On Amendments To Certain Legislative Acts Of The Russian Federation

Original Language Title: О внесении изменений в отдельные законодательные акты Российской Федерации

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RUSSIAN FEDERATION FEDERAL LAW on amendments to certain legislative acts of the Russian Federation State Duma Adopted July 6, 2012 year approved by the Federation Council July 18, 2012 year (as amended by the federal laws of 28.12.2013 N 420-FZ;
from 05.10.2015 N 275-FZ) Article 1, paragraph 7 of article 84-1 December 26, 1995 federal law N 208-FZ "about joint-stock societies" (collection of laws of the Russian Federation, 1996, no. 1, art. 1; 2006, N 2, p. 172; 2007, N 31, art. 4016; 2011 N 48, art. 6728) worded as follows: "7. the provisions of this chapter do not apply: when purchasing more than 30 per cent of the shares of the investment fund established in accordance with the Federal law of November 29, 2001 N 156-FZ" on investment funds ";
When you purchase shares of the Bank of Russia on the repo agreements in accordance with the Federal law of July 10, 2002 N 86-FZ "on the Central Bank of the Russian Federation (Bank of Russia)". ".
Article 2 Article 30 April 22, 1996 federal law N 39-FZ "on securities market" (collection of laws of the Russian Federation, 1996, no. 17, art. 1918; 2002, no. 52, art. 5141; 2006, N 2, art. 172; N 31, art. 3437; 2009, no. 23, art. 2770; N 29, art. 3642; 2010, no. 41, art. 5193; 2011 N 29, art. 4291; N 48, art. 6728) shall be amended with paragraph 27 to read as follows: "27. The requirements of paragraphs 19 and 20 of the present article shall not apply to the Central Bank of the Russian Federation in cases of acquisition of the relevant number of shares (votes) in the first part of the contract, providing for the repo term of fulfillment of obligations under the second part of the contract not exceeding 30 day repo, and subject to the execution of the second part of the Treaty established the repo agreement. ".
Article 3 contribute to part two of the tax code of the Russian Federation (collection of laws of the Russian Federation, 2000, no. 32, p. 3340, 3341; 2001, N 1, art. 18; N 53, art. 5015; 2002, N 22, art. 2026; N 30, art. 3027; 2003, N 1, art. 2; N 28, art. 2886; 2004, N 27, art. 2711; N 34, art. 3524; (N) 45, St. 4377; 2005, N 30, art. 3130; 2006, N 10, art. 1065; N 31, art. 3436; (N) 45, St. 4628; N 50, art. 5279; 2007, no. 23, art. 2691; N 31, art. 3991; (N) 45, St. 5417; 2008, no. 30, art. 3616; N 48, art. 5504, 5519; N 52, art. 6237; 2009, no. 29, art. 3598; N 48, art. 5731, 5737; N 51, art. 6155; N 52, art. 6455; 2010, N 25, art. 3070; N 31, art. 4198; N 32, St. 4298; (N) 45, St. 5756; N 48, art. 6247; N 49, St. 6409; 2011, N 1, art. 7; N 27, art. 3881; N 29, art. 4291; N 30, art. 4583, 4593; (N) 45, St. 6335; N 48, art. 6731; N 49, St. 7014; N 50, art. 7359) as follows: 1) article 149: a) paragraph 2 subparagraph 2-12 be supplemented as follows: "12-2) of the following services provided in the securities market, commodity and currency markets: services provided to registrars, depositories, including specialized depository and central securities depository, dealers, brokers, managers, management companies, securities investment funds, mutual funds and private pension funds, clearing organizations, the organizers of the trade based on licenses for carrying out the activities concerned;
services provided by specified in paragraph two of this subparagraph organizations directly related to the services provided in the licensed activity (according to the list determined by the Government of the Russian Federation);
services, monitoring and accounting for obligations of the supplies of goods admitted to clearing services provided by operators of supplies of obtaining accreditation in accordance with the Federal law from February 7, 2011 year N 7-FZ "on clearing and clearing activities";
services to assume obligations to be included in the clearing pool provided by central counterparties on the basis of a license to engage in clearing activities or if they received accreditation in accordance with the Federal law from February 7, 2011 year N 7-FZ "on clearing and clearing activities";
services for the maintenance of prices, demand, supply and (or) in organized bidding provided by market-makers in accordance with the Federal law of November 21, 2011 year N 325-ФЗ "about trades"; ";
b) in the first subparagraph of subparagraph 2 of paragraph 3 the words "(with the exception of brokerage and other intermediary services)", replace the words "(excluding brokerage and other intermediary services, not referred to in subparagraph 12-2 item 2 of the present article)";
2) (repealed-federal law 28.12.2013 N 420-FZ) Article 4 to amend the Federal law dated November 29, 2001 N 156-FZ "on investment funds" (collection of laws of the Russian Federation, 2001, no. 49, p. 4562; 2004, N 27, article 2711; 2006, # 17, art. 1780; 2007, N 50, art. 6247; 2009, no. 48, art. 5731; 2010, N 17, art. 1988; N 31, art. 4193; N 41, art. 5193; 2011 N 48, art. 6728; N 49, St. 7040) as follows: 1 article 2) paragraph 3 shall be amended as follows: "2. The shareholders of joint stock investment fund cannot be specialized depository, Registrar, audit organization, as well as a natural person or legal entity which, in accordance with the requirements of the Federal law dated July 29, 1998 N 135-FZ" on valuation activity in the Russian Federation "may be a contract for the evaluation (hereinafter valuator) If the person indicated in this clause concluded treaties with the equity investment fund ";
2 article 7, paragraph 3) worded as follows:

"3. A written notice of the convening of a general meeting of shareholders of joint stock investment fund shall be sent to a specialized depositary, valuator and auditor of the Organization in the manner, form and time limit envisaged by the Federal law" on joint stock companies "and the Charter of joint investment fund to notify shareholders of joint stock investment fund. ';
3) in article 8: (a) 1 and 2) subparagraphs of paragraph 1 shall be amended as follows: "1) workers specialized depositary, Registrar, auditing of joint stock investment fund appraiser who is a legal person, the persons involved such organizations for performance of works (provision of services) under civil law contracts, as well as equity investment fund evaluator-physical person;
2) affiliates of the specialized Registrar, depositary, valuator and auditor of joint investment fund ";
b) paragraph 6 shall be amended as follows: "6. The exclusive competence of the Board of Directors (Supervisory Board) joint investment fund together with the solution of issues stipulated by the Federal law" on joint stock companies ", the adoption of decisions on the conclusion and termination of the respective contracts with the management company, with specialized depositary, Registrar, appraiser and audit organization.";
4) in article 11: (a) the second paragraph of paragraph 2) shall be supplemented with the words "except as provided for in this federal law";
b) 4-point 1 shall read as follows: "4-1. Contracts management company with a specialized depositary, with the person performing maintenance of the register of the owners of the investment shares of unit investment trust (hereinafter referred to as the register of the owners of the investment shares), appraiser and audit organization prior to submission of the regulation to collective investment trust management fund for registration are the management company without specifying that it acts as the trustee of the unit investment fund, and shall contain a condition that the date of completion (end of the) formation of mutual fund such treaties are considered executed by the management company as the trustee of the unit investment fund, together with an indication of the mutual fund name. ";
in) paragraph 6 shall be amended as follows: "6. in addition to the significant terms and conditions of the agreement the mutual investment trust management fund, provided for in the Civil Code of the Russian Federation and the present Federal law, rules of equity asset management investment fund must contain one of the following conditions: 1) the presence of the owner of the investment shares rights in any working day demand from management company all of its investment units and thus cessation trust managing agreement the mutual investment fund between him and the management company or the repayment of part of its investment shares;
2) possession by the owner of the investment shares rights in any working day to demand from the person authorized by the management company (hereinafter referred to as the authorised person), buying all or part of its investment shares and the rights to sell them on the stock exchange, specified in the regulation to collective investment trust management fund, under these rules, the terms, and the owner of the investment shares, which is authorized by the person right in the terms established by the rules of collective investment trust management fund demand from management company all of its investment units and thus cessation trust managing agreement the mutual investment fund between him and the management company or the repayment of part of its investment shares;
3) availability of investment shares owner rights within the time limit prescribed by the rules of collective investment trust management fund management company, to require the redemption of all of its investment units and thus cessation trust managing agreement the mutual investment fund between him and the management company or the repayment of part of its investment shares;
4) absence from the owner of the investment shares of the management company's right to demand from the termination of the contract of trust management mutual investment fund prior to its expiration date, except in the cases provided for in this federal law. ";
g) shall be amended with paragraph 6-1 as follows: "6-1. For purposes of this federal law, mutual funds, trust management rules which provide for one of the specified in paragraph 6 of this article, the terms are called respectively open mutual funds stock mutual funds, interval mutual funds and private mutual funds (hereinafter also referred to as types of mutual funds);
5) article 12 supplement paragraph 5 to read as follows:

"If this is provided for in the rules of asset management stock mutual investment fund asset management contract term shall be extended for the same period, if the owners of the investment shares that are authorized persons not demanded repayment of all investment units of the Fund.";
6 article 13, paragraph 2) shall be amended as follows: "2. In asset management private equity investment fund and stock mutual investment fund can be transferred to the funds, as well as other property provided for in the investment Declaration, contained in the rules of the relevant fiduciary fund, if the possibility of transferring such equipment installed regulations of a federal body of executive power for the securities market.";
7) paragraph 7 of article 13-1 shall be amended as follows: "7. When issuing investment shares of closed mutual fund and stock mutual fund after the completion (end) of their formation, if the rules of the respective fund asset management provides the possibility to pay the investment shares of nonmonetary assets, the transfer of property as a payment for investment units and include it in the composition of the Fund shall be implemented in accordance with the rules provided for in article 13-2 of this Federal Act.";
8) article 13-2: a) in paragraph 18, the words "no later than three working days" replaced by "not later than five working days";
b) shall be amended with paragraph 19-1 to read: "19-1. In case of refusal of a federal body of executive power for the securities market in registration of changes and additions to the rules of asset management private equity investment fund in relation to the number of issued investment units of the Fund on the basis of subparagraph 5 of paragraph 6 of article 19 of this federal law, property transferred as a payment for investment units of the Fund, and income, including income and payments on securities , be returned to persons who surrendered the property as a payment for investment units of the Fund, within the time limits specified in the rules of asset management private equity investment fund. Investment units of such mutual fund simultaneously with the return of the property must be repaid regardless of whether the owner of such investment shares requirement for their repayment.
Management company shall send to the federal body of executive power for the securities market notice of return of property no later than three working days from the date of return all property and proceeds under this paragraph. ';
9) article 14 shall be amended as follows: ' article 14. Investment shares 1. Investment Pai is a registered security certifying its holder's share in the ownership of the estate that forms the unit investment fund, the right to require proper management company mutual investment trust management fund, eligible to receive monetary compensation upon termination of the agreement asset management mutual investment fund with all the owners of the investment shares of the Fund (the cessation of mutual fund).
Investment Pai open mutual investment fund also certifies the ownership of that share demand from management company investment unit redemption and payments in connection with these monetary compensation proportionate to him share in the right of common ownership of the estate that forms the Fund on any business day.
Pai investment stock mutual fund also certifies the right of the owner of this unit in any working day demand from the authorized person purchase investment unit costs, proportionate to him share in the right of common ownership of the estate that forms the Fund, and the right to sell it at the Exchange, specified in the regulation to collective investment trust management fund, under these rules, the terms and conditions. Pai investment stock mutual fund also certifies the right of its owner, is the authorized person, within the period prescribed by the rules of asset management, the Fund management company to claim from the maturity of his investment unit and therefore payment of monetary compensation proportionate to him share in the right of common ownership of the estate that forms the Fund or, if this is provided for in the rules of the Fund asset management , separation from him share in the right of common ownership of the estate that forms the Fund. If the rules of stock mutual investment trust management fund provides for the payment of the income from the trust property management, a component of the Fund, the investment fund also certifies the Pai is the right of its holder to receive such income.

Pai investment interval unit investment fund also certifies the ownership of that share demand from management company investment unit redemption and payments in connection with these monetary compensation proportionate to him share in the right of common ownership of the estate that forms the Fund at least once per year in the period determined by the rules of the Fund asset management.
Investment Pai closed unit investment fund also certifies the ownership of that share demand from management company investment unit redemption and payments in connection with these monetary compensation proportionate to him share in the right of common ownership of the estate that forms the Fund in cases stipulated by this federal law, the right to participate in the general meeting of the owners of the investment shares and, if trust rules to manage this Fund provides for the payment of the income from the trust property management forming the Fund, the right to receive such income.
Each investment Pai certifies the same share in the right of common ownership of property constituting the mutual fund.
Each investment Pai certifies the same rights, except for the cases stipulated by this federal law.
2. investment Pai is not issuing commercial paper.
The rights certified by investment stake, recorded in book-entry form.
Number of investment units issued by management companies open, interval and stock mutual funds is not limited. Number of investment units issued by the management company of a closed mutual fund indicated in the rules of the Fund asset management.
3. investment Pai has no face value.
4. The number of investment shares that are owned by a single owner can be fractional.
The emergence and change of the fractional parts of the investment shares from their owner permitted in connection with the issuance or exchange of investment shares, repayment of the unpaid part of the investment unit in accordance with paragraphs 3 and 8 of article 17-1 of this federal law, the partial repayment of the investment shares in accordance with subparagraph 3 of paragraph 6 of article 17 hereof or repayment of the investment shares pursuant to subparagraph 1 of paragraph 4 of article 14-1 of this federal law as well as in other cases stipulated by the regulations of a federal body of executive power for the securities market.
Circulation and repayment of the fractional part of the investment unit permitted concurrent with the entire investment stake. Fractional investment unit redemption without the whole investment unit is allowed only if the owner of the whole investment unit. The fractional portion of an investment unit gives the owner the right, provided the investment stake in the parts of the whole investment unit, which it is.
For the purpose of reflecting the rules of asset management private equity investment Fund issued investment shares all fractional investment units of the Fund. If as a result of the addition is formed fractional number, the rules the number of investment shares is expressed in fractional.
If one person acquires investment units with two or more fractional investment units, these units form a investment Pai (entire investment shares) and (or) the fractional part of the investment unit, which are equal to the sum of these fractional parts.
5. investment shares are traded publicly on completion (end) the formation of a mutual fund. Constraints treatment of investment shares may be established by federal laws.
The rights of investment units is carried out on the accounts in the register of owners of the investment shares. While the rights of investment shares in nominee accounts can be carried out if it is stipulated by the rules of collective investment trust management fund.
6. Specialized depository, Registrar, audit organization and evaluator with which the management company has concluded relevant agreements in relation to mutual fund may not be the owners of the investment shares of the Fund. ";
10) article 14-1: a) in paragraph 2, the second sentence shall read as follows: "persons qualified investors under federal law for issuing investment shares, limited circulation, may only the management company, which issues these investment shares.";
b) shall be amended with paragraph 8 to read as follows:

"8. the management company of a closed mutual fund investment units which have limited circulation, may, if so provided by the fiduciary rules of that Fund, to acquire these investment shares in its formation. In doing so, the management company may transfer as a payment for investment units only cash, and after the acquisition of investment units shall not have the right to make deals with them, except for the portion exceeding sales of their share in the total number of issued investment shares that can be owned by the management company. Investment shares of closed mutual fund management company does not provide a right to vote at the general meeting of the owners of the investment shares.
To change the type of mutual fund investment units owned by the management company is not allowed.
In the case of a transfer of rights and obligations under the Agreement confidential management closed the mutual investment fund management company, which transferred these rights and duties, have the right to purchase from the owners of the investment shares of the Fund investment units of the Fund. ";
11) supplementing article 14-2 as follows: "article 14-2. Admission of investment shares of the stock mutual fund to organized trading by Exchange 1. Admission of investment shares of the stock mutual fund to organized trading by the Exchange, which is specified in the rules of the Fund asset management is performed on the basis of this contract (s) Exchange with the management company and (or) the authorized person (authorised persons) and subject to the conclusion of this exchange with the participant (or participants in) the organized trades (hereinafter referred to as the market-maker of Kazakhstan Fund) contract (s) to maintain them (their) prices, demand, supply and (or) the volume of trades organized uit units stock mutual fund. Unless otherwise stipulated in the agreement with the market-maker of the Exchange Fund, its responsibility for the maintenance of prices, demand, supply and (or) the volume of trades organized uit units stock mutual fund (hereinafter also referred to as the market-maker of duty) shall cease as from the date of the onset of grounds for termination of the Fund.
2. Treaty (treaties) of the Exchange with the management company and (or) the authorized person (authorised persons), provided for (s) paragraph 1 of this article is (are) up to the date of filing of the regulation asset management stock mutual investment fund or of amendments and additions to the rules of the Fund asset management in the Federal Executive authority for the securities market to register and shall include: 1) procedures for determining the date of commencement of the organized trades conducted by the stock exchange, which cannot be earlier than end date (the end of) the formation of a stock mutual fund;
2) appropriate rules of stock mutual investment trust management fund the maximum deviation of the purchase (sale) of investment shares, publicly advertised by the market-maker of the Exchange Fund on organized stock exchange bids, from the estimated price one investment unit. When the specified maximum amount may not exceed 5 per cent of the estimated price one of the investment share;
3) definition rules and the disclosure of the notional price of one investment unit in accordance with the requirements of the normative legal acts of the federal body of executive power for the securities market;
4) procedure and deadlines for providing information about the Exchange management company stock share investment fund and the composition of the said information;
5) corresponds to the rules of asset management stock mutual investment fund volume of transactions with the investment fund units at the stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on this day shall be subject to the rules of the Fund asset management provides a specified amount;
6) corresponding to the rules of asset management stock mutual investment fund performance during the trading day, the market-maker of Kazakhstan Fund of market-maker's obligations, if the fiduciary rules provided for a specified period.
3. the rules of organized sales Exchange should include a suspension of organized trades uit units stock mutual fund in the event of changes in organized (regulated) market or other changes in market conditions, can dramatically affect the ability of the market-maker of the Exchange Fund to fulfill the obligation of market-maker.

