About Investment Funds

Original Language Title: Об инвестиционных фондах

Read the untranslated law here: http://pravo.gov.ru/proxy/ips/?doc_itself=&infostr=x&backlink=1&fulltext=1&nd=102073650


                            
 
                      RUSSIAN FEDERATION FEDERAL LAW Obinvesticionnyh October 11, 2001 GosudarstvennojDumoj year Passed funds approved by SovetomFederacii November 14, 2001 (ed.  Federal law dated June 29, 2004  N 58-FZ-collection of laws of the Russian Federation, 2004, no. 27, art.
2711;  Federal zakonaot April 15, 2006  N 51-FZ-collection of laws of the Russian Federation, 2006, N 17, art. 1780;
Federal law dated December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247;
Federal law dated July 23, 2008 N 160-FZ-collection of laws of the Russian Federation, 2008, no. 30, art. 3616;
Federal law dated November 25, 2009 N 281-FZ-collection of laws of the Russian Federation, 2009, no. 48, art. 5731;
Federal law dated April 22, 2010 N 65-FZ-collection of laws of the Russian Federation, 2010, N 17, art. 1988;
Federal law dated July 27, 2010 N 224-FZ-collection of laws of the Russian Federation, 2010, N 31, art. 4193;
Federal law dated October 4, 2010 N 264-FZ-collection of laws of the Russian Federation, 2010, no. 41, art.   5193;
Federal law dated November 21, 2011 (N) 327-FZ-collection of laws of the Russian Federation, 2011, N 48, art. 6728;
Federal law dated November 30, 2011  N 362-FZ-collection of laws of the Russian Federation, 2011, N, 49, St. 7040;
Federal law dated December 3, 2011 N 383-FZ-collection of laws of the Russian Federation, 2011, N, 49, St.   7061;
Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.   4334;
Federal law dated June 28, 2013 N 134-FZ-collection of laws of the Russian Federation, 2013, N 26, art. 3207;
Federal law dated July 2, 2013  N 185-FZ-collection of laws of the Russian Federation, 2013, N 27, art.   3477;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084;
Federal law dated December 21, 2013  N375-FZ-collection of laws of the Russian Federation, 2013, N 51, art.   6695;
Federal law dated December 21, 2013 N 379-FZ-collection of laws of the Russian Federation, 2013, N 51, art. 6699;
Federal law dated March 12, 2014 N 33-FZ-collection of laws of the Russian Federation, 2014, N 11, art.   1098;
Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art.   4001;
Federal law dated July 13, 2015  N 231-FZ-collection of laws of the Russian Federation, 2015, N 29, art. 4357;
Federal law dated December 30, 2015 N 427-FZ-collection of laws of the Russian Federation, 2015, N, St. ) Chapter i. OBŜIEPOLOŽENIÂ Article 1. Relations regulated by this Federal′nymzakonom This Federal′nyjzakon regulates relations connected with attraction of money and other property by placing shares or contracting of asset management in the celâhih Association and the subsequent investments in objects, opredelâemyev under this federal law, as well as supravleniem (trust) property investment funds, accounting, storage of property investment funds and monitoring the disposition of the specified property.
     Investment fund-owned joint-stock company or in common shared property of physical and legal persons property complex, the use and disposal of the management company solely in the interests of the shareholders of the joint-stock company or founders asset management.
     The law does not apply NastoâŝijFederal′nyj naotnošeniâ associated with creating for other investment activities of the funds, if they do not meet the featured akcionernyhinvesticionnyh foundations (article 2 hereof) and (or) featured mutual funds (article 10 of the Federal law).
 
     CHAPTER II. AKCIONERNYJINVESTICIONNYJ Article 2 FUND. Ponâtieakcionernogo investment fund 1. Akcionernyjinvesticionnyj-joint-stock company, the exclusive object of which is to invest assets in securities and other objects that are prescribed by this federal law, and the firm name which contains the words "stock investment fund" ili"investicionnyj Foundation" (as amended by the Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001). Other legal entities may not use the words "in their names share investment fund" or "Fund", in any combination, except as provided for in this federal law.
     Akcionernyjinvesticionnyj Fund does not have the right to pursue other business activities.
     2. the share investicionnyjfond is entitled to carry out their activities only on the basis of special permits (licenses).
     3. the provisions of the Federal law "on akcionernyhobŝestvah" applies to equity investment funds taking into account the peculiarities stipulated by this federal law.
 
     Article 3. Requirements of kakcionernomu investment fund 1. The size of the own funds of joint stock investment fund on the date of the submission of documents for obtaining a license for the implementation of the deâtel′nostiinvesticionnogo Fund (hereinafter the license of equity investment fund) must conform to the requirements established by the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Shareholders equity investment fund cannot be specialized depository, Registrar, audit organization, as well as a natural person or legal entity which, in accordance with the requirements of the Federal law dated July 29, 1998 N 135-FZ "on ocenočnojdeâtel′nosti in the Russian Federation" may be a contract for the evaluation (hereinafter valuator), if the person indicated in this clause concluded treaties with the equity investment Fund (in red.  Federal zakonaot July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 3. Akcionernogoinvesticionnogo property Fund is sub-divided into equipment intended for investing (capital reserves) and equipment for obespečeniâdeâtel′nosti authorities and other organs of joint stock investment fund, at a ratio determined by the Charter of joint investment fund.
     4. Capital reserves equity investment Fund (hereinafter referred to as the assets of joint investment fund) must be transferred in trust management company, consistent with the requirements of this federal law, except in the case provided for in paragraph 6 of this article.
     5. To clear transactions related to trust management of assets of joint investment fund opens (open) a separate bank account (s), and to take account of the rights to the securities constituting assets of joint investment fund, a separate account (s). Such accounts, except in cases established by the legislation of the Russian Federation are naimâ management company indicating that it acts as trustee, specifying the name of an equity investment fund.
     6. In the case of the management company, consistent with the requirements of this federal law, Treaty on the transfer of authority of the individual executive body of the share of the investment fund management company acquires rights and responsibilities for the administration of the aktivamiakcionernogo investment fund on the basis of the Treaty. This asset settlements akcionernogoinvesticionnogo Commons opens (open) a separate bank account (s), and to take account of the rights to the securities that comprise the aktivyakcionernogo investment fund, a separate account (s).  Such accounts are opened in the name of joint stock investment fund.
     7. Equity investment fund to use when communicating with the Registrar, with a specialized depositary and management company asset management equity investment fund, documents in electronic form, electronically signed.   Type of electronic signature and its verification shall be established by agreement between the parties to the electronic interaction (harm federal law dated March 12, 2014 N 33-FZ-collection of laws of the Russian Federation, 2014, N 11, p. 1098).
     8. Equity investment fund must have an Internet site, electronic adreskotorogo includes a domain name, the rights to which are owned by the Fund.
     9. Equity investment fund must provide the possibility of granting the Bank of Russia èlektronnyhdokumentov, as well as the possibility of the Bank of Russia polučeniâot electronic documents in order, ustanovlennomBankom Russia (item 9 was introduced by the Federal law dated July 13, 2015  N 231-FZ-Sobraniezakonodatel′stva

Russian Federation, 2015, N 29, art. 4357, enters in force from February 9, 2016).
     (Article 3 as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 4. Razmeŝenieakcij equity investment fund 1. Akcionernyjinvesticionnyj Fund may not post other securities, in addition to ordinary shares (as amended by the Federal law dated June 29, 2015 N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, Item 4001).
     2. a joint-stock company, brand name which contains the words "stock investment fund" or "Fund" has no equity investment fund license, may not carry out the placement of additional shares and other emissive securities (as amended by the Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001). 3. Akcionernogoinvesticionnogo shares of the Fund may only be paid in cash or assets, provided its investment Declaration.  Incomplete payment of such shares by placing them is not allowed.
     (Article 4 as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 4-1. Akciiakcionernogo investment fund intended for qualified investors 1. The Charter of joint stock investment fund may provide and ustanovlennyhnormativnymi acts of the Bank of Russia, should provide that shares of the Fund are intended for qualified investors.  Amendment of the Charter of joint stock investment fund or the exception thereto indicate that shares of joint stock investment fondaprednaznačeny for qualified investors, after placement of shares of such Fund are not allowed (as amended by the Federal law dated July 23, 2013
N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Akcionernogoinvesticionnogo shares the Fund intended for qualified investors (hereinafter referred to as stocks, limited in circulation), mogutprinadležat′ only qualified investors.
The specified ograničeniedolžno contained in the decision to issue shares, such equity investment fund.
     3. transactions with shares, limited turnover, while their treatment taking into account restrictions and regulations stipulated by the Federal law of 1996 22aprelâ N 39-FZ "on securities market" (hereinafter referred to as the Federal law "on securities market") for securities intended for qualified investors.
     (Article 4-1 of the Act of December 6, 2007 vvedenaFederal′nym N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 5. Redemption of investment fund akcijakcionernym akcionernogoinvesticionnogo Fund Shareholders have the right to demand redemption of their shares in cases stipulated by the Federal law "on joint stock companies", as well as in the case of the adoption of the general meeting of shareholders of joint stock investment fund, the decision to change the investment Declaration, if they voted against the adoption of the relevant decision or did not participate in the voting on this issue.  If the Charter of a joint-stock investment fund investment Declaration of approval (amendments and additions thereto) otnesenok the competence of the Board of Directors (Supervisory Board), the shareholder shall have the right to make a claim for redemption of shares in 45 days from the date of adoption by the Board of Directors (Supervisory Board).
     Redemption of shares from shareholders akcionernogoinvesticionnogo Fund shall be as provided for Federal′nymzakonom "on joint stock companies".
 
     Article 6. Iinvesticionnaâ Charter akcionernogoinvesticionnogo Charter Fund Declaration of joint stock investment fund in addition to the provisions established by the Federal law "on joint stock companies", dolžensoderžat′ the stipulation that the exclusive subject of activity of the joint-stock company investicionnogofonda is investing in property, as determined in accordance with this federal law and specified in the investment Declaration.
     Investicionnaâdeklaraciâ, changes or additions thereto shall be approved by the general meeting of shareholders of joint stock investment fund, esliee approval of its Statute, not related to the competence of the Board of Directors (Supervisory Board) of the Fund.  Investment Declaration, as well as any changes or additions to it in 10 days from the day of approval shall be submitted to the Bank of Russia (as restated by federal law 23iûlâ, 2013.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). If the Charter of a joint-stock investment fund investment Declaration of approval (amendments and additions thereto) is related to the competence of the Board of Directors (Supervisory Board), the equity investment fund investment declaration text as amended changes and additions shall be notified to the shareholders of the Fund's akcionernogoinvesticionnogo 10-day's term from the date of approval by the Board of Directors (Supervisory Board), the relevant amendments and additions to the order prescribed for the announcement of holding obŝegosobraniâ shareholders.
     The Charter of joint stock investment fund, a non-public joint-stock company cannot contain provisions that are in accordance with the Civil Code of the Russian Federation and the Federal zakonom"Ob joint-stock companies" can only be contained in the Charter of the non-public joint-stock company (part of the introduced by the Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001). Article 7. Provedenieobŝego akcionernogoinvesticionnogo Fund shareholders 1. The general meeting of shareholders of joint stock investment fund shall be carried out in accordance with the Federal law "on joint stock companies", taking into account the characteristics laid down in this article.
     2. the decision of the general meeting of shareholders of joint stock investment fund may be decided by absentee voting on any matters related kkompetencii of the general meeting of shareholders of joint stock investment fund.
     3. Pis′mennoeuvedomlenie on the convening of the general meeting of shareholders of joint stock investment fund depositary, valuator napravlâetsâspecializirovannomu iauditorskoj organization in the manner, form and time limit envisaged by the Federal law "on joint stock companies" and the Charter of joint investment fund to notify shareholders of the joint-stock company investicionnogofonda (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334).
     4. The repeated shareholders ' equity investment fund spent to replace failed due to lack of quorum, except for the general meeting of shareholders, whose agenda included issues on reorganization of ilikvidacii equity investment fund, on the appointment of a liquidation Commission, on introduction of amendments and additions to the investment Declaration, entitled, irrespective of the number of shareholders who took part in it (in red.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247). The repeated shareholders ' equity investment fund with more than 10 thousand stockholders convened to replace failed due to lack of quorum, when decisions are taken on any matters relating to the competence of the general meeting of shareholders of joint stock investment fund, is competent regardless of the number of shareholders who took part in it.
     5. The general meeting of shareholders of joint stock investment fund may be decided on submission to the Bank of Russia of the disclaimer of joint license investment fund and amending the statutes of the Fund changes to exclude from its branded naimenovaniâslov "joint-stock investment fund" or "Fund". Such a decision shall be adopted by the general meeting of shareholders unanimously by all shareholders (paragraph 5 was introduced by the Federal law of June 29, 2015 N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, Item 4001).
 
     Article 8. Sovetdirektorov (Supervisory Board) and ispolnitel′nyeorgany equity investment fund 1. Osuŝestvlât′funkcii of the individual executive body of joint stock investment fund and membership in the Board of Directors (Supervisory Board) and collective Executive organaakcionernogo investment fund may not: 1) workers specialized depositary, Registrar, auditing of joint stock investment fund appraiser who is a legal person, the persons involved such organizations for performance of works (provision of services) under civil law contracts, as well as equity investment fund evaluator-a physical person (in the redaction of Federal′nogozakona of July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     2) affiliates of the specialized Registrar, depositary, valuator and auditor of joint

Investment Fund (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) persons who acted as a sole executive body or were members of the collegial executive body of the management company, specialized depository, akcionernogoinvesticionnogo, Creative Commons, a professional participant of securities market, credit institution, insurance company, private pension fund (hereinafter referred to as financial institutions) at the time of the Commission of financial institutions the violations for which they have been revoked a license for carrying out the activities concerned, if on the date of cancellation of less than three years;
     4) persons in organizations whose accounts are not expired, during which they considered to be subjected to an administrative sanction in the form of disqualification;
     5) persons imeûŝiesudimost′ for intentional crimes.
     2. affiliated company licaupravlâûŝej, as well as employees of the management company or its affiliates, including persons held them for performance of works (provision of services) under civil law contracts, cannot be more than one-fourth of the number of members of the Board of Directors (Supervisory Board) and the collegial executive body of joint investment fund.
     3. The person serving as the company's sole executive body joint investment fund, except the transfer of the powers of such a body, the management company must have higher education and comply with the BOR qualifications and professional experience requirements (as amended by the Federal law dated July 2, 2013 N 185-FZ-collection of laws of the Russian Federation, 2013, N 27, art.  3477; Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 4. Stock investment fund shall send to the Bank of Russia for notification of a change in the composition of the Board of Directors (Supervisory Board) and executive organs of joint stock investment fund not later than five working days from the date of the occurrence of specified events (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. The notification provided for in paragraph 4 of this article are attached documents (copies), a list of normative acts of the Bank of Russia kotoryhopredelâetsâ (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 6. The exclusive competence of the Board of Directors (Supervisory Board) joint investment fund together with the solution of issues stipulated by the Federal law "on joint stock companies", otnositsâprinâtie decisions on the conclusion and termination of the respective contracts with the management company, with specialized depositary, Registrar, appraiser and audit Organization (as amended by the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) (article 8 as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 9. Reorganizaciâi elimination of joint stock investment fund 1. Reorganization of joint stock investment fund in the form of merger, separation of ivydeleniâ is permitted provided that, as a result of this reorganization will be created (to be created) equity investment Fund (equity investicionnyefondy).
     2. reorganization of joint-stock investment fund in the form of accession is permitted, subject to adherence to the reorganizuemomu joint stock investment fund other equity investment Fund (equity investment funds).
     3. Reorganizaciâakcionernogo investment fund in the form of transformation is not allowed.
     4. In case of liquidation of joint stock investment fund liquidation Commission (liquidator) of the Fund is appointed in agreement with the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. The decision on reorganization or liquidation of stock investment fund must notify the Bank of Russia no later than five working days from the date of the adoption of ukazannogorešeniâ.  (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. The notification provided for in paragraph 5 of this article, a copy (copies) of the adopted decision (s) on the reorganization or liquidation of, copy (copies) of the Constitution (statutes) of a newly created (created) equity investment Fund (equity investment funds), certified by the authorized body of joint investment fund.
     7. placement of additional shares created through reorganization of joint stock investment funds, including in the form of merger, split, ivydeleniâ, may be exercised only after the State registration of issue of shares of such funds and obtaining a license of equity investment fund newly established joint-stock companies.
     8. In case the court claim for the reorganization or liquidation of joint stock investment fund, Bank of Russia may be called by the Court to participate in the case or intervene in the case, on its own initiative or at the initiative of the persons involved vdele.  (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Art. 9 as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) CHAPTER III. PAEVOJINVESTICIONNYJ FUND Article 10. Ponâtiepaevogo investment fund 1. Mutual fund-detached property complex, consisting of property transferred in trust management company founder (founders) of asset management with the condition of combining ètogoimuŝestva with other assets of founders asset management, and of the property obtained by doing such management, share in the ownership of which shall be certified by commercial paper issued by the management company.
     Unit investicionnyjfond is not a legal entity.
     2. Mutual Fund must have a title (individual designation), identificiruûŝeeego relative to other collective investment schemes.
     No person, except the management company mutual fund nevprave to attract money and other property, using the words "mutual fund", in any combination.
     3. name (individual designation) mutual fund must contain an indication of the composition and structure of its assets (hereinafter category mutual fund) in accordance with the normative acts of the Bank of Russia and cannot contain unfair, unethical, misleading, skrytuûili misleading information (paragraph 3 was introduced by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247; as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation , 2013, N 30, art. 4084). Article 11. Dogovordoveritel′nogo management of the mutual investment fund 1. Terms and conditions of the agreement the mutual investment trust management Fund (hereinafter-the rules of mutual fiduciary investicionnymfondom) are determined by the management company in the standard forms and may be taken by the founder trustee only by acceding to the Treaty specified in General.
     The accession of the mutual investment fund asset management is performed by the acquisition of the investment shares of unit investment trust (hereafter investment Pai) issued by the management company engaged in trust management of the mutual investment fund.
     2. The founder trustee transfers the property management company to include it as part of a mutual fund with a condition to combine this property with the property of other founders asset management.
     The estate that forms the unit investicionnyjfond is the common property of the owners of the investment shares and imna belongs the right of common ownership. The Division of property of a mutual fund, and separation from it in kind shall not be permitted, except in cases provided for in this federal law (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334).
     By acceding to the Treaty, mutual investment trust management fund, a natural person or a legal person thereby waives the exercise of the preemptive right to purchase a share in the ownership of the estate that forms the Fund open-end. The right is terminated.
     Vladel′cyinvesticionnyh shares bear the risk of losses associated with the change in the market value of the property of a mutual fund.
     3. Managing kompaniâosuŝestvlâet trust management mutual investment fund through any legal and

actual action in respect of his property, and the constituent also carries out all rights certified by the securities that make up the unit investment fund, including the right to vote on the voting securities.
     Head organization shall have the right to sue and to serve the defendant in the Court of claims in connection with the implementation of the deâtel′nostipo trust management mutual investment fund.
     4. the management company makes transactions with property forming mutual fund, on its behalf, pointing out that it acts as trustee.
This condition shall be considered satisfied if, when performing actions that do not require pis′mennogooformleniâ, the other side of the informirovanaob them as such trustee, and in written documents after the name of trustee marked "j. w."  and the name of the mutual fund.
     If there is no indication that the management company operates in kačestvedoveritel′nogo Manager, onaobâzyvaetsâ to third parties personally and responds to them its only property.
     4-1. contracts management company with a specialized depositary, with the person performing maintenance of the register of the owners of the investment shares of unit investment trust (hereinafter referred to as the register of the owners of the investment shares), appraiser and audit organization prior to submission of the regulation to collective investment trust management fund for registration are the management company without specifying that it acts as trustee mutual fund idolžny contain a condition that the date of completion (end) the formation of a mutual fund management company sčitaûtsâzaklûčennymi such treaties as the trustee of the unit investment fund name Mutual Fund (item 4-1 was introduced by the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art.  6247; in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 5. The management company if so stipulated by the rules of collective investment trust management fund shall have the right to order ustanovlennomnormativnymi acts of the Bank of Russia, to transfer its rights and obligations under the Treaty to collective investment trust management fund another management company (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     6. in addition to the essential terms of the contract the mutual investment trust management fund, provided for in the Civil Code of the Russian Federation and the present Federal law, rules of equity asset management investment fund must contain one of the following conditions: 1) the presence of the owner of the investment shares rights in any working day demand from management company all of its investment units and thus cessation trust managing agreement the mutual investment fund between him and the management company or the repayment of častiprinadležaŝih investment shares to him;
     2) possession by the owner of the investment shares rights in any working day to demand from the person authorized by the management company (hereinafter referred to as the authorised person), pokupkivseh or part of its investment shares and the rights to sell them on the stock exchange, specified in the regulation to collective investment trust management fund, under these rules, the terms, and the owner of the investment shares, which is the authorized person, the rights within the deadlines established by the trust rules of upravleniâpaevym investment fund demand from management company all of its investment units and thus cessation dogovoradoveritel′nogo mutual investment fund management between him and the management company or the repayment of part of its investment shares;
     3) availability of the owner of the investment shares of the right during the term, fiduciary ustanovlennogopravilami collective investment fund management company, to require the redemption of all of its investment units and thus cessation trust managing agreement the mutual investment fund between him and the management company or the repayment of častiprinadležaŝih investment shares to him;
     4) absence of uvladel′ca investment shares the right to claim from the management company of termination to collective investment trust management Fund prior to its expiration date, except in cases provided for by law nastoâŝimFederal′nym.
     (Item 6 in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 6-1. For purposes of this federal law, mutual funds, trust management rules which provide for one of the specified in paragraph 6 of this article, the terms are called respectively open mutual funds stock mutual investicionnymifondami, interval mutual funds and private mutual funds (hereinafter also referred to as types of mutual funds) (item 6-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 7. You can change the type of mutual fondas closed unit investment fund on the interval unit investment fund or mutual fund naotkrytyj, interval unit investment fund to open-end investment fund.  These changes are effected by changes and additions to the rules doveritel′nogoupravleniâ collective investment Fund (item 7 was introduced by the Federal zakonomot December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). Article 12. Srokdejstviâ fiduciary management agreement the mutual investment fund contract term trust management mutual investment fund specified in the rules of the mutual investment trust management fund, may not exceed 15 years from the beginning of its formation (in red.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). duration of interval control dogovoradoveritel′nogo collective investment fund is due to expire at the end of the repayment of poslednegosroka investment shares before the expiry of the prescribed rules of asset management interval unit investment fund of the validity period of the Treaty.
     Contract term asset management closed mutual investment fund specified in pravilahdoveritel′nogo to the management of this Fund may not be less than three years from the načalasroka formation of the mutual fund (as amended by the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247.) If this is provided for in the rules of asset management open and interval mutual funds, the period of validity of the corresponding fiduciary management agreement shall be extended for the same period, if the owners of the investment shares do not potrebovalipogašeniâ all of their investment shares.
     If this is provided for in the rules of asset management stock mutual investment fund asset management contract term shall be extended for the same period, if the owners of the investicionnyhpaev, who are authorized persons not demanded repayment of all investment units of the Fund (part of the Federal law was introduced from 28, iûlâ2012.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.
4334). Article 13. Property unit investment fund 1. Open iinterval′nym in trust management mutual funds may be transferred only cash.
     2. Asset Management private equity investment fund and stock mutual investment fund can be transferred to the funds, as well as other property provided for in the investment Declaration, contained in the rules of the relevant fiduciary fund, if the peredačitakogo property is set by the normative acts of the Bank of Russia (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. Transfer to trust management to collective investment fund of property mortgaged is not allowed.
     (Article 13 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 13-1. Porâdokvklûčeniâ property in the composition of the unit investment fund after the completion (end) its formation 1. Denežnyesredstva passed into oplatuinvesticionnyh shares of one mutual fund must come naotdel′nyj bank account management company of the Fund based on a contract entered into without specifying that

