Chapter 1. Introductory provisions
Content
Article 1 this regulation lays down provisions on
1. the application for authorisation,
2. the notification of registration,
3. insurance records, and
4. the appropriations for the Office, and the financial supervisory authority to
provide.
Scope of application
section 2 of this Regulation shall apply to insurance undertakings under
the insurance business Act (2010:2043).
Specific provisions on
-European company under the Act (2004:575) about the European company
driver insurance, see Chapter 5.,
-European cooperatives under the Act (2006:595) on the European cooperative
that drive insurance, see Chapter 5., and
-insurance providers and institutions for occupational retirement provision under the Act
(1998:293) on foreign insurers and
supplementary pension funds in Sweden, see Chapter 6.
In Chapter 7. section 6 provides for appropriations for
The Swedish financial supervisory authority to communicate information in accordance with the law
(1967:531) if securing the pension commitment, etc.
General provisions
section 3 of an Act provided for in this Regulation may be submitted in copy
shall be certified. A document may be submitted in copy may also
be submitted in original.
4 section A notification or an application pursuant to this Regulation shall, in
where applicable, include information about the notifier, or
applicant's registration number under the Act (1974:174) if
the identification of legal entities, etc.
Chapter 2. Application for permit
Introductory provisions
1 § Such applications under insurance business law
(2010:2043) to be examined by the financial supervision authority shall be submitted
to the inspection. Regulation (2013:677).
A licence to operate the motion
Permission to operate insurance business
section 2 of an application pursuant to Chapter 2. section 1 of the insurance business law
(2010:2043) for permission to operate insurance business shall
be signed by all
1. founder of an insurance company or a mutual
insurance companies,
2. members of the Management Board of an insurance Association.
If an application relating to a registered limited company, the
signed by the Board or the Executive Director.
section 3 of the application for a licence to operate insurance business shall
indicate the full name, postal address, country of residence
and social security number or, if there is none, date of birth
the founders or members of the Management Board and, if a partnership
is the settlor, the corresponding information for each unlimited
General partner.
If an application relating to a registered limited company, the
indicate the full name, postal address, country of residence
and social security number or, if there is none, date of birth
the members of the Board and Chief Executive Officer.
An application for a licence to operate insurance business shall also
include the name and mailing address of the agent, if any
Representative has been appointed.
section 4 an application for a licence to operate insurance business shall
also contain
1. a declaration that the founders or members of the Board not
are bankrupt or have business and that they cannot
have managers under Chapter 11. 7 § parental code,
2. name and address of the claims representative shall
appointed pursuant to section 27 of the road traffic injury Act (1975:1410), and
3. for the insurance company, who is
qualified holders of shares in the company.
§ 5, along with an application for a licence to operate
insurance, the following documents are submitted:
1. a copy of the plan for the proposed activities
(business plan), and
2. a draft of incorporation or bylaws.
If an application referred to in the first paragraph refers to a registered
joint-stock company, the following documents are submitted:
1. a copy of the plan for the proposed activities
(business plan),
2. a draft amended articles of Association, and
3. a copy of the meeting's Protocol with the decision to
seek permission.
Extension of authorization
section 6, an application for extension of a licence to operate
insurance shall be signed by the Board or
Executive Director. Together with the application, the following
documents to be submitted:
1. a copy of the plan of activities after the change
(business plan),
2. a draft amended articles of incorporation or changed
statutes, and
3. a copy of the annual or general meeting Protocol
the decision on the expansion of the State.
Extension of authorization
section 7 of the application referred to in Chapter 2. section 7 of the insurance business law
(2010:2043) for extension of a permit to operate
insurance shall be signed by the Board or
Executive Director. The application must be made no later than six months
before the current permit expires.
Together with an application, a copy of the articles of
or the general meeting Protocol with the decision
the extension of the permit.
Amendment of the articles of incorporation or bylaws
Approval of amendment to articles of incorporation or bylaws
section 8 an application under Chapter 2. section 9 of the insurance business law
(2010:2043) for approval of amendment to articles of incorporation or
bylaws shall be signed by the Board or the Executive
the Director. Together with the application, the following documents
submitted:
1. a copy of the annual or general meeting Protocol
amending decision;
2. a draft amended articles of incorporation or changed
Bylaws.
Acceptance of terms about the loss of coverage in the articles of Association
§ 9 along with an application under Chapter 11. 20 § or
12 Cape. section 40 of the insurance business Act (2010:2043) if
acceptance of terms about the loss of coverage in the articles of Association
for a life insurance company, one of the Board of Directors
made economic investigation about the consequences for
policyholder and other ersättningsberättigades right on
because of insurance and an opinion of the
insurer's auditor and actuary of the investigation.
Acceptance of terms of profit distribution in articles of Association
section 10 together with an application under Chapter 11. 20 § or
12 Cape. section 40 of the insurance business Act (2010:2043) if
acceptance of terms of profit distribution in the articles of Association of
a life insurance company which must not distribute profits to
the following documents are submitted:
1. a copy of the decision of the general meeting in accordance with the Protocol
11 kap. 20 paragraph 1 insurance business law,
2. a statement of the policyholders who have
notified under Chapter 11. 20 paragraph 2
insurance law and underrättelsens content and a
Declaration that the notification has been made in the manner specified in
same section, third paragraph,
3. a certificate from the insurer's auditor to
conditions in accordance with Chapter 11. 20 paragraph 3
insurance law in case of the policyholder's
setting is met,
4. a Board of Directors made the economic investigation of the consequences
for policyholders and other ersättningsberättigades right
due to insurance under Chapter 11. 20 paragraph 4
or 12 Cape. section 40 of the insurance business Act and an opinion
from the insurance company's auditor and actuary of
the investigation.
If a life insurance company operates without
provisions on the distribution of profits in the company's articles of Association, the
the investigation referred to in the first subparagraph 4 shall be supplemented by a
special account of how funds should be credited
policyholders and other eligible due
insurance under Chapter 11. paragraph 21 of the insurance business Act.
Refund of guarantee capital
section 11 along with an application under Chapter 12. section 66
the insurance business Act (2010:2043) for permission to
refund guarantee capital, the following documents are submitted:
1. a copy of the meeting's Protocol with the decision
refund, and
2. a Board of Directors made economic investigation about the effect of that
guarantee capital reimbursed and an opinion from the
mutual insurance company auditor and actuary of
the investigation.
Repayment of operating capital
section 12 along with a petition under Chapter 13. section 25
the insurance business Act (2010:2043) for permission to pay
back operating capital, the following documents are submitted:
1. a copy of the decision of the general meeting Protocol
refund, and
2. a Board of Directors made economic investigation about the effect of that
operational capital is paid back and an opinion of the
the Insurance Association's auditor and actuary of the investigation.