4. admission of investment shares of the stock mutual fund to organized trading by foreign exchange, is carried out in accordance with the personal law of the specified Exchange. Fiduciary rules stock mutual investment fund or changes and additions in them, that include provisions on the admission of investment shares of the stock mutual fund to organized trading by foreign exchange can be registered not earlier than the date of the adoption of foreign exchange obligations prevent these investment shares to organized trading.
5. Market-Maker of Kazakhstan Fund may also be authorized person. ";
12) article 15 shall be amended with paragraph 2-1 as follows: "2-1. At the State registration of property rights to include it as part of a mutual fund registered the right entry must contain the information that the owners of the property and they are set on the basis of the data of personal accounts of the owners of the investment shares in the register of owners of the investment shares and depository accounts the owners of the investment shares, stating the name (individual) mutual fund. ";
13) article 17: a) in paragraph 1: sub-paragraph 6 worded as follows: "6) full name of the audit company";
subparagraph 18 worded as follows: "18) amount of remuneration paid to the management company and the depositary specialized in total compensation, the person maintaining the register of the owners of the investment shares, the auditing organization, as well as the appraiser, if mutual fund investment Declaration provides for the possibility of investing in property, which in accordance with this federal law shall be carried out by a surveyor";
b) shall be amended with paragraph 1-1 as follows: "1-1. Rules of asset management stock mutual investment fund along with the information referred to in paragraph 1 of this article shall also contain the following information: 1) names of all authorized persons from which the owners of the investment shares of the stock mutual fund has the right to require purchase of existing investment units of the Fund;
2) names Russian exchanges, to organized trading on which allowed investment shares and on which market makers of Exchange Fund must maintain prices, demand, supply and the volume of trades organized uit units stock mutual fund;
3) the maximum deviation of the purchase (sale) of investment shares, publicly advertised by the market-maker of the Exchange Fund on organized stock exchange bids, from the estimated price one investment unit. ";
in) in paragraph 3: subparagraph 4 shall be invalidated;
subparagraph 6 worded as follows: "6) position of priority the owners of the investment shares, except for the management company of the Fund, to acquire investment units of the Fund issued after completion (end) its formation, as well as the procedure for implementation of the law.";
g) subparagraph 3 of paragraph 6 shall be amended as follows: "3) about the possibility of a partial repayment of the investment shares without the owner of the investment shares their repayment requirement in cases and in accordance with established regulations of a federal body of executive power for the securities market";
d) shall be amended with paragraph 6-1 as follows: "6-1. Rules of asset management stock mutual investment fund may include provisions: 1) on payment of the income from the trust property management, a component of the Fund, in accordance with the requirements of the normative legal acts of the federal body of executive power for the securities market;
2) on the compartment shares securities or other property in connection with redemption of investment shares in accordance with this federal law;
3) on the volume of transactions with the investment fund units at the stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on that day shall no longer apply;
4) about the period of execution during the trading day, the market-maker of Kazakhstan Fund of market-maker's obligations;
5) on the admission of investment units of the Fund to organized trading by foreign exchange, the name of this Exchange. ';
14) article 17-1: a) in paragraph 1: sub-paragraph 2 shall be amended as follows: "2) need approval by the Investment Committee (all or several owners of the investment shares or their designated individuals) transactions from the assets of a mutual fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund";
subparagraphs 3 and 4 be supplemented as follows:

"3) right management company to refuse any person admission applications for acquisition of investment units and (or) the need to obtain the consent of the management company to dispose of the investment shares in favour of persons who are not the owners of the investment shares of the mutual fund, except in the case of alienation of the investment shares as a result of universal succession, including reorganization of the distribution property of the legal person being liquidated and other cases established by the federal body of executive power for the securities market;
4) remuneration of a member of the Investment Committee at the expense of the property of a mutual fund, with an indication of its size or the definition of a specified remuneration, as well as the conditions of its payment;
b) paragraph 6 shall be amended as follows: "6. If the rules of asset management private equity investment fund provides for the necessity of approval by the Investment Committee of deals at the expense of property of a mutual fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund, the said rules must be defined: 1) transactions and/or actions that require approval, and the procedure for their approval;
2) the procedure for the formation of the Investment Committee and decision-making procedure. ";
in paragraph 6-supplement) 1 reading: "6-1. The Investment Committee may not include the management company, its officers and employees or its appointed person. ";
g) shall be amended with paragraph 9 read as follows: "9. In case the rules of asset management private equity investment fund provides for the possibility of acquiring management company investment units of the Fund, these regulations should also provide for a share in the total number of issued investment shares that can be owned by the management company. While the issuance of investment shares is carried out without filing a claim, and money management company listed as a payment for investment units to a bank account in the name of the management company in accordance with paragraph 2 of article 15 hereof, without enrolling on transit account. Number of investment units owned by the management company may not exceed 10 per cent of the total number of issued investment units of the Fund. ";
15) in article 18: (a)) paragraph 3 shall be amended as follows: "3. the convening of the general meeting is carried out by specialized depositary in order to address the issue of transfer of rights and obligations under the Treaty to collective investment trust management fund another management company upon written request of the owners of the investment shares, constituting not less than 10 per cent of the total number of investment units on the date of the filing requirements of the convening of the general meeting and, in the case of cancellation (termination) license management company to manage investment funds , mutual funds and private pension funds (hereinafter the license management company) or a court decision on liquidation of the management company-on its own initiative. The convening of the general meeting on the request of the owners of the investment shares is carried out within the period defined by the rules of collective investment trust management fund, which may not exceed 40 days from the date of receipt of such request, unless the convening of the general meeting was denied. While such refusal is permitted if the owners of the investment shares requirement about convocation the general meeting does not correspond to the present Federal law. ";
b) paragraph 4 shall be amended as follows: "4. In case of cancellation (termination) license management company and specialized depositary license general meeting to decide on the transfer of rights and obligations under the Treaty to collective investment trust management fund another management company may be convened by the owners of the investment shares, constituting not less than 10 per cent of the total number of investment units on the date of the filing requirements of the convening of the general meeting;
in paragraph 9 1) subparagraph worded as follows: "1) adoption of amendments and additions to the rules of asset management closed the mutual investment fund, related: with the change in the investment Declaration, unless such changes are due to changes in the normative legal acts of the federal body of executive power for the securities market, which establishes additional restrictions on the composition and structure of assets of mutual funds;
with the increase in the remuneration of the management company, specialized depository, person performing maintenance of the register of the owners of the investment shares, appraiser and audit organization;