the management company acts as trustee (hereinafter referred to as the transit account).  The requirement of this paragraph shall not apply in the case of transfer of money funds in payment of the unpaid part of the investment shares.
     2. the management company shall keep a record of those on transit account of funds of each person making them as a payment for investment units.
     3. the management company may not give the order for payment on transit account own funds or monies held by it on other grounds.
     4. at denežnyesredstva, located at tranzitnomsčete, can not be seized for the debts of the management company. In the case of priznaniâupravlâûŝej the company bankrupt funds in transit account, are not included in the insolvency estate.
     5. the management company may not dispose of cash means on transit account, except in the following cases: 1) transfer of money funds in a separate bank account, as specified in paragraph 2 of article 15 of the present Federal′nogozakona, for incorporation into the mutual fund;
     2) allowance to the computed value of issued investment units, eslitakaâ allowance provided for by the rules of collective investment trust management fund;
     3) refund to the person who has them as a payment for investment units, in the case provided for in this federal law;
     4) denežnojkompensacii payments to the owners of the investment shares at maturity of the investment shares of the mutual fund osuŝestvleniâobâzatel′nyh sukazannoj payments relating payment, if the payment of monetary compensation and payments from the transit account provides fiduciary rules of mutual investicionnymfondom.  Implementation of such payments (payments) is made in the manner prescribed by normative aktamiBanka of Russia within the amount to be included in the composition of the unit investment Fund (harm federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. The inclusion of funds transferred as a payment for investment units, in the composition of the unit investment fund is carried out on the basis of a duly executed applications for acquisition of investment units and the documents necessary for opening of the acquirer (nominal holder) personal account in the register of owners of the investment shares.
     7. When issuing investment shares of closed mutual fund and stock mutual fund after the completion (end) of their formation, if the rules of the respective fund asset management provides the possibility to pay the investment shares of nonmonetary assets, the transfer of property as a payment for investment units and include it in the composition of the Fund is carried out in accordance with rules 13 predusmotrennymistat′ej-2 of this federal law (as amended.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.
4334) (article 13-1 vvedenaFederal′nym Act of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 13-2. formation of mutual fund 1. The formation of mutual fund načinaetsâne later than six months from the date of registration of the rules of the mutual investment trust management fund. When this srokformirovaniâ mutual fund may not exceed three months, asrok formation of a closed mutual fund six months in cases stipulated by normative acts of the Bank of Russia (harm federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     2. Denežnyesredstva passed into oplatuinvesticionnyh shares of unit investment fund at its formation, should come to the transit account for the formation of this mutual fund, uncertified securities in a separate custody account opened in a specialized depositary of the Fund (hereinafter referred to as the transit custody account), documentary securities shall be deposited into the specified specialized depository.
     3. the Treaty on the otkrytiitranzitnogo account (the transit custody account), as well as storage agreement of documentary securities are managing company to form one mutual fund without specifying that the takaâupravlâûŝaâ company acts as trustee.
     4. Transit custody account opened specialized depositary addressed to the management company.  The management company is not the owner of the securities account of the rights on which is carried out on the transit custody account.
     5. Specializirovannyjdepozitarij for admission of securities to the transit custody account shall open the person who transferred the specified securities sub-account of Depot to take account of its rights to these securities (hereinafter referred to as the sub-account of Depot). Opening sub-account of Depot is carried out on the basis of this federal law without a custody agreement.
     6. From the moment of crediting securities on the sub-account of Depot is produced by blocking relief operations and (or) encumbered securities on the sub-account of Depot, except for transactions on securities in cases obraŝeniâvzyskaniâ on these securities at dolgamih, owner of conversion of securities, as well as in the cases contemplated in paragraph 7 of this article.
     7. Cancellation of securities held on the transit custody account, proizvoditsâspecializirovannym by the depositary at the behest of the management company only in case of their incorporation into the mutual fund or to return a person who transferred them as a payment for investment units.
     8. Persons whose rights to securities which are recorded on the sub-account of Depot, shall exercise all the rights listed securities.
     9. before the (end of) the formation of mutual fund income and other payments on securities transferred as a payment for investment units shall be credited to the transit account, and after completing his period (end) are included in the formation of the Fund, unless the securities transferred as a payment for investment units, were returned to the person who transferred them as a payment for investment units.
     10. accounting for property transferred as a payment for investment units in the formation of the unit investment fund shall be carried out in respect of each person making such property as a payment for investment units.  Management company shall keep a record of those on transit account of funds of each person making them as a payment for investment units.
     11. Head organization may not enumerate (transmit) on transit account (the transit custody account) own funds (securities) or money (securities) held by it on other grounds.
     12. The property transferred as a payment for investment units, including those located on transit account (the transit custody account), cannot be seized for the debts of the management kompaniiili for debts of a specialized depositary.
     13. In the case of recognition of a management company or depositary bankrupt funds specialized (securities) that are in transit (transit custody account), and other property transferred as a payment for investment units, not included in the insolvency estate and be returned to persons who surrendered them as a payment for investment units.
     14. the management company may not dispose of property referred to as a payment for investment units, except the inclusion of such items in the composition of the unit investicionnogofonda or return to the person who transferred the property as a payment for investment units.
     15. Property transferred as a payment for investment units, are included in mutual fund when its formation only when all the listed nižeuslovij: 1) if taken bids for the purchase of investment units and the documents necessary for opening a personal account in the register of owners of the investment shares;
     2) if property transferred as a payment for investment units according to the applications submitted to the management company and, if such property are non-monetary means, also agreed to include such specialized depositary of assets in the composition of the unit investment fund;
     3) if the value of the property transferred as a payment for investment units, dostiglarazmera required to complete (the end of) the formation of a mutual fund.
     16. When forming the mutual fund issuance of investment units should be carried out on the day of incorporation of the Fund he just for inclusion of the property transferred as a payment for investment units, or on the next working day.
     17. Date of completion (end of the) formation of mutual fund is the date of the management company to the Bank of Russia on the completion of the report (end of the) formation of the paevogoinvesticionnogo Fund, and for zakrytyhpaevyh investment funds, registration of changes and additions to the rules of asset management private equity investment fund in part, kasaûŝejsâkoličestva issued investment units of the Fund (as amended by the Federal law dated July 23, 2013 N251-FZ

-Collection of laws of the Russian Federation, 2013, N 30, art.
4084). 18. Completion report (end of the) formation of the mutual fund shall be signed by the authorized persons of the management company and specialized depositary and shall be forwarded to the Bank of Russia no later than five working days from the date of issuance of investment units. At the same time with the report on completion (end) formirovaniâzakrytogo mutual fund to the Bank of Russia are forwarded to the changes in the rules of asset management private equity investment fund in relation to the number of issued investment units of the Fund, for recording (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     19. the Bank of Russia directly report completion (end) the formation of a mutual fund makes the appropriate entry in the register of mutual funds, as well as registration of changes and additions into the closed unit investment fund rules in relation to the number of issued investment units of such mutual fund (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013 N 30, art. 4084). 19-1. In the case of otkazaBanka of Russia in the registration of changes and additions to the rules of asset management private equity investment fund in relation to the number of issued investment units of the Fund on the basis of subparagraph 5 of paragraph 6 of article 19 of this federal law, property transferred as a payment for investment units of the Fund, and income, including income and payment of securities, are to be returned to persons who surrendered the property as a payment for investment units of the Fund , within the time limits specified in the rules of doveritel′nogoupravleniâ private equity investment fund.  Investment units of such mutual fund simultaneously with the return of the property must be repaid regardless of whether the owner of such investment shares their repayment requirement (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Head organization must send notification to the Bank of Russia on the return of the property not later than three rabočihdnej from the date of return all property and proceeds under this paragraph (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Para 19-1 vvedenFederal′nym Act of July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) 20. If a mutual investment fund management pravilamidoveritel′nogo the date of the expiration of the formation of mutual fund assets, passed as a payment for investment units proved to be less than the value of the property needed to complete the (end) of its formation, the management company shall: 1) to send to the Bank of Russia notified no later than the next working day from the date of the expiration of the formirovaniâpaevogo Investment Fund (harm.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) return the property transferred in oplatuinvesticionnyh shares, as well as income, including the income and payments on securities, surrendered the property as a payment for investment units pursuant to the procedure and the period prescribed by the rules of collective investment trust management fund.
     21. the procedure and conditions for opening the transit custody account, the specified account operations, treatment of money, securities iinogo property of each person making the property voplatu investment shares, and takžeporâdok transfer of property, except money, for inclusion in the composition of the unit investment fund, the procedure for determining the value of the property transferred as a payment for investment units are established by the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). (article 13-2 of the Act of December 6, 2007 vvedenaFederal′nym N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 14. investment units 1. Investment Pai is a registered security certifying its holder's share in the ownership of the estate that forms the unit investment fund, the management company of pravotrebovat′ proper mutual investment trust management fund, eligible to receive monetary compensation upon termination of the agreement asset management mutual investment fund with all the owners of the investment shares of the Fund (the cessation of mutual fund).
     Investment Pai open mutual investment fund also certifies the ownership of that share demand from management company investment unit redemption and payments in connection with these monetary compensation commensurate attributable share of nanego right of common ownership of the estate that forms the Fund on any business day.
     Pai investment stock mutual fund also certifies the right of the owner of this unit in any working day demand from the authorized person purchase investment unit costs, proportionate to him share in the right of common ownership of the estate that forms the Fund and pravoprodat′ it on the Exchange, specified in regulation upravleniâpaevym trust investment fund, under these rules, the terms and conditions. Pai investment stock mutual fund also certifies the right of its owner, is the authorized person, within the period prescribed by the rules of asset management, the Fund management company to claim from the maturity of his investment unit ivyplaty in this regard, monetary compensation proportionate to him share in the right of common ownership of the estate that forms the Fund or, if this is provided for in the rules of the Fund asset management , separation from him share in the right of common ownership of the estate that forms the Fund.  If the rules of stock mutual investment trust management fund provides for the payment of the income from the trust property management, a component of the Fund, the investment fund also certifies the Pai is the right of its holder to receive such income.
     Investment mutual fund pajinterval′nogo certifies the right of the owner of this share demand from management company investment unit redemption and payments in connection with these monetary compensation commensurate attributable share of nanego right of common ownership of the estate that forms the Fund at least once per year in the period determined by the rules of the Fund asset management.
     Investment Pai closed unit investment fund also certifies the ownership of that share demand from management company investment unit redemption and payments in connection with these monetary compensation commensurate attributable share of nanego right of common ownership of the estate that forms the Fund, in the cases provided for by law nastoâŝimFederal′nym, the right to participate in the general meeting of the owners of the investment shares and, if trust rules to manage this Fund provides for the payment of the income from the trust property management forming the Fund, the right to receive such income.
     Each investicionnyjpaj certifies the same share in the right of common ownership of property constituting the mutual fund.
     Each investicionnyjpaj certifies the same rights, except for the cases stipulated by this federal law.
     2. investment Paine is emission security.
     The rights certified by investment stake, recorded in book-entry form.
     Količestvoinvesticionnyh shares issued to management companies open, interval and stock mutual funds is not limited. Količestvoinvesticionnyh shares issued by a management company of a closed mutual fund indicated in the rules of the Fund asset management.
     3. investment Paine has a nominal value.
     4. The number of investment shares that are owned by a single owner can be fractional.
     Change the appearance of the fractional parts of the investment shares from their owner permitted in connection with the issuance or exchange of investment shares, repayment of the unpaid part of the investment unit in accordance with paragraphs 3 and 8 of article 17-1 of this federal law, the partial repayment of the investment shares in accordance with subparagraph 3 of paragraph 6 of article 17 hereof or repayment of the investment shares pursuant to subparagraph 1 of paragraph 4 of article 14-1 of this federal law as well as in other cases stipulated by normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Treatment and fractional investment unit redemption allowed simultaneously with a range of investment interest. Repayment

the fractional part of the investment unit without the whole investment unit is allowed only if the owner of the whole investment unit.    The fractional portion of an investment unit gives the owner the right, provided by investicionnympaem, the parts of the whole investment unit, which it is.
     For the purpose of reflecting the rules of asset management private equity investment Fund issued investment shares all fractional investment fund paevètogo.  Incase, if the addition is formed fractional number, the rules the number of investment shares is expressed in fractional.
     If one person acquires investment units with two or more fractional investment units, these units form a investment Pai (entire investment shares) and (or) the fractional part of the investment unit, which are equal to the sum of these fractional parts.
     5. investment shares are traded publicly on completion (end) the formation of a mutual fund investment units of treatment. restrictions may be established by federal laws.
     The rights of investment units is carried out on the accounts in the register of owners of the investment shares. While učetprav investment shares on a nominal holder accounts may be carried out if this predusmotrenopravilami mutual investment trust management fund.
     6. Specialized depository, Registrar, audit organization and appraiser, which the management company has concluded relevant agreements in relation to mutual investicionnogofonda, may not be the owners of the investment shares of the Fund.
     (Article 14 as amended.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) article 14-1. Investicionnyepai closed and interval funds paevyhinvesticionnyh designed dlâkvalificirovannyh investors 1. Pravilamidoveritel′nogo Office closed and interval mutual funds may be provided for, and in cases stipulated by normative acts of the Bank of Russia should be provided that the investment shares of these funds are intended for qualified investors (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     2. investment units in a mutual fund, intended for qualified investors (hereinafter referred to as the investment shares, limited in circulation) can be issued (alienated) tol′kokvalificirovannym investors, except cases, predusmotrennyhnastoâŝim federal law.  Recognize individuals qualified investors under federal law for issuing investment shares, limited circulation, may only the management company, which issues these investment shares. The consequences of issuing such investment shares to a person who is not a qualified investor (hereinafter referred to as unskilled Investor), introduces this article (in red.  Federal zakonaot July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 3. Deal sinvesticionnymi shares of restricted circulation, while their treatment taking into account restrictions and regulations stipulated by the Federal law "on securities market" for securities intended for qualified investors.
     4. The consequence of extradition management company mutual fund investment units, limited circulation, unqualified investor is the designation of the managing company of the following duties: 1) repay the unqualified investment investor-owned units of interval unit investment fund, investment units which have limited circulation, bližajšijposle the day when the fact of issuance of investment units by unskilled investor the period within which, in accordance with the rules of the fiduciary fund for owners of the investment shares have the right to demand from the management company of their redemption and investment shares of closed mutual fund investment units which have limited circulation, not later than six months after the discovery of the fact of issuance of investment units by unskilled investor;
     2) pay at their own expense, the amount of funds allocated to unskilled investor as a payment for investment units, limited in circulation (including amount surcharges, uderžannojpri their extradition), and interest on that amount, size and duration of the accrual of which shall be determined in accordance with pravilamistat′i 395 of the Civil Code of the Russian Federation, less the amount of monetary compensation paid at redemption of investment shares, limited voborote, owned by unskilled investor.
     5. the management kompaniâispolnâet the obligation prescribed in subparagraph 1 of paragraph 4 of this article, regardless of whether the owner of the investment shares that are restricted in circulation, a requirement for their repayment.
     6. the consequences set forth in paragraph 4 of this article shall not apply in the case of recognition of a management company of a person qualified investor based on false information provided by ètimlicom.  Recognition of the management company of a person qualified investor as a result of the submission of unreliable information neâvlâetsâ this cause of invalidity of the transaction to acquire investment shares of the said person, limited in circulation, and their extradition.
     7. the peculiarities of accounting and transfer of rights at investicionnyepai limited in circulation, persons conducting the register of the owners of the investment shares, limited in circulation, and the depositary shall be established by the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 8. The management company of a closed mutual fund investment units which have limited circulation, may, if so provided by the fiduciary rules of that Fund, to acquire these investment shares in its formation.  When ètomupravlâûŝaâ company can transfer as a payment for investment units only cash, and after the acquisition of investment units shall not have the right to make deals take off, except for the portion exceeding sales of their share in the total number of issued investment units which možetprinadležat′ management company.   Investment shares of closed mutual fund management company does not provide a right to vote at the general meeting of the owners of the investment shares.
     To change the type of mutual fund investment units owned by the management company is not allowed.
     In the case of a transfer of rights and obligations under the Agreement confidential management closed the mutual investment fund management company, which transferred these rights and responsibilities vpravepriobresti the owners of the investment shares of the Fund investment units of the Fund.
     (Paragraph added by federal law 8 28, 2012.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (art. 14-1 introduced by the Federal law of December 6, 2007
N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 14-2. Dopuskinvesticionnyh shares of stock mutual fund to organized trading, provodimymbiržej 1. Admission of investment shares of the stock mutual fund trading, korganizovannym provodimymbiržej, which is specified in the rules of the Fund asset management is performed on the basis of ètojbirži contract (s) with the management company and (or) the authorized person (authorised persons) and subject to the conclusion of this exchange with the participant (or participants in) the organized trades (hereinafter referred to as the market-maker of Kazakhstan Fund) contract (s) to maintain them (their) prices, demand, supply and (or) the volume of trades organized uit units stock mutual fund.  Unless otherwise stipulated in the agreement with the market-maker of the Exchange Fund, its responsibility for the maintenance of prices, demand, supply and (or) the volume of trades organized uit units stock mutual fund (hereinafter also referred to as the market-maker of duty) shall cease as from the date of the onset of grounds for termination of the Fund.
     2. Treaty (treaties) of the Exchange with the management company and (or) the authorized person (authorised persons), provided for (s) paragraph 1 of this article is (are) up to the date of filing of the regulation asset management stock mutual investment fund or changes in the rules of idopolnenij asset management of this Fund to the Bank of Russia to register and must include (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) procedures for determining the date of commencement of the organized trades conducted by the stock exchange, which cannot be earlier than end date (the end of) the formation of a stock mutual fund;
     2) sootvetstvuûŝuûpravilam asset management stock mutual investment fund the maximum otkloneniâceny

buying (selling) of investment shares, publicly advertised by the market-maker of the Exchange Fund on organized stock exchange bids, from the estimated price one investment unit.
When the specified maximum amount may not exceed 5 per cent of the estimated price one of the investment share;
     3) definition rules and the disclosure of the notional price of one investment unit in accordance with the requirements of the Bank of Russia normativnyhaktov (as amended by the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     4) order and srokipredostavleniâ management company exchange information about stock share investment fund and the composition of the said information;
     5) sootvetstvuûŝijpravilam asset management stock mutual investment fund volume of transactions with the investment fund units at the stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on this date terminated, eslipravilami asset management of this Fund provides a specified amount;
     6) sootvetstvuûŝijpravilam asset management exchange mutual investicionnymfondom period during the trading day, the market-maker of Kazakhstan Fund of market-maker's obligations, if the fiduciary rules fondompredusmotren the period.
     3. the rules of organized sales Exchange should include a suspension of organized trades uit units stock mutual fund in the event of changes in organized (regulated) market or other changes in market conditions, can dramatically affect the ability of the market-maker of the Exchange Fund to fulfill the obligation of market-maker.
     4. admission of investment shares of the stock mutual fund to organized trading by foreign exchange, is carried out in accordance with the personal law of the specified Exchange.   Fiduciary rules stock mutual investment fund or change idopolneniâ to them, which include provisions on the admission of investment shares of the stock mutual fund to organized trading, provodimyminostrannoj stock exchange, can be registered not earlier than the date of the adoption of foreign exchange obligations prevent these investment shares to organized trading.
     5. Market-Maker of Kazakhstan Fund can also be a beneficiary.
     (Article 14-2 of the Act of July 28, 2012 vvedenaFederal′nym  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) article 15. Obosoblenieimuŝestva of mutual fund 1. The estate that forms the unit investment fund, is separated from the property management company of the Fund, the assets of the owners of the investment shares, property of other mutual funds in trust of the management company, as well as other property in trust or otherwise from the specified management company. The estate that forms the unit investment fund management company takes into account naotdel′nom balance and maintained separate records.
     2. For payments in transactions related to trust management to collective investment fund, opened a separate bank account (s), and to take account of the rights to the securities that comprise the unit investment fund, a separate account (s).   Such accounts, except in cases established by the legislation of the Russian Federation addressed to open mutual investment fund management company indicating that it acts as trustee, indicating the name of the mutual fund.   The names of the owners of the investment shares not listed.  The State registration of rights to real estate to include such property in the composition of the unit investment fund in subsection II of the uniform State registry of immovable property rights and transactions is the name of a mutual fund, which included the property, and made the following entry: "the owners of this property and the data about them by the Federal law of July 21, 1997 N 122-ФЗ" about the State registration of rights to real estate and transactions with it " shall be established on the basis of the data of personal accounts of the owners of investicionnyhpaev in the register of owners of the investment shares and depository accounts the owners of the investment shares.  The authority responsible for the State registration of rights to immovable property after the completion (end of the) formation of mutual fund has the right to demand from the person maintaining the register of the owners of the investment shares, a list of the owners of the investment shares, containing data about them provided for specified by federal law. The specified person is required to submit this list not later than five working days from the date of receipt of the request (as amended by the Federal law of December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247.) 2-1. Prigosudarstvennoj registration of property rights to include it as part of a mutual fund registered the right entry must contain the information that the owners of said property and data about them ustanavlivaûtsâna the basis of the data of personal accounts of the owners of the investment shares in the register of owners of the investment shares and depository accounts the owners of the investment shares, stating the name (individual) Mutual Fund (paragraph 2-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 3. Obraŝenievzyskaniâ for the debts of the owners of the investment shares, including their insolvency (bankruptcy), the property constituting the mutual fund, not stack.
The owners of the investment shares debt exaction on their investment units.  In the case of insolvency (bankruptcy) of the owners of the investment shares vkonkursnuû mass included investment units owned by them.
     4. In the case of recognition of the mutual fund management company insolvent (bankrupt) assets constituting the mutual fund, the estate is not included.
 