Transfer of portfolio
section 13, together with an application pursuant to chapter 14. section 6 of the insurance business Act (2010:2043) for permission to effect a transfer agreement, the following documents are submitted:
1. a copy of the annual or general meeting Protocol with the decision on transfer and the documents presented at the meeting of the shareholders of the acquiring insurance undertaking;
2. a copy of the decision of the general meeting Bolagsverket's registration certificate on transfer, and 3. information about whether the transfer covers risks or commitments abroad and information on which countries referred to.
If the transfer relates to an insurance company in liquidation or in bankruptcy, a copy of the agreement relating to the transfer and the information referred to in the first subparagraph 3 is submitted together with the application according to chapter 14. section 17 of the insurance business Act. Regulation (2015:707).
Transition to dividend-paying activities
If an application referred to in paragraph 14 of Chapter 14. 6 or section 17 of the insurance business Act (2010:2043) involves a transition from a business where profits are not allowed to a dividend-paying activities, the documents specified in section 10 first paragraph 2-4 is provided with the application.
Regulation (2015:707).
Fusion
Scope of application
section 15 by fusion with an insurance company do not apply
Chapter 1. section 32, paragraph 32 (a), sections 33 and 37
Companies Ordinance (2005:559). Instead, 16 and
section 17 of the Act.
Implementation of the merger plan
section 16 an application under Chapter 11. section 33, 12. 82 § or
Chapter 13. 33 § insurance business Act (2010:2043) for permission
to effect a merger plan must be signed by the boards
or the Executive Directors of the merging
insurance companies. Together with the application, the following
documents to be submitted:
1. a Declaration on their honour from
insurance companies ' boards or CEOs
If
a. that the merger has not been prohibited under the competition act
(2008:579) or pursuant to Council Regulation (EC) No 139/2004 of
20 January 2004 on the control of concentrations between undertakings and
b. review of the merger not going on according to the competition act
or the said regulation,
2. in the case of merger by combination of
insurance company, a certificate of certified public accountant
that shows that the share capital of the acquiring company does not
exceeds the aggregate fair value of the acquired companies
for the acquiring company;
3. when a life insurance business should move from a
activities where profits are not allowed to
dividend-paying activities, such documents as indicated in section 10
first paragraph 2-4,
4. a copy of the draft terms of merger, and
5. a copy of the records of the Corporation or
General meetings with a decision on the proposed merger.
Notification of obstacles to implementation of the merger plan
section 17 of the tax authority shall inform the financial supervision authority when
the work makes a decision about obstacles to the execution of a
merger plan. Regulation (2013:677).
Acquisition of shares
Applicable provisions
section 18 the provisions of §§ 19-23 to be applied in
FSA's processing of applications in accordance with Chapter 15.
1 and 2 of the insurance business Act (2010:2043) for permission
to the direct or indirect acquisition of shares in
insurance company.
Application
section 19 of an application for authorisation to acquire shares shall
signed by the transferee. If the acquirer is a legal
person, the application shall be signed by its Board of directors or
Executive Director.
Written confirmation
section 20 of the Swedish financial supervisory authority to the written confirmation
referred to in chapter 15. section 3 of the insurance business Act (2010:2043)
the date of the assessment period.
Additions
section 21 Of the financial supervisory authority requires additional information for
to assess an application for authorisation to acquire referred to in
15. 1 and 2 of the insurance business Act (2010:2043)
the inspection order the purchaser to complete the application.
The notice must be in writing and shall be made
What additional information is required.
An order completion may not be made later than the
50th working day of the assessment period.
Extension of assessment period
section 22 Of the FSA requests additional information,
the assessment period may be extended by a period equivalent to the number of
working days between the date on which the notice was sent and the
date on which the additional information came in for inspection.
The extension may not exceed twenty working days unless
subject of the second paragraph. The assessment period may
extended by a maximum of one point.
The financial supervision authority may extend the assessment period to a maximum of
thirty working days about
1. the assignee not domiciled in the European economic
area (EEA), or
2. the purchaser is not
(a)) credit institutions, electronic money institutions,
an insurance undertaking, a securities firm, a stock exchange, a
mutual fund companies, or a mutual fund company and is under the supervision of
The Swedish financial supervisory authority, or
(b)) a foreign company in the EEA as in their home country,
engage in equivalent activities that a company referred to in (a)
and under the supervision of a public authority or other
competent body.
The Swedish financial supervisory authority shall, within two working days of the
additional information is submitted to the inspection post
a confirmation to the customer that the information has been
received. In confirmation, it should also set out any day
the assessment period runs out.
Written decision
section 23 of the FSA's decision in a matter of permission to
acquisitions must be in writing. The decision shall be communicated within two
working days from the time it was taken.
If a foreign authority has the competence to exercise oversight
over a foreign insurer in the EEA have left
comments to the financial supervisory authority, those comments
indicated in the decision.
Chapter 3. Notification for registration and the application to be dealt with
of the companies Registration Office
Scope of application
Insurance company
section 1 of the notification of registration, and such an application to be processed by the Office in respect of an insurance company comes Chapter 1. Companies Ordinance (2005:559), subject to section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – State in section 11, – amendment of the articles of Association in § 13,-transfer of portfolio of section 22, and fees in paragraphs 24 to 26.
Regulation (2015:707).
Mutual insurance company
2 §/expires U: 2016-07-01/
For the notification for registration and such an application to be processed by the Office in respect of a mutual insurance company for 2 and 3 sections, section 4, first subparagraph and second subparagraph, 2-6, 5-7 (a), 8 (a) – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to the provisions of section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – permit in §§ 11 and 12, – amendment of the articles of Association in § 13, § 14 – lead in, – guarantee capital in paragraphs 17 to 19, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.
Regulation (2015:707).
2 section/entry into force: 07/01/2016
For the notification for registration and such an application to be processed by the Office in respect of a mutual insurance company for 2 and 3 sections, section 4, first subparagraph and second subparagraph, 2-6, 5-7 c, 8A – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to section 16. In addition, the provisions relating to notification of registration under the insurance business Act (2010:2043) for 6-10 sections, – permit in paragraphs 11 and 12, – amendment of the articles of Association in § 13, § 14 – lead in, – guarantee capital in paragraphs 17 to 19, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.
Regulation (2016:328).
section 3, for the purposes of the provisions of the regulation
(1987:978) if economic associations on reciprocal
insurance companies do what it says on the
1. Economic Association concern the mutual insurance company,
2. a member shall refer to part-owner,
3. the statutes refer to the articles of Association,
4. the general meeting shall relate to the general meeting, and
5. register of associations refer to insurance register.
