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On Amendments To Certain Legislative Acts Of The Russian Federation

Original Language Title: О внесении изменений в отдельные законодательные акты Российской Федерации

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RUSSIAN FEDERATION FEDERAL LAW On introducing amendments to selected pieces of legislation Russian Federation adopted by the State Duma on December 19, 2014 Approved by the Federation Council on 25 December 2014 Article 1 Article 20 of the Federal Law " On banks and of banking " (in the wording of the Federal Act of 3 17 February 1996-February 1996 (Vedomniska) of the Congress of People's Deputies of the RSFSR and the Supreme Soviet of the RSFSR, 1990, N 27, art. 357; Legislative Assembly of the Russian Federation, 1996, No. 6, art. 492; 1998, N 31, sect. 3829; 2001, N 26, st. 2586; N 33, st. 3424; 2002, N 12, st. 1093; 2005, N 1, est. 18; 2006, N 19, sect. 2061; 2009, N 9, sect. 1043; 2010, N 31, est. 4193; 2011, N 49, sect. 7069; 2012, N 31, sect. 4333; N 53, sect. 7607), the following changes: 1), paragraph 6 should be amended to read: " 6) failure to comply with federal banking laws and regulations of the Bank of Russia if, within one year, the credit of the Bank of Russia. The organization has repeatedly applied the measures provided for by the Federal Law "On the Central Bank of the Russian Federation (Central Bank of the Russian Federation)"; "; 2) to supplement paragraph 6-1 as follows: " 6-1) Repeated within a single period of time. Violations of the requirements of articles 6, 7 (except Article 7, paragraph 3, of the Federal Law "On combating the legalization (laundering) of criminally obtained incomes and the financing of terrorism", and (or) repeated violations of the Bank's regulations during one year. Russia, issued in accordance with the Federal Law; ". Article 2 115-FZ " On countering the legalization (laundering) of proceeds of crime, Russian Federation Law Assembly, 2001, No. 3418; 2002, N 30, est. 3029; N 44, st. 4296; 2004, N 31, est. 3224; 2006, N 31, st. 3446, 3452; 2007, N 16, sect. 1831; N 31, sect. 3993, 4011; N 49, sect. 6036; 2009, N 23, sect. 2776; N 29, st. 3600; 2010, N 28, est. 3553; N 30, sect. 4007; N 31, est. 4166; 2011, N 27, sect. 3873; N 46, st. 6406; 2012, N 30, sect. 4172; N 50, sect. 6954; 2013, N 26, est. 3207; N 44, sect. 5641; N 52, sect. 6968; 2014, N 19, st. 2315, 2335; N 23, 100. 2934; N 30, est. 4214, 4219), as follows: 1) in Article 6 (1)-(3): (a) Paragraph 2 should read: "Credit organizations and non-credit financial organizations referred to in Article 5 of this Federal Law" The law shall notify the competent authority of each opening, closing, modification of the accounts of the accounts, covered (deposited) letters of credit, the conclusion, termination of contracts of the bank account, contracts of bank deposit (deposit) and making in them changes, acquisitions and disposals of securities by societies designated by the paragraph 1 of this paragraph, in accordance with the procedure established by the Bank of Russia in agreement with the authorized body. "; by the Government of the Russian Federation, from the societies referred to in the first paragraph of this paragraph, information on transactions (transactions) carried out by these societies with cash or other property, their nature and purpose. "; 2) in article 7: a) in paragraph 1, subparagraph 3: Word "doubts;" to replace the word "doubts."; to add the following paragraph to the following paragraph: " Non-State pension fund updates information about customers, representatives of customers, beneficiaries and beneficiaries at least once every three years, and in case of doubt as to the reliability and accuracy of the information previously obtained, within the seven working days following the day of such doubt; "; "to add the words" to the credit institution " simplified identification, after the words "natural person," to add "as well as identification"; in the first paragraph 1 to 11 to the words ", when concluding contracts with non-State pension funds, when concluding a treaty on brokerservice, securities trust management, depositary agreement and acquisition of mutual funds of mutual funds, provided that all payments are made in non-cash form only of accounts opened by the Russian credit institution "; Paragraph 1-12: the first paragraph should read: " 1-12. A simplified identification of a physical person is carried out in one of the following ways: "; , subpara. 2, restate: " 2) by the customer-the physical person of the credit institution, to a non-State pension fund, a professional participant in the securities market, management of the investment fund company, mutual funds, a mutual fund or a non-state pension fund, including in electronic form, the following information about First name, surname, patronymic (if not derived from the law or national) ), series and numbers of the identification document, the insurance number of the individual personal account of the insured person in the personalized accounting system of the Pension Fund of the Russian Federation, and (or) identification number Taxpayers, and (or) the number of the insured person's compulsory health insurance policy, as well as the subscriber number of the customer-physical person using the mobile radiotelephone service; "; d) in paragraph 1-13 of the word "ensuring the use of electronic means of payment" "ensuring the passage of simplified identification (including the possibility of the use of electronic means of payment)", to supplement the words ", the conclusion of a contract with a non-State pension fund, the conclusion of a trustworthy management contract a paper, a depositary treaty, a treaty on brokerage services, as well as for the acquisition of mutual funds of mutual funds "; 3) to supplement Article 7-1-1 with the following content: Article 7-1-1. Provide information to the organizers trade and clearing organizations 1. Persons providing organized bidding on the commodity and (or) financial markets under an exchange licence