     Article 16. liability of the management company of the unit investment fund 1. Managing kompaniâpaevogo investment fund shall be liable to the owners of the investment shares responsibility in the amount of actual damages in case of damages caused to them as a result of a violation of this federal law, other federal laws and regulations of the unit trust management investicionnymfondom, including incorrect identification of the amount of the investment is issued and the amount of money Pai, compensation payable in connection with the redemption of an investment unit, AV case breaches Article 14-1 of this federal law, in the amount stipulated by ukazannojstat′ej (in red.  Federal zakonaot N 334-FZ of December 6, 2007-meeting of zakonodatel′stvaRossijskoj Federation, 2007, no. 50, art.
6247). 2. Poobâzatel′stvam debts arising sdoveritel′nym Office property forming mutual fund, is to be repaid at the expense of the property.  In case of insufficiency of the property of a mutual fund, exaction can be applied only to their own imuŝestvoupravlâûŝej company.
 
     Article 17. Praviladoveritel′nogo management of the mutual investment fund 1. The rules of collective investment trust management fund should contain: 1) full and kratkoenazvanie mutual fund;
     2) type and category of the shareholding investicionnogofonda;
     3) full firmennoenaimenovanie management company;
     4) full name of specialized depository;
     5) full firmennoenaimenovanie person conducting the register of the owners of the investment shares;
     6) full name auditorskojorganizacii (in red.  Federal law July 2012 of26 g.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     7) investicionnuûdeklaraciû;
     8) order and the mutual fund srokformirovaniâ, including the value of the property transferred as a payment for investment units required to complete (the end of) the formation of the Fund;
     9) rights of the owners of the investment shares;
     10) rights and obâzannostiupravlâûŝej of the company;
     11) undertakes fiduciary management;
     12) order podačizaâvok, applications for repayment and requests for Exchange of investment shares;
     13) order and the srokiperedači property as a payment for investment units, as well as egovozvrata, if investment shares more be issued in accordance with this federal law;
     14) procedure and deadlines for the inclusion of the property in the composition of the unit investment fund;
     15) order and srokivyplaty monetary compensation in connection with redemption of investment shares;
     16) porâdokopredeleniâ the estimated cost of the investment, the amount of the issued investment and monetary takžesummy Pai, compensation payable in connection with the repayment of the investment share;

     17) order and timing in the register of the owners of the investment shares records on the acquisition, of Exchange and opogašenii investment shares;
     18) razmervoznagraždeniâ management company and depositary specialized in total compensation, the person performing maintenance of the register of the owners of the investment shares, the auditing organization, as well as the appraiser, if mutual fund investment Declaration provides for the possibility of investing in property, which in accordance with this federal law shall be carried out by a surveyor (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31 , art.
4334);
     19) razmervoznagraždeniâ person conducting the cessation of mutual fund;
     20) perečen′rashodov, payable from the assets of a mutual fund;
     21) basic information about the order of taxation of investors;
     22) porâdokraskrytiâ and (or) providing information about unit investment fund;
     23) other conditions and (or) information in accordance with this federal law.
     1-1. the rules of stock mutual investment trust management fondomnarâdu the information selected may 1 this article should also contain the following information: 1) vsehupolnomočennyh persons name from which the owners of the investment paevbirževogo mutual fund has the right to require purchase of existing investment units of the Fund;
     2) names Russian exchanges, to organized trading on which allowed investment shares and on which market makers of Exchange Fund must maintain prices, demand, supply and the amount of organized trades birževogopaevogo uit units of an investment fund;
     3) the maximum deviation of the purchase (sale) of investment shares, publicly advertised market-mejkerombirževogo Fund on organized stock exchange bids, from the estimated price one investment unit.
     (Paragraph 1-1 was introduced by the Federal law of 28 iûlâ2012 g.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 2. Rules of asset management interval to collective investment fondomnarâdu with the information specified in paragraph 1 of this article shall also include: 1) on the date of acceptance of applications for purchase and requests for repayment of the investment shares and, if ukazannymipravilami is provided to Exchange investment units, information on the date of acceptance of applications to Exchange investment units;
     2 If the estimator), on the investment Declaration of the Fund provides for investment in property, which in accordance with this federal law is carried out by the evaluator.
     3. the rules of asset management closed the mutual investment fund along with the information referred to in paragraph 1 of this article shall also include: 1) okoličestve issued investment shares of unit investment trust;
     2 porâdkesozyva) and holding the general meeting of the owners of the investment shares;
     3) obocenŝike if deklaraciâètogo investment fund will invest in property, score kotorogov accordance with this federal law shall be carried out by a surveyor;
     4) (subparagraph utratilsilu 4 on the basis of the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 5) reception deadlines zaâvokna acquisition and repayment of investment shares in accordance with the normative acts of the Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084);
     6) situation pre-emption of the owners of the investment shares, except for the management company of the Fund, to acquire investment units of the Fund, vydavaemyeposle (the end of) its formation, as well as the procedures for exercising this right (in red.  Federal law dated July 28, 2012 N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art. 4334). 4. Model rules for mutual investment trust management fund of each type shall be approved by the Bank of Russia. The Bank of Russia has the right to establish additional conditions federal law predusmotrennymnastoâŝim and (or) the information that must be contained in the rules of the mutual investment trust management fund.  The rules of collective investment trust management fund shall conform to the model regulations (as amended.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. The rules of collective investment trust management fund can provide the right management company to conduct a segmentation of the investment shares of unit investment trust.
The conditions and procedure for the crushing of investment units shall be established by the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. Rules of asset management private equity investment fund may include provisions: 1) on the number of investment shares, which the management company has the right to vydavat′posle (the end of) the formation of the unit investment fund in addition to the number of issued investment units specified in the rules of doveritel′nogoupravleniâ this collective investment Fund (hereinafter referred to as the additional investment units);
     2) about the possibility of oplatyinvesticionnyh shares issued upon completion (end of the) formation of a closed mutual fund nonmonetary assets in cases established by the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     3) about vozmožnostičastičnogo maturity investment shares without the owner of the investment shares requirement of ihpogašenii in cases and in the manner established by the normative acts of the Bank of Russia (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.
4334;  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     4) about the limitations of the management company at the behest of immovable property forming a mutual fund;
     5) other provisions of this Federal Act and model rules of asset management private equity investment fund.
     6-1. the rules of asset management stock mutual investment fund may include provisions: 1) on payment of income property management otdoveritel′nogo, ètotfond components, in accordance with the trebovaniâminormativnyh acts of the Bank of Russia (as restated by federal law No. 251, July 23, 2013-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     2) on the compartment shares securities or inymimuŝestvom in connection with redemption of investment shares in accordance with this federal law;
     3) on ob″emesdelok with the investment fund units at the stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on that day shall no longer apply;
     4) about the period of execution during the trading day, the market-maker of Kazakhstan Fund of market-maker's obligations;
     5) on the admission of investment shares this fondak organized trading by foreign exchange, the name of this Exchange.
     (Item 6-1 vvedenFederal′nym Act of July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) 7. Managing kompaniâvprave make changes and amendments to the rules of the doveritel′nogoupravleniâ collective investment fund. In cases stipulated by this federal law, changes in asset management rules supplement private equity investment fund approved by the general meeting of the owners of the investment shares of the Fund.
     8. Amendment of the rules of the collective investment trust management fund or exclusion of them indicate that the investment units of the Fund are intended for qualified investors is not allowed.
     9. the management kompaniâobâzana make changes and amendments to the rules of doveritel′nogoupravleniâ closed to collective investment fund in part on investicionnyhpaev issued, within six months the repayment of part of the sdaty investment shares of this Fund, if upon expiration of količestvovydannyh investment shares does not correspond to the information contained in the rules.
     (Article 17 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 17-1. Praviladoveritel′nogo management of the mutual investment fund investment units in circulation kotorogoograničeny 1. Fiduciary rules closed to collective investment fund investment units which have limited circulation, along with the provisions of article 17 of the law nastoâŝegoFederal′nogo may include: 1) shallow oplatuinvesticionnyh shares at the time of their issuance;
     2) need the approval of the Investment Committee (all or several owners of the investment shares or designated

them individuals) transactions from the property of a mutual fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund (in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     3) right management company to refuse any person vprieme application on acquisition of investment units and (or) the need to obtain the consent of the management company to dispose of the investment shares in favour of persons who are not the owners of the investment shares of the mutual fund, except in the case of alienation of the investment shares as a result of universal succession, including reorganization of the distribution property of the legal person being liquidated iinyh cases, established by the Bank of Russia (subparagraph vvedenFederal′nym of the Act of 3 July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334; in red. Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     4) remuneration of a member of the Investment Committee at the expense of the property investment fund sostavlâûŝegopaevoj, with an indication of its size or the determination ukazannogovoznagraždeniâ, as well as the conditions of its payment (subparagraph 4 was introduced by the Federal zakonomot July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334). 2. Investment paizakrytogo mutual fund fiduciary rules which provide for partial payment for investment units when their extradition, may oplačivat′sâtol′ko cash.  Asset management rules such a fund should include the obligation to pay the unpaid portion of shares of vladel′cevinvesticionnyh each investment unit isrok ètojobâzannosti execution, and if such a term opredelenmomentom the presentation of the management company requirements, must be defined the period during which the owners of the investment shares are obliged to fulfill this requirement.   In this fiduciary rules such a fund may be provides for the recovery of penalties for failure to comply with obligations to pay the unpaid portion of the investment shares.
     3. In the event of default by the owner of the investment shares the duties of oplatit′neoplačennye part of investment shares in time part of its investment shares is repaid without paying cash kompensaciinezavisimo from that, said Lee vladelectakih investment shares requirement for their repayment.  The number of investment shares, payable is determined by dividing the amount of funds to be transferred as a payment for investment units, the duty on the transfer of which is not ispolnenav term (considering forfeit), at the cost of one investicionnogopaâ.
The cost of odnogoinvesticionnogo share is determined on the date of the expiration of the proper execution of the specified duties.
The procedure for calculating the specified value sets the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     4. do not fully paid the investment shares may be alienated only to owners of the investment shares of the mutual fund or any other person with the consent of all the owners of the investment shares of the Fund in the manner provided by the rules of the Fund asset management, or in the case of universal succession and in the distribution of the property of the legal person being liquidated.
     5. Pending the full oplatyvseh of the investment shares of closed mutual fund issuance of investment units of the Fund after the completion (end) its formation is carried out on the value determined in accordance with the rules of the trustee of the Fund.
     6. If the pravilamidoveritel′nogo control indoor collective investment fund provides for the necessity of approval by the Investment Committee of deals at the expense of property of a mutual fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund, the specified pravilamidolžny be defined: 1) transactions and/or actions that require approval, and the procedure for their approval;
     2) the procedure for the formation of the Investment Committee and decision-making procedure.
     (Item 6 in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 6-1. In the investicionnyjkomitet may not be the management company, its officers and employees or naznačennyeeû persons (item 6-1 was introduced by the Federal law dated July 28, 2012 N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art. 4334).
     7. For transactions made in violation of the provisions of the regulation to collective investment trust management fund under paragraph 6 of this article, the management company has obligations personally and responds only to its property.  Debts incurred under such commitments cannot be met sčetimuŝestva of paevojinvesticionnyj Foundation.
     8. Rules of asset management interval unit investment fund investment units which were limited in circulation can be provided the maximum number of investment shares, payable at the end srokapriema applications for acquisition and applications for pogašenieinvesticionnyh shares, which may not be less than 20 per cent of količestvavydannyh investment shares ètogofonda on the date of commencement of the deadline for the acquisition and redemption of investment shares. If the total količestvoinvesticionnyh shares, on which the redemption, podanyzaâvki prevyšaetkoličestvo investment shares, which can be repaid in accordance with the rules of the mutual investment trust management fund, applications for repayment of the investment shares are satisfied proportionally to the stated requirements.
     9. In the case of eslipravilami asset management private equity investment fund provides vozmožnost′priobreteniâ management company investment units of the Fund, these regulations should also provide for a share in the total number of issued investment shares that can be owned by the management company.  While the issuance of investment shares is carried out without filing a claim, and money management company listed in oplatuinvesticionnyh shares to a bank account in the name of upravlâûŝejkompanii, in accordance with paragraph 2 of article 15 hereof, without enrolling on transit account. Number of investment units owned by the management company may not exceed the total number of Nairobi issued investment units of the Fund (punkt9 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (article 17-1 of the Act of December 6, 2007 vvedenaFederal′nym N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 18. Obŝeesobranie zakrytogopaevogo owners of the investment shares of the investment fund 1. The general meeting of the owners of the investment shares of closed mutual fund (hereinafter General meeting) shall be convened by the management company, and in the case of this article, a specialized depositary or by the owners of the investment shares.
     2. Convening of obŝegosobraniâ management company is carried out by own iniciativeili at the written request of the owners of the investment shares, constituting not less than 10 per cent of the total number of investment units on datupodači requirement to convene a general meeting.  Sozyvobŝego meeting on the request of the owners of the investment shares is carried out within a time limit which is defined by the rules of the unit trust management investicionnymfondom and may not exceed 40 dnejs the date of receipt of such request, except whenin the convocation the general meeting was denied.
While such refusal is permitted if the owners of the investment shares requirement about convocation the general meeting does not correspond to the present Federal law or any question proposed for inclusion in the agenda, did not fall within the competence of the general meeting.
     3. Convening the general meeting is carried out by specialized depository for rešeniâvoprosa on transfer of rights and obligations under the Treaty to collective investment trust management fund another management company upon written request of the owners of the investment shares, constituting not less than 10 per cent of the total number of investment units on datupodači requirement to convene a general meeting and in the slučaeannulirovaniâ (termination) license management company to manage investment funds , mutual investicionnymifondami and the non-State pension funds (hereinafter the license management company) or a court decision on liquidation of the management company-on its own initiative.  The convening of the general meeting on the request of the owners of the investment shares is carried out within the period defined by the rules of collective investment trust management fund, which does not možetprevyšat′ 40 days from the date of receipt of such request, unless the convening of the general meeting was denied.  While such refusal

allowed if requirement vladel′cevinvesticionnyh shares of convening the general meeting does not correspond to the present Federal law (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334).
     4. In case of cancellation (termination) licenses, and license management company specializirovannogodepozitariâ general meeting to decide on the transfer of rights and obligations under the Treaty to collective investment fund doveritel′nogoupravleniâ another management company may be convened by the owners of the investment shares, constituting not less than 10 per cent of the total number of investment units on the date of the filing requirements of convening the general meeting (the harm.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 5. Specializirovannyjdepozitarij and the owners of the investment shares that are entitled to the convening of the general meeting have the powers necessary for convening and holding obŝegosobraniâ.
     6. Costs of convening and holding the general meeting, the management company shall be paid from the assets of closed-end mutual fund, and if the general meeting specialized depositary or by the owners of the investment shares that are entitled to convene a general meeting shall be at the expense of the said property.
     7. Written requirement of the owners of the investment shares of the convening of a general meeting shall contain the agenda of the general meeting.  Written request for convening a general meeting shall be communicated to the management company and specialized depositary private mutual fund.
     8. sozyveobŝego message Assembly must be disclosed in accordance with the requirements of this federal law if the investicionnyepai AB closed unit investment trust limited in circulation, the message is available to all owners of the investment shares in the manner and form prescribed by the rules of such collective investment trust management fund.  On the convening of the general meeting must be notified of this specialized depository Fund, and takžeBank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084). 9. General sobranieprinimaet decision on: 1) utverždeniâizmenenij and additions to the rules of asset management closed the mutual investment fund, related: with the change in the investment Declaration, unless takieizmeneniâ are caused by changes in the normative acts of the Bank of Russia, which establishes additional restrictions on the composition and structure of assets of mutual funds (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084);
     with the increase in the remuneration of the management company, specialized depository, person performing maintenance of the register of the owners of the investment shares, appraiser and audit organization;
     with the extension of the list of cost management company, payable from the assets of closed-end investment fund, except for costs associated with the uplatoji (or) reimbursement of the amounts paid by the management company of taxes and other compulsory payments from the assets of a mutual fund;
     with the introduction of discounts in connection with pogašenieminvesticionnyh shares or increase their size;
     with the change of the tipapaevogo investment fund;
     with the introduction of the exception or change of the provisions on the need for approval by the Investment Committee at the expense of property transactions, sostavlâûŝegozakrytyj mutual fund, and (or) activities related to the implementation of the rights of a participant in a business society shares or in the share of this Fund, as well as other provisions on Investment Committee;
     with opredeleniemkoličestva additional investment units of a closed mutual fund, which may be issued after completion (end) its formation;
     with the change in the proportion of the number of investment units issued in General, which can be owned by a management company;
     with the change in the rules of inyhpoloženij asset management private equity investment fund, predusmotrennyhnormativnymi acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     (Paragraph 1 as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 2) transfer of rights and obligations under the Agreement confidential management closed investment fund drugojupravlâûŝej mutual company;
     3) early termination or extension of fiduciary management agreement the mutual investment fund.
     10. the decision of the general meeting may be taken by absentee voting.
     11. Decision obŝegosobraniâ, was adopted by the majority of voices from the total number of votes provided by their owners in accordance with the number of investicionnyhpaev belonging to them on the date of adoption of the decision on convening the general meeting, if the largest number of votes is not provided for in the rules of the mutual investment trust management fund. The number of votes provided by the owner of the investment shares, determined by the number of investment shares belonging to him.
     12. A copy of the minutes of the general meeting must be sent to the Bank of Russia no later than three working days from the date of its completion (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084.) 12-1. Changes and additions to the rules of asset management closed the mutual investment fund must be submitted for registration to the Bank of Russia no later than 15 working days from the date of adoption at the general meeting to approve such modifications and additions (para 12-1 was introduced by the Federal law of26 July 2012, 2011.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; in red. The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 13. In the case of a decision on the approval of amendments and additions to the rules of asset management private equity investment fund ilirešeniâ on transfer of rights and obligations under the agreement of trust management mutual investment fund closed another management company, or a decision on the extension of fiduciary management agreement of the owners of the investment shares, voted against the adoption of the relevant decision, are entitled to demand repayment of all or part of the investment shares belonging to them on the date of drawing up the list of persons entitled to participate in the obŝemsobranii.
Order monetary compensation in such cases is determined by the normative acts of the Bank of Russia (in red.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 14. Dopolnitel′nyetrebovaniâ for order preparation, convening and holding of general meetings shall be established by the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Article 18 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 19. Russia RegistraciâBankom upravleniâpaevym fiduciary investment fund rules and changes and dopolnenijv (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) 1. The management company may offer zaklûčit′dogovor trust management mutual investment fund only if registration of BankomRossii asset management the Fund Rules (as amended by the Federal law dated July 23, 2013 N251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     Changes and additions to the rules of the collective investment trust management fund shall enter into force subject to registration by the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). Order of registraciipravil mutual investment trust management fund and registration of changes idopolnenij in them, including requirements for composition and the content of the submitted documents for registration, shall be established by the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     2. registration rules to collective investment trust management fund and registration of changes and additions in them is carried out according to the management company, aregistraciâ changes and additions related to the transfer of rights and obligations under the contract of the asset management private equity investment fund in the event of cancellation (prekraŝeniâdejstviâ) license management company from the management company, on the application of specialized depository, and in slučaeannulirovaniâ

(termination) license management company from the management company and the depositary have specialized licenses specialized depositary, upon the application of the interim administration.
     3. the Bank of Russia is responsible for the conformity of the registered rules to collective investment trust management fund and amendments and additions to the requirements of this federal law (as amended.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 4. Bank of Russia dolženprinât′ the decision on registration of the rules of the mutual investment trust management fund or on registration of changes and additions in them either to take a reasoned decision to refuse their registration (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084): 1) not later than 25 working days from the day of prinâtiâdokumentov, except contemplated in subparagraph 2 of this paragraph;
     2 5 rabočihdnej), no later than from the date of the adoption of instruments, if these changes and additions relate exclusively to the following provisions: a the management company izmeneniânaimenovaniâ, specialized depository, person performing maintenance of the register of the owners of the investment shares, assessor or auditor, or any other information about specified persons;
     količestvavydannyh investment shares of closed mutual fund;
     reduce the size of remuneration of the management company, depositary, person performing maintenance of the register of the owners of the investment shares, appraiser and audit organization, as well as reduce the size and (or) the reduction of the list of costs payable from property, investment fund sostavlâûŝegopaevoj;
     cancellation of discounts (premiums) or reduce their size;
     izmeneniânaimenovaniâ authorized person or Exchange provided by the rules of asset management stock mutual investment fund, liboinyh information on the authorized person or the Exchange;
     inclusion in the praviladoveritel′nogo control stock mutual investment fund information on the new authorized person or the new Exchange;
     other provisions of normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084). 5. Within the time limit under paragraph 4 of this article, the Bank of Russia carries out verification of the information contained in the rules of the mutual investment trust management fund, amendments and additions to them and other submissions.
During the checking of the Bank of Russia has the right to request from the person submitting the documents, information, including documents, required for verification.
     When it detects the vpravilah collective investment trust management fund, amendments and additions to them or other submissions inconsistencies present Federal law, the model regulations the mutual investment trust management fund or normative acts of the Bank of Russia or the information that is untrue or misleading, Bank of Russia shall send to the person who submitted the documents, comments. In this case, for a period pursuant to paragraph 4 of this article shall be suspended, from the date of transmittal of comments before the date of submission to the Bank of Russia amended documents reflecting these comments, but not more than 25 working days.
     (Item 5 in the red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) 6. Registration rules for mutual investment fund asset management iliregistracii changes and additions in them may be refused in the following cases: 1) inconsistencies the documents submitted the present Federal law, the model regulations the mutual investment trust management fund or statutory acts BankaRossii or the name of the unit investment fund requirements of this federal law, if within 25 working days from the date of transmittal of comments by the Bank of Russia nepolučeny corrected documents reflecting these comments (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) the availability of information in the submitted documents, untrue or misleading, if within 25 working days from the date of transmittal of comments by the Bank of Russia received the corrected documents reflecting these comments (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084);
     3) lack of license management company management company, specialized depository license specialized depositary or from the osuŝestvlâûŝegovedenie of register of owners of the investment shares of the Fund, specialized depository license or licenses the roster or the assessor or auditor of the Fund requirements of federal laws governing their activities;
     4) exceeding the number of additional investicionnyhpaev the closed unit investment trust based on the results of their extradition over the number of investment shares that may be issued in accordance with the rules of the Fund asset management;
     5) violations of trebovanijk formation of mutual fund ustanovlennyhnastoâŝim federal law or rules of asset management, the Fund identified when registering changes and additions under paragraph 19 of article 13-2 of this federal law;
     6) failure within 25 working days upon request of the Bank of Russia of all documents necessary for the registration rules of the mutual investment trust management fund or registration of changes and additions in them (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     7. the notification of the decision BankaRossii on the registration rules of the mutual investment trust management fund or registration of changes and additions in them or refuse their registration is sent to the person who submitted the documents for registration within three working days from the day following the back a decision (as restated by federal law of21 July 2013 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 8. Denial registraciipravil trust management mutual investment fund iliregistracii of changes and additions in them or evading the decision on registration can be appealed in court.
     9. Bank of Russia maintains a roster of mutual funds, trust management rules which are registered in accordance with this federal law.  The order of conducting the register of the mutual funds and providing extracts from it is established by the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). (article 19 in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) article 20. The managed entry of changes and additions vpravila paevyminvesticionnym asset management fund 1. Oregistracii message changes and additions to the rules of the collective investment trust management fund, disclosed in accordance with the requirements of this federal law, and esliinvesticionnye shares of restricted circulation, the specified message is available to all owners of such investicionnyhpaev in the manner and form provided for mutual investment fund management pravilamidoveritel′nogo.
     2. The changes and additions made to the rules of the collective investment trust management fund shall enter into force on the date of the disclosure reports of ihregistracii, except for changes and additions, predusmotrennyhpunktami 4 and 5 of this article, as well as amendments and additions relating to: 1) with izmenenieminvesticionnoj Declaration;
     1-1) with the change of the tipapaevogo Investment Fund (subparagraph 1-was introduced by the Federal law dated July 28, 2012  N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art.
4334);
     2) with increasing size of the voznagraždeniâupravlâûŝej company, a specialized depositary, person performing maintenance of the register of the owners of the investment shares, valuator and Auditor Organization (as amended by the Federal law dated July 28, 2012 N145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) with increased costs and (or) the extension of the list of costs payable from property, investment fund sostavlâûŝegopaevoj;
     4) with the introduction of discounts in connection with repayment of the investment shares or increase their size;
     4-1) with increasing values of the maximum deviation of the purchase (sale) of investment shares, publicly advertised by the market-maker of Kazakhstan organized fund bids exchange of calculated prices odnogoinvesticionnogo share (subparagraph 4-1 was introduced by the Federal law dated July 28, 2012  (N)