Insurance Association
4 §/expires U: 2016-07-01/
For the notification for registration and such an application to be processed by the Office in respect of an insurance Association for 2 – 7 (a), 8 (a) – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to the provisions of section 16. In addition, the provisions relating to notification of registration under the insurance business act in sections 6-10, – State in section 11, – amendment of the articles of Association in § 13, § 14 – management – business in the capital, in paragraphs 20 and 21, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.
Regulation (2015:707).
4 section/entry into force: 07/01/2016
For the notification for registration and such an application to be processed by the Office in respect of an insurance Association for 2-7 c, 8A – 12, 13 d, 13 and 14 of the Regulation (1987:978) if economic associations, subject to section 16. In addition, the provisions relating to notification of registration under the insurance business Act (2010:2043) for 6-10 sections,-States in section 11, – amendment of the articles of Association in § 13, § 14 – management – business in the capital, in paragraphs 20 and 21, – transfer of portfolio of section 22, – voluntary liquidation in section 23, and fees for 24 and 27 §§.
Regulation (2016:328).
§ 5 in the application of the provisions of the regulation
(1987:978) if economic associations of insurance associations
do what it says on the
1. Economic Association relate to insurance Association, and
2. the register of associations refer to insurance register.
General provisions
Notification for registration under insurance business law
section 6, An application for registration under the insurance business law
(2010:2043) shall be made in writing with the companies registration office. Such
notification may be transmitted electronically to the companies registration office.
7 § registration for registration must be signed by a
Member of the Board of directors or by the Executive Director. A
notification of an insurance company in liquidation
signed by the liquidator or, when several liquidators have
the joint liquidators, appointed by one of.
§ 8 notification that is transmitted electronically to the companies registration office,
signed with an electronic signature.
§ 9 Documents which shall be annexed to a declaration that has
established electronically may be transmitted electronically to
The companies registration office.
section 10 A declaration of honour in a notification to the
The companies registration office, signed with an electronic signature.
Condition
11 § together with a notification of the registration of
insurance companies, according to the FSA's decision
Chapter 2. section 15 of the insurance business Act (2010:2043) for permission
and approval of the articles of incorporation or bylaws be submitted.
Regulation (2013:677).
section 12 if a notification for registration concerning the mutual
insurance companies, the following documents are submitted:
-a copy of the subscription lists on which the subscription of
insurance has been made, and
-a copy of the minutes of the constituent meeting.
Amendment of the articles of incorporation or bylaws
section 13, Together with a notification of the registration of
approval of amendment to articles of incorporation or bylaws,
Finansinspektionen's decision pursuant to Chapter 2. section 15
the insurance business Act (2010:2043).
Regulation (2013:677).
Management
section 14, together with a notification of registration pursuant to Chapter 6.
section 15 of the Act (1987:667) on economic associations, that do not
refers only to change of residence or postal address, it
a copy of the Protocol or other document
certifying the election or dismissal of a Director or
Deputy Board member.
15 repealed by Regulation (2015:707).
Auditor
16 §/expires U: 2016-07-01/
Instead of Chapter 1. section 3, third subparagraph
Companies Ordinance (2005:559) and 4 section 4
and 7 a § 2 Regulation (1987:978) if economic associations
apply to the notification of registration shall contain a statement
on my honour that the auditor meets the in Chapter 11. section 12,
12 Cape. 43 section or chapter 13. section 18 of the insurance business law
(2010:2043) specified competence requirements.
16 section/entry into force: 07/01/2016
Instead of Chapter 1. the third subparagraph of paragraph 3 of the Companies Ordinance (2005:559) and 4 paragraph 4 and paragraph 7 2 b Regulation (1987:978) about cooperative societies to notification for registration shall contain a Declaration on their honour that the auditor meets the competence requirements set out in Chapter 11. section 12, Chapter 12.
43 section or chapter 13. section 18 of the insurance business Act (2010:2043). Regulation (2016:328).
Guarantee capital
Prerequisite for registration
section 17, together with a notification of the registration of a
mutual insurance company, a certificate from the
insurer's auditor to guarantee capital according to
12 Cape. first paragraph of section 9 and section 18, second subparagraph
the insurance business Act (2010:2043) have been paid.
During the operating time
section 18 of the notification of registration pursuant to Chapter 12. section 9 other
the paragraph insurance business Act (2010:2043) of a decision to
accept guarantee capital during operating time shall contain
indication of the amount of guarantee capital shall be increased by.
Together with the registration, the following documents are submitted:
1. a copy of the meeting's Protocol with the decision to take
against the liable equity capital as well as a Board of Directors made economic
investigation of the need of guarantee capital, and an opinion of the
insurer's auditor and actuary of the investigation,
2. a copy of the agreement which is the basis for the contribution
of guarantee capital, and
3. a certificate from the insurer's accountant to at least
half of the amount of guarantee capital shall be increased by has
paid.
If it's in a mutual insurance company after notification of
registration as referred to in the first subparagraph is made more
payment of guarantee capital, shall be notified to the
registration. Together with the registration, a certificate
of the insurance company's Auditor that all the initial fund
paid within six months from the registration of the
the notification referred to in the first subparagraph.
Refund of guarantee capital
Article 19, along with a notification for registration under
12 Cape. 66 § insurance business Act (2010:2043) by a decision
for refund of guarantee capital, the following actions are provided
in:
-a copy of the meeting's Protocol with the decision
refund, and
-Financial Supervisory Authority authorisation for reimbursement.
Business capital
Prerequisite for registration
20 § Together with a notification of registration of a
Insurance Association shall submit a certificate from the Association's
Auditor if that business capital under Chapter 13. paragraph 5 of the second
the paragraph insurance business Act (2010:2043) have been paid.
Repayment of operating capital
section 21 Together with a notification of registration under
Chapter 13. section 25 of the insurance business Act, first subparagraph
(2010:2043) of a decision on the repayment of
operating capital, the following documents are submitted:
-a copy of the decision of the general meeting Protocol
refund, and
-Financial Supervisory Authority authorisation for reimbursement.
Transfer of portfolio
section 22 along with an application for registration pursuant to chapter 14. section 4 of the insurance business Act (2010:2043) of agreements on transfers of portfolios must be submitted the following documents: 1. a copy of the annual or general meeting Protocol of the decision on transfer, and 2. a copy of the documents presented at the meeting, according to chapter 14. section 3 of the Insurance Act.
Regulation (2015:707).
Voluntary liquidation
section 23 in a notification for registration under Chapter 11. paragraph 1 of the fourth
law (1987:667) on economic societies of decisions on
voluntary liquidation of a mutual insurance company or
an insurance Association shall indicate when the liquidation shall
Enter, if the decision is not immediate.
The notice, a copy of the annual or general meeting
Protocol with the decision on liquidation.
Fees
Processing of the application under the insurance business law
section 24 For the processing and examination of an application for liquidation
According to Chapter 11. section 45, Chapter 12. section 74 and chapter 13. section 27
the insurance business Act (2010:2043), an extra charge of 475
dollars paid.