with the extension of the list of cost management company, payable from the assets of closed-end investment fund, except for costs related to payment and (or) reimbursement of the amounts paid by the management company of taxes and other compulsory payments from the assets of a mutual fund;
with the introduction of discounts in connection with repayment of the investment shares or increase their size;
with the change in the type of mutual fund;
with the introduction of the exception or change of the provisions on the need for approval by the Investment Committee at the expense of property transactions of closed-end investment fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund, as well as other provisions on Investment Committee;
measuring the amount of additional investment units of a closed mutual fund, which may be issued after completion (end) its formation;
with the change in percentage of total number of issued investment shares that can be owned by a management company;
with the change in other provisions of the rules of asset management private equity investment fund, provided for by the regulations of a federal body of executive power for the securities market ";
g) shall be amended with paragraph 12-1 as follows: "12-1. Changes and additions to the rules of asset management closed the mutual investment fund must be submitted for registration in the Federal Executive authority for the securities market no later than 15 working days from the date of adoption of the common meeting decisions approving such changes and additions. ";
d) paragraph 13 shall be amended as follows: "13. In the case of a decision on the approval of amendments and additions to the rules of asset management private equity investment fund, or a decision on the transfer of rights and obligations under the agreement of trust management mutual investment fund closed another management company, or a decision on the extension of fiduciary management agreement of the owners of the investment shares, voted against the adoption of the relevant decision, are entitled to demand repayment of all or part of the investment shares belonging to them on the date of drawing up the list of persons entitled to participate in the general meeting. Order monetary compensation in such cases is determined by the regulations of a federal body of executive power for the securities market. ";
16) article 19 shall be amended as follows: "article 19. The registration of federal body of executive power for the securities market under the rules of the mutual investment trust management fund and changes and additions in them 1. The management company may offer to conclude a contract of trust management mutual investment fund only if registration of a federal body of executive power for the securities market under the rules of the Fund asset management.
Changes and additions to the rules of the collective investment trust management fund shall enter into force subject to registration by the Federal Executive Body for the securities market.
The order of registration rules to collective investment trust management fund and registration of changes and additions in them, including requirements for composition and the content of the submitted documents for registration, shall be established by the Federal Executive Body for the securities market.
2. registration rules to collective investment trust management fund and registration of changes and additions in them is carried out according to the management company and registration of changes and additions related to the transfer of rights and obligations under the contract of the asset management private equity investment fund in the event of cancellation (termination) license management company from the management company, on the application of specialized depository, and in case of late cancellation (termination) license management company from the management company and the depositary have specialized licenses specialized depositary, upon the application of the interim administration.
3. federal body of executive power for the securities market is responsible for the conformity of the registered rules to collective investment trust management fund and amendments and additions to the requirements of this federal law.
4. federal body of executive power for the securities market must take a decision on the registration of the rules of the mutual investment trust management fund or on registration of changes and additions in them either to take a reasoned decision to refuse their registration: 1) not later than 25 working days from the day of acceptance of documents, except in the cases provided for in subparagraph 2 of this paragraph;
2) not later than 5 working days from the day of acceptance of the documents, if these changes and additions relate exclusively to the following provisions:

change of the name of the management company, depositary, person performing maintenance of the register of the owners of the investment shares, assessor or auditor, or any other information about specified persons;
number of issued investment shares of closed mutual fund;
reduce the size of remuneration of the management company, depositary, person performing maintenance of the register of the owners of the investment shares, appraiser and audit organization, as well as reduce the size and (or) the reduction of the list of costs payable from the assets of a mutual fund;
cancellation of discounts (premiums) or reduce their size;
change of the name of the authorized person or the Exchange rules of asset management stock mutual investment fund, or any other information on the authorized person or the Exchange;
Regulation of asset management stock mutual investment fund information on the new authorized person or the new Exchange;
other provisions of the regulations of a federal body of executive power for the securities market.
5. during the period under paragraph 4 of this article, the Federal Executive authority for the securities market, verify the information contained in the rules of the mutual investment trust management fund, amendments and additions to them and other submissions. During the checking of a federal body of executive power for the securities market shall be entitled to require from the person submitting the documents, information, including documents, required for verification.
If there are rules to collective investment trust management fund, amendments and additions to them or other submissions inconsistencies present Federal law, fiduciary management model regulations collective investment fund or statutory legal acts of the federal body of executive power for the securities market or the information untrue or misleading, the Federal Executive authority for the securities market shall send to the person who submitted the documents , comments. In this case, for a period pursuant to paragraph 4 of this article shall be suspended, from the date of transmittal of comments before the date of submission to the federal body of executive power for the securities market under the amended documents reflecting these comments, but not more than 25 working days.
6. Registration rules to collective investment trust management fund or registration of changes and additions in them may be refused in the following cases: 1) inconsistencies the documents submitted the present Federal law, fiduciary management model regulations collective investment fund or statutory legal acts of the federal body of executive power for the securities market or the name of the unit investment fund requirements of this federal law, if within 25 working days from the date of transmittal of comments the Federal Executive authority for the securities market received the corrected documents reflecting these comments;
2) the availability of information in the submitted documents, untrue or misleading, if within 25 working days from the date of transmittal of comments the Federal Executive authority for the securities market received the corrected documents reflecting these comments;
3) lack of license management company management company, specialized depository license specialized depositary or person performing maintenance of the register of the owners of the investment shares of the Fund, specialized depository license or licenses the roster or the assessor or auditor of the Fund requirements of federal laws governing their activities;
4) exceeding the number of additional investment units of a closed mutual fund based on the results of their extradition over the number of investment shares that may be issued in accordance with the rules of the Fund asset management;
5) violation of the requirements for the formation of a mutual investment fund established by this federal law or the rules of the Fund asset management, identified when registering changes and additions under paragraph 19 of article 13-2 of this federal law;
6) failure within 25 working days on the request of a federal body of executive power for the securities market of all documents necessary for the registration rules of the mutual investment trust management fund or registration of changes and additions in them.

7. notification of a federal body of executive power for the securities market of the decision on registration of the rules of the mutual investment trust management fund or registration of changes and additions in them or refuse their registration is sent to the person who submitted the documents for registration within three working days from the day following the day of decision.
8. the refusal in registration of the rules of the mutual investment trust management fund or registration of changes and additions in them or evading the decision on registration can be appealed in court.
9. federal body of executive power for the securities market maintains a roster of mutual funds, trust management rules which they are registered. The order of conducting the register of the mutual funds and providing extracts from it sets federal body of executive power for the securities market. ";
17) in article 20: (a) in paragraph 2): complement subparagraph 1-1 as follows: "1-1) with a change in the type of mutual fund";
in subparagraph 2, the word "auditor" were replaced by the words "audit organization";
Supplement 4-subparagraphs 1 and 4-2 to read as follows: "4-1) with increasing values of the maximum deviation of the purchase (sale) of investment shares, publicly advertised by the market-maker of the Exchange Fund on organized stock exchange bids, from the estimated price one of the investment share;
4-2) with a decrease in the volume of transactions with the investment fund units at the stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on this date terminated ";
b paragraph 1) subparagraph 3 shall be amended as follows: ' 1) for open, closed the Exchange and mutual funds at the expiration of one month from the date of disclosure of the messages on the registration of such changes and amendments ";
18) article 21: a) in paragraph 2: subparagraph 3 shall be amended as follows: "3) the acquisition of an investment unit by a person who in accordance with this federal law may not be the owner of the investment shares or may not acquire investment shares when their extradition";
complement subparagraph 3-1 as follows: "3-1) non-compliance with the rules of the mutual investment fund fiduciary rules of acquisition of investment units";
complement subparagraph 5, reading as follows: ' 5) in other cases stipulated by this federal law. ";
b) shall be amended with paragraph 7 to read as follows: "7. investment shares of stock mutual fund when their extradition could purchase only authorized persons.";
19) supplemented by article 22-1 to read as follows: "article 22-1. Exchange of investment shares by a decision of the management company 1. The management company may decide to exchange all investment shares one public mutual fund (hereinafter Fund being attached) to the investment shares of another open mutual investment Fund (hereinafter Fund to which you are attaching) while observing the following conditions: 1) these mutual funds-in-trust are one of the management company;
2) fiduciary rules, these funds provide for the possibility of such exchanges;
3) fiduciary rules these funds listed the same person carrying out the maintenance of the register of the owners of the investment shares, and the same specialized depository.
2. Exchange of investment units is carried out without the owners of the investment shares of their Exchange by converting the investment shares of the acquired Fund Investment Fund to which you are attaching.
Exchange investment units without the owners of the investment shares of their Exchange can be carried out only if the disclosure of information by the management company of the decision under paragraph 1 of this article.
3. Fiduciary management agreement appended Fund ceases after the conversion of the investment shares of the acquired Fund Investment Fund to which you are attaching.
4. on the expiry of 30 days from the date of disclosure management company information on the adoption of a decision under paragraph 1 of this article, is accepting applications for the acquisition, redemption and Exchange investment units of the Fund being attached, as well as applications to Exchange investment units of other mutual funds for investment units of the Fund being attached is suspended. At the same time suspended accepting applications for acquisition, redemption and Exchange investment units of the Fund to which you are attaching, until the day of the conversion of the investment shares of the acquired Fund Investment Fund to which you are attaching.