145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     4-2) with a decrease in volume of deals with investicionnymipaâmi at stock exchange organized by the bid committed market-maker of the Exchange Fund during the trading day, after which its obligation of market-maker on this day (subparagraph 4-2 was introduced by the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     5) with other changes and additions provided by normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 3. Idopolneniâ changes made to the rules of the collective investment trust management fund referred to in paragraph 2 of this article shall take effect: 1) for open, closed the Exchange and mutual funds at the expiration of one month from the date of disclosure of the messages on the registration of such changes and additions (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     2) for interval′nogopaevogo investment fund-from the day following the dnemokončaniâ nearest after disclosing the specified message deadline, but not earlier than three months from the date of disclosure of the specified message.
     4. changes made to the idopolneniâ rules of the mutual investment trust management fund, predusmotrennyepodpunktom 19, paragraph 2 of article 4 of this federal law shall enter into force on the date of their registration.
     5. changes made to the idopolneniâ rules of the mutual investment trust management fund investment units which have limited circulation, shall enter into force on the day of their registration, if a later date is not predusmotrenukazannymi rules.
     (Article 20 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) CHAPTER IV. ISSUANCE, redemption and EXCHANGE INVESTMENT UNITS Article 21. Vydačainvesticionnyh shares 1. Issuance of investment units is carried out on the basis of applications for the purchase of investment units by making zapisipo a personal account in the register of owners of the investment shares.  Application for the purchase of the investment shares are irrevocable.
     2. Admission applications for acquisition of investicionnyhpaev shall be refused in the following cases: 1) non-compliance with the order and timing of filing of prescribed rules to collective investment trust management fund;
     2) otsutstviânadležaŝe documents, required for opening in the register of owners of the investment shares a personal account to which shall be credited the purchased investment shares, if such an account is opened;
     3) the acquisition of an investment unit by a person who in accordance with this federal law may not be the owner of the investment shares or may not acquire investment shares when their extradition (ed.  Federal law dated July 28, 2012 N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art. 4334);
     3-1) non-compliance with the rules of the mutual investment fund fiduciary rules of acquisition of investment units (subparagraph 3-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     4) priostanovleniâvydači investment shares;
     5) in other cases stipulated by this federal law (paragraph 5 was introduced by the Federal law dated July 28, 2012 N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334).
     3. Vydačainvesticionnyh the units should be carried out on the day of incorporation into the mutual fund for inclusion of the property transferred as a payment for investment units, or the next working day, except as provided in article 13-2 of this federal law.
     4. Property transferred as a payment for investment units shall be returned, if the inclusion of such property in the sostavpaevogo investment fund is contrary to the requirements of this federal law, adopted in accordance with the legal acts and (or) fiduciary rules of that Fund.
     5. issuance of investment units of interval or closed unit investment fund after the completion (end) its formation takes place in one day pookončanii deadline to acquire investment shares of interval unit investment fund or additional investment units of a closed mutual fund.
     6. as a result of the issuance of dopolnitel′nyhinvesticionnyh shares of closed mutual fund management company shall prepare a report on the number of additional vydannyhinvesticionnyh shares, which is sent to the Bank of Russia no later than three working days from the date of issuance of additional investment units. Simultaneously with the specified report sent for registration of changes and additions to the rules of private equity asset management investment fund in part the provisions concerning the number of issued investment units of the Fund and to reduce the number of investment shares that may be issued by the management company after completion (end) its formation (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 7. Investment shares of stock mutual fund when their extradition could purchase only authorized persons (punkt7 was introduced by the Federal zakonomot July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (article 21 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 22. Obmeninvesticionnyh shares 1. Fiduciary rules open or interval paevyminvesticionnym Fund may be able to Exchange investment units at the request of their owner to the investment shares of another open or interval′nogopaevogo investment fund in trust the same management company.
     2. Exchange of investicionnyhpaev is done by converting the investment shares of the same mutual fund (convertible investment shares) in the investment shares of another mutual fund (investment shares, which convert) without monetary compensation to their owners.  With this property, the value of which corresponds to the computed value of convertible investment shares, transferred from mutual fund investment units which will be converted, in the composition of the mutual fund investment units which you are converting.
     3. Exchange investicionnyhpaev one mutual fund for investment shares of another fund may be made only if the maturity date of the investment shares to be exchanged, coincides with the date of issuance of investment units that are exchanged.
     4. The requirement to Exchange investment units served in the form of requests for Exchange of investment shares. Applications for obmeninvesticionnyh shares are irrevocable.
     5. applications for obmeninvesticionnyh shares are served by their owner, and if the rights of investment units is carried out on the account of a nominee, the relevant nominal holder.  Nominal holder submits an application for Exchange of investment units pursuant to an order by the owner of the investment shares.
     6. Admission applications naobmen investment units shall be refused in the following cases: 1) non-compliance with the order and timing of filing, which set the rules of collective investment trust management fund;
     2) decision on the simultaneous suspension of issuance, redemption and exchange of investment shares of a mutual fund;
     3) if as a result of such exchanges, the owner of the investment shares will be the person who under past federal law may not be their owner;
     4) decision on suspension of vydačiinvesticionnyh shares, a requirement on the Exchange which is contained in the application.
     (Article 22 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 22-1. Obmeninvesticionnyh shares under the decision of the management company 1. Managing kompaniâvprave decide to exchange all investment shares odnogootkrytogo mutual fund (hereinafter Fund being attached) to the investment shares of another open paevogoinvesticionnogo Fund (hereinafter referred to as the Fund, which is being implemented), while the following conditions: 1) these funds are paevyeinvesticionnye in trust one of the management company;
     2) fiduciary rules, these funds provide for the possibility of such exchanges;
     3) in pravilahdoveritel′nogo these funds management indicated the same person carrying out the maintenance of the register of the owners of the investment shares, and the same specialized depository.
     2. Exchange of investment units is carried out without the owners of the investment shares of their Exchange by

convert investment shares of the acquired Fund Investment Fund to which you are attaching.
     Obmeninvesticionnyh shares without the owners of the investment shares of their Exchange can be carried out only if the disclosure of information by the management company of the decision under paragraph 1 of this article.
     3. Fiduciary management agreement shall cease Fund poslekonvertacii appended investment shares of the acquired Fund Investment Fund to which you are attaching.
     4. on the expiry of 30 days dnejso disclosure management company information on making a decision under paragraph 1nastoâŝej article, accepting applications for acquisition, redemption and Exchange investment units of the Fund being attached, as well as applications to Exchange investment units of other mutual funds for investment units of the Fund being attached is suspended.
At the same time suspended accepting applications for acquisition, redemption and Exchange investment units of the Fund to which you are attaching, until the day of the conversion of the investment shares of the acquired investment fund fondav to which you are attaching.
     5. the management kompaniâobâzana not later than within three working days from the day following the day of suspension of acceptance of applications for purchase, redemption and exchange of investment paevprisoedinâemogo Fund amalgamation property of joining the Fund and assets of the Fund to which you are attaching.  Convert investment shares of the acquired Fund Investment Fund to which you are joining is not rabočegodnâ at a later date following the date of completion of the specified Association property.
     6. After ob″edineniâimuŝestva mutual funds obligations arising in connection with the attachable property trust management fund shall be executed for the account of the Fund to which you are attaching.
     7. the management company provides a report on the merger of the assets of mutual funds in the Bank of Russia.  Requirements for the specified report as well as the procedure and submission are established by the Bank of Russia. Bank of Russia isklûčaetprisoedinâemyj Fund mutual funds from the registry (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) (article 22-1 of the Act of July 28, 2012 vvedenaFederal′nym  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) Article 23. Pogašenieinvesticionnyh shares 1. Requirements of opogašenii investment shares are served in the form of applications for repayment of the investment shares.  Applications for repayment of the investment shares are irrevocable. Application napogašenie investment units are served by the owners of the investment shares, unless otherwise provided for in this Federal′nymzakonom, and if in the register of owners of the investment shares the rights to investment shares is carried out on the account of a nominee, the relevant nominal holder.  Nominee submits a request for repayment of the investment shares on the basis of the relevant instruction of the owner of the investment shares (as restated by federal law iûlâ2012, 28.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.
4334). 2. Applications for pogašenieinvesticionnyh shares have been met within the number of investment shares, posted on the respective account.
     3. Admission applications for repayment of investment units shall be refused in the following cases: 1) non-compliance with the order and timing of filing, which set the rules of collective investment trust management fund;
     1-1) the filing of napogašenie investment shares of stock mutual fund, belonging to a person who is not an authorized person (subparagraph 1-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     2) obodnovremennom decision suspending the issuance, redemption and exchange of investment shares of a mutual fund.
     4. admission within one working day of the application (s) on the redemption or exchange of 75 percent or more of the investment shares of open mutual fund is grounds for the termination of the Fund.
     5. admission within the time limit prescribed by the rules of asset management stock, interval or private equity investment fund for the reception of applications for redemption or exchange of investicionnyhpaev, proposal (s) for repayment of 75 per cent or more of iliobmen investment shares of the stock, or a closed interval unit investment fund is osnovaniemdlâ termination of the Fund (in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334). 6. Admission application (s) in the redemption or exchange of investment shares in cases stipulated in clauses 4 and 5 of this article, is grounds for the termination of a mutual fund, if the otsutstvuûtosnovaniâ for the issuance of investment units of the Fund or exchange them investment shares of other mutual funds.
     7. In cases stipulated by this federal law, the repayment of the investment shares is carried out without the owner of the investment shares requirement for their repayment.
     (Article 23 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 24. Porâdokpriema applications for acquisition, redemption iobmen investment shares 1. Accepting applications for acquisition, redemption and exchange of investment paevotkrytogo mutual fund must be carried out every day.
     Accepting applications napriobretenie, redemption and exchange of investment shares of the stock or the interval unit investment fund must be carried out within the period determined by the fiduciary rules relevant to collective investment fund in accordance with the normative acts of the Bank of Russia (as amended by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Applications for repayment of the investment shares of closed mutual fund in cases stipulated by this federal law, shall be carried out within the period determined by the rules of the collective investment trust management fund in accordance with the normative acts of the Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 2. Application napriobretenie, redemption and Exchange investment units in accordance with the rules of the mutual investment trust management fund are served in a management company and (or) agents for the issuance, redemption and Exchange investicionnyhpaev this mutual fund.
     Persons who, in accordance with the rules of the mutual investment trust management fund can podavat′sâzaâvki to acquire investment shares are obliged to accept repayment zaâvkina and Exchange investment units of the Fund paevogoinvesticionnogo.
     3. the rules of collective investment trust management fund may allow the filing of applications for purchase, redemption and Exchange investment units by mail, e-mail or other communication, allowing certainty the person making the request (as amended by the Federal law of December 6, 2007  N 334-FZ collection zakonodatel′stvaRossijskoj Federation, 2007, no. 50, art. 6247). Article 25. Vyplatadenežnoj compensation for pogašenieminvesticionnyh units 1. Financial compensation in connection with the repayment of the investment shares is carried out at the expense of constituting a unit investment fund.
     2. the payment of monetary compensation in connection with the redemption of an investment unit open or Exchange paevogoinvesticionnogo Fund should be carried out in the period determined by the fiduciary rules open or stock mutual investment fund, but not later than 10 working days from the day of repayment of investment unit.
     3. Financial compensation in connection with the redemption of an investment unit interval unit investment fund should be undertaken within the period determined by the rules of asset management interval unit investment fund, but not later than 10 working days from the end of srokapriema applications for repayment of the investment shares, for which the corresponding application was filed.
     4. the payment of monetary compensation in connection with the redemption of an investment unit closed unit investment fund in cases stipulated by this federal law, shall be carried out within the period determined by the rules of asset management private equity investment fund, but not later than one month from the date of expiry of the deadline for repayment of the investment shares and, in the case provided for in paragraph 4 of article 14-1 of this federal law, not later than one month from the date of maturity of the investment shares.

     5. payment of denežnojkompensacii in connection with the partial repayment of the investment unit closed unit investment fund without owner requirement of egopogašenii investment shares must be carried out in the period determined by the rules of asset management private equity investment fund, but not later than five working days from the day of repayment of investment unit.
     In this slučaeinvesticionnye shares block on accounts in the register of owners of the investment shares and on Depo accounts in depositories of the date of making the list of the owners of the investment shares until the date of transactions on accounts in the register of owners of the investment shares and on the accounts Depo in connection with redemption of those investment shares.
     6. In the case of insufficient funds, constituting a mutual fund for monetary compensation in connection with the redemption of an investment unit management company has the right to use their own money.
     (Article 25 in red.  Federal law dated 28, 2012.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) article 25-1. Vydelimuŝestva of a stock mutual fund, in connection with the repayment of the investment units of the Fund 1. If this is provided for in the rules of asset management stock mutual investment fund, the authorized person shall have the right to demand the separation of property, sostavlâûŝegoukazannyj Foundation, with pogašeniiinvesticionnyh shares.  In this case, the repayment of the investment units and the transfer of licuvydelennogo to the authorized property in connection with the repayment of the investment shares of osuŝestvlâûtsâv one day.
     2. In connection with the redemption of investment paevbirževogo mutual fund trustee securities can be transferred, and (or) and (or) admitted to organized trading in goods that make up the Fund.
     3. the rules of separation of assets of stock mutual fund, in connection with the repayment of the investment shares of the stock and mutual fund timing of transfer of the property to an authorised person shall be established by the rules of stock mutual investment trust management fund in accordance with the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Article 25-1 vvedenaFederal′nym Act of July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) article 26. Opredeleniesummy funds (property value), which is issued by the investment and Pai, summydenežnoj compensation payable in connection with the redemption of an investment unit 1. The amount of money (property value), nakotoruû issued investment when forming a share mutual fund is determined by the rules of collective investment trust management fund and should be unified for all purchasers.
     2. the amount of money funds (property value), which is issued upon completion of the Pai investment (the end of) the formation of a mutual fund is determined on the basis of the estimated cost of an investment unit, except for the cases provided by paragraph 3 of this article.
     3. Amount of funds (property value), nakotoruû Pai investment after the completion is issued (end of the) formation of a closed mutual fund investment units which have limited circulation, as well as the amount of money (property value), which is issued by the Pai investment until full payment of all investment units shall be determined in accordance with the rules of doveritel′nogoupravleniâ such a Fund.
     4. the amount of monetary compensation to be paid in connection with the redemption of an investment unit, including, in accordance with subparagraph 1 of paragraph 4 of article 14-1 of this Federal′nogozakona, shall be determined on the basis of the estimated cost of investicionnogopaâ, except in the case provided for in paragraph 5 of this article.
     5. denežnojkompensacii Amount payable in connection with the redemption of an investment unit of a closed mutual fund investment units which have limited circulation, shall be determined in accordance with the rules of doveritel′nogoupravleniâ such a Fund.
     6. estimated cost of the investment share shall be determined in accordance with the normative acts of the Bank of Russia by dividing the net asset value of a mutual fund, calculated on the day prior to the day of acceptance of applications, requests for repayment or applications to Exchange investment units, the number of investment shares specified in the register of owners of the investment shares of the mutual fund on the same day.  (in red.  Federal law dated July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 7. The rules of collective investment trust management fund allowance may be provided to the estimated value of the investment shares in ihvydače and discounts with the estimated value of the investment shares if their repayment.  The maximum amount of the allowance may not exceed 1.5 per cent of the estimated cost of an investment unit. The maximum size of the discount is not možetsostavlât′ more than 3 per cent of the estimated cost of an investment unit.
     (Article 26 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 27. Povydače agents, redemption and Exchange investment units 1. Povydače agents, redemption and exchange of investicionnyhpaev may be the only specialized depository iprofessional′nye participants of the securities market, licensed to brokerage activities or activities for keeping the registry of securities owners (as amended by the Federal law of December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247). 2. Povydače agent, maturity and Exchange investment units acting on behalf and for the account of the management company on the basis of an agency contract or agency agreement, concluded with the management company, as well as issued by its attorney.
     In carrying out its work, the agent for the issuance, redemption and Exchange investment units is required to indicate that it was acting on behalf of and on the instructions of the management company of the respective mutual fund and takžepred″âvlât′ to all interested persons power of Attorney issued by the ètojupravlâûŝej company.
     3. Agents for the issuance, redemption and obmenuinvesticionnyh shares entitled to receive bids for the acquisition of, applications for repayment and requests for Exchange of investment shares from the date of disclosure management company information about these agents in accordance with this federal law, while agents for issuing and repayment of investment shares, limited in circulation, from the date provided for in the rules of the mutual investment trust management Fund (as amended by the Federal law of 6 dekabrâ2007 N 334-FZ-collection of laws of the Russian Federation , 2007, no. 50, art. 6247). Article 28. Law on extradition, agent andresponsibilities maturity and obmenuinvesticionnyh units 1. Povydače agent, maturity and obmenuinvesticionnyh shares in accordance with the nastoâŝimFederal′nym Act, the normative acts of the Bank of Russia and the contract with the management company, shall (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084): accepting applications for purchase, redemption and Exchange investment units;
     prinimat′neobhodimye measures for the identification of persons applying for acquisition, redemption and Exchange investment units;
     of the application for purchase, redemption and Exchange investment units and other documents appended to them that can be paid separately for each investment fund;
     raskryvat′informaciû provided for glavojXII of this federal law;
     to provide access to its on-demand učetnojdokumentacii management company, depositary, as well as the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     soblûdat′konfidencial′nost′ information received in connection with the implementation of extradition, redemption and exchange of investment shares;
     comply with other requirements established by the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). (para 1 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) 2. Issuing agent, maturity and Exchange investment units may provide services as an agent for the issuance, redemption and Exchange investment units simultaneously to several management companies.
     3. povydače Agent, maturity and obmenuinvesticionnyh shares may not acquire for its own account investment shares mutual fund agent for extradition, redemption and Exchange investment units which he is (as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247);
     stop taking zaâvokna acquisition, redemption and Exchange

investment shares not otherwise than on the basis of instructions of the management company;
     ispol′zovat′informaciû received in connection with the exercise of agent's functions for the issuance, redemption and exchange of investment shares in his or her own benefit or for the benefit of third parties;
     subcontract authority for receipt of applications for purchase, redemption and Exchange investment units.
 
     Article 29 suspension of issuance, redemption and Exchange investment units 1. Administering kompaniiotkrytogo, Exchange and interval unit investment funds shall have the right to suspend the issuance of investment shares, if this is provided for in the rules of asset management of these funds (ed. Federal′nogozakona of July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 2. Redemption and exchange of investment shares may be suspended upravlâûŝejkompaniej mutual fund only simultaneously with the suspension of the issuance of investment shares of the mutual fund.
     Issuance, redemption and exchange of investment shares may be suspended at the same time exclusively in the cases provided for by the rules of collective investment trust management fund in accordance with the normative acts of the Bank of Russia, when this serves the interests of učreditelejdoveritel′nogo control for the duration of the circumstances that caused this suspension (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     In the case of extradition, odnovremennogopriostanovleniâ maturity and Exchange investment units management company shall on the same date, in writing, notify the Bank of Russia together with the reasons for such suspension, as well as disclose information on suspension of issuance, redemption and exchange of investment shares in accordance with this federal law, and if if the investment shares are restricted in circulation, provide such information to the owners of the investment shares (as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation , 2007, no. 50, art. 6247;
Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. Management company shall suspend the issuance, redemption and exchange of investment shares of unit investicionnogofonda no later than the day following the day when onauznala or was supposed to know about the following circumstances: 1) concerning the suspension or the cancellation of the relevant licence from the person maintaining the register of the owners of the investment shares or on termination of a contract with the said person;
     2) on cancellation (termination) license management company from the management company, specialized depository license specializirovannogodepozitariâ have this mutual fund (in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     3) on nevozmožnostiopredeleniâ the value of the assets of the mutual fund for reasons beyond the control of the management company;
     4) in other cases stipulated by this federal law.
     (Para 3 as amended.  Federal law dated 6dekabrâ, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) Chapter v. PREKRAŜENIEPAEVOGO INVESTMENT FUND Article 30. Mutual fund Osnovaniâprekraŝeniâ Prekraŝeniepaevogo investment fund shall be carried out in cases where: 1) adopted (accepted) application (s) for repayment of all investment shares;
     2) revoked (terminated) license management company management company have open, stock or interval unit investment Fund (in red.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) revoked (terminated) license management company management company have closed paevogoinvesticionnogo Fund and the rights and obligations of the trust management podogovoru management company of the Fund within three months sodnâ cancellation (termination) of the license neperedany another management company (in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     4) revoked (terminated) license of specialized depository at the specialized depozitariâi within three months from the date of cancellation (termination) of the specified license management company had not taken steps to transfer to other specialized depositary of the assets of the mutual fund for their accounting and storage, as well as for the transfer of documents, necessary for the implementation of the new specialized depository (in red.  Federal′nogozakona of July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     5) contract expired asset management private equity investment fund;
     6) management company agreed, provided that the right decision prinâtiâtakogo provided for in the rules of the mutual investment trust management fund;
     6-1) management company stock mutual fund is not executed within 15 working days of obligation-contained in paragraph 39 of this federal law 6stat′i (subparagraph 6-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     6-2) investment shares of stock mutual fund are excluded from the list of permitted korganizovannym securities trading by all Russian exchanges listed vpravilah asset management Fund (subparagraph 6-2 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     6-3), the number of investment shares of a closed mutual fund owned by a management company of the Fund within 12 months exceeds 20 per cent of the total number of investment units issued (subparagraph 6-4 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     7) fell on other grounds stipulated by this federal law.
     (Article 30 in red.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 31. Porâdokprekraŝeniâ mutual fund 1. Prekraŝeniepaevogo investment fund, including the disposal of assets of a mutual fund, the satisfaction of creditors ' claims, which must be satisfied from the assets of a mutual fund, and the distribution of funds between the owners of the investment shares, by the management company, except as otherwise specified nastoâŝejstat′ej.
     2. In case of cancellation (termination) license management company paevogoinvesticionnogo management company of the Fund have a cessation of this mutual fund carries out specialized depository of the Fund in accordance with this federal law (as amended.  Federal law dated July 28, 2012 N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art. 4334). 3. In case of late cancellation (termination) license management company from the management company of the Fund and license paevogoinvesticionnogo specialized depositary the depositary share specialized have investicionnogofonda cessation of specified unit investment fund is administered by the interim administration, appointed in accordance with this federal law (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334).
     4. the amount of the remuneration of the person performing the cessation of mutual fund except as provided by this article shall be determined by the rules of collective investment trust management fund and may not exceed 3 per cent of the sums constituting the mutual fund and received it after the realization of his property less: 1) debt peredkreditorami, requirements which must be met at the expense of the property of a mutual fund;
     2) amounts of remuneration paid to the management company, depositary, the person maintaining the register of the owners of the investment shares, appraiser, auditing organizations and exchanges referred to in rules of mutual investment trust management fund, assessed on the day the cause of termination of unit investment trust (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) amounts intended for monetary compensation to the owners of the investment shares whose bid for repayment of the investment shares were taken up to the date of termination of the unit investment fund.
     5. the Bank of Russia has the right to send a representative to