The processing of applications under the companies act
section 25 Of the processing and examination of the application in accordance with
Swedish companies Act (2005:551), the fees payable with the following
amount:
1. authorization under Chapter 24. section 22 of the execution of
partition plan, 1 500 kr,
2. Chapter 25 of the. section 11, 500 crowns, and
3. authorization under Chapter 28. § 5 not to communicate the
insurance in company on the company's websites,
1 500 kroons.
paragraph 26 of A fee referred to in chapter 25. section 26 of the companies act
(2005:551) shall amount to 2 700 SEK.
Rules on the request for recovery, etc., of such a fee
available in 4-9 § § enforcement regulation (1993:1229). To the
debtor shall be invited to pay the claim before
application for recovery is made apparent from paragraph 3 of the
recovery regulation. Recovery need not be requested for
a claim of less than 100 dollars for recovery is not required
from a general point of view.
The processing of the application under the law on cooperative societies
section 27/expires U: 2016-07-01/
For the processing and examination of the application in accordance with the law
(1987:667) on economic unions shall charge paid to
The Swedish companies registration office with the following amounts:
1. exemption pursuant to Chapter 6. 4 and 11 sections from residence
for Executive Director or Board Member, 475 SEK,
2. the exception is wholly or partly under 10 Cape. section 6 from
provisions on the allocation to the reserve fund, 685 million, and
3. the liquidation under the chapter 11. 4 a of the third subparagraph,
475 kronor.
section 27/entry into force: 07/01/2016
For the processing and examination of the application under the Act (1987:667) on economic unions should fee paid to the companies registration office with the following amounts: 1. exemption pursuant to Chapter 6. 4 and 11 sections from residence for the Chief Executive Officer or Board Member, 475 SEK, 2. permission to the reduction of the reserve fund referred to in Chapter 10.
section 17, 900 crowns,
3. the liquidation under the chapter 11. 4 a of the third subparagraph, 475 SEK. Regulation (2016:328).
Chapter 4. Insurance directory
Scope of application
section 1 Of the companies registration office, it should be an insurance register for
-insurance company,
-mutual insurance companies, and
-insurance associations.
For the insurance company for this chapter instead of 2
and Chapter 3. Companies Ordinance (2005:559).
The Insurance Division of the register
section 2 of the Insurance register is kept by means of automated
treatment.
The register shall be divided into six departments, as follows:
1. life insurance companies,
2. mutual life insurance company,
3. life insurance associations,
4. non-life insurance company,
5. mutual non-life insurance companies, and
6. non-life insurance associations.
Alphabetical list
3 § an alphabetical listing of insurance companies
belong to the registry. The list shall indicate:
the routing number on each insurance company.
Documents in the register of insurance
4 § documents relating to a registration or notification under
Swedish companies Act (2005:551), the law (1987:667) on economic
unions or insurance business Act (2010:2043) to
attached to the insurance register. Such documents shall, for each
insurance companies brought together in acts.
Insurance purpose, etc.
Purpose
paragraph 5 of the Insurance register will give publicity to the
information included in the register.
In the case of personal data, the registry have the objective to
provide data for
1. the supervision that the FSA has over
insurance companies under the insurance business law
(2010:2043)
2. business, credit, or other public or
individual activities involving business-related information is
basis for trials or decision,
3. the acquisition, disposal or management of insurance company
as recorded in the register of insurance,
4. updating, supplementation or control of
business-related information contained in the customer or
Member register or similar registers,
5. collection of personal data for direct selection
marketing, subject to the limitation imposed by section 11 of the
personal data Act (1998:204), or
6. the activities of the State or a municipality responsible for according to
the law, and
(a)) relating to the insurance company which is registered in the
insurance register;
(b)) to be performed requires access to
business-related information, or
c) relating to the performance of the obligation.
Notifications
section 6 of the companies registration office shall, as soon as possible after the registration has been effected shall notify the financial supervision authority if the information entered in or deleted from the register of insurance so that it may carry out its supervisory role.
The notification may be provided on medium for automated processing.
The financial supervision authority shall, as soon as possible after the actuary, auditor or general agent designated under Chapter 17. 10, 11 or 14 of the insurance business Act (2010:2043) inform the Office about it.
The financial supervision authority shall inform the European insurance and occupational pensions authority if the information referred to in paragraph 16 17. Regulation (2015:707).
Of personal data and communications, etc.
Privacy responsibility
section 7 of the companies registration office is personal responsible according to
personal data Act (1998:204) for the insurance register.
section 8 of the Swedish companies registration office shall ensure that it does not arise from any
undue intrusion into the privacy of the data subject
or any risks from the point of view of safety. For these purposes
the authority may in individual cases set conditions for
the processing of personal data.
Direct access
§ 9 the companies registration office, for the purposes set out in paragraph 5 of the decision on
direct access to the insurance register.
Damages
10 the provisions of § § 48 personuppgiftslagen (1998:204) about
damages applies to the processing of personal data in accordance with
This regulation.
Correction of personal information
11 § in the case of rectification of personal data in
the register of insurance applied paragraph 26 of administrative procedure act
(1986:223) instead of paragraph 28 of the personal data Act (1998:204).
Communication of information
section 12 Information to be provided in accordance with section 26 of the
personal data Act (1998:204) do not need to include the task in
a document which has been submitted to the companies registration office, if the
individual has taken part of the document's content. If the
individual requests it, however, the information should also include
task in such a document.
If the information does not contain such an Act, it shall by
the data indicate that the document is processed by the authority.
paragraph 13 of That decision refusing information according to
section 26 of the personal data Act (1998:204) may be appealed to the General
Administrative Court follows from 22 a of the administrative procedure act
(1986:223).
Notes in the register of insurance
Common provisions
section 14 Notes in the register shall be numbered in running
due for each insurance company. At each note,
This number and the date of the entry and for its
announcement in post-och Inrikes Tidningar.
section 15 Decision and other conditions that are reported for
registration in the register of insurance shall be recorded in the register
as soon as possible after the notification has been received by the
The companies registration office. Changes to the information contained in the
the register which relate to insurance company should normally
recorded within 21 days of the date of a complete notification
has come in. If it appears that the decision will have effect
First, at some later time should, however, note
be made as close as possible to that time.