or a trading system licence (hereinafter trade organizers) are required to provide the authorized body upon request Information on the bidders and their clients, as well as on their applications and their contracts, in the order and scope set by the Bank of Russia in agreement with the authorized body. 2. Persons entitled to perform clearing activities on the basis of a licence to perform clearing activities (hereinafter-clearing organizations) are obliged to provide the authorized body upon request with information about the participants of the clearing, and Information on the activity of clearing services in accordance with the approved clearing organization rules of clearing in the order and amount set by the Bank of Russia in agreement with the authorized body. 3. Where the organizer of the trade or clearing organization has sufficient grounds to believe that the relevant contracts (services) have been concluded or may be concluded (to be) for the purpose of legalization (laundering) of the proceeds By criminal means, or the financing of terrorism, they are obliged to notify the authorized body in accordance with the procedure established by the Bank of Russia in agreement with the authorized body. 4. The Trade Organizer and the Clearing Organization shall not disclose to the competent authority the information referred to in paragraphs 1 to 3 of this article. "; contrary to the law, to credit institutions that violate this Federal Law, the measures provided for in the Federal Act No. 86-FZ of 10 July 2002 on the Central Bank of the Russian Federation (Bank of Russia) apply. " Article 3 Part Two of Article 25 of the Federal Law dated July 10, 2002 N 86-FZ "On the Central Bank of the Russian Federation" (Russian Federation Law Assembly, 2002, N 28, st. 2790; 2008, N 44, sect. 4982; 2011, N 48, sect. 6728; 2013, N 30, sect. 4084; 2014, N 45, sect. 6154) to be supplemented with the following paragraph: " information on the application to credit organizations, non-credit financial organizations and their officials of the measures provided for in the legislation of the Russian Federation for violation of claims Federal Act of 7 August 2001 No. 115-FZ "On countering the legalization (laundering) of criminally obtained incomes and the financing of terrorism". href=" ?docbody= &prevDoc= 102364934&backlink=1 & &nd=102074277 " target="contents"> Russian Federation Code of Administrative Offences (Russian Federation Law Assembly, 2002, N 1, Art. 1; N 44, sect. 4295; 2005, N 19, sect. 1752; N 52, sect. 5574; 2007, N 26, st. 3089; 2010, N 21, sect. 2530; N 30, sect. 4007; 2011, N 46, sect. 6406; 2013, N 26, sect. 3207; N 30, sect. 4082; N 51, est. 6695; 2014, N26, st. 3395; N 30, est. 4214, 4224), the following changes: 1) Article 14.13 to be supplemented with Part 4-1 as follows: " 4-1. Acts (omission) provided for in part 4 of this article or concealment of documents and other forms of information made against representatives of the Bank of Russia or the State Corporation "Deposit Insurance Agency" in connection with Their exercise of authority in the analysis of the financial position of the bank in accordance with the Federal Act of 26 October 2002, No. 127-FZ "On insolvency (bankruptcy)",- , the imposition of an administrative fine on 50,000 rubles ($42,000); Disqualification for a period of six months to one year. "; (2) in article 15.27: (a) in the first part of paragraph 1, the words" in violation of the prescribed period "shall be replaced by the words" in violation of established order and time ", the words" parts thereof ". 2-4 "be replaced by the words" Parts 1-1, 2-4 "; b) to be supplemented with Part 1-1 as follows: " 1-1. Failure by the credit institution to comply with the requirements of the legislation on countering the legalization (laundering) of criminally obtained incomes and the financing of terrorism in the elaboration of rules of internal control and (or) the appointment of special Officials responsible for implementing the internal control rules, except in cases provided for in parts 1 and 2 of this article,- shall be subject to the imposition of an administrative fine on officials in the amount of 10 thousand to 20 thousand rubles; legal entities-in the amount of 100 thousand rubles "or the financing of terrorism" in the first part of the word "or the financing of terrorism, except as provided for in part 1-1 of this article"; g) The second part 2-3 should read: "shall entail an administrative fine for officials in the amount of thirty thousand to fifty thousand roubles; legal entities-in the amount of 300 thousand to five thousand roubles."; d) add the following note 3: " 3 . Administrative liability under this article shall not apply to credit organizations, except as provided for in parts 1 to 1 and 4 of this article. "; "The Central Bank of the Russian Federation" should be supplemented by the words "their deputies". Article 5 Part 3 of Article 1 of the Federal Law of July 21, 2014 N 213-FZ " On opening of bank accounts and letters of credit, OF THE PRESIDENT OF THE RUSSIAN FEDERATION OF THE PRESIDENT OF THE RUSSIAN FEDERATION 4214) as follows: " 3. Economic societies of strategic importance for the defense industry and security of the Russian Federation, as well as those under their direct or indirect control, are notified by the federal executive branch of the federal executive branch, authorized to take measures to counteract the legalization (laundering) of criminally obtained incomes and the financing of terrorism, of each opening, closing, modification of the accounts, covered (deposited) letters of credit in foreign countries Banks, opinions, termination of bank accounts, contracts of bank deposit (deposit) with and modification of foreign banks, acquisition and alienation of securities of foreign banks in the manner established by the Government of the Russian Federation. ". Article 6 This Federal Law shall enter into force on the date of its official publication. President of the Russian Federation Vladimir Putin Moscow, Kremlin December 29, 2014 N 484-FZ