monitoring duties to end mutual fund person exercising termination unit investment trust (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     6. From the date of the cause of ending the mutual fund is not permitted to dispose of property, constituting a mutual fund, except for its realization and distribution in accordance with this federal law.
     7. the person who performs the termination of mutual fund is obliged to: 1) within pâtirabočih days from the date of termination of the Fund, notify the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     2) open in accordance with this federal law post on cessation of mutual fund;
     3) take steps to identify creditors, whose claims must be satisfied from the assets of a mutual fund, and repayment of the receivable.
     7-1. conducting specialized depository termination unit investment fund, acting on its own behalf as a trustee of the Fund subject to the restrictions imposed by this federal law.  Upon termination of the unit investment fund specialized depositary to the latter assumes all rights and obligations of the management company, the Fund's termination. In this case, the specialized depository shall bear responsibility stipulated by paragraph 1 of article 16 of the present Federal′nogozakona.
While debts under obligations which have arisen in connection with the termination of the mutual fund in case of insufficiency of the property of ètotfond, is to be repaid at the expense of the company imuŝestvaupravlâûŝej (item 7-1 was introduced by the Federal law dated July 28, 2012 N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334).
     8. term of pred″âvleniâkreditorami requirements that must be met at the expense of the property of a mutual fund, cannot be less than two months from the date of disclosure of the messages on the cessation of mutual fund.
     9. At the end of the presentation the lenders requirements that must be met at the expense of the property of a mutual fund, and before settling with them a person exercising the cessation of mutual fund makes and sends to the Bank of Russia balance sheet assets of a mutual fund, which should contain information about the property of a mutual fund, the charges brought against lenders and their outcome.  If a mutual fund is administered by the management company specified balance must be consistent with a specialized depository (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 10. Person exercising the cessation of mutual fund has an obligation to implement the property constituting the mutual fund and payments to creditors in accordance with article 32 of the present Federal law in a period not exceeding six months from the date of disclosure of the messages on the cessation of mutual fund. This period may be extended by the decision of the Bank of Russia, if a mutual fund is carried out in case of late cancellation (termination) license management company.  In the case of imposing a ban on operations with property forming mutual fund, after disclosure of the communication on its termination under this paragraph during the period is suspended for the duration of the ban (as amended by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 11. Specialized depository in the implementation of the cessation of mutual fund operates from svoegoimeni and shall exercise the powers of the management company to end mutual fund, including commits the transaction on its behalf on the disposition of the property of a mutual fund, including real property, dispose of funds on accounts and in deposits in banks and other credit organizations, as well as commit transactions with securities sostavlâûŝimipaevoj, an investment fund, bezporučeniâ (orders) of the management company.  State registration of transactions and (or) the transition of ownership rights to nedvižimoeimuŝestvo, constituting the mutual fund by providing specialized depositary certified copy of the decision by the Bank of Russia of cancellation of license upravlâûŝejkompanii (in red.  Federal zakonaot July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 12. When implementing specialized depositary the cessation of mutual fund money resources write-off natranzitnom account or bank account, open upravlâûŝejkompanii in accordance with paragraph 2 of article 15 of this federal law, shall be made by order of a specialized depositary.  These operations are carried out by the Bank or other crediting organization in the provision of specialized depositary certified by the Bank of Russia vypiskiiz license registry management companies, podtverždaûŝejannulirovanie (termination) license management company (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation , 2013, N 30, art. 4084). 13. The Transitional Administration in the implementation of the mutual fund is acting on behalf of the management of the company without a power of Attorney and shall exercise the powers of the management company to end mutual fund, including committing on behalf of the management company transactions on realization of the property of a mutual fund, including real property, dispose of funds on accounts and in deposits in banks and other credit organizations, disposes of the securities forming a mutual fund.
Remuneration provided for in paragraph 4 of this article, the interim administration is not paid.
     (Article 31 in red.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 32. Distribution of assets of a mutual fund, upon termination of the unit investment fund 1. In the event of termination of mutual fund assets, which amounts to a mutual fund, to be implemented.
     The funds that make up the mutual fund and received by him after the disposition of the property, the sostavlâûŝegopaevoj investment fund, are distributed in the following order: first, the creditors, whose claims must be satisfied from the assets of a mutual fund (except for the remuneration provided for in the fourth and fifth subparagraphs of this paragraph), including specialized depositary, person who conducting the register of the owners of the investment shares, appraisal, auditing organizations and Exchange rewards , assessed on the day of the occurrence of osnovaniâprekraŝeniâ mutual fund, as well as persons whose bid to repay the investment paevbyli taken prior to the date of termination of the unit investment fund due monetary compensation (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     secondarily-person shortly after cessation of mutual fund related remuneration, except whenin accordance with this federal law remuneration (as amended by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247);
     in the third priority of the management company remuneration calculated it on the day the cause of prekraŝeniâpaevogo investment fund, as well as specialized depositary, upon a person in the register of owners of osuŝestvlâûŝemuvedenie investment shares, evaluator and Auditor remuneration accrued after the date of termination of the unit investment Fund (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     in fourth place-the owners of the investment shares of monetary compensation through the distribution of the remaining property in proportion to them količestvuprinadležaŝih investment shares (in red.  The Federal law of December 6, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). A person exercising termination unit investment

the Fund may receive emoluments remuneration for the performance of duty to end mutual fund only after all payments in accordance with the order provided for in this paragraph.
     2. Upon completion of the calculations in accordance with paragraph 1 of this article, the person exercising the cessation of mutual fund is the report on the termination of mutual fund and submits it to the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Reporting requirements on termination of mutual fund and the manner of its presentation are set BankomRossii (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Bank of Russia approves the report on the termination of mutual fund and shall decide on the exclusion of the unit investment fund from the registry of mutual funds (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. Investment shares of unit investment trust PRIEGO termination shall simultaneously with the payment of monetary compensation regardless of whether the owner of such investment shares their repayment requirement (paragraph 3 was introduced by the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). CHAPTER VI. The REQUIREMENTS of KSOSTAVU and STRUCTURE of ASSETS of AKCIONERNYHINVESTICIONNYH funds and INVESTMENT FUNDS AKTIVOVPAEVYH Article 33. Sostavaktivov iaktivov joint stock investment funds mutual funds 1. The composition of the assets of stock mutual funds and mutual fund assets can include cash assets, including foreign currency, and takžesootvetstvuûŝie the requirements established by the normative acts of the Bank of Russia (harm federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084): 1) state securities of the Russian Federation and state securities of the Russian Federation;
     2) municipal securities;
     3) shares and obligaciirossijskih business companies;
     4) bumagiinostrannyh States;
     5) shares of the foreign joint-stock companies and bonds of the foreign commercial organizations;
     6) investment paipaevyh investment funds;
     7) mortgage-backed securities issued in accordance with the legislation of the Russian Federation on mortgage cennyhbumagah;
     8) rossijskiedepozitarnye receipts;
     9) other securities envisaged by the normative acts of the Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). (para 1 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) 2. The composition of the assets of joint stock investment funds and stock assets, interval and closed-end mutual funds along with the property referred to in paragraph 1 of this article may include other property in accordance with the normative acts of the Bank of Russia (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.  4334;  Federal law dated July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). Nedvižimoeimuŝestvo and property rights on immovable property may comprise only a part of the assets of joint stock investment funds and assets of closed mutual funds.
     Right of claim for monetary obligations, including rights that arise in the future from existing obâzatel′stvili from future obligations may consist of only a part of assets of closed mutual funds (paragraph added by federal law from December 21, 2013 N 379-FZ-collection of laws of the Russian Federation, 2013, N 51, art. 6699).
     3. requirements to sostavuaktivov joint stock investment fund are defined in its investment Declaration, and requirements for the composition of the assets of the mutual fund-investment Declaration contained this fiduciary vpravilah collective investment Fund (in red.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). 4. In the composition of the assets of joint stock investment funds or assets of mutual funds bonds issued by microfinance organizations, may not be more than 10 per cent of the value of assets, except for joint stock investment funds and mutual funds, securities which are intended for qualified investors (item 4 was introduced by the Federal law of December 21, 2013  N 375-FZ-collection of laws of the Russian Federation, 2013, N 51, art.
6695). Article 34. Strukturaaktivov joint stock investment funds and assets of mutual funds requirements for the structure of assets of joint stock investment funds and assets of mutual funds are established by the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Investicionnaâdeklaraciâ joint stock investment fund and mutual fund investment Declaration can set higher requirements to the structure of assets, than the requirements of the normative acts of the Bank of Russia (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Article 35. Investment Declaration Investicionnaâdeklaraciâ joint stock investment fund and mutual fund investment Declaration should contain: a description of the investment policy objectives equity investment fund and mutual fund management company;
     list ob″ektovinvestirovaniâ;
     a description of the risks associated with investing in these investment objects;
     requirements to the structure of assets and assets Fund akcionernogoinvesticionnogo mutual fund.
 
     CHAPTER VII. OPREDELENIESTOIMOSTI NET ASSETS AKCIONERNYHINVESTICIONNYH ČISTYHAKTIVOV Funds And MUTUAL FUNDS.
                OCENKAAKTIVOV IAKTIVOV JOINT STOCK INVESTMENT FUNDS MUTUAL FUNDS Article 36. Opredeleniestoimosti akcionernyhinvesticionnyh net assets of the funds and the net value of investment funds aktivovpaevyh čistyhaktivov joint stock investment funds and net assets of paevyhinvesticionnyh funds is determined in accordance with the procedure and terms stipulated by the Bank of Russia normativnymiaktami (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
 
     Article 37. Ocenkaaktivov equity investment fund iaktivov mutual fund 1. Score aktivovakcionernogo investment fund and mutual fund assets is carried out in the manner prescribed by normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Score nedvižimogoimuŝestva, rights to real property, other than the one provided by the normative acts of the Bank of Russia of the property belonging to the equity investment fund ilisostavlâûŝego mutual fund, is carried out by a surveyor as defined by the Board of Directors (Supervisory Board) of an investment fund or specified in the rules of the mutual investment trust management Fund (ed. Federal′nogozakona of July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. The rules of collective investment trust management fund can be a property valuation, peredavaemogodlâ incorporation into the mutual fund priformirovanii of such a Fund, valuator, which is not specified in the rules of the mutual investment trust management fund.
     4. Valuation of property, under paragraph 2 of this article shall be exercised when purchasing, as well as nereže once a year, if a frequency is not established by the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 5. Ocenŝikamiakcionernogo investment fund and a mutual fund may not be affiliates of joint stock investment fund, the management company and the depositary of a specialized investment fund and equity mutual fund auditing of joint stock investment fund and audit organization the mutual fund management company (as amended by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 6. The appraiser shall be responsible to the joint-stock company

Investment Fund or the owners of the investment shares for caused them losses incurred in connection with the use of a joint investment fund or management kompaniejpaevogo investment fund market values or other final project cost estimates indicated in the report, signed by the appraiser: 1) in the calculation of the net asset value of joint investment fund and the assets of the mutual fund;
     2) in transactions with equity investment fund assets and property forming a mutual fund.
     7. the management kompaniâpaevogo investment fund has prescribed subsidiarnuûotvetstvennost′ evaluator punktom6 this article. Managing company vozmestivšaâ losses, has the right of recourse (regression) to the evaluator in razmeresummy it paid the owners of the investment shares.
     8. Ocenkaimuŝestva, specified in the nastoâŝejstat′e, if it belongs to equity investment fund or is mutual fund shares (investment shares) which are limited in circulation can not be carried out, except in the cases prescribed by normative acts of the Bank of Russia, investment Declaration of joint stock investment fund or collective investment trust management regulations of the Fund (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) (article 37 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) CHAPTER VIII. ACTIVITIES of the MANAGEMENT COMPANY, article 38. The requirements of kupravlâûŝej of the company 1. The management company may only be established in accordance with the legislation of the Russian Federation joint stock company or limited liability company (optional).
     2. the management company may use in its name the words "investment fund" joint-stock investment fund "or" Fund "paevojinvesticionnyj in conjunction with the words" management company ".
     3. Management (asset management) assets of joint investment fund and asset management to collective investment fund may only be made on the basis of a licence of the management company.  Based on the specified license can also manage osuŝestvlât′sâdoveritel′noe other assets in cases provided for by federal laws.
     4. The activities provided for in paragraph 3 of this article may be combined only with activity on securities management and (or) with activities as the management company specialized society, carried out in accordance with the legislation of the Russian Federation on securities market (harm federal law dated December 21, 2013 N 379-FZ-collection of laws of the Russian Federation, 2013, N 51, art. 6699).
     5. the management company may invest its own funds to carry out transactions on the transfer of property, as well as provide advisory services in the field of investment, subject to the requirements of the normative acts BankaRossii on prevention of conflict of interest (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. The size of the own funds of the management company shall comply with the requirements of the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 7. The management company must ensure the continued leadership of their current activities.  The authority of the individual executive body of the management company may not be transferred to a legal person.
     8. In the case of prinâtiârešeniâ on the suspension or termination of the powers of the individual executive body of the management company shall simultaneously with the adoption of the decision to take a decision on the creation of a temporary respectively sole executive body or a new sole executive body.  While as interim sole executive body may only be made by a person who is in State employees of the management company or is a member of its Board of Directors (Supervisory Board) or a collegial executive body. Person osuŝestvlâûŝeefunkcii interim sole executive body of a management company shall meet the requirements of paragraphs 9 and 10 of this article.
     9. a person serving as the company's sole executive body of a management company, must have higher education and comply with the BOR qualifications and professional experience requirements (as amended by the Federal law dated July 2, 2013 N 185-FZ-collection of laws of the Russian Federation, 2013, N 27, art. 3477; federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013 N 30, art. 4084). 10. A member of the sovetadirektorov (Supervisory Board), a member of the collegial executive body, sole executive body, and the branch manager of a management company may not be: 1) persons who acted as the sole executive body of financial institutions at the moment when these organizations violations, which have been cancelled (withdrawn) licenses for carrying out relevant activities or violations for which these licenses have been suspended, and these licenses have been revoked (withdrawn) due to these violations during If after the date of such cancellation of less than three years. When the podfinansovoj Organization for the purposes of this federal law shall be understood to be a professional participant of the securities market, clearing organization, management company, investment fund, mutual fund and private pension fund, specialized depository investment fund, mutual fund and private pension fund, equity investment fund, credit institution, insurance company, pension fund, organizer of trade;
     2) persons in organizations whose accounts are not expired, during which they considered to be subjected to an administrative sanction in the form of disqualification;
     3) persons having removed from or outstanding convictions for offences in the sphere of economic activities or offences against State power.
     (Item 10 in red.  Federal law dated June 28, 2013  N 134-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 26, art. 3207) 10-1. The current Member of the Board of Directors (Supervisory Board), upon the occurrence of the circumstances referred to in subparagraphs 1 -3 paragraph 10 of this article shall be deemed to have resigned from the date of entry into force of the relevant decision of the authorized body or the Court (para. 10-1 was introduced by the Federal law of June 28, 2013  N 134-FZ-collection of laws of the Russian Federation, 2013, N 26, art.
3207). 11. Russian Federation, constituent entities of the Russian Federation and municipal entities may not be participants of the management company.
     12. (para 12 utratilsilu on the basis of the Federal law dated June 28, 2013  N 134-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 1, art. )
     13. (Utratilsilu, paragraph 13 under federal law from June 28, 2013  N 134-FZ-collection of laws of the Russian Federation, 2013, N 26, art. 3207) 14. (Para 14 utratilsilu on the basis of the Federal law dated June 28, 2013  N 134-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 26, art. 3207) 15. Management company shall organize internal control over compliance activities carried out directly via license management company the requirements of federal laws and other regulatory legal acts of the Russian Federation, normative acts of the Bank of Russia, the rules of collective investment trust management fund, other contracts entered into by the management company in the implementation of such activities, as well as the constituent documents and internal documents of the management company (hereinafter referred to as the internal control) (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 16. Internal control should be carried out by an official (hereinafter Inspector) or a separate structural unit of the management company (hereinafter referred to as the internal control service).
Controller (internal control manager) naznačaetsâna Office and dismissed from Office by decision of the Board of Directors (nablûdatel′nogosoveta), but the absence of a decision of the general meeting of shareholders (participants) of the management company.
Comptroller (head of internal control service) is accountable to the Board of Directors (Supervisory Board) or the general meeting of shareholders (participants) of the management company.
     17. the Comptroller (head of internal control service) must have higher education and comply with Bank of Russia qualified.     Controller (head of internal control service) and by implementing internal control internal control, be more (as amended by the Federal law dated July 2, 2013 N 185-FZ-collection of laws of the Russian Federation, 2013, N 27, art.

3477;  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1), the person serving as the company's sole executive body;
     2) persons selected may 10 of this article.
     18. rules of organization of internal control management Ltd. (hereinafter referred to as the internal control rules) and modification thereto shall be approved by the Board of Directors (Supervisory Board), and in his absence the general meeting of shareholders (participants) of the management company (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084; Federal law dated June 29, 2015  N 210-FZ-Sobraniezakonodatel′stva Russian Federation, 2015, N 27, art. 4001) (article 38 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 38-1. Requirements relating to the founders (participants) of the management company 1. An individual with or removed from the outstanding convictions for crime in the sphere of economic activity or offense against State authority, may not directly or indirectly (through the controlled persons) alone or together with other persons, related treaties, fiduciary asset management, and (or) simple camaraderie and (or) orders, and (or) shareholders agreement, and (or) other agreement, the subject of which is the realization of the rights certified by shares of the management company receive the right to dispose of 10 percent or more of votes per voting shares (share) authorized capital of the management company.
     2. a person who prâmoili indirectly (through the controlled persons) alone or jointly with others, it will deal with any validation property trust management contracts, and (or) simple camaraderie and (or) orders, and (or) shareholders agreement, and (or) other agreement, the subject of which is the realization of the rights certified by shares of the management company, has the right to dispose of 10 percent or more of votes per voting shares (share) authorized capital of management company is obliged to send a notification to the management company and the federal body of Executive vlastipo securities market in order and dates installed regulations of a federal body of executive power for the securities market.
     3. the federal authorities organispolnitel′noj for the securities market in the exercise of its supervisory functions in accordance with the established procedure has the right to seek and receive information of persons who directly or indirectly (through controlled entities) alone or together with other persons, related treaties fiduciary asset management, and (or) simple camaraderie and (or) orders, and (or) shareholders agreement, and (or) other agreement, the subject of which is the realization of the rights of certified by shares of the management company, have the right to order 10 or more percent of votes, the voting shares (share) authorized capital of the management company.
     4. If a notification under paragraph 2 of this article, is not received by the management company or from a specified notice should that person who directly or indirectly (through the controlled persons) alone or together with other persons, related treaties, fiduciary asset management, and (or) simple camaraderie and (or) orders, and (or) shareholders agreement, and (or) other agreement, the subject of which is the realization of the rights certified by shares of the management company has the right to dispose of 10 percent of the votes, andmore per voting shares (share) authorized capital of the management company does not meet the requirements set out in paragraph 1 of this article, the person entitled to dispose of the number of votes not exceeding 10 per cent of votes per voting shares (share) authorized capital of the management company. With the remaining shares belonging to the specified person in determining the quorum for holding the general meeting of shareholders (participants) of a management company shall not be taken into account.
     (Art. 38-1 vvedenaFederal′nym Act of June 28, 2013  N 134-FZ-collection of laws of the Russian Federation, 2013, N 26, art. 3207) article 39. Obâzannostiupravlâûŝej company 1. The management company is required to act reasonably and in good faith in the exercise of their rights and duties.
     2. the management kompaniâobâzana: 1) transfer the property, which belongs to equity investment fund, and the estate that forms the unit investment fund, for registration and (or) hraneniâspecializirovannomu to the depositary, if for certain types of property normative legal acts of the Russian Federation, including the normative acts of the Bank of Russia, eslipredusmotreno otherwise (in red.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) transmit specialized depozitariûnezamedlitel′no since compiling them or to obtain copies of all original documents in respect of property owned by a joint stock investment fund, and the property of a mutual fund, as well as the original copies of the documents confirming rights on immovable property;
     3) submit to the Bank of Russia vustanovlennom reporting procedure (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084);
     3-1) to enable the provision of electronic documents to the Bank of Russia, as well as the possibility of obtaining from the Bank of Russia of electronic documents in the manner prescribed by the Bank of Russia (3-1 vvedenFederal′nym Act of July 13, 2015 N 231-FZ-collection of laws of the Russian Federation, 2015, N 29, art. 4357, enters in force from February 9, 2016);
     4) raskryvat′informaciû on equity investment fund and the unit investment fund in accordance with this federal law, except in cases provided for in this federal law;
     5) have an Internet site, whose e-mail address includes the domain name, the rights to which are owned by that management company (hereinafter-the website of the management company);
     6) to carry out transactions with the property forming the assets of joint investment fund and (or) mutual fund assets, as well as with other property asset management which it carries out on the basis of a licence of the management company, the order established by the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     7) send BankRossii notification of change of the composition of the Board of Directors (Supervisory Board) and ispolnitel′nyhorganov management company within five working days from dnânastupleniâ these events (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     8) use when interacting with a person engaged in maintenance of the register of the owners of the investment shares (Registrar of joint stock investment fund), with a specialized depositary, with the agent for the issuance, Exchange and redemption of investment shares, as well as with individuals, doveritel′noeupravlenie property which it carries out on the basis of a licence of the management company, with the exception of purchasers and owners of the investment shares, documents in electronic form, electronically signed. Type of electronic signature, and the order eeproverki establishes an agreement between the parties to the electronic interaction (in red.  Federal law dated March 12, 2014  N 33-FZ-collection of laws of the Russian Federation, 2014, N11, art. 1098);
     8-1) raskryvat′ili, if investment shares are restricted in circulation, provide vladel′caminvesticionnyh shares information on the date of making the list of the owners of the investment shares to exercise their rights or for partial repayment of the investment shares without their demands for pogašeniine later than three working days before the date of the sostavleniâukazannogo list (subparagraph 8-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334);
     9) comply with other requirements of this federal law and regulatory acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     3. equity investment fund management company shall have the right, in the cases provided for by federal laws, to refuse to perform their duties stipulated by this federal law and the Treaty with joint investment fund.
     3-1. the management company may designate another person on her behalf and at the expense of the property equity investment fund or assets of a mutual fund, the actions necessary to control