5. the management company shall no later than three working days from the day following the day of suspension of acceptance of applications for purchase, redemption and exchange of investment shares of the acquired Fund amalgamation property of joining the Fund and assets of the Fund to which you are attaching. Convert investment shares of the acquired Fund Investment Fund to which you are joining is made not later than the working day following the day of the end of the Association property.
6. following the merger of the assets of mutual funds obligations arising in connection with the attachable property trust management fund shall be executed for the account of the Fund to which you are attaching.
7. the management company provides a report on the merger of the assets of mutual funds in the Federal Executive authority for the securities market. Requirements for the specified report as well as the procedure and period for submission to the federal body of executive power are established for the securities market. The Federal Executive authority for the securities market exclude joining the Fund from the registry of mutual funds. ";
20) Article 23: (a)) paragraph 1 shall be amended as follows: "1. The requirement of repayment of investment units are served in the form of applications for repayment of the investment shares. Applications for repayment of the investment shares are irrevocable. Applications for repayment of the investment shares are served by the owners of the investment shares, unless otherwise provided for in this federal law, or, if in the register of owners of the investment shares the rights to investment shares is carried out on the account of a nominee, the relevant nominal holder. Nominee submits a request for repayment of the investment shares on the basis of the relevant instruction of the owner of the investment shares. ";
b) paragraph 3, subparagraph 1-1 be supplemented as follows: ' 1-1) filing an application for repayment of the investment shares of the stock mutual fund, belonging to a person who is not an authorized person ";
in) paragraph 5 shall be amended as follows: "5. The admission within the time limit prescribed by the rules of asset management stock, interval or private equity investment fund for the reception of applications for redemption or exchange of investment shares, the application (s) on the redemption or exchange of 75 percent or more of the investment shares of the stock, or a closed interval unit investment fund is grounds for the termination of the Fund concerned.";
21) second paragraph of paragraph 1 of article 24 shall be amended as follows: "call for applications for the acquisition, redemption and exchange of investment shares of the stock or the interval unit investment fund must be carried out within a period to be determined by the rules of the relevant collective investment trust management fund in accordance with the regulations of a federal body of executive power for the securities market.";
22) article 25 shall be amended as follows: "article 25. Financial compensation in connection with the repayment of the investment shares 1. Financial compensation in connection with the repayment of the investment shares is carried out at the expense of constituting a unit investment fund.
2. the payment of monetary compensation in connection with the redemption of an investment unit open or exchange mutual fund should be undertaken within the period determined by the fiduciary rules open or stock mutual investment fund, but not later than 10 working days from the day of repayment of investment unit.
3. Financial compensation in connection with the redemption of an investment unit interval unit investment fund should be undertaken within the period determined by the rules of asset management interval unit investment fund, but not later than 10 working days from the date of expiry of the deadline for repayment of the investment shares, for which the corresponding application was filed.
4. the payment of monetary compensation in connection with the redemption of an investment unit closed unit investment fund in cases stipulated by this federal law, shall be carried out within the period determined by the rules of asset management private equity investment fund, but not later than one month from the date of expiry of the deadline for repayment of the investment shares and, in the case provided for in paragraph 4 of article 14-1 of this federal law, not later than one month from the date of maturity of the investment shares.
5. Financial compensation in connection with the partial repayment of the investment unit closed unit investment fund without the owner of the investment shares of a request for redemption shall be carried out within the period determined by the rules of asset management closed the mutual investment fund, but not later than five working days from the day of repayment of investment unit.

In this case, the investment shares are blocked for personal accounts in the register of owners of the investment shares and on Depo accounts in depositories of the date of making the list of the owners of the investment shares until the date of transactions on accounts in the register of owners of the investment shares and on the accounts Depo in connection with redemption of those investment shares.
6. In the case of insufficient funds, constituting a mutual fund for monetary compensation in connection with the redemption of an investment unit management company has the right to use their own cash. ";
23) supplemented by article 25-1 to read: "article 25-1. Separation property of a stock mutual fund, in connection with the repayment of the investment units of the Fund 1. If this is provided for in the rules of asset management stock mutual investment fund, the authorized person shall have the right to demand the separation of assets of the Fund, when repaying the investment shares. In this case, repayment of investment shares and transfer of authorized person selected property in connection with the repayment of the investment shares are carried out in one day.
2. with regard to the repayment of the investment shares of the stock mutual fund trustee securities can be transferred, and (or) and (or) admitted to organized trading in goods that make up the Fund.
3. the rules of separation of assets of stock mutual fund, in connection with the repayment of the investment shares of the stock and mutual fund timing of transfer of the property to an authorised person shall be established by the rules of stock mutual investment trust management fund in accordance with the regulations of a federal body of executive power for the securities market. ";
24) in article 29: (a)) paragraph 1 shall be amended as follows: "1. open management companies, stock and interval unit investment funds shall have the right to suspend the issuance of investment shares, if this is provided for in the rules of asset management of these funds."
b) subparagraph 2 of paragraph 3 shall be amended as follows: "2) on cancellation (termination) license management company from the management company, licensed specialized depositary the depositary from specialized mutual fund";
25) article 30: a) subparagraphs 2-4 shall be reworded as follows: "2) revoked (terminated) license management company management company have open, stock or interval unit investment fund;
3) revoked (terminated) license management company management company have closed unit investment fund and the rights and obligations of the management company under the contract of the asset management of the Fund within three months from the date of cancellation (termination) of the license is transferred to another management company;
4) revoked (terminated) license specialized depositary have specialized depository and within three months from the date of cancellation (termination) of the specified license management company had not taken steps to transfer to other specialized depositary of the assets of the mutual fund for their accounting and storage, as well as for the transfer of documents, necessary for the implementation of the new specialized depositary; ";
b) subparagraphs 1-6 Supplement-6-3 as follows: "6-1) management company stock mutual fund is not executed within 15 working days of obligation-contained in article 39, paragraph 6 hereof;
6-2) investment shares of stock mutual fund are excluded from the list of securities admitted to trading on an organised by the all Russian exchanges referred to in rules of asset management of this Fund;
6-3), the number of investment shares of a closed mutual fund owned by a management company of the Fund within 12 months exceeds 20 per cent of the total number of issued investment units ";
26) article 31: (a)) paragraph 2 shall be amended as follows: "2. In the event of cancellation (termination) license management company from unit investment fund management company ending the mutual fund carries out specialized depositary of the Fund in accordance with this federal law.";
b) paragraph 3 shall be amended as follows: "3. In case of cancellation (termination) license management company at the mutual fund management company and the depositary have specialized licenses specialized depositary of this mutual fund termination specified unit investment fund is administered by the interim administration, appointed in accordance with this federal law.";
in paragraph 4, subparagraph 2) shall be amended as follows:

"2) amounts of remuneration paid to the management company, depositary, the person maintaining the register of the owners of the investment shares, appraiser, auditing organizations and exchanges referred to in rules of mutual investment trust management fund, assessed on the day the cause of termination of mutual fund";
g) shall be amended with paragraph 7-1 to read as follows: "7-1. Carrying out specialized depository termination unit investment fund, acting on its own behalf as a trustee of the Fund subject to the restrictions imposed by this federal law. Upon termination of the unit investment fund specialized depositary to the latter assumes all rights and obligations of the management company, the Fund's termination. In this case, the specialized depository shall bear responsibility stipulated by paragraph 1 of article 16 hereof. While debts under obligations which have arisen in connection with the termination of the mutual fund in case of insufficiency of assets of the Fund are repaid through property management company. ";
d) paragraph 10 shall be amended as follows: ' 10. Person exercising the cessation of mutual fund has an obligation to implement the property constituting the mutual fund and payments to creditors in accordance with article 32 of the present Federal law in a period not exceeding six months from the date of disclosure of the messages on the cessation of mutual fund. This period may be extended by a decision of a federal body of executive power for the securities market, if a mutual fund is carried out in case of late cancellation (termination) license management company. In the case of imposing a ban on operations with property forming mutual fund, after disclosure of the communication on its termination under this paragraph during the period is suspended for the duration of the ban. ";
(e)) paragraph 12 should read: "12. When implementing specialized depositary ending mutual fund write-off of money resources on transit account or bank account, open the management company in accordance with paragraph 2 of article 15 of this federal law, shall be made by order of a specialized depositary. These operations are carried out by the Bank or other crediting organization in the provision of specialized depositary certified by the Federal Executive Body for the securities market of the extract from the register of licenses of managing companies, supporting cancellation (termination) license management company. ";
27) article 32, paragraph 1: a) paragraph third shall be reworded as follows: "in the first place-creditors, whose claims must be satisfied from the assets of a mutual fund (except for the remuneration provided for in the fourth and fifth subparagraphs of this paragraph), including specialized depositary, person who conducting the register of the owners of the investment shares, appraisal, auditing organizations and exchange fees, assessed on the day the cause of termination of mutual fund as well as persons whose bid for repayment of the investment shares were taken up to the date of termination of the unit investment fund due monetary compensation ";
b) fifth paragraph shall be reworded as follows: "in the third priority of the management company remuneration calculated it at day cause the cessation of mutual fund, as well as specialized depositary, person who conducting the register of the owners of the investment shares, evaluator and Auditor remuneration accrued after the date of termination of mutual fund";
28) the first paragraph of paragraph 2 of article 33 shall be amended as follows: "2. the assets of joint stock investment funds and stock assets, interval and closed-end mutual funds along with the property referred to in paragraph 1 of this article may include other property in accordance with the regulations of a federal body of executive power for the securities market.";
29) paragraph 5 of article 37 shall be amended as follows: "5. Appraisers equity investment fund and a mutual fund may not be affiliates of joint stock investment fund, the management company and the depositary of a specialized investment fund and equity mutual fund auditing of joint stock investment fund and audit organization the mutual fund management company.";
30) article 39: a) in paragraph 1: sub-paragraph 2, after the words "Russian Federation", add the words ", including the regulations of a federal body of executive power for the securities market,";
complement subparagraph 8-1 as follows:

"8-1) disclose or, if investment shares are restricted in circulation, provide the owners of the investment shares information on the date of making the list of the owners of the investment shares to exercise their rights or for partial repayment of the investment shares without their demands for repayment no later than three working days before the date of the specified list";
b) shall be amended with paragraph 3-1 as follows: "3-1. The management company may designate another person on her behalf and at the expense of the property equity investment fund or assets of a mutual fund, the actions required for the management of the property, unless otherwise provided by the contract of trust asset management equity investment fund or collective investment trust management fund.
The management company may designate another person to perform on behalf of that person, but at the expense of property of joint stock investment fund or property of mutual fund transactions, unless otherwise provided by the contract of trust asset management equity investment fund or collective investment trust management fund. ";
6 shall be amended with paragraph) to read as follows: "6. the management company stock mutual fund is obliged to cause the termination of the Fund in accordance with the rules of the Fund asset management provide: 1) purchase (sale) of the authorized person (authorised persons) investment shares of stock mutual fund costs that cannot differ from the estimated value of one investment unit more than the amount established by the rules of such fiduciary fund;
2) purchase (sale) of market-maker on organized Russian bids Exchange investment units at a price that cannot be different from the estimated price one investment unit more than the amount established by the rules of such fiduciary fund. ";
31) article 40: a) in paragraph 1: sub-paragraph 8 the word "auditor of joint stock investment fund or mutual fund" should be replaced by the words "audit organization equity investment fund or the management company of the unit investment fund";
in subparagraph 10, the word "auditor" were replaced by the words "audit organization";
b) shall be amended with paragraph 2-1 as follows: "2-1. The management company may not enter into contracts for onerous rendering of services payable at the expense of assets of joint investment fund or mutual fund, in cases stipulated by the regulations of a federal body of executive power for the securities market. ";
in 1 and 2) subparagraphs of paragraph 3 shall be amended as follows: 1 ") to acquire shares of joint stock investment fund, which has assets in its trust deed, or as the company's sole executive body which she performs, as well as investment shares of unit investment fund in its trust deed, except for the cases stipulated by this federal law;
2) dispose of the assets of joint investment fund or property forming a mutual fund without the prior consent of a specialized depositary, except for transactions in organized bids Russian or foreign exchange or other trading organiser; ";
32) in article 41: (a)) paragraph 1 shall be amended as follows: "1. The remuneration of the management company, depositary, the person maintaining the register of the owners of the investment shares, assessor, Auditor, and exchanges are paid from the assets of joint investment fund and the assets of a mutual fund, and their amount should not exceed 10 per cent of the annual average net assets value equity investment fund and a mutual fund's net assets. The procedure for calculating the annual average net assets value equity investment fund and mutual fund net assets shall be determined by the Federal Executive authority for the securities market. ";
b) paragraph 3 shall be amended as follows: "3. The remuneration of the management company can be established as a fixed sum or percentage of annual average net assets value equity investment Fund (mutual fund) and (or) the proportion of income from the management of joint stock investment Fund (share of income from asset management private equity investment fund). The remuneration of the management company, defined as the proportion of income from the management of joint stock investment Fund (proportion of income from asset management private equity investment fund) may not exceed 20 per cent of the specified income calculation which establishes the regulations of a federal body of executive power for the securities market. ";
in) paragraph 6 shall be amended as follows:

"6. costs related to trust management of assets constituting the assets of joint investment fund or property forming mutual fund, including mandatory payments related to trust management and property taxes, the object of which is the property that constitutes a unit investment Fund paid respectively from the assets of joint investment fund assets, or assets of a mutual fund. List of expenses is set by the regulations of a federal body of executive power for the securities market. The management company may not recover from the property of equity investment fund assets, or assets of a mutual fund, the expenses incurred for your account, except for the reimbursement of the amounts referred to in this paragraph of taxes and obligatory payments, as well as the costs indemnity stipulated by this federal law. ";
33) in article 42: (a) the second paragraph of paragraph 1), after the words "Russian Federation", add the words ", including the regulations of a federal body of executive power for the securities market,";
b) paragraph 4 shall be invalidated;
34) in article 44, paragraph 7: a) complement subparagraph 3 as follows: "3) with the development, production, distribution of encryption (cryptographic) equipment, information systems and telecommunication systems protected using encryption (cryptographic) equipment, works and services in the field of maintenance information encryption encryption (cryptographic) equipment, information systems and telecommunication systems protected using encryption (cryptographic) means.";
b) paragraph 9 shall be amended as follows: "9. in connection with the implementation of its activities, specialized depository may: 1) to the persons who have concluded the contract on the basis of which it is integrating, storing the property (assets) and (or) control over its disposition, advisory and information services, as well as accounting services;
2) keep a register of the owners of the investment shares;
3) be the operator information system used by individuals who had a contract with a specialized depositary;
4) carry out activities of the certification centre, is used by persons who have entered into a contract with a specialized depositary;
5) perform other activities stipulated by this federal law. ";
in para 21) add the words ", subject to mandatory compliance with specialized depositary";
35) subparagraph 1 article 45, paragraph 2, after the words "Russian Federation", add the words ", including the regulations of a federal body of executive power for the securities market,";
36) subparagraph 4 of paragraph 1 of article 46 shall be amended as follows: "4) in the event of cancellation (termination) licenses specialized depositary from specialized depository since the entry into force of the decision to revoke the license (since the termination of the license);";
37) article 49 shall be amended as follows: "article 49. Requirements for auditing of joint stock investment fund and management company mutual fund stock investment fund and mutual fund management company are required to sign agreements on auditing. It is not permitted to conclude these agreements with the auditing organization if: 1) stock investment fund management company mutual fund specialized depository or a person carrying out the maintenance of the register of the owners of the investment shares is in relation to the audit principal or a subsidiary of either the predominant or dependent company;
2) audit organization owns the shares of the investment fund, with which the management company or of which the contract is concluded;
3) audit organization owns the investment shares of unit investment fund management company whose contract. ";
38) Article 50 shall be reworded as follows: "article 50. Annual audit 1. Audit organization in accordance with the concluded agreement is obliged to conduct an annual audit.
2. Annual Audit shall be: 1) accounting (financial) statements of joint stock investment fund accounting (financial) statements of the mutual fund management company, record-keeping and reporting in respect of property owned by a joint stock investment fund, the assets of a mutual fund, and operations with this property;
2) composition and structure of assets of joint investment fund and the assets of a mutual fund;