Regulation (2014:157).
section 16 when an insurance company is registered, the following
be recorded in the register of insurance:
1. the company's registration number,
2. the date of permission to operate insurance business,
3. the day of the inaugural general meeting or, in the case of
insurance companies and insurance associations, date of
the formation,
4. the company's business name and amended at the foreign languages,
If such a version is specified in the articles of incorporation or
Bylaws,
5. the company's affiliate, if the Board has adopted such a,
6. the place in Sweden where the company's Board of Directors shall have its
registered office,
7. the object of the company's activities, in particular
to be specified if the business should refer to both direct insurance
that reinsurance acceptances,
8. limitations in the articles of incorporation or bylaws regarding
the field of direct insurance operations in Sweden,
9. If the company shall conduct insurance operating outside the EEA,
10. mode of convocation of General or
the general meeting,
11. the time of annual or general meeting, if
This is stated in the articles of incorporation or bylaws,
12. the number or the minimum and maximum number of
Directors and Auditors, as well as any
Deputies, the period of their missions, and, if any of them
shall be appointed in any other way than by corporate or
the general meeting, how it should be done,
13. full name, social security number or, if such
missing, date of birth, mailing address and, if the mailing address
deviating from the domicile, habitual residence for the appointed actuary,
14. If the insurance undertaking shall have euro as
accounting currency,
15. the time that the company's fiscal year shall include,
16. postal address of the insurance undertaking, and
17. the countries within the EEA in which the company will conduct
activities concerning occupational pension insurance.
In the registry, for each insurance company, on the
request of the company, email address and telephone number
recorded. Regulation (2012:203).
Insurance company
section 17 of the insurance company shall, except as
provided for in sections 15 and 16, be recorded
1. information in accordance with Chapter 8. paragraph 43 2 and 3 and
second paragraph, Chapter 9. 47 § and 10 Cape. section 19 of the companies act
(2005:551) and the General category,
2. share capital and, if appropriate, the minimum capital
and authorized capital,
3. the number of shares and, if applicable, the lowest and
maximum number of shares, and
4. the purpose of the insurance in business, if it has
purpose other than to make profits for shareholders.
For a life insurance company in the in the
insurance registry should be noted how the shareholders ' meeting may
dispose of the company's profit or otherwise cover the company's
loss.
In the registry, for each insurance company
recorded on the company's securities are admitted to
trading on a regulated market.
section 18 It shall be recorded in the register of insurance if the insurance companies instruments of incorporation contain
1. reservation under Chapter 3. section 3 of the insurance business Act (1982:713), 2. subject as referred to in Chapter 1. section 10, Chapter 4. 6, 8, 18, or section 27 or 20 chapter. 31 of the Swedish companies Act (2005:551), 3. provision under Chapter 4. section 2, Chapter 7. section 8 or section 40 of the second sentence of the second paragraph or Chapter 7. 54 of the Swedish companies Act, or 4. provision to the company's operations will cease at a certain time or under certain conditions.
In the case of reservations in accordance with Chapter 1. section 10 of the companies act shall be entered also the central securities depository under the law (1998:1479) on CSDs and the accounting of financial instruments registered the record company's shares and, if applicable, the central securities depository is responsible for shareholders.
When it comes to the provision under Chapter 4. section 2 of the companies act shall be entered also the amount for which different classes of shares have been issued or will be issued. Regulation (2016:80).
section 19 of the insurance register shall for each insurance company
contain
1. incorporation,
2. the articles of Association, information on the amendment of the articles of Association
and the articles of association as amended, and
3. the annual and consolidated financial statements, the audit and
Group audit reports as well as interim reports in accordance with Chapter 8.
sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report
in the insurance business.
20 § if required permission from the Court to
enforce a decision on reduction of the share capital of a
insurance company, shall, upon registration of the
reduction decision under Chapter 20. section 19 of the companies act
(2005:551) noted that the reduction is not effected.
section 21 If a question of reduction of the share capital have fallen under 20. 22 of the Swedish companies Act (2005:551), this shall be recorded in the register of companies registration office. The same applies to the decision declaring that a question about fusion has fallen according to Chapter 23. 27 or 35 of the Swedish companies act or to a matter of Division have fallen under 24 Cape. section 29 of the same Act.
In addition, the decision to declare that a question about stock transfers has fallen according to chapter 14. the third subparagraph of paragraph 6 of the insurance business Act (2010:2043) is recorded in the register of insurance when it has a legal effect.
Regulation (2015:707).
Mutual insurance company
section 22 of the mutual insurer shall, except as
provided for in sections 15 and 16, be recorded
1. the information referred to in Chapter 12. 11 section 6-11, 14,
16 and 17 insurance business Act (2010:2043), and Chapter 6.
section 15, Chapter 8. section 18 of the Act (1987:667) on economic
compounds, and
2. full name, social security number or, if there is none,
date of birth and mailing address and, if different from the mailing address
residence residence, even for lay Auditors.
section 23/expires U: 2016-07-01/
It shall be recorded in the register if a
mutual insurance company's articles of incorporation contain
1. the conditions set out in Chapter 12. section 73, second subparagraph, second sentence,
the insurance business Act (2010:2043)
2. reservation under Chapter 7. section 18, second subparagraph, first sentence
Act (1987:667) on economic associations, or
3. a provision that the company's operations will cease in certain
time or under certain conditions.
23 section/entry into force: 07/01/2016
It shall be recorded in the register if a mutual insurance company's articles of association contain 1. conditions in accordance with Chapter 12. section 73, second subparagraph, second sentence, the insurance business Act (2010:2043), 2. provision under Chapter 7. paragraph 47 Act (1987:667) on economic associations, or 3. provision to the company's operations will cease at a certain time or under certain conditions. Regulation (2016:328).
section 24 of the registration of the merger in accordance with Chapter 12. section 17 of the Act
(1987:667) on economic associations, it was noted that a
transferring mutual insurance company is dissolved.
About Bolagsverket according to Chapter 12. section 19 of the law on financial
unions have declared that the question of fusion has fallen, the
It is recorded when the decision has become final.
section 25 of the insurance register shall for each mutual
insurance companies include
1. incorporation,
2. the articles of Association, information on the amendment of the articles of Association
and the articles of association as amended, and
3. the annual and consolidated financial statements, the audit and
Group audit reports as well as interim reports in accordance with Chapter 8.
sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report
in the insurance business.
Insurance associations
section 26 of the insurance associations shall, except as
provided for in sections 15 and 16, be recorded
1. the information referred to in Chapter 6. section 15, Chapter 8. section 18 of the Act
(1987:667) on economic associations,
2. the conditions for membership of the Association,
3. the amount of the solvency margin,
4. the possible right of return accruing to the
contributed capital business,
5. any right to vote at the general meeting to
the contributed business capital;
6. in what order the solvency margin must be paid in and
be refunded,
7. for which types of insurance, in which situations, next to
the amount and the order in which the levy can occur in
members and how the levy is to be implemented, and
8. how notices should go to the members ' or
Council's attention.