the property, unless otherwise provided by the contract of trust asset management equity investment fund or contract paevyminvesticionnym asset management fund.
     Management kompaniâvprave entrust another person to perform on behalf of that person, but at the expense of property of akcionernogoinvesticionnogo Fund or property of mutual fund transactions, unless otherwise provided by the contract of trust asset management equity investment fund or collective investment trust management fund.
     (Para 3-1 was introduced by the Federal law of 28 iûlâ2012 g.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334), 4. In case of refusal to perform their responsibilities under paragraph 3 of this article, the equity investment fund management company is obliged to: 1) not less than 60dnej prior to the date of termination of their duties in pis′mennojforme to notify the Board of Directors (Supervisory Board) joint investment fund and Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084);
     2) within pâtirabočih days from the date of termination of his duties to hand over all its documents, property (including money) that is owned by a joint stock investment fund, the newly appointed management company.
     5. Decision odobrovol′noj the Elimination of the management company may not be accepted prior to the termination of all mutual funds, trust management which it exercises, and (or) prior to the transfer of iobâzannostej under all of the treaties concluded by the fiduciary under the license of upravlâûŝejkompanii, another management company (the other management companies).
     6. the management company stock mutual fund is obligated to cause cessation of ètogofonda in accordance with the rules of the Fund asset management provide: 1) purchase (sale) of the authorized person (authorised persons) investment shares of the stock unit investicionnogofonda at a price that is not možetotličat′sâ from the computed value of one investment unit more than the amount established by the rules of such fiduciary fund;
     2) purchase (sale) of market-maker on organized Russian bids Exchange investment units at a price that cannot be different from the estimated price one investment unit more than the amount established by the rules of such fiduciary fund.
     (Item 6 was introduced by the Federal law of 28, 2012.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (article 39 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 40. Ograničeniâdeâtel′nosti management company 1. Head organization, acting as trustee of equity investment fund assets or the assets of a mutual fund or in exercising the functions of the individual executive body of an equity investment fund, is not entitled to carry out the following transactions or give poručeniâna the following transactions: 1) on the acquisition of objects that are not stipulated by this federal law, the regulations of the Bank of Russia, investment Declaration of joint stock investment fund or unit investment trust (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) gratuitous alienation of assets of joint investment fund or assets of a mutual fund;
     3) as a result of which the management company accepted responsibility for the transfer of property which at the time of the adoption of such a duty does not constitute assets investicionnogofonda equity or mutual fund, except for transactions in organized bidding, if clearing on such transactions (in red.  Federal law dated November 21, 2011  (N) 327-FZ-collection of laws of the Russian Federation, 2011, N 48, art. 6728);
     4) on priobreteniûimuŝestva, which is the subject of a bond or other security, which resulted in the composition of the assets of joint investment fund or mutual fund included property that is the subject of the collateral or other security;
     5) loan contracts ilikreditnyh contracts, as well as treaties.  The specified rule nerasprostranâetsâ to cases receiving cash for Exchange or redemption of investment paevpri insufficient funds that make up this mutual fund, and the conclusion of treaties of repo cases established by the normative acts of the Bank of Russia. When ètomsovokupnyj amount of debt to be repaid from the property of a mutual fund, under all of the treaties zajmai credit contracts must not exceed 20 per cent of the net asset value of the unit investment fund. Term borrowing for each of the loan agreement and the loan agreement (including the extension) cannot exceed six months (in red.  Federal zakonaot November 25, 2009 N 281-FZ collection zakonodatel′stvaRossijskoj Federation, 2009, no. 48, art.
5731;  Federal zakonaot July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     6) on the acquisition of property in trust for other contracts, and property of assets of joint investment fund, in which the management company performs the functions of the edinoličnogoispolnitel′nogo body, except as provided in this article;
     7) on otčuždeniûimuŝestva of aktivyakcionernogo investment fund or mutual fund, consisting of property held in trust for her other treaties or in the assets constituting the assets of joint investment fund, in which the management company performs the functions of a sole executive body, except as provided in this article;
     8) on the acquisition of securities issued (issued) the main dominant business entities the participant, its subsidiaries and dependent companies, specialized depositary, audit organization akcionernogoinvesticionnogo Fund or the management company of the unit investment fund, the Registrar of joint stock investment fund, the person performing maintenance of the register of the owners of the investment shares or shares in the share capital of any of these persons, except as provided in this article (in red.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     9) by priobreteniûimuŝestva, owned by the ètojupravlâûŝej company, its principals, principal and preobladaûŝimhozâjstvennym principal societies, eedočernim and dependent societies, either by expropriation specified persons, except as provided in this article;
     10) on the acquisition of property from a specialized depositary, valuator and auditor of the organization with which the management company contracts in the past under federal law, the owners of the investment shares of closed mutual fund asset management by the management company, or by such persons otčuždeniûimuŝestva, except cases for issuing investment shares specified owners and other cases provided for in this article (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation , 2012, N 31, art.
4334);
     11) on the acquisition of securities issued (issued) the management company, as well as a joint investment fund, whose assets are in a trust management of the management company or as the company's sole executive body which conducts this management company.
     2. Head organization, acting as trustee of assets of joint investment fund or mutual fund or exercising executive body funkciiedinoličnogo equity investment fund may, subject to compliance with the normative acts of the Bank of Russia demands aimed at limiting the risks to conclude treaties that are derivative financial instruments (harm federal law dated November 25, 2009  N 281-FZ-collection of laws of the Russian Federation, 2009, no. 48, art. 5731;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084.) 2-1. The management company may not enter into contracts for onerous rendering of services payable at the expense of assets of joint investment fund or mutual fund, in cases established by the normative acts of the Bank of Russia (para 2-1 was introduced by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;  in red. Federal law dated 23 iûlâ2013 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084). 3. Managing kompaniâne has the right to: 1) acquire shares of joint stock investment fund

assets which are in its trust deed ilifunkcii sole executive body which she performs as well as the investment shares of unit investment fund 1st trust deed, except the cases stipulated by this federal law (as amended.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     2) dispose of the assets of joint investment fund or property forming a mutual fund without the prior consent of a specialized depositary, except for transactions in organized bids Russian or foreign exchange or other trading organiser (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) dispose of funds (securities) located on the transit account (the transit custody account), as well as other assets, referred to as a payment for investment units and not included in the composition of the unit investment fund without the prior consent of specialized depository;
     4) use property owned by a joint stock investment fund, to ensure the fulfilment of its own obligations or liabilities of third parties, as well as the assets constituting the mutual fund for obespečeniâispolneniâ your own obligations not related to trust management to collective investment fund, or to ensure the fulfilment of the obligations of third parties. The requirements of this subparagraph shall not apply to transfers of property belonging to equity investment fund or of a mutual fund, vindividual′noe, clearing the provision either in the property pool (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.  4084;  Federal′nogozakona from June 29, 2015  N 210-FZ collection zakonodatel′stvaRossijskoj Federation, 2015, N 27, art.
4001);
     5) to charge interest for the use of funds of the management company provided for monetary compensation to the owners of the investment shares or to Exchange investment units, cases, predusmotrennyhstat′ej 25 hereof.
     4. limitations of nasoveršenie transactions, established by subparagraphs 6, 7, 9 and 10 paragraph 1 of the present article shall not apply if: 1) transactions with securities are organized by the bid on the basis of applications for purchase (sale) on best prices specified therein, provided that the proposal addressed to all bidders and information that identifies the applicant not disclosed to bidders during the bidding process to other participants (as amended by the Federal law of November 21, 2011 (N) 327-FZ-collection of laws of the Russian Federation 2011, N, 48, art. 6728);
     2) securities transactions are included in mutual fund investment units which may be exchanged for units of another investment fund, which acquired these securities.
     5. limitations of nasoveršenie transactions ustanovlennyepodpunktom 8 paragraph 1 of this article shall not apply if the ukazannyesdelki: 1) committed to securities included in its lists of the Russian exchanges (as amended by the Federal law of November 21, 2011  (N) 327-FZ-Sobraniezakonodatel′stva Russian Federation, 2011, N 48, art. 6728);
     2) committed while placing additional securities joint stock company in the implementation of the management kompaniejprava shareholder preferential acquisition of shares and emissive securities convertible to shares of the joint stock company;
     3) are transactions on the acquisition of shares in companies which, at the time the transactions were dependent (child) business entities by virtue of acquiring management company last listed stocks (shares) in the property constituting the assets of joint investment fund or mutual fund.
     6. limitation of nasoveršenie deals, ustanovlennoepodpunktom 3 of paragraph 1 of this article shall not apply to transactions carried out by property pootčuždeniû management company acting as the company's sole executive body joint investment fund or acting manager kačestvedoveritel′nogo equity assets of an investment fund or mutual fund shares (investment shares) which are limited in circulation.
     7. limitations of nasoveršenie transactions, established by subparagraphs 5 and 8 of paragraph 1 of this article shall not apply to transactions carried out by the management company acting as the company's sole executive body of an equity investment fund, or serving as a trustee of assets of joint investment fund or mutual fund shares (investment shares) which are limited in circulation, vslučaâh, established by the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 8. Restrictions on transactions with the owners of the investment shares of closed mutual funds, established by subparagraph 10 of paragraph 1 of this article shall not apply to transactions carried out by the management company acting as the company's sole executive body of an equity investment fund, or serving as a trustee of assets akcionernogoinvesticionnogo Fund or mutual fund shares (investicionnyepai) is limited in circulation, in cases stipulated by the Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 9. For transactions conducted in violation of the requirements of this article, the management company undertakes to third parties personally and answers only she owned property.
     (Article 40 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 41. Remuneration and expenses connected with the Office and trust fund akcionernyminvesticionnym upravleniempaevym investment fund 1. Remuneration of the management company, depositary, person performing maintenance of the register of the owners of the investment shares, appraiser, audit organization and Exchange are paid from the assets of joint investment fund and property investment fund sostavlâûŝegopaevoj, and their amount should not exceed 10 per cent of the annual average net assets value equity investment fund and pure aktivovpaevogo investment fund.  The procedure for calculating the annual average net assets value equity investment fund and mutual fund net assets shall be determined by the Bank of Russia (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     2. The remuneration of the management company and (or) the procedure for its determination, as well as a list of expenses related to trust management of assets of joint investment fund or collective investment fund management company predusmatrivaûtsâdogovorom equity investment fund or collective investment trust management regulations of the Fund.
     3. remuneration of the management company in the form of a fixed installed notbe summyili share of annual average net assets value equity investment Fund (paevogoinvesticionnogo) and (or) the proportion of income from the management of joint stock investment Fund (share of income from asset management private equity investment fund). Upravlâûŝejkompanii remuneration, defined as the proportion of income from the management of joint stock investment Fund (proportion of income from doveritel′nogoupravleniâ private equity investment fund) may not exceed 20 per cent of the specified income calculation which establishes the normative acts of the Bank of Russia (as amended by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 4. If the management company carries out termination unit investment fund, the size of the eevoznagraždeniâ shall be calculated in accordance with paragraph 4 of article 31 hereof from the date the cause of the cessation of mutual fund.
     5. in the case of a akciiakcionernogo investment fund or investment units are limited in circulation, the rules provided by paragraphs 1 and 3 of this article shall not apply.  While the procedure for determining the remuneration of the management company establishes a joint stock investment fund investment declaration or rules of mutual investment trust management fund in accordance with the requirements of the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian

Federation, 2013, N 30, art. 4084). 6. Costs associated with confidence upravleniemimuŝestvom that make up the assets of joint investment fund or property sostavlâûŝimpaevoj investment fund, including mandatory payments related to trust management and property takženalogi, which is the property that constitutes a unit investment Fund paid respectively from the assets of the investment fund, or aktivyakcionernogo property of a mutual fund. List of expenses is established by the normative acts of the Bank of Russia.  The management company may not recover from the property of investicionnogofonda joint assets, or assets of a mutual fund, the expenses incurred for your account, except for the reimbursement of the amounts referred to in this paragraph of taxes and obligatory payments, as well as the costs for which stipulated by this federal law (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012 , N 31, art.  4334; Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084). 7. Payment of a penalty and compensation for damages arising from non-performance of obligations under contracts concluded by the management company as a fiduciary upravlâûŝegopaevym investment fund or assets of joint investment fund, carried out at the expense of their own property management company.
     (Article 41 in red.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247), chap. IX. CONTROL ZARASPORÂŽENIEM property PRINADLEŽAŜIMAKCIONERNOMU INVESTMENT FUND and property forming MUTUAL FUNDS Article 42. Ihranenie accounting akcionernomuinvesticionnomu assets belonging to the Fund and the assets of a mutual fund 1. Property belonging to equity investment fund, and the estate that forms the unit investment fund should be treated in a specialized depository.
     Prinadležaŝeeakcionernomu property investment fund, and the estate that forms the mutual fund shall be kept in a specialized depositary if for certain types of property regulations of the Russianfederation, including the normative acts of the Bank of Russia, not predusmotrenoinoe (in red.  Federal zakonaot July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Registration and storage of property belonging to the equity investment fund, and the property of a mutual fund may be only one specialized depositary.
     Specializirovannyjdepozitarij does not have the right to use and dispose of property belonging to the equity investment fund, and property forming a mutual fund.
     3. rights to securities owned by equity investment fund or the law on securities, which constitute the property of a mutual fund should be incorporated into the custody account at a specialized depository except prawna Government securities.
     4. (para. 4 utratilsilu on the basis of the Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) article 43. Control zarasporâženiem property belonging to equity investment fund, andproperty forming mutual fund 1. Specialized depository monitors: 1) upravlâûŝejkompaniej equity investment fund of this federal law, adopted in accordance with the normative acts of the Bank of Russia, the provisions of investicionnojdeklaracii equity investment fund, fiduciary management agreement joint investment fund management company (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation , 2013, N 30, art.
4084);
     2) equity investment fund of this federal law adopted by them in accordance with the normative acts of the Bank of Russia, as well as the provisions of the investment Declaration of joint stock investment fund management company in the case of a transfer of authority of the individual executive body of an equity investment Fund (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     3) a management company of the unit investment fund of this federal law, adopted in accordance with the normative acts of the Bank of Russia and mutual investment fund management pravildoveritel′nogo (as restated by federal law 23iûlâ, 2013.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 2. provides specialized depository management company consent to the disposition of the assets of joint investment Fund (mutual fund) or funds (securities) located on the transit account (the transit custody account), if such an order not present Federal law, normative acts of the Bank of Russia Joint-stock investment fund investment Declaration, the Treaty of joint stock investment fund management company and investment fund equity doveritel′nogoupravleniâ rules (as amended.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. Under paragraph 2 of this article, consent to dispose of funds given by signing the specialized depositary of the payment document, according to which the Bank or other crediting organization management company is given an order to transfer the funds.  Eslispecializirovannym depositary is a credit institution, kotorojotkryty transit accounts and accounts referred to in paragraph 2 of article 15 of this federal law, specialized depository may perform an order for payment of money, if it is in accordance with paragraph 2 of this article.  While the signing of such a specialized depositary of the payment document is not required.
     4. Pravilaosuŝestvleniâ specialized depositary accounting and storage of property set out in article 42 hereof, control rules provided for by this article, as well as the requirements of kreglamentu of specialized depositary bank of Russia (normativnymiaktami are set in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. In case of nonperformance or improper performance of duties by specialized depositary accounting and storage of property belonging to the equity investment Fund (constituent unit investment fund), as well as the monitoring provided for in this article, solidarnuûotvetstvennost′ the custodian is the management company before a joint stock investment fund or owners of the investment shares of unit investment trust.
     (Article 43 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 44. Requirements of kspecializirovannomu depositary 1. The activities of poučetu and storage of property owned by a joint stock investment fund, or the property of a mutual fund, as well as for the monitoring of share investment fund or the management company of joint stock investment fund or unit investment Fund (hereinafter referred to as specialized depository activity) may be carried out only on the basis of the license to carry out activities of a specialized depositary of investment funds, mutual funds and pension funds (hereinafter referred to as specialized depositary license).    On the basis of the license of a specialized depositary in cases stipulated by federal laws, may be a storage učetui property (assets), control the disposition of the property (assets), as well as a verification in accordance with those federal laws.
     2. Specialized depositary of joint stock investment fund and a mutual fund may be the only depository, a joint stock company or limited liability company (optional), established in accordance with the legislation of the Russian Federation licensed specialized depositary.
     3. Only možetispol′zovat′ specialized depository in its corporate name, the words "investment fund" joint-stock investment fund "or" mutual fund "in conjunction with the words" specialized depositary "or" the depositary ".
     4. the depositary Deâtel′nost′specializirovannogo shall be carried out under the Treaty:

     1) equity investment fund, if the functions of the individual executive body of the Fund were transferred to the management company;
     2) with the management company if the latter performs asset management equity investment fund or mutual fund assets;
     3) with other persons in the cases provided for by federal laws.
     5. Term of contract a specialized depositary, the management company of a closed mutual fund may not be less than the term of the agreement the mutual investment trust management fund.
     6. it is not allowed to conclude agreements under paragraph 4 of this article if: 1) management company and specialized depository is the main and subsidiary of either the predominant and dependent on each other societies;
     2) specialized depository owns the shares of the investment fund, with which the management company or of which the contract is concluded;
     3) specialized depository owns the investment shares of a mutual fund, in respect of which the management company is the contract.
     7. the activities of specialized depository can be combined only: 1) with deâtel′nost′ûkreditnoj organization;
     2) with professional′nojdeâtel′nost′û in the securities market, except for the activities of maintenance of register of owners of securities and depositary activity, if the latter involved on the basis of agreements with trade Organizer and (or) a clearing organisation depository operations on securities dogovorams concluded at organized bid (as amended by the Federal law of November 21, 2011  (N) 327-FZ-collection of laws of the Russian Federation, 2011, N 48, art. 6728);
     3) with the development, production, distribution of encryption (cryptographic) equipment, information systems, itelekommunikacionnyh systems, zaŝiŝennyhs using encryption (cryptographic) equipment, works and services in the field of maintenance information encryption encryption (cryptographic) equipment, information systems, itelekommunikacionnyh systems, zaŝiŝennyhs using encryption (cryptographic) facilities (podpunkt3 was introduced by the Federal zakonomot July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 8. In the implementation of credit organizations and professional participants of the securities market activities of specialized depositary must be separate structural subdivision.
     9. in connection with the implementation of its activities, specialized depository may: 1) okazyvat′licam to enter into an agreement with him under which are carried out by posting, storing the property (assets) and (or) control over its disposition, advisory and information services and accounting services;
     2) to reestrvladel′cev investment shares;
     3) be the operator information system used by individuals who had a contract with a specialized depositary;
     4) carry out activities of the certification centre, is used by persons who have entered into a contract with a specialized depositary;
     5) to inuûdeâtel′nost′ provided under this federal law.
     (Item 9 in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) 10. Specialized depository may invest their own funds, make deals on the transfer of property, as well as to carry out the activities under paragraph 9 of this article, subject to the requirements of normative acts of the Bank of Russia on prevention of konfliktainteresov (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 11. The person serving as the company's sole executive body of a specialized depositary, Member of sovetadirektorov (Supervisory Board), a member of the collegial executive body, the branch manager of a specialized depositary (the head of a separate structural unit of an organization operating a specialized depositary) cannot be a person referred to in paragraph 10 of article 38 hereof.
     12. a person who performs the functions of edinoličnogoispolnitel′nogo authority, branch manager of specialized depository (head of a separate structural unit of an organization operating a specialized depositary) should have higher education and comply with the BOR qualifications and professional experience requirements (as amended by the Federal law dated July 2, 2013 N 185-FZ-collection of laws of the Russian Federation, 2013, N 27, art.  3477; Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 13. A person owning (engaged in trust management) 5 or more percent of ordinary shares (the shares) a specialized depositary, there can be no: 1) of the legal entity, which violation was cancelled the license for realization of the corresponding activity of the financial institution;
     2) ûridičeskoelico, from either the predominant societies whose violation has been revoked the license for realization of the corresponding activity of the financial institution;
     3) a natural person referred to in paragraph 10 of article 38 hereof.
     14. a person owning (exercising doveritel′noeupravlenie) 5 or more percent of ordinary shares (the shares) a specialized depositary is under an obligation to notify and specialized depository bank of Russia in the manner and within the time limits established by the normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084): 1) on the priobreteniiv property, or the property held in trust to him , common stocks (shares) of a specialized depositary;
     2) on its line (non-conformity) the requirements of paragraph 13 of this article.
     15. a person making notification of specialized depositary in accordance with paragraph 14 of this article or does not meet the requirements of paragraph 13 of this article, be entitled to vote only on voting shares (interests) a specialized depositary, not exceeding 5 per cent placed ordinary shares (the shares) a specialized depositary.  With the remaining shares owned by that person in determining the kvorumadlâ of the general meeting of participants of a specialized depositary are not counted.
     16. The requirements of paragraphs 13-15 of this article shall not apply to credit institutions carrying out activities of a specialized depositary.
     17. Specialized depository is obliged to organize internal control over compliance of its activities undertaken on the basis of the license of a specialized depositary trebovaniâmfederal′nyh of laws and other normative legal acts of the Russian Federation, normative acts of the Bank of Russia, the contracts concluded in implementation of the specialized Depositary activity as well as the constituent documents and internal documents of the specialized depositary (hereinafter referred to as the internal control specialized depositary) (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 18. Internal kontrol′specializirovannogo of the depositary should be official (hereinafter referred to as the controller of a specialized depositary) or a separate structural unit of specialized depositary (hereinafter internal audit service specialized depositary).  Controller specialized depositary or službyvnutrennego control manager specialized depositary is appointed to dolžnost′i is released from Office on the basis of decision sovetadirektorov (Supervisory Board), and the absence of a decision of the general meeting of shareholders (participants) of a specialized depositary.
The controller of a specialized depositary or head of internal control service specialized depositary is accountable to, respectively, the Board of Directors (Supervisory Board) or the general meeting of shareholders (participants) of a specialized depositary.
     19. Kontrolerspecializirovannogo of the depositary or the head of the internal control service specialized depositary must have higher education and comply with Bank of Russia qualified.     The controller of a specialized depositary, Manager and staff of the internal control service specialized Depositary which carry out internal control specialized depositary may not be (in red.  Federal law dated July 2, 2013 N 185-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 27, art.  3477; The Federal law of July 2013 of21 g.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084):