3) calculation of the net asset value of joint investment fund, evaluation of the computed value of one investment unit, accommodation prices and prices of redemption shares or amount by which one investment, and the amount of cash a share of compensation payable in connection with the repayment of the investment share;
4) compliance with the requirements for storage of property belonging to order stock investment fund, the assets of a mutual fund, and documents certifying the right to property, which belongs to equity investment fund, and the estate that forms the unit investment fund;
5) transactions with the assets of joint investment fund and mutual fund assets.
3. The auditor's report on the results of the annual audit is required by the application to accounting (financial) statements of joint stock investment fund accounting (financial) reporting the mutual fund management company. ";
39) Article 51, paragraph 3 shall be amended as follows: "3. it is not allowed to disseminate information on stock investment fund or unit investment fund shares or investment shares which restricted circulation, except its disclosure in accordance with this federal law and other federal laws.
Information on stock investment fund or unit investment fund shares or investment shares have been restricted in circulation may be granted to persons who, in accordance with the Federal law "on securities market" may be provided with information about the securities is intended for qualified investors.
Any information on stock investment fund or unit investment fund shares or investment shares which have limited circulation, must contain a reference to this fact. ";
40) article 52: (a) paragraph 1, subparagraph 5) worded as follows: "5) accounting (financial) statements of joint stock investment fund, the balance of the assets of a mutual fund, accounting (financial) statements management company mutual fund accounting (financial) statements of a specialized depositary, the auditor's report on financial statements of joint stock investment fund, an audit opinion on the financial statements of the unit investment fund management company, compiled on the last reporting date;";
b) paragraph 3 shall be invalidated;
41) article 53 shall be amended with paragraph 1-1 as follows: "1-1. Stock investment fund and mutual fund management company, including stock investment fund and asset management company mutual fund shares or investment shares which have limited circulation, must disclose reports, requirements for which are established by the federal body of executive power for the securities market. ";
42) in article 55: (a) paragraph 2): complement subparagraph 1-1 as follows: "1-1) specifies requirements for activities (operations) of the management company and the depositary, as well as specialized requirements for activities (operations), implementation (carrying out) which allowed under federal laws only on the basis of a licence of a management company or a specialized depositary of licences";
complement subparagraph 13-1 as follows: "13-1) makes binding instructions managing companies or specialized depositaries for reparation of actual damage caused by the founders of the Office in implementing the management companies of asset management on the basis of a licence of the management company or the Depositary upon termination of the specialized mutual funds, if such damage is caused by the fact that the management company concerned or specialized depository not shown due diligence on behalf of the founder of management";
b) supplement paragraph 5 to read as follows: "5. unless otherwise provided for in this federal law, regulations of a federal body of executive power for the securities market are sent by courier communications (registered mail with acknowledgment of receipt) or by facsimile machine (electronic communications).";
6 shall be amended with paragraph) to read as follows: "6. Equity investment fund management company, specialized depository agent for extradition, redemption and Exchange investment units, the Registrar of joint stock investment funds, the person making the maintenance of the register of the owners of the investment shares are considered obtaining an injunction of the federal body of executive power for the securities market if: 1), the federal body of executive power for the securities market has been notified of the receipt of the precept;
2) addressee refused to receive prescriptions and this rejection registered postal or courier organization context;

3) requirement is not delivered due to the absence of the addressee to the address indicated on the postal service notified the Federal Executive authority for the securities market, together with an indication of the source of this information;
4) despite the mail notification, the recipient was not receiving prescriptions on the postal service notified the Federal Executive authority for the securities market. ";
43) paragraph 2 of article 61-1 complement subparagraph 9 read as follows: "9) commit management company actions that pose a threat to the rights and lawful interests of the owners of the investment shares.";
44) in article 61-2: a) in paragraph 1: sub-paragraph 14 shall be amended as follows: "14) the inclusion of the Exchange or private mutual fund assets transferred as a payment for investment units and does not comply with the requirements to the composition of the assets of the mutual fund, established by this federal law and adopted in accordance with the regulations of a federal body of executive power for the securities market as well as issuing a specialized depositary agreement on the inclusion of the assets in the Fund; ";
Supplement 18-20 paragraphs read as follows: "18) No licensee for its location;
19) repeated violation of the management company or a specialized depositary within one year the requirements for activities (operations), implementation (carrying out) which allowed in accordance with the requirements of federal laws only on the basis of a licence of a management company or a specialized depositary of licences;
20) non-performance by the management company or a specialized depositary regulations of a federal body of executive power for the securities market on recovery management founder real damage if the injunction is not challenged in arbitration. ";
b) paragraph 2 shall be amended as follows: "2. the grounds for the cancellation of the relevant licence is also a failure by a licensee of the licensed activity for over a year and a half, the licensee's written statement about the denial of a license or a licensee's acceptance of the bankrupt and the opening of bankruptcy proceedings. ';
in) paragraph 12 should read: "12. From the moment, when the management company knew or should have known about the cancellation (termination) it license management company, that management company may not carry out management (asset management) assets, carried out on the basis of the license, except for acts provided for under paragraph 15 of this article. ";
g) paragraph 13 shall be amended as follows: "13. Equity investment funds and management companies of mutual funds, which provided services to specialized depository, which revoked (terminated) license of specialized depositary shall, within three months from the date of revocation of the license to take steps to transfer to other specialized depositary of assets for their accounting and storage, as well as for the transfer of documents, necessary for the implementation of the new specialized depositary. ";
d) paragraph 14, insert the following text: "14. From the moment when a specialized depositary knew or should have known about the cancellation (termination) of a specialized depositary license, this specialized depository cannot give consent to disposition for the decree which it exercises control. ";
(e)) paragraph 15 should read: "15. The Organization, which cancelled (terminated) license management company (license a specialized depositary), is obliged to: 1) transfer the property in the possession of it in accordance with the agreement concluded in carrying out activities under the licence, in accordance with the instructions of the founder trustee in case of cancellation (termination) license management company (trustee-in case of cancellation (termination) licenses a specialized depositary), unless otherwise stipulated by this federal law;
2) deleted within three months from the date of cancellation (termination) license from the company name, the words "specialized depositary", "equity investment Fund (the" Fund ") and" mutual fund ", in any combination, and to submit to the federal body of executive power for the securities market of copies of documents confirming state registration of such changes in the constituent documents. In the event of a breach by the specified duties of federal body of executive power for the securities market may apply to the Court with a demand for the Elimination of this organization. "
45) article 61-4: a) paragraph 1 shall be amended as follows:

"1. in case of cancellation (termination) license management company from the management company or a depositary have specialized licenses specialized depositary, except as provided by paragraph 2 of article 61-2 of this federal law, the Federal Executive authority for the securities market in these organizations appoint an interim administration, if: 1) are cancelled (terminate) a licence of a management company from the management company and the depositary of a specialized license from a specialized depositary with which the management company of the contract;
2) management company or specialized depositaries at the time of cancellation (termination) of the corresponding licence ceased supervision of their day-to-day activities;
3) Organization, which revoked (terminated), the corresponding license fails to comply with the obligations under subparagraph 1 of paragraph 15 of article 61-2 of this Federal Act. ";
b) subparagraphs 2 and 3 of paragraph 4 shall be amended as follows: "2), persons who are creditors and (or) debtors of the Organization, which revoked (terminated) license, including the owners of the investment shares, as well as officers and employees specified creditors and (or) debtors except for officials and employees of specialized depository, has a contract with the management company, which is appointed by the Transitional Administration;
3) Organization, which revoked (terminated) license, as well as their officials and employees. ";
in) paragraph 7 shall be amended as follows: "7. the interim administration gets from workers organization, which revoked (terminated) license, and others with the necessary information and documents with respect to property, trust management or control that the decree that implemented the organization takes measures to ensure the conservation of this property and taking other steps in order to safeguard the interests of the founders asset management. The interim administration gets access to software and hardware, providing fixation, processing and storage of information in respect of the property as stipulated in this clause, including in regard to the rights to the securities, as well as access to the information, keeping the register of the owners of the investment shares. ";
g) paragraph 8 shall be amended as follows: "8. If transitional administration in carrying out the functions provided for in this federal law, there were signs of insolvency (bankruptcy) of the Organization, which revoked (terminated) license, the Federal Executive authority for the securities market under the Appeals Tribunal a statement of recognition of the said organization, bankrupt.";
d) paragraph 9 shall be amended as follows: "9. the Transitional Administration is not assigned to specialized depository, a credit organization. In this case, the credit organization, which revoked (terminated) license a specialized depositary is obliged on demand of the interim administration of the management company to transfer this property management company and documents which are at the credit institution in connection with the implementation of a specialized depositary, as well as the register of holders of investment shares and documents related to the registry, if a credit institution undertook maintenance of the roster.
Article 5 article 26-1 Federal law dated July 26, 2006 year N 135-FZ "on protection of competition" (collection of laws of the Russian Federation, 2006, no. 31, p. 3434; 2011, N 50, art. 7343) as follows: 1), the words "by the rules" should be replaced by the words "1. According to the rules ";
2) supplement parts 2 and 3 as follows: "2. The provisions of this chapter shall not apply to agreements concluded by the Central Bank of the Russian Federation in accordance with the Federal law of July 10, 2002 N 86-FZ" on the Central Bank of the Russian Federation (Bank of Russia) "repurchase agreements. (Repealed-federal law 05.10.2015 N 275-FZ) Article 6 to amend the Federal law dated July 18, 2009 N 181-ФЗ "about the use of State securities of the Russian Federation to increase the capitalization of the banks" (collection of laws of the Russian Federation, 2009, no. 29, p. 3618) as follows: 1) in article 3: a) in part 1, paragraph 1 shall be amended as follows: "1) possession of the Bank on July 1, 2012 year long-term creditworthiness rating not lower than established by the Government of the Russian Federation. List of rating agencies whose ratings are used to determine the long-term creditworthiness of banks, is determined by the Government of the Russian Federation ";
paragraph 2 shall be amended as follows: "2) size of the Bank's assets, determined in accordance with the order established by the Central Bank of the Russian Federation (Bank of Russia) to published financial statements, as of July 1, 2012 year is not lower than the level established by the Government of the Russian Federation";
b) part 4 shall be amended as follows:

"4. The maximum amount of preferred shares of the Bank placed under the procedure for increasing capitalization, should not exceed 100 per cent of the fixed capital of the Bank as of July 1, 2012 year. The total nominal value of these preferred shares shall not be less than 25 million roubles. Amount of the equity capital of the Bank shall be calculated according to the methodology established by the Bank of Russia. If the volume placed preferred shares purchased by the Russian Federation, will be less than that defined by the Bank's decision about offering of preferred shares within the framework of the procedure of increasing capitalization, changes in the decision is not made. ";
2) article 6 shall be amended as follows: "article 6. Issue of the Russian Federation federal loan bonds within the framework of the procedure of upgrading capitalization in order to implement the procedure for increasing capitalization of the Government of the Russian Federation from the date of entry into force of this federal law on December 31, 2014 years inclusively may to issue federal loan bonds maturing no later than December 31, 2022 year and payment of coupon income once a year in the amount prescribed by the Federal law on the federal budget for the relevant year and the planning period (hereinafter referred to as federal loan bonds). ";
3) part 1 of article 7 shall be amended as follows: "1. federal body of executive power, authorized by the Government of the Russian Federation, on December 31, 2014 year concludes with the Bank, approval of the decision to issue preferred shares as part of its participation in the procedure for increasing capitalization, contract exchange of preferred shares placed the Bank under the procedure of increasing capitalization, federal loan bonds (hereinafter-the agreement Exchange).";
4) in article 9: (a)) in part 1, the words "on December 31, 2013 year" were replaced by the words "on December 31, 2017 year";
b), the words "January 1, 2014 5 years on December 31, 2015 years" were replaced by the words "with the January 1, 2018 year on December 31, 2019 year", the words "earlier January 1, 2014 year" were replaced by the words "earlier January 1, 2018 year";
in) with the words "before 9 January 1, 2016 year" were replaced by the words "Until January 1, 2020 year", the words "After January 1, 2016 year" were replaced by the words "After January 1, 2020 year";
5) in part 2 of article 10, the words "Until July 1, 2018 year" were replaced by the words "Until July 1, 2021".
Article 7 Paragraph 1 of part 3 of article 5 of the Federal law dated July 27, 2010 year N 224-FZ "on counteracting misuse of insider information and market manipulation and on amendments to some legislative acts of the Russian Federation" (collection of laws of the Russian Federation, 2010, N 31, art. 4193; 2011, N 29, art. 4291) worded as follows: ' 1) to maintain the prices of securities in connection with the placement and circulation of securities and should be made by bidders in accordance with the agreement with the issuer or person obligated on securities; ".
Article 8 to amend federal law of November 21, 2011 year N 327-FZ "on amendments to certain legislative acts of the Russian Federation in connection with adoption of the Federal law" about the bid "(collection of laws of the Russian Federation, 2011, N 48, art. 6728) as follows: 1) fourth and fifth paragraphs of the subparagraph "a" paragraph 12 of article 3 shall be amended as follows: "sub-item 6 worded as follows:" 6) bonds are issued in certificated form payable to bearer with obligatory centralized storage; ";"
2) subparagraph b of paragraph 1 of article 11 should be deleted.
Article 9 to amend the Federal law of December 7, 2011 year N 414-FZ "on the central securities depository" (collection of laws of the Russian Federation, 2011, N 50, art. 7356) as follows: 1) in paragraph 1 of part 5 of article 22, the words ", including the applicant's possession of depository accounts not covered by article 25 of the Federal law" should be deleted;
2) in article 25: (a) paragraph 5 of part 1) add the words "or the Bank of Russia";
b) part 7 shall be amended as follows: "7. Central Depository has the right to open the Treasury of a Depo account issuer (the person obliged on securities) and accounts, which are not intended for accounting ownership to securities, including emission account and by unidentified persons.";
3) article 30: and) part 1 shall be amended as follows: "1. transfer of securities on a nominee account central depository in the registry when they cancel from another personal account or debiting the securities from the personal account of a nominee of the Central Depositary on their admission to another account is carried out by order of the central depository and the disposition of the person on whose account will be credited (whose account debited) securities except in the case of cancellation of securities nominal holder account central depository as a result of the redemption of shares on request of a person who had acquired more than 95 per cent of the shares of the open joint-stock company, and the case of the termination of the depositary contract of a central depository or another depository with the owner (Trustee) of securities. ";
b) Supplement part of the 1-1 as follows:

"1-1. transfer of securities on a nominee account central depository or debiting the securities from a specified account in cases not covered by part 1 of this article shall be effected on the grounds and in the manner envisaged regulations of a federal body of executive power in the field of financial markets.";
in part 2) first sentence add the words ", except in the case of acquisition, redemption and the realization of the securities placed by the issuer, as well as the acquisition or redemption of shares in connection with the implementation of voluntary, including competing, or mandatory offer in accordance with Chapter XI-1 December 26, 1995 federal law N 208-FZ" on joint stock companies ";
g) in part 3, the word "Order" should be replaced by the word "disposal";
4) article 33 supplement part of the 1-1 as follows: "1-1. Central securities depository shall within one year from the date of assigning the status of Central Depositary bring their activities into line with article 25 hereof. ".
Article 10 shall be declared null and void: 1) the thirty-fourth paragraph 16 paragraph and paragraph 1, paragraph 47 of the twelfth article of the Federal law of December 6, 2007 year N 334-FZ "on amendments to the Federal law" on investment funds "and certain legislative acts of the Russian Federation" (collection of laws of the Russian Federation, 2007, no. 50, art. 6247);
2) article 4 of the Federal law of October 4, 2010 N 264-FZ "on amendments to the Federal law" on securities market "and certain legislative acts of the Russian Federation" (collection of laws of the Russian Federation, 2010, no. 41, art. 5193).
Article 11 1. This federal law shall enter into force on the day of its official publication, except for provisions for which this article establishes the dates of their entry into force.
2. articles 4, 7-10 of this federal law shall enter into force on September 1, 2012 year.
3. Article 3 of this federal law shall enter into force from January 1, 2013 year.
4. the provisions of paragraph 7 of the third paragraph of article 84-1 December 26, 1995 federal law N 208-FZ "about joint-stock societies" (as amended by this federal law), article 30, paragraph 27 of the Federal law of April 22, 1996 N 39-FZ "on securities market" (as amended by this federal law), part 2 of article 26-1 Federal law dated July 26, 2006 year N 135-FZ "on protection of competition" (as amended by this federal law) applies to legal relations arising from contracts entered into repo by the Central Bank of the Russian Federation prior to the date of entry into force of this federal law.
5. From the date of entry into force of this federal law, the provisions of paragraph 2 of article 80 of the budget code of the Russian Federation with regard to the provision of budgetary investments from the federal budget through barter operations of State securities of the Russian Federation on privileged shares of the banks in the manner prescribed by the Federal law dated July 18, 2009 N 181-ФЗ "about the use of State securities of the Russian Federation to increase the capitalization of the banks" (as amended by this federal law) do not apply until January 1, 2015 year.
6. From the date of entry into force of the model regulations stock mutual investment trust management fund is allowed to change the type of mutual fund with an open-ended mutual fund on a stock mutual fund, if the fiduciary rules open mutual investment fund registered the Federal Executive authority for the securities market before the date of entry into force of the model regulations stock mutual investment trust management fund.
The President of the Russian Federation v. Putin Kremlin, Moscow July 28, 2012 year N 145-FZ

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