chapter 19. paragraphs 37 and 49, 64. enterprise management system within a group under Chapter 19.

42 §,



65. the contents of its own risk and solvency assessment within a group under Chapter 19. section 43, 66. how consolidated own funds and consolidated capital requirement shall be calculated in accordance with Chapter 19. paragraph 71, third subparagraph, and



67. what information a special purpose vehicle shall submit to the financial supervision authority pursuant to Chapter 20. § 9.



The financial supervision authority may provide for the enforcement of the insurance business law to the extent that this regulation does not contain such provisions. Regulation (2015:707).



2 a § Before the FSA announces regulations pursuant to

by 2 § 36, the Inspectorate give the Riksbank and Statistical

Central Office heard. Regulation (2014:504).



paragraph 3 of the financial supervision authority may, in the case of entry into force and transitional provisions to the Act (2015:700) on the amendment of the insurance business Act (2010:2043) provide for



1. the application of 10 and 19. Insurance Act with respect to the occupational pension business of an insurance undertaking (point 2, second paragraph),



2. What is meant by calling scope of other life insurance activities (point 2, fourth paragraph),



3. If the conditions for exemption provided for in paragraph 3, first subparagraph, and the scope of exemptions (section 3, third paragraph), and



4. what types of own fund items shall be subject to the provisions of point 4, first and second subparagraphs (point 4, third subparagraph). Regulation (2015:707).



Corporate groups



paragraph 4 of the financial supervision authority may provide for the

the provisions concerning corporate groups in the insurance business law

(2010:2043), in regulations issued pursuant

the same law and in the law (1987:667) on economic unions should:

apply in whole or in part for such a group of companies which do not

represents a group of companies pursuant to Chapter 1. paragraph 4 of the law on financial

compounds that have a common or in essence, common

management.



Requirements for foreign insurers and

institutions for occupational retirement provision



paragraph 5 of the financial supervision authority may, in the case of the law (1998:293) on foreign insurers and supplementary pension funds in Sweden provide for 1. What information the insurer or an IORP shall submit to inspection in accordance with Chapter 3. section 3 and Chapter 6. 4 §,



2. What a business plan should contain and what additional documents to be submitted together with an application for a licence pursuant to Chapter 4. 4 §,



3. Division into classes in terms of concession for reinsurance, according to Chapter 4. 5 a §, 4. the contents of a register in accordance with Chapter 5. section 10 of the first subparagraph,



5. own funds, solvency capital requirement and minimum capital requirements as well as internal models relating to the insurance business as an insurer of a third country in Sweden, in accordance with Chapter 5. section 12,



6. disclosure under Chapter 6. 3 §,



7. information to policyholders, other eligible due to insurance and those offered to take out an insurance policy with the insurer in accordance with Chapter 8. 1 (a), and 8. What information a foreign institutions for occupational retirement provision will leave in accordance with Chapter 8. paragraph 1 (b).



The financial supervision authority may provide for the enforcement of the law on foreign insurers and supplementary pension funds in Sweden.

Regulation (2015:707).



Regulations on safeguarding of pension commitment, etc.



paragraph 6 of the financial supervision authority may, in the case of Act (1967:531) if

securing the pension commitment, etc. provide for



1. what investment guidelines and statement under section 10 (b)

should contain, and



2. the information that a pension fund shall provide

According to section 10 d.



Transitional provisions



2011:257



1. This Regulation shall enter into force on 1 april 2011, when the

Insurance Regulation (1982:790) and proclamation

(1972:291) if understödsförenings registry shall cease to

apply.



2. the provisions of the notice of friendly societies and

insurance regulation shall continue to apply for

friendly societies carrying on business pursuant to section 7 of the

Act (2010:2044) on the introduction of the insurance business Act.



3. in the case of registration of insurance companies and

mutual insurance company established before

the insurance business Act (2010:2043) is in force applies

older provisions.



2015:707



1. this Regulation shall enter into force on January 1, 2016.



2. insurance undertakings which at the entry into force will continue to carry out activities relating to occupational pension insurance policies according to point 2 of the transitional provisions to the Act (2015:700) on the amendment of the insurance business Act (2010:2043), the provisions of 2-4. in its older version.



2016:328



1. This Regulation shall enter into force on 1 July 2016.



2. Older provisions still apply to cases that have been received by the Office prior to the entry into force and which applies to the reserve fund.