     1), the person serving as the company's sole executive body of a specialized depositary, as well as branch manager of specialized depository (rukovoditel′otdel′nogo of the structural unit of the organization carrying out activities of a specialized depositary);
     2) persons referred to in paragraph 10 of article 38 hereof.
     20. The rules of the Organization and implementation of internal control specialized depositary (hereinafter-the rules of internal control specialized depositary) and modification thereto shall be approved by the Board of Directors (nablûdatel′nymsovetom), and in his absence the general meeting of shareholders (participants) of specialized depository (in red.  Federal law dated June 29, 2015 N 210-FZ collection zakonodatel′stvaRossijskoj Federation, 2015, N 27, art. 4001). 21. Rules for the implementation of a specialized depositary activities and services related to its implementation, forms used documents and document circulation order priosuŝestvlenii the specified activity shall be established by the rules of a specialized Depositary which shall be observed specialized depositary (ed.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 22. (Para 22 utratilsilu on the basis of the Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001) (article 44 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 45. Obâzannostispecializirovannogo depositary 1. Specialized depositary must act solely in the interests of the shareholders of the akcionernogoinvesticionnogo Foundation and the owners of the investment shares of unit investment trust.
     2. the Specializirovannyjdepozitarij shall: 1) to receive and store nahranenie property owned equity investment fund, and the estate that forms the unit investment fund, if for certain types of property normative acts of the Russian Federation, including the normative acts of the Bank of Russia, not otherwise provided for (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) make and keep copies of all original documents in respect of property owned by a joint stock investment fund, and the property of a mutual fund, as well as the original copies of the documents confirming rights on immovable property;
     3) represent the vrevizionnuû Commission (Auditor) equity investment fund documents required for its activities;
     4) register as a nominal holder of securities owned by a joint stock investment fund, or securities that comprise the unit investment fund, unless a different procedure for recording rights to securities is not stipulated by the legislation of the Russian Federation;
     5) exercise control under article 43 hereof, including control over the determination of the net asset value of joint stock investment funds and net assets of mutual funds, as well as the estimated value of the investment unit, the number of issued investment shares and the size of monetary compensation in connection with redemption of investment shares;
     6) send BankRossii notifications about detected during monitoring violations not later than within three working days from the date of identifying these violations (as restated by federal law of21 July 2013 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     6-1) to enable the provision of electronic documents to the Bank of Russia, as well as the possibility of obtaining from the Bank of Russia of electronic documents in the manner prescribed by the Bank of Russia (6-1 vvedenFederal′nym Act of July 13, 2015 N 231-FZ-collection of laws of the Russian Federation, 2015, N 29, art. 4357, enters in force from February 9, 2016);
     7) sent to BankRossii for notification of a change in the composition of the Board of Directors (Supervisory Board) and specialized depositary ispolnitel′nyhorganov, head of its affiliate (head of a separate structural unit of an organization operating a specialized depositary) within five working days from the date of ukazannyhsobytij (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     8) use when interacting with upravlâûŝejkompaniej, Registrar of joint stock investment fund, the person performing maintenance of the register of the owners of the investment shares, issuing agent, exchange of ipogašeniû investment shares, as well as with other persons in carrying out activities under the license of a specialized depositary of documents in electronic form, electronically signed. Type of electronic signature iporâdok its validation is established by agreement between the parties to the electronic interaction (as restated by federal law 12marta, 2014.  N 33-FZ-Sobraniezakonodatel′stva Russian Federation, 2014, N 11, art. 1098);
     9) comply with other requirements of this federal law and regulatory acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). (para 2 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) 3. Specializirovannyjdepozitarij equity investment Fund (mutual fund) is not entitled to acquire shares (investment shares) ètogofonda (in red.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). Article 46. Prekraŝeniedogovora with specialized depositary 1. Sospecializirovannym treaty depositary cease: 1) by agreement of the parties from the moment provided for in such agreement;
     2) in the case of a likvidaciiakcionernogo Investment Fund since the completion of its liquidation;
     3) in the event of termination of the unit investment fund since its termination;
     4) in the event of cancellation (termination) licenses specialized depositary have specialized depozitariâs date of entry into force of the decision to revoke the license (since the termination of the ukazannojlicenzii) (in red.  Federal law July 2012 of26 g.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     5) in case of liquidation of a specialized depositary after the decision on such elimination;
     6) in case of refusal of one side of the Treaty from the date provided for in the Treaty;
     7) after srokadogovora.
     (Item 1 in red.  Federal law dated 6dekabrâ, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) 2. Information about the termination of a contract with a specialized depositary promptly submitted a joint stock investment fund or the management company of the unit investment fund vBank of Russia together with the reasons for the termination of a Treaty (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084).
     3. In case of termination of the contract with a specialized depositary, the latter shall transmit all available documents related to the execution of the said Treaty, another specialized depositary in which stock investment fund or the management company have entered into a contract (in red.  The Federal law of December 6, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247). 4. In case of refusal of one party of the contract under paragraph 4 of article 44 of this federal law, the other party must be notified at least three months prior to the termination of this Treaty, unless otherwise provided for by federal laws (item 4 was introduced by the Federal law of December 6, 2007 N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247).
 
     Chapter x. VEDENIEREESTRA OWNERS of the INVESTMENT SHARES Article 47. Reestrvladel′cev investment shares 1. The register of the owners of the investment shares system records of unit investment fund, the total number of investment units issued and cancelled this Fund, about the owners of the investment shares and the number of investment shares owned by them, nominal′nyhderžatelâh, other registered persons and the number of registered investment units on them, splitting the investment shares, purchase records, on the Exchange, redemption or transfer of investment shares.
     2. Maintaining the register of the owners of the investment shares may exercise only the legal entity licensed for maintenance of register of owners of registered securities, or specialized depository of this mutual fund.
     3. Treaty on the vedeniireestra owners of the investment shares may be concluded only with one legal entity.

     4. the procedure for maintenance of the register of the owners of the investment shares determined by normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. A person carrying out the maintenance of the register of the owners of the investment shares is obliged to develop rules for keeping the register of the owners of the investment shares that contain the conduct of specified registry forms used documents and document management procedure (item 5 was introduced by the Federal law of December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247; in red. Federal law dated June 29, 2015
N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001). 6. Based on the contract order or agency agreement with the person osuŝestvlâûŝimvedenie the register of owners of the investment shares, issuing agent, maturity and Exchange investment units shall have the right to collect documents required for transactions involving the transfer of ownership of investment shares, the identification of persons, documents podaûŝihukazannye, as well as to certify and transmit the statements and information from the register of the owners of the investment shares, kotoryepolučeny from the person maintaining the register of the owners of the investment shares (item 6 was introduced by the Federal law of December 6, 2007 N 334-FZ collection laws Russian Federation, 2007, no. 50, art.
6247). 7. A person carrying out the maintenance of the register of the owners of the investment shares, is obliged to use when communicating with the management company, with a specialized depositary, with the agent for the issuance, Exchange and redemption of investment shares, the nominal holders of investment shares documents in electronic form, electronically signed.   Type of electronic signature and its validation is established mežduučastnikami agreement of electronic interaction (item 7 was introduced by the Federal law of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247; harm federal law dated March 12, 2014 N 33-FZ-collection of laws of the Russian Federation, 2014, N 11, p. 1098).
 
     Article 48. Accountable person performing maintenance of reestravladel′cev investment shares 1. A person carrying out the maintenance of the register of the owners of the investment shares, compensates the persons whose rights are recorded in the accounts in the specified registry (including nominal holders of investment shares, trustee and other registered persons), as well as purchasers of investment shares and other persons requesting to open a personal account, losses arising: 1) with nevozmožnost′ûosuŝestvit′ right of investment units, including the improper cancellation of investment shares from personal account of the registered person;
     2) impossibility to exercise the rights enshrined in the investment fund units;
     3) unwarranted refusal in opening a personal account in the said register.
     2. the person who performs the maintenance of the register of the owners of the investment shares the responsibility, predusmotrennuûpunktom 1 of the present article, if nedokažet that the proper performance of his duties on the maintenance of the roster proved impossible due to force majeure or intent of the owner of the investment shares or other persons under paragraph 1 of this article.
     3. the management company shall bear subsidiary with person performing maintenance of the register of the owners of the investment shares, liability under paragraph 1 of this article.
Managing company vozmestivšaâ losses, has the right of recourse (regression) to the person responsible for maintenance of the register of the owners of the investment shares, the amount it paid to the owners of the investment shares or other persons referred to in paragraph 1 of this article.
     4. the management company shall reimburse the purchasers investment units or their owners damages caused as a result of non-fulfillment or improper fulfillment of obâzannostipo (maturity) investment shares, unless it shows that proper performance of these duties, it proved to be impossible due to force majeure or umyslapriobretatelâ or ownership of investment shares.
     5. the management company, vozmestivšaâ loss in the cases contemplated in paragraph 4 of this article, has the right of recourse (regression) to the person responsible for maintenance of the register of the owners of the investment shares, the amount paid by the purchaser or holder of its investment shares, if damages are caused by the action or inaction of persons carrying out maintenance of the register of the owners of the investment shares.
     6. Treaty on the vedeniireestra owners of the investment shares may not restrict the right of recourse (regression).
     7. the Court vpraveumen′šit′ compensation provided for in this article, eslipriobretatel′ or the owner of an investment unit intentionally or negligently contributed to increasing losses suffered or has not taken reasonable measures to reduce them.
     (Article 48 in red.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247), CHAP. XI. AUDITAKCIONERNOGO IUPRAVLÂÛŜEJ INVESTMENT FUND COMPANY MUTUAL FUND Article 49. Requirements kauditorskoj organization akcionernogoinvesticionnogo Foundation and mutual fund upravlâûŝejkompanii Akcionernyjinvesticionnyj Fund and mutual fund management company are required to sign agreements on auditing.  It is not permitted to conclude these agreements with the auditing organization if: 1) stock investment fund management company mutual fund specialized depository or a person carrying out the maintenance of the register of the owners of the investment shares is in relation to this audit organizaciiosnovnym or a child of either the predominant or dependent company;
     2) audit organization owns the shares of the investment fund, with which the management company or of which the contract is concluded;
     3) audit organization is vladel′ceminvesticionnyh shares mutual fund, whose management company is a contract.
     (Art. 49 as amended.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) Article 50. Ežegodnyjaudit 1. Audit organization in accordance with the concluded agreement is obliged to conduct an annual audit.
     2. Annual auditupodležat: 1) accounting (financial) statements of joint stock investment fund accounting (financial) statements of the mutual fund management company, keeping agencies reporting in respect of property owned by a joint stock investment fund, property investment fund sostavlâûŝegopaevoj, and operations with this property;
     2) composition and structure of assets of joint investment fund and the assets of a mutual fund;
     3) calculation of the net asset value of joint investment fund, evaluation of the computed value of one investment unit, accommodation prices and foreclosure prices ilisummy shares, which is issued by an investment and the amount of money Pai, compensation payable in connection with the repayment of the investment share;
     4) compliance with the requirements for storage of property belonging to order stock investment fund, property investment fund sostavlâûŝegopaevoj, and documents certifying the right to property, which belongs to equity investment fund, and the estate that forms the unit investment fund;
     5) transaction, soveršennyes assets of joint investment fund and mutual fund assets.
     3. The auditor's report on the results of the annual audit is required by the application to accounting (financial) statements of joint stock investment fund accounting (financial) reporting to the management company of the unit investment fund.
     (Article 50 in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) CHAPTER XII. DISCLOSURE of the ACTIVITIES of the INVESTMENT FUND MANAGEMENT COMPANY PAEVOGOINVESTICIONNOGO and Article 51. Requirements ksoderžaniû distributed provided or disclosed 1. Rasprostranenieinformacii on equity investment fund or unit investment fund, the management company or specialized depositaries-steps to obtain such information undefined range of iliperedaču such information one or more specific persons, and the provision of such information-action aimed at obtaining a certain circle of persons or the transfer of specific individuals.
     2. In cases stipulated by normative acts of BankaRossii, distributed, provided, or disclosures on stock investicionnomfonde or unit investment fund should contain (as restated by federal law No. 251, July 23, 2013-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084):

     1) full ilisokraŝennoe brand name equity investment fund, full or abbreviated name of the management company of the Fund, the number and date of registration of the prospectus of the investment fund, the equity investment fund license number, license number of the management company of the Fund and mutual fund sootvetstvennonazvanie, full or abbreviated name of the management company of the Fund, the number and date of registration rules to collective investment trust management fund the license number of the management company of the Fund;
     2) information about site ilimestah (address space, address site iliupravlâûŝej investment fund equity mutual fund companies and phone numbers), where you can get the information to be disclosed and provided in accordance with this federal law;
     3) ovozmožnosti increase or decrease the value of the shares and the value of the investment shares, as well as an indication that past performance does not determine the future income that the State negarantiruet return on investment in investment funds, and a warning about the need to read the Charter of joint stock investment fund, its investicionnojdeklaraciej, shares issue prospectus and the rules of collective investment trust management fund before purchasing shares or investment shares.
     3. do not dopuskaetsârasprostranenie information on stock investment fund or the investment fund, opaevom shares or investment shares which restricted circulation, except its disclosure in accordance with this Federal′nymzakonom and other federal laws.
     Information obakcionernom investment fund or unit investment fund shares or investment shares have been restricted in circulation may be granted to persons who, in accordance with the Federal law on the domestic securities market "may be provided with information about the securities is intended for qualified investors.
     Any information obakcionernom investment fund or share investicionnomfonde, shares or investment paikotoryh limited in circulation must contain a reference to this fact.
     (Para 3 as amended.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334), 4. Stock investment fund and mutual fund management company responsible for the violation of the requirements for the order, date and content distributed provided or disclosed, established by this federal law and regulatory acts of the Bank of Russia (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. Bank of Russia or an SRO shall have the right to demand from their members, a joint stock investment fund and mutual fund management company must submit documents certifying the reliability of distributed provided or disclosed (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. The information contained in the redistributable provided or disclosed information must be in accordance with the Charter of joint stock investment fund investment Declaration and prospect of shares trust management rules to collective investment fund, registered in the established order.
     7. Lûbyerasprostranâemye provided or disclosed information about stock investment fund or unit investment fund, the management company of the unit investment fund shall not contain: 1) unfair, inaccurate, unethical, misleading, sneaky, misleading information;
     2) any warranty promise on the future efficiency and profitability of the investment activities of akcionernogoinvesticionnogo Fund or mutual fund management company, uncounted based on information on their actual performance in the past;
     3) information kotoraâne has documentary evidence;
     4) information that does not have a direct relationship to equity investment fund or management kompaniipaevogo investment fund or an investment fund that can be paid;
     5) links for approval or for endorsement to the public authorities any information about the activities of the investment fund or the management company of the unit investment fund;
     6) false or wrong statements or allegations made about factors affecting significantly the results of investment deâtel′nostiakcionernogo investment fund or the management company of the unit investment fund, including those with documentary evidence, but belonging to a period or event;
     7) statements or allegations about changing or inyesravneniâ investment performance equity investment fund or the management company of the unit investment fund currently and in the past (a description of the change of income, change the size or growth of assets), not based on calculations of profitability, defined in accordance with the requirements of the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     8) statements about future investment, contain security guarantees investments and dimensional stability of potential earnings or costs related to the investments;
     9) approval of ilizaâvleniâ about the possible benefits, related services or methods of work of the joint-stock investment fondaili management company mutual fund;
     10) exaggerated or unsubstantiated allegations onavykah control or equity characteristics of an investment fund or the management company of the unit investment fund, as well as their relationships with government bodies and bodies of local self-government;
     11) statements about what the results of the deâtel′nostiakcionernogo investment fund or the management company of the unit investment fund of the past can be repeated in the future.
     8. the management company before obtaining a license does not have the right to disseminate information about its buduŝejdeâtel′nosti, as a management company, investment fund and equity mutual fund.
     9. Equity Investment Fund and mutual fund management company prior to dissemination, provision or disclosure are required to submit to the Bank of Russia or the authorized them to organize this information in cases and in accordance with the normative acts of the Bank of Russia kotoryeustanovleny (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 10. The Bank of Russia have the right (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084): 1) potrebovat′oproverženiâ common provided or disclosed information not corresponding to the trebovaniâmnastoâŝego of federal law or normative acts of the Bank of Russia, as well as distribution, providing or disclosing the corrected information (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     2) prohibit distribution, provision or disclosure of predstavlennojv pursuant to paragraph 9 of this article, if such information does not meet the requirements of this federal law or normative acts of the Bank of Russia (in red.  Federal zakonaot July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);.
     (Art. 51 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 52. The information provided on demand of stakeholders 1. Stock investment fund, a mutual fund management company, as well as agents for the issuance, redemption and Exchange investment units in the field of reception of applications for purchase, redemption and Exchange investment units are obliged to make available to all interested parties at their request, respectively: 1) the Charter of joint stock investment fund, its investment declaration or rule the mutual investment fund asset management, as well as the full text of the registered changes and additions in them;
     2) rule vedeniâreestra owners of the investment shares;
     3) certificate of the value of the assets of joint investment fund or the value of the property of a mutual fund, and relevant annexes thereto;
     4) certificate of the net asset value of the share of the investment fund or the net asset value of a mutual fund share value of one investment irasčetnoj on the last assessment;
     5) accounting (financial) statements of joint stock investment fund, the balance of the assets of a mutual fund, accounting (financial) statements management company mutual fund accounting

financial statements of a specialized depositary, the auditor's report on financial statements of joint stock investment fund, an audit opinion on the financial statements of the unit investment fund management company, compiled on the last reporting date (in red.  Federal law July 2012 of26 g.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     6) report on growth (decrease) the value of the property, owned by a joint stock investment fund, the assets of a mutual fund, the information management company ovoznagraždenii and expenditures paid through property owned by equity investment fund, and the property of a mutual fund, as of the last reporting date;
     7) other information disclosed in accordance with this federal law.
     2. information on the size of the amount for which one investment, and the amount of cash a share of compensation payable in connection with the redemption of an investment unit, method of determining the computed value of one investment unit, the value of the net assets of joint investment fund and of the net asset value per unit investment fund respectively per share or an investment Pai on the last reporting date, start and end time of priemazaâvok to purchase applications for repayment and requests to Exchange investment units within one working day of the date of reception of these applications dlâinterval′nyh mutual funds, about cases of suspension or resumption of IPO equity investment fund, issue, redemption and Exchange investment units or on the simultaneous suspension of issuance, redemption and Exchange investment units, ovozobnovlenii for the issuance, redemption and Exchange investment units, about agents for the issuance, redemption and Exchange investment units should be provided equity investment fund or management company mutual fund or agent for extradition, exchange of pogašeniûi investment shares to interested persons by telephone, as well as may be provided otherwise.  This requirement does not apply, esliakcii equity investment fund or investment shares of unit investment trust limited in circulation.
     3. (para 3 lost effect on the grounds of the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (art. 52 as amended.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 53. Information to be disclosed (name of harm.  Federal law dated 6 dekabrâ2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) 1. Disclosure of equity investment fund management company, specialized depositary-ensuring the accessibility of information to the general public in accordance with the procedure, guaranteeing its finding ipolučenie.
Information to be disclosed as well as the procedure, the method and timing of disclosure are established by the normative acts of the Bank of Russia (in red.  The Federal law of December 6, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247;
Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084.) 1-1. Akcionernyjinvesticionnyj Fund and mutual fund management company, including stock investment fund and asset management company mutual fund shares or investment shares that are restricted to voborote, required to disclose reports, requirements for which are established by the Bank of Russia (para 1-1 was introduced by the Federal law of 28 iûlâ2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.  4334; in red.  The Federal law from 23iûlâ 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. (Utratilsilu, paragraph 2 on the basis of the Federal law of December 6, 2007 N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) 2-1. Bank of Russia provides disclosure isozdanie public information disclosure system on the activities of joint stock investment funds and mutual fund management companies, specialized depositories, agents for the issuance, redemption and Exchange investment units, as well as the regulation of these activities (item 2-1 was introduced by the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247; harm.
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. (Utratilsilu, paragraph 3 on the basis of the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) 4. (Utratilsilu, paragraph 4 on the basis of the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) 5. (Utratilsilu, paragraph 5 on the basis of the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) 6. (Utratilsilu, paragraph 6 on the basis of the Federal law of December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 54. Reporting to the Bank of Russia (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) 1. Stock investment fund, a mutual fund management company, opportunities must submit specialized depository notification to the Bank of Russia in order ustanovlennomnormativnymi acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Amount, timing and form of reporting shall be established by the Bank of Russia (as amended by the Federal law of December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art.  6247;  Federal law dated July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084). 3. These vnastoâŝej article reports, as well as notices, documents submitted for registration under past federal law, must be submitted to the Bank of Russia in electronic form and signed by electronic signature. Type of electronic signature and its verification shall be established by the Bank of Russia (vvedenFederal′nym, paragraph 3 of the Act of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art.  6247; in red.  Federal law dated 12marta, 2014.  N 33-FZ-collection of laws of the Russian Federation, 2014, N11, art. 1098). CHAPTER XIII. POLNOMOČIÂBANKA RUSSIA.
                SROS (the name in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) Article 55. PolnomočiâBanka Russia (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) 1. Regulation of joint stock investment funds, management companies, specialized depositories, agents for the issuance, redemption and Exchange investment units, persons carrying out maintenance of registers of owners of the investment shares, and State control over those activities carried out by the Bank of Russia (as restated by federal law 23iûlâ, 2013.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 2. The Bank of Russia (harm.  Federal law dated July 23, 2013
N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) adopts regulations in cases stipulated by this federal law (as amended.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     1-1) specifies requirements for activities (operations) of the management company and the depositary, as well as specialized requirements for activities (operations), implementation (carrying out) which allowed under federal laws only on the basis of a licence of a management company or depositary specialized license (subparagraph 1-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     2) ustanavlivaettrebovaniâ aimed at preventing conflicts of interest management companies, specialized depositories and shareholders of joint stock investment funds (owners of the investment shares);
     3) establishes requirements to the rules for keeping the register of the owners of the investment shares, the internal control rules of the management company and depositary;
     4) establishes the procedure and deadlines for registration documents is subject to registration in accordance with this federal law;
     5) establishes the manner, timing and form of submission to the Bank of Russia reports and notices by the investment funds, management companies, specialized depositories, as well as persons holding (carrying out