For a life insurance Association also apply to it in
insurance register shall indicate how the Association's loss may
covered.
section 27/expires U: 2016-07-01/
It shall be recorded in the register if a
insurance rules contain
1. reservation under Chapter 7. section 18, second subparagraph, first sentence
Act (1987:667) on economic associations, or
2. provision that the Association's activities will cease at a certain
time or under certain conditions.
section 27/entry into force: 07/01/2016
It shall be recorded in the register of insurance if an insurance Association bylaws contains 1. provision under Chapter 7. paragraph 47 Act (1987:667) on economic associations, or 2. provision that the Association's activities will cease at a certain time or under certain conditions. Regulation (2016:328).
section 28 during the registration of the merger in accordance with Chapter 12. section 17 of the Act
(1987:667) on economic associations, it was noted that
transferring Insurance Association is dissolved.
About Bolagsverket according to Chapter 12. section 19 of the law on financial
unions have declared that the question of fusion has fallen, the
It is recorded when the decision has become final.
section 29 of the insurance register shall for each insurance Association
contain
1. the statutes, of the amendment of the statutes and by-laws of the
amended, and
2. the annual and consolidated financial statements, the audit and
Group audit reports as well as interim reports in accordance with Chapter 8.
sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1560) of annual report
in the insurance business.
Notes on the insurance company's register arrangement
section 30 of the sticky note in the register of insurance due notification or notification under the insurance business Act (2010:2043), the Swedish companies Act (2005:551) or Act (1987:667) on economic unions made on insurance company records.
At registration due notification or information referred to in chapter 14. 4 and 12 of the insurance business Act, chapter 23.
paragraphs 14 and 25 and 24. 16 and 27 of the companies Act, or 12. 6, 17 and 21 of the law on cooperative societies made note on both the company being acquired and the acquiring insurance undertaking's structure.
Note If the amendment of an insurance company's firm and an insurance company liquidation and dissolution is to be made even in the list provided for in paragraph 3. Regulation (2015:707).
Disclosure of information on medium for automated processing
31 § Bolagsverket should disclose information and documents in
insurance register on medium for automated processing,
If it is requested. The same applies to such documents and information
that has not been entered in the register of insurance, if it has been
not more than ten years ago they came in to the Office.
Documents that have not been entered in the register of insurance and
that does not need to be disclosed in accordance with the first paragraph may be disclosed
on the medium of automated processing to authorities and,
If it is obvious that it can be done without risk to
individuals ' privacy is violated, to the individual.
Search for information and documents
32 § when finding information relating to an insurance company
that is the definition, only VAT number and company name
be used as a search term, if it has been more than five years ago
dissolution of the insurance undertaking have been registered.
When searching for documents and information referred to in 4, 19,
sections 25 and 29, only the information referred to in Chapter 5. section 2 of the
first subparagraph 1 and 2 publicity and secrecy
(2009:400) and registration number and company name be used as
search terms.
Announcements and notifications
33 of a release pursuant to Chapter 27. section 3 of the companies act
(2005:551) or 15. section 2 of the Act (1987:667) on economic
associations, the insurance company's business name and
company number and registered office or, if the
the insurance company is in liquidation, the District Court
dealing with the liquidation.
section 34 when someone registered as member of the Board of Directors,
Deputy Director, Executive Director, the Deputy Executive
Director, signatory, the particular method of receiver,
Auditor, Deputy auditor, lay auditor or substitute
for the lay auditor, the Office shall notify the
registered on the measure. When authority removes such
registration from the register, the concerned by the measure
be informed.
If the registration is for a public accounting firm, the
principal auditor is notified.
The notification shall immediately after registration or
the deletion of the registration shall be sent to the persons concerned by
action on his or her place of abode or, if
such an address does not exist, to the address
indicated in the case.
The Swedish companies registration office shall annually inform the person who is
registered as liquidator or substitute for the liquidator on
the registration. The notification shall be sent to the address
indicated on the case.
The Swedish companies Registration Office does not need to send any notification of the
is obvious that one does not fill any purpose.
Regulation (2015:130).
35 § companies registration office shall inform the Court that deals with
a case for permission to enforce the decision on reduction of
share capital or legal reserve, decision on profit distribution
or decision concerning the merger or Division, if the
1. an interim order in which another court has indicated
in cases pending on appeal against the decision of the general meeting, and
2. a final decision which means that general meeting decision
have repealed or modified.
Registration fees
Fees for registration
36 § in cases concerning registration under this regulation
shall be paid for the registration fee and, if applicable,
its publication as well as for handling and testing.
37 § registration fee shall be paid in the following amount:
1. when applying for registration of newly created
insurance companies, 2 200 kroons or, if such notification
transmitted electronically and signed with an electronic
signature, 1 900 crowns,
2. the notification of change of business name or secondary name or
firm as amended in a foreign language, 1 100 Crowns or,
If such notification is transmitted electronically and signed with a
electronic signature, 900 crowns,
3. the notice of the general meeting or Association of
Chapter 25 of the. 8 of the Swedish companies Act (2005:551)
or Chapter 11. the fourth paragraph of section 1 of the law (1987:667) if
economic associations, 800 crowns,
4. upon notification of winding up shall cease and the choice of
Chapter 25 of the Board. paragraph 45 of the companies act
or Chapter 11. the third paragraph of section 17 of the law on financial
compounds, 480 kroons,
5. the notice of merger pursuant to Chapter 23. 25 or 48 §
the companies act or 12 Cape. 17 Act or section 38
economic associations, 1 000 KR,
6. notification of Division according to Chapter 24. section 27
Companies Act, $100, and
7. for the other application to the insurance register or when
entry in the register otherwise to do 900 crowns, or, if
such notification is transmitted electronically and signed with a
electronic signature, 700 kronor.
section 38 if a notification according to § 37 while includes registration
or registration of amendment of more than one trade name, secondary name
or business as amended in foreign languages, a fee
According to § 37 2 paid for each such firm.
If requested a registration shall be made on any other
language than Swedish, a fee of 500 dollars for each such
language is paid.
39 § Fee shall not be paid for the registration of
1. the amended postal address,
2. a private exit from the mission as an auditor, Deputy auditor,
lay auditor or substitute for the lay auditor,
3. decision on profit distribution in accordance with chapter 18. 10 §
Swedish companies Act (2005:551),
4. conditions that a liquidator shall give notice, unless otherwise
follow by 37 § 4,
5. notification from the Court, the trustee or
The Swedish financial supervisory authority, or
6. a notice from a competent foreign authority in accordance with
Chapter 23. 47 of the Swedish companies act or the 12. 37 § law
(1987:667) on economic associations.
Fee for disclosure of information and documents
section 40 of the companies Registration Office determines fees
1. for such disclosure of information and documents that are happening
on medium for automated processing, and
2. to provide a certificate of merger pursuant to Chapter 23. section 46
Swedish companies Act (2005:551) in languages other than Swedish.
When the fee is payable
41 § fee is payable when an application is filed. Fee
will not be paid back if any proceedings has
started.
Chapter 5. Special provisions for the European company and
the European cooperative
Scope of application
section 1 of this chapter applies to
1. the European company under Council Regulation (EC) No 2157/2001 of
on 8 October 2001 on the Statute for a European company (SE)
who runs the insurance business, and
2. cooperative pursuant to Council Regulation (EC) No 1435/2003
of 22 July 2003 on the Statute for a European cooperative
associations (SCE) (SCE) as driver
insurance business.
the provisions of paragraph 2 of Chapter 3. for registration in
insurance register shall, in the case of the European company and
European cooperative that operates insurance shall apply to the
registration in the respective European companies register
European cooperative register.
The provisions of this Regulation shall also otherwise apply
the European company and the European cooperative that operates
insurance business unless the SE regulation,
SCE regulation, insurance business Act (2010:2043)
Swedish companies Act (2005:511) or Act (1987:667) if
economic associations.
Application and notification of registration
section 3, an application or a notification under Chapter 2. or Chapter 3. should
be signed by the Executive Director or
1. in the case of the European company and the European cooperative that has a
such management systems referred to in articles 39-42 of SEE-
Regulation (two-tier organised a European company) or
articles 37-41 of the SCE Regulation (two-tier organized
European cooperative), a member of the management body, or
2. in the case of a European company or European cooperative that has
such management systems referred to in articles 43-45 in
SEE Regulation (one-tier organised a European company) or
articles 42 to 44 of the SCE Regulation (one-tier organized
European cooperative), a member of the administrative organ.
Chapter 6. Special provisions for foreign insurers
and institutions for occupational retirement provision
1 § such requests under the Act (1998:293) on foreign
insurers and supplementary pension funds in
Sweden, which will be reviewed by the financial supervision authority shall be submitted to
the inspection. Regulation (2013:677).
section 2 of the application for authorization to transfer of
insurance portfolio pursuant to Chapter 9. paragraph 5 of the law (1998:293) om
foreign insurers and occupational retirement provision
activities in Sweden, which includes risks situated
or undertakings to be performed abroad, shall
which countries risks, see the respective commitments
be fulfilled.
section 3 special provisions on insurance, see
motor insurance regulation (1976:359).
Chapter 7. Appropriations
The Swedish companies Registration Office
section 1 of the Swedish companies registration office may provide for
1. electronic transfer to the companies registration office a notification of
registration or application which shall be dealt with by
The companies registration office,
2. the requirements of the electronic signature
According to Chapter 3. section 8,
3. electronic transfer to the companies Registration Office of documents
shall be submitted together with a notification or an application
prepared electronically,
4. certification of an electronic copy is consistent with the
the original,
5. which electronic signatures can be used for a
document shall be submitted as an electronic original, and
6. how a declaration of honour under this
Regulation may be signed with an electronic signature.
The Swedish financial supervisory authority
Regulations for insurance companies
section 2 of the financial supervision authority may, in the case of the insurance business Act (2010:2043) provide for 1. driven by the insurer to comply with Sweden's commitments arising from the agreement between the European Union (EU) and Switzerland, 2. how the assets referred to in Chapter 1. 19 c § 1 shall be defined, located and valued;
3. how the capital requirement pursuant to Chapter 1. 19 c § 2 shall be calculated,
4. determination of the guaranteed amount referred to in Chapter 1. 19 c § 3,
5. the level of own funds, the composition and the calculation thereof in accordance with Chapter 1. 19 c, § 4;
6. how an enterprise management system in accordance with Chapter 1. 19 c § 5 shall be designed,
7. the average funeral costs as referred to in Chapter 1. 20 § 1, 8. the requirements for participation in the governance of an insurance company as referred to in Chapter 2. 4 paragraph 4, 9. the risks relating to each class of insurance referred to in Chapter 2. sections 11 and 12, as well as on names for groups of classes according to Chapter 2. section 11, 10. What a business plan under Chapter 2. section 18 to contain, 11. What a scheme of operations in accordance with Chapter 3. Article 1, first paragraph 1 should contain, 12. What measures is an insurance undertaking shall take in order to meet the requirements of solvency, liquidity and risk management, as referred to in Chapter 4. section 1, 13. the information pursuant to Chapter 4. section 2 as an insurance undertaking shall provide to the insured, for other eligible due to insurance and to those offered to take out insurance in the company, 14. What measures is an insurance undertaking shall take in order to meet the requirements of good insurance standard as referred to in Chapter 4. paragraph 3, 15. conditions for funding activities under Chapter 4. section 6, 16. the content and the technical provisions of insurance calculation according to Chapter 5. 4, 6, 11 and 13 to 16 sections,
17. the conditions that must be met in order for an insurance company to get permission to use the matching adjustment according to Chapter 5. section 7, 18. how a volatility adjustment according to Chapter 5. section 9 shall be calculated, 19. the conditions for exemption provided for in Chapter 5. section 10 and the calculation of a temporarily adjusted risk-free interest rate structure, 20. the conditions for exemption provided for in Chapter 5. section 12 and the calculation of the temporary deduction,
21. What is meant by appropriate risk diversification in accordance with Chapter 6. section 3(1), 22. storage of assets according to Chapter 6. paragraph 4,
23. the use of derivative instruments pursuant to Chapter 6. section 5,
24. the statistical register pursuant to Chapter 6. section 11,
25. the requirements for the approval of items as additional capital and bases for valuation of items in supplementary capital in accordance with Chapter 7. section 5,
26. the characteristics and criteria to be taken into consideration for the classification into levels according to Chapter 7. section 7, 27. the characteristics and criteria to be taken into account in the classification of own fund items under Chapter 7. § 9, 28. the characteristics and criteria to be taken into account for the classification of items in supplementary capital in accordance with Chapter 7. section 10, second paragraph,
29. how the basic solvency capital requirement shall be calculated in accordance with Chapter 8. section 6,
30. the conditions that must be met in order for an insurance company to get permission to use company-specific parameters in accordance with Chapter 8. section 7,
31. the conditions that must be met in order for an insurance company to get the calculate the capital requirement for equity risk based on a particular method in accordance with Chapter 8. section 8,
32. how the capital requirement for operational risk is calculated in accordance with Chapter 8. § 9, 33. how the amount of the adjustment shall be calculated in accordance with Chapter 8. section 10,
34. the conditions for permission to use a full or partial internal model in accordance with Chapter 9.
1 to 5 sections,
35. the conditions for modification of an internal model and control documents referred to in Chapter 9. sections 6 and 7, 36. requirements on the use of statistical quality standards for an internal model in accordance with Chapter 9. 9-14 § §,
37. the calibration of an internal model in accordance with Chapter 9. section 15,
38. the validation of the internal model in accordance with Chapter 9. section 17, 39. requirements for documentation under Chapter 9. section 18,
40. what a risk management system in accordance with Chapter 10. 6 § should contain when an insurance company authorized to use a partial or full internal model,
41. the content of the guidelines for the volatility adjustment as referred to in Chapter 10. the fourth subparagraph of paragraph 7,
42. the contents of such a liquidity plan referred to in Chapter 10.
section 8 1,
43. the requirements for regular assessments to be made by insurance companies that use matching or volatility adjustment under 10 Cape. 8 § 2,
44. the requirements for regular assessments to be made by insurance companies in respect of the company's sensitivity to assumptions upon which the basis for determining the relevant risk-free interest rate structure in accordance with Chapter 10. section 9,
45. how such a self assessment as referred to in Chapter 10. section 10 shall be carried out,
46. reporting of results of the own risk and solvency assessment under 10 Cape. section 13,
47. What is the function of risk management under 10 Cape. section 15 shall be responsible for when an insurance company authorized to use a partial or full internal model,
48. conditions of eligibility for the responsible for or perform tasks in the actuarial function under 10 Cape. section 18,
49. the content of the technical guidelines and bases referred to in Chapter 10. section 23, 50. the information to be covered by the guidelines for the management of conflicts of interests as referred to in Chapter 10. section 24,
51. the contents of the solvency and activity report pursuant to Chapter 16. section 2,
52. What are the functions of an application for an exemption from the requirement of public disclosure under Chapter 16 of the. 3 § should contain, 53. the content of the information and reporting system and policy documents according to Chapter 16. section 8,
54. what information an insurance undertaking shall submit to the financial supervision authority pursuant to chapter 17. § 5, and when and how they should be provided,
55. to certain tasks according to chapter 17. section 6, shall be submitted to the financial supervision authority shall be submitted to the central statistical office,
56. the contents of a plan of action in accordance with chapter 18. section 4, 57. the contents of a plan for the phasing-in and a progress report under Chapter 18. section 6, 58. the contents of a financial recovery plan referred to in chapter 18.
section 8,
59. how consolidated own funds and consolidated capital requirement shall be calculated in accordance with Chapter 19. 16 – 22 sections,
60. how consolidated own funds and consolidated capital requirement shall be calculated when the requirements are equivalent under Chapter 19. section 30,
61. the contents of the rules and the extent and the fulfilment of reporting under Chapter 19. section 33, 62. the content of an action plan and a financial recovery plan under Chapter 19. section 35, second paragraph,
63. what information a company shall submit to the financial supervision authority pursuant to chapter 19. paragraphs 37 and 49, 64. enterprise management system within a group under Chapter 19.
42 §,
65. the contents of its own risk and solvency assessment within a group under Chapter 19. section 43, 66. how consolidated own funds and consolidated capital requirement shall be calculated in accordance with Chapter 19. paragraph 71, third subparagraph, and
67. what information a special purpose vehicle shall submit to the financial supervision authority pursuant to Chapter 20. § 9.
The financial supervision authority may provide for the enforcement of the insurance business law to the extent that this regulation does not contain such provisions. Regulation (2015:707).
2 a § Before the FSA announces regulations pursuant to
by 2 § 36, the Inspectorate give the Riksbank and Statistical
Central Office heard. Regulation (2014:504).
paragraph 3 of the financial supervision authority may, in the case of entry into force and transitional provisions to the Act (2015:700) on the amendment of the insurance business Act (2010:2043) provide for
1. the application of 10 and 19. Insurance Act with respect to the occupational pension business of an insurance undertaking (point 2, second paragraph),
2. What is meant by calling scope of other life insurance activities (point 2, fourth paragraph),
3. If the conditions for exemption provided for in paragraph 3, first subparagraph, and the scope of exemptions (section 3, third paragraph), and
4. what types of own fund items shall be subject to the provisions of point 4, first and second subparagraphs (point 4, third subparagraph). Regulation (2015:707).
Corporate groups
paragraph 4 of the financial supervision authority may provide for the
the provisions concerning corporate groups in the insurance business law
(2010:2043), in regulations issued pursuant
the same law and in the law (1987:667) on economic unions should:
apply in whole or in part for such a group of companies which do not
represents a group of companies pursuant to Chapter 1. paragraph 4 of the law on financial
compounds that have a common or in essence, common
management.
Requirements for foreign insurers and
institutions for occupational retirement provision
paragraph 5 of the financial supervision authority may, in the case of the law (1998:293) on foreign insurers and supplementary pension funds in Sweden provide for 1. What information the insurer or an IORP shall submit to inspection in accordance with Chapter 3. section 3 and Chapter 6. 4 §,
2. What a business plan should contain and what additional documents to be submitted together with an application for a licence pursuant to Chapter 4. 4 §,
3. Division into classes in terms of concession for reinsurance, according to Chapter 4. 5 a §, 4. the contents of a register in accordance with Chapter 5. section 10 of the first subparagraph,
5. own funds, solvency capital requirement and minimum capital requirements as well as internal models relating to the insurance business as an insurer of a third country in Sweden, in accordance with Chapter 5. section 12,
6. disclosure under Chapter 6. 3 §,
7. information to policyholders, other eligible due to insurance and those offered to take out an insurance policy with the insurer in accordance with Chapter 8. 1 (a), and 8. What information a foreign institutions for occupational retirement provision will leave in accordance with Chapter 8. paragraph 1 (b).
The financial supervision authority may provide for the enforcement of the law on foreign insurers and supplementary pension funds in Sweden.
Regulation (2015:707).
Regulations on safeguarding of pension commitment, etc.
paragraph 6 of the financial supervision authority may, in the case of Act (1967:531) if
securing the pension commitment, etc. provide for
1. what investment guidelines and statement under section 10 (b)
should contain, and
2. the information that a pension fund shall provide
According to section 10 d.
Transitional provisions
2011:257
1. This Regulation shall enter into force on 1 april 2011, when the
Insurance Regulation (1982:790) and proclamation
(1972:291) if understödsförenings registry shall cease to
apply.
2. the provisions of the notice of friendly societies and
insurance regulation shall continue to apply for
friendly societies carrying on business pursuant to section 7 of the
Act (2010:2044) on the introduction of the insurance business Act.
3. in the case of registration of insurance companies and
mutual insurance company established before
the insurance business Act (2010:2043) is in force applies
older provisions.
2015:707
1. this Regulation shall enter into force on January 1, 2016.
2. insurance undertakings which at the entry into force will continue to carry out activities relating to occupational pension insurance policies according to point 2 of the transitional provisions to the Act (2015:700) on the amendment of the insurance business Act (2010:2043), the provisions of 2-4. in its older version.
2016:328
1. This Regulation shall enter into force on 1 July 2016.
2. Older provisions still apply to cases that have been received by the Office prior to the entry into force and which applies to the reserve fund.