trust management) 5 or more percent of ordinary shares (shares) management companies or specialized depositaries (in red.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     6) (subparagraph 6 lost effect on the grounds of the Federal law dated November 30, 2011  N 362-FZ-collection of laws of the Russian Federation, 2011, N, 49, St. 7040) 7) establishes qualification requirements and professional experience of persons carrying out the functions of the individual executive body of an equity investment fund management company and depositary (the head of a separate structural unit of the institution activities specialized depositary), the overseers (heads of internal control service) management company and specialized depositary, as well as qualification requirements for employees of the management company and depositary;
     8) approves the programme of certification of qualifying examinations for citizens in the sphere of activities of joint stock investment funds, management companies and specialized depositories and determines the conditions and procedure for the accreditation of organizations carrying out the specified certification in the form of priemakvalifikacionnyh examinations and the issuance of qualification certificates, and also carries out the accreditation of such organizations, defines the types and forms of qualification certificates and maintains a register of attestovannyhlic;
     9) (subparagraph utratilsilu 9 based on the Federal law dated November 30, 2011  N 362-FZ-collection of laws of the Russian Federation, 2011, N, 49, St. 7040) 10) exercises control and supervision over the activities of joint stock investment funds, management companies, specialized depositories, agents for the issuance, redemption and exchange of investment shares, investment funds, joint Registrar of persons carrying out maintenance of registers of owners of the investment shares;
     11) consider complaints (applications, handling) of citizens and legal persons associated with violations of the requirements of this federal law, normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     12) carries out in accordance with the established procedure proverkisoblûdeniâ equity investment funds, management companies, specialized depositaries of the requirements of this federal law drugihfederal′nyh laws governing their activities carried out on the basis of sootvetstvuûŝejlicenzii, and in compliance with normative legal acts of the Russian Federation, including the normative acts of the Bank of Russia, as well as verification of compliance with the agents for the issuance, redemption and Exchange investment units and registrars akcionernyhinvesticionnyh funds , by persons carrying out maintenance of registers of owners of the investment shares, the requirements of this federal law and adopted in accordance with the normative legal aktovRossijskoj Federation, including normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     13) makes binding instructions equity investment funds, management companies, specialized depositories, agents for the issuance, redemption and Exchange investment units and registrars of joint stock investment funds, persons carrying out maintenance of registers of owners of the investment shares that information, including information that is restricted or prohibited in accordance with federal law, explanations and documents necessary to perform its functions about the Elimination of violations of the requirements of this federal law, normative acts of the Bank of Russia, a ban on operations (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     13-1) makes binding instructions managing companies or specialized depositaries for reparation of actual damage caused by the founders of the management in implementing doveritel′nogoupravleniâ management companies on the basis of a licence of the management company or the Depositary upon termination of the specialized mutual funds, if such damage is caused by the fact that the relevant management company or a specialized depositary neproâvili due diligence on behalf of the founder of the Office (subparagraph 13-1 was introduced by the Federal law dated July 28, 2012  N 145-FZ collection zakonodatel′stvaRossijskoj Federation, 2012, N 31, art.
4334);
     14) takes the decision on suspension of issuance, redemption and exchange of investment shares in accordance with this federal law;
     15) goes to court strebovaniem on the liquidation of legal persons carrying out activities under this federal law, without appropriate licenses, and in other cases stipulated by federal laws;
     16) appealed to the Court to protect the interests of shareholders by CESC stock investicionnyhfondov and the owners of the investment shares in the event of violation of their rights and legitimate interests, provided for in this federal law;
     17) invalidates the qualification certificates in case of repeated or gross violation of certified individuals requirements of this federal law and takžezakonodatel′stva of the Russian Federation on securities;
     18) (para. 18 utratilsilu on the basis of the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) 18-1) appoints temporary administration in cases stipulated by federal laws (subparagraph 18-1 was introduced by the Federal law of April 22, 2010  N 65-FZ-collection of laws of the Russian Federation, 2010, N 17, art. 1988);
     19) exercise any other powers, predusmotrennyenastoâŝim federal law and other federal laws (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 3. When monitoring the persons referred to in subparagraph 10 of paragraph 2 of this article, the Bank of Russia are entitled (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) planovyeproverki no more than once per year;
     2) unscheduled checks in case of detection of respective violations, including on the basis of reports that uvedomlenijspecializirovannogo depositary of identifying violations, complaints (applications, downloads) of citizens and legal persons the information obtained from the media;
     3) receive from these persons and their employees the necessary documents and information, uncounted information, access to which is restricted or prohibited in accordance with federal laws, an explanation in writing or orally;
     4) apply to the procedure established by the legislation of the Russian Federation in bodies engaged in operational-investigative activities, carrying out of operatively-search actions.
     4. Monitoring the employees of the Bank of Russia in accordance with the powers entrusted to them upon presentation of their official identity and on the basis of a decision adopted by the PredsedatelemBanka checks oprovedenii of Russia, his Deputy, Financial Supervisory Committee of the Bank of Russia or other persons in accordance with the normative acts of the Bank of Russia have the right of unimpeded access to the premises of the organizations described in subparagraph 10 of paragraph 2 of this article, the right of access to documents and information (including information , access to which is restricted or prohibited in accordance with the federal laws) that are necessary for the implementation of the control, as well as the right of access to the software and hardware that provides fixation, processing and storage of ukazannojinformacii (in red.  Federal zakonaot December 30, 2015  (N) 427-FZ-collection of laws of the Russian Federation, 2015, N, St. ).
     5. unless otherwise provided for in this federal law, the regulations of the Bank of Russia are sent by courier communications (registered mail with return receipt requested) or posredstvomfaksimil′noj communication (electronic communications) (item 5 was introduced by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; harm federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation , 2013, N 30, art. 4084). 6. Stock investment fund management company, specialized depository agent, issuing redeemable iobmenu investment shares, the Registrar of joint stock companies investicionnyhfondov, the person making the maintenance of the register of the owners of the investment shares are considered polučivšimipredpisanie of the Bank of Russia, if (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) Bank of Russia notified of receipt regulations (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     2) addressee refused to receive prescriptions and this rejection registered postal or courier organization context;

     3) requirement is not handed in connection with otsutstviemadresata to the address indicated on the postal čemorganizaciâ advised the Bank of Russia with indication of the source of this information;  (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     4) despite the mail notification, the recipient was not receiving prescriptions, Chora postal organization notified the Bank of Russia (as amended by the Federal law dated July 23, 2013 N251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Item 6 was introduced by the Federal law of 28, 2012.  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) (article 55 as amended.  Federal law dated December 6, 2007  N 334-FZ-Sobraniezakonodatel′stva Russian Federation, 2007, no. 50, art. 6247) article 56. Liability of the Bank of Russia for the soblûdeniekommerčeskoj mystery (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) information constituting commercial secret obtained by the Central Bank of Russia, not podležatrazglašeniû (in red.  Federal zakonaot July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). Employees of the Bank of Russia in the case of disclosure of their information constituting a trade secret shall be liable under the legislation of the Russian Federation, in the manner prescribed by the legislation of the Russian Federation.  Losses caused to the Organization in breach of, podležatvozmeŝeniû in accordance with the civil legislation of the Russian Federation (in red.  Federal zakonaot July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Article 57. Sro management companies 1. Samoreguliruemojorganizaciej management companies (hereinafter referred to as self-regulatory organization) is a non-profit organization with permission of the Bank of Russia, membership-based management companies (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 2. All proceeds are used its self-regulatory organization exclusively for fulfilling of the statuteтs tasks and not distributed to its members.
     Samoreguliruemaâorganizaciâ sets the binding for their members rules and performance standards for the management of joint stock investment funds and asset management mutual funds (hereinafter referred to as the SRO rules and standards).
 
     Article 58. Pravasamoreguliruemyh Samoreguliruemaâorganizaciâ organizations may receive information: porezul′tatam checks its members ' activities carried out by the order established by the BankomRossii (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     kontrolirovat′soblûdenie its members established the SRO rules and standards, including checking their activities;
     implement obučeniegraždan in the sphere of activities of management companies and specialized depositories, as well as if the self-regulatory organization is accredited by the Bank of Russia to take qualifying exams and issuing qualification certificates (as amended by the Federal law dated 15th June, 2006.  N 51-FZ-collection of laws of the Russianfederation, 2006, N 17, art. 1780;  Federal law dated 23iûlâ, 2013.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     adopt, in accordance with the rules and standards of SRO members of the self-regulatory organization and impose disciplinary penalties in case of violation of the SRO rules and standards;
     send BankRossii an application for a licence to SRO members (as restated by federal law 23iûlâ, 2013.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). Article 59. Requirements for self-regulatory organizations 1. To obtain the status of an SRO Organization established by management companies, represents Russia vBank statement and other documents in accordance with the requirements of the normative acts of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. The rules and standards set by an SRO and mandatory for all SRO members shall contain: the requirements of kprofessional′noj staff qualification;
     rules and standards for the exercise of professional activities, investment performance evaluation criteria;
     standartyprofessional′noj ethics;
     advertising rules, disclosure requirements and content of disclosure;
     accounting rules and reporting of SRO members;
     the procedure for calculating the equity of SRO members, taking into account the risks of implementation;
     rules of management companies in an SRO and withdrawal or expulsion from it;
     procedure opredeleniânorm representation in elections to the SRO management bodies and participation in the management of an SRO;
     raspredeleniâizderžek order, payments and fees between SRO members;
     provisions on the protection of the rights of clients of SRO members, vklûčaâporâdok review of their claims and complaints, as well as the order of execution of the decisions taken on the results of such a review;
     the order of consideration of claims and complaints samoreguliruemojorganizaciej members of the Organization;
     proceduryprovedeniâ checks compliance with SRO members established by the SRO rules and standards, including the establishment and operation of SRO oversight body and procedure familiarization with the results of proverokdrugih of SRO members;
     the procedure for the application of sanctions and other measures in respect of SRO members, their officers and (or) personnel;
     requirements for the provision of information for the checks carried out on the initiative of an SRO;
     provisions on the control of execution of sanctions or other measures applied to SRO members and how their accounting;
     other requirements stipulated by normative legal acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). Article 60.  (Repealed based on Federal′nogozakona from December 6, 2007  N 334-FZ collection zakonodatel′stvaRossijskoj Federation, 2007, no. 50, art. 6247) article 60-1. licensing of activities of joint stock investment funds, management companies and specialized depositories 1. Equity investment fund license, license management company and specialized depositary license (hereinafter also referred to as the license) granted by the Bank of Russia without time limits specified licenses.   License is granted to a person who intends to obtain the appropriate licence (hereinafter applicant) licence in compliance with license conditions (as amended by the Federal law dated July 23, 2013
N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Licensing conditions for the grant of a license investment fund equity are requirements of this federal law: 1) korganizacionno-legal form;
     2) to razmerusobstvennyh funds;
     3) of the Charter;
     4) to the content and order of approval of the investment Declaration;
     5) to a person acting as a sole executive body, members of the Board of Directors (Supervisory Board) and the members of the collegial executive body.
     3. License conditions for the granting of a licence of the management company are requirements of this federal law: 1) korganizacionno-legal form;
     2) to founders (participants);
     3) to razmerusobstvennyh funds;
     4) to a person acting as a sole executive body, members of the Board of Directors (Supervisory Board), členamkollegial′nogo of the Executive Body and the controller (the head and staff of the internal control service);
     5) to organizaciivnutrennego control.
     4. License conditions in granting licenses specialized depositary are requirements of this federal law: 1) korganizacionno-legal form;
     2) to founders (participants);
     3) to having a separate structural unit of carrying out activities of a specialized depositary, in the case of combining these activities with other activities;
     4) to a person acting as a sole executive body (the head of the structural unit of the organization or of its subsidiaries operating a specialized depositary), members of the Board of Directors

(Supervisory Board), the members of the collegial executive body and the controller (the head and staff of the internal control service);
     5) to reglamentuspecializirovannogo depository;
     6) to the organizaciivnutrennego control.
     5. In order to obtain a licence, the applicant shall submit to the Bank a license of Russia the following documents (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084): 1) statement on the granting of the license applicant form established by licenziipo BankomRossii (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     2) notarially certified copies of constitutive documents of the license applicant;
     3) (subparagraph 3 utratilsilu on the basis of the Federal law of December 3, 2011  N 383-FZ-collection of laws of the Russian Federation, 2011, N, 49, St. 7061) 4) (subparagraph 4 lost effect on the grounds of the Federal law dated December 3, 2011  N 383-FZ-collection of laws of the Russian Federation, 2011, N, 49, St. 7061) 5) notarial′noudostoverennye copies of documents certifying the election (appointment) of a person carrying out the functions of the sole executive body, members of the Board of Directors (Supervisory Board), the housing complex, are members of the collegial executive body of the license applicant;
     6) a document certifying payment of the State pošlinyza the consideration of applications for licences;
     7) details of the person exercising the functions of a sole executive body, members of the Board of Directors (Supervisory Board), members of the collegial executive body of the license applicant, as well as copies of documents confirming compliance with the requirements of the designated persons in accordance with this federal law;
     8) calculate the size of the own funds of the license applicant, produced in the manner prescribed by normative acts of the Bank of Russia (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art.
4084);
     9) other supporting compliance with license conditions documents, a list of kotoryhopredelâetsâ the Bank of Russia (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084.) 5-1. The applicant of a licence may, on its own initiative, to submit the following documents to the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) the document confirming the fact of entering information about an applicant State license reestrûridičeskih persons, or its notarized copy;
     2) notarial′noudostoverennuû a copy of a document evidencing the license applicant with the tax authority.
     If documents specified in nastoâŝempunkte are not represented by the applicant, upon request of the Bank of Russia pomežvedomstvennomu the Federal Executive authority responsible for the State registration of legal entities and natural persons as individual entrepreneurs and peasant (farm) holdings, provides information, confirming the fact of the recording of the information about an applicant a licence in the unified State Register of legal entities, the afederal′nyj executive body, performing the functions of control and supervision in the field of taxes and fees provides information confirming the fact of the applicant's licences for performances with the tax authority (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Para 5-1 vvedenFederal′nym Act of December 3, 2011  N 383-FZ-Sobraniezakonodatel′stva Russian Federation, 2011, N 49, St. 7061) 6. To obtain a license management company ililicenzii a specialized depositary Bank Russia Additionally presented (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084): 1) information on persons who own or trusts, administering 5 per cent or more of the ordinary shares (shares) of the license applicant, as well as persons who are the main and subsidiary either the predominant and dependent pootnošeniû each other that jointly owned (osuŝestvlâûtdoveritel′noe Office) 5 per cent or more of the ordinary shares (shares) of the license applicant;
     2) information okontrolere (the Manager and employees of the internal control service) license applicant;
     3) vnutrennegokontrolâ rules, approved in accordance with this federal law.
     7. In order to obtain a licence of the management company to the Bank of Russia seemed further internal control rules developed to counteract the legalization (laundering) of income polučennyhprestupnym income and finansirovaniûterrorizma (two copies) in accordance with the Federal law of August 7, 2001 N 115-FZ "on counteracting the legalization (laundering) of proceeds received by criminal way and terrorism financing" (as amended by the Federal law dated July 23, 2013 N251-FZ-collection of laws of the Russian Federation , 2013, N 30, art.
4084). 8. To obtain a license specializirovannogodepozitariâ to the Bank of Russia Additionally presented (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) Regulations specialized depository approved by the authorized body of the license applicant;
     2) a copy of the internal document on the strukturnompodrazdelenii's exercise activities of specialized depository, if applicant licence combines specialized depositary activities with other activities;
     3) managers of structural units of the Organization and/or its affiliates who intend to carry out activities of a specialized depositary, as well as copies of documents, podtverždaûŝihsoblûdenie requirements for specified persons in accordance with this federal law, if the license seeker combines specialized depositary activities with other activities.
     9. opredostavlenii License Statement must be signed by the person charged, or of the sole executive body of the Chairman of the collegial executive body of the license applicant, thereby confirming the accuracy of the information contained in the documents submitted to obtain a license.
     10. The information on persons who own or trusts, administering 5 per cent or more of the ordinary shares (shares) of the applicant, as well as the license of the person exercising the functions of a sole executive body, members of the Board of Directors (Supervisory Board), members of the collegial executive body Comptroller (head službyvnutrennego) and license applicant form their presentation shall be established by the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 11. Bank of Russia carries out a check of conformity to the license applicant requirements of this federal law and other normative legal acts of the Russian Federation, including the normative acts of the Bank of Russia, regulating the activity of joint stock investment funds, management companies and specialized depositories and, if necessary, asks him, confirming soblûdenietrebovanij to the size of the own funds requirements for professional′nomuopytu persons exercising functions of a sole ispolnitel′nogoorgana joint stock investment fund management company and specialized depositary (head of a separate structural unit of organization osuŝestvlâûŝejdeâtel′nost′, a specialized depositary), the overseers (heads of internal control service) management company and specialized depositary, as well as compliance with qualification requirements (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 12. Bank of Russia decides to opredostavlenii license or refusal to grant, within two months from the date of receipt by the applicant of all the necessary documents, except for the documents referred to selected 5-1 of the present article. If the Bank of Russia has requested additional documents and/or information from the applicant, for a specified period of time shall be suspended dopolučeniâ these documents and (or) information (ed. Federal′nogozakona of July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 13. The decision on granting a license and document confirming the existence of the licence, shall be indicated including the name of the licensing body, the full and abbreviated name of the licensee, his whereabouts, taxpayer identification number, licensed kind of activity and the date of adoption of the decision on the granting of the license, and refers to unlimited license period. Document evidencing the license shall be on a form BankaRossii to form utverždennojBankom of Russia, in two copies, one of which is directed (awarded), the other a license applicant

stored in the license the licensee (in the redaction of Federal′nogozakona of July 23, 2008  N 160-FZ-collection of laws of the Russian Federation, 2008, no. 30, art.  3616; The Federal law of July 2013 of21 g.  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 14. Bank of Russia within five working days of the adoption of the relevant decision sdaty directs (presents) a license applicant notification of the granting of the licence with the application of the document confirming the existence of the license or notice of refusal to grant contains grounds for such refusal (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 15. Dlâotkaza bases in the granting of a license are: 1) the existence of documents submitted for obtaining a license, incomplete or inaccurate information;
     2) license nesootvetstviesoiskatelâ license conditions;
     3) non-conformity of documents submitted for obtaining the license, the requirements of this article.
     16. Soiskatel′licenzii has the right to appeal in accordance with the legislation of the Russian Federation, Bank of Russia's refusal to grant the licence or its omission (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 17. Document confirming the existence of the licence, shall be sent in the event of a change in brand name and/or location of a joint investment fund, the management company or a specialized depositary, as well as in the case of the conversion of the management company or a specialized depositary provided that the legal form of a newly created legal entity sootvetstvuettrebovaniâm hereof.
     18. Reissuance of document confirming presence of license, is performed on the basis of the licensee's successor liboego statements, stating new information olicenziate or its successor and to attached documents confirming State reestrûridičeskih persons change in its corporate name and (or) its location or record about the creation of a legal entity as a result of the transformation of the management company or a specialized depositary, as well as the payment of the State fee for re-registration document confirming the presence of the license.  Statement on reissuing the document confirming presence of license, podaetsâlicenziatom to the Bank of Russia no later than 10 working days from the day of making sootvetstvuûŝihizmenenij in the unified State Register of legal persons (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 19. Re-registration of the document confirming the existence of the licence, shall be carried out within 10 working days from datypolučeniâ of all necessary documents.    Re-registration of the document confirming the existence of a license shall not be permitted in the absence of grounds, 17 predusmotrennyhpunktom this article, as well as in the case of an incomplete or inaccurate information.
     20. the Bank of Russia within five working days of the adoption of the relevant decision sdaty directs (hands) the licensee or entity created from the transformation of the management company or the depositary notification of specialized re-document confirming the presence of license, to kotoromuprilagaetsâ the new document evidencing the license, libouvedomlenie refuse to reissue, containing the grounds for such refusal (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 21. Porâdokpredostavleniâ licenses, signing a document confirming presence of license, registration and submission of documents for obtaining a license and reissue the document confirming presence of license, establishes the normativnymaktom of the Bank of Russia (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 22. Bank of Russia maintains registers of licenses of joint stock investment funds, management companies and specialized depositories (hereinafter registers of licenses).  Conduct of registers of licenses that include čislesostav information, iporâdok provide extracts from them are fixed (harm federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 23. The information to be included in the registers of licences should be posted on the Internet on the official website of the Bank of Russia.  To the specified information, particularly include (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084): 1) full and sokraŝennoefirmennoe the name of the licensee;
     2) licence number;
     3) prinâtiârešeniâ date of the granting of the licence;
     4) licensed business;
     5) nahoždeniâlicenziata;
     6) identifikacionnyjnomer taxpayer-licensee.
     24. Bank of Rossiipredostavlâet extracts from the registers of licences upon application of any interested person. (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 25. Extracts from the registers of licences will be issued within five working days from the date of receipt of the corresponding application both.
     (Art. 60-1 vvedenaFederal′nym Act of December 6, 2007 N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 61. Measures used by the Bank of Russia (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) 1. Bank of Russia privyâvlenii licensee is in breach of the requirements of this federal law and adopted in accordance with the normative legal acts of the Russian Federation, including the normative acts of the Bank of Russia, and if the licensee under the license takes place in accordance with the federal laws of the trust management of other assets or provides services to a specialized depositary in respect of other assets, these requirements of federal laws and adopted by them in accordance with normative legal acts of the Russian Federation , including the normative acts of the Bank of Russia has the right to its predpisaniemzapretit′ the licensee all or part of the operations to apply other measures liability established by federal laws, as well as in cases stipulated by this federal law, revoke a licence and assign a temporary administration (as amended by the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 2. Predusmotrennyjnastoâŝej article ban on holding all or part of operations may also be imposed on the issuing agent, maturity and Exchange investment units and individuals engaged in conducting the register of the owners of the investment shares, in the event of a breach of the requirements of this federal law and adopted in accordance with the normative legal aktovRossijskoj Federation, including normative acts of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation , 2013, N 30, art. 4084). 3. The ban on provedenievseh or part of operations can also be entered in cases provided by paragraph 3 of article 61-1 of this federal law.
     4. In predusmotrennyhFederal′nym Act of October 26, 2002 N 127-FZ "on Insolvency (bankruptcy)" (hereinafter referred to as the Federal law on Insolvency (bankruptcy) ") cases, the Bank shall decide on the application of measures to prevent bankruptcy equity investment fund management company, specialized depository (item 4 was introduced by the Federal law of April 22, 2010  N 65-FZ-collection of laws of the Russian Federation, 2010, N 17, art. 1988; harm.
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) (article 61 in red.  Federal law dated December 6, 2007  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 61-1. Ban naprovedenie all or part of operations 1. The Bank of Russia has the right to its prescription zapretit′provedenie the following operations (as restated by federal law No. 251, July 23, 2013-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084): 1) accommodation akcijakcionernogo investment fund;
     2) transfer of the assets of joint investment fund in trust management company or the management company transfer of powers vested in company sole ispolnitel′nogoorgana joint stock investment fund;
     3 dividendovpo equity shares) payment of an investment fund;
     4) redemption of investment fund akcijakcionernogo;
     5) granting or issuing at the same time, Exchange and redemption of investment shares of a mutual fund;
     6) accepting applications for acquisition or both bids to purchase, naobmen applications and applications for repayment of the investment shares;
     7) conclusion the management company other fiduciary instruments, which can be carried out on the basis of a licence of the management company;

     8) inclusion imuŝestvav the composition of the unit investment fund, including the extradition and exchange of investment shares;
     9) transfer of asset management company of joint stock investment fund held by it in trust, joint stock investment fund-founder of asset management;
     10) equity investment fund assets, property forming unit investment fund, as well as monetary means on transit account, or other assets, asset management is the management company on the basis of a licence of the management company, including the remuneration and (or) execution of obligations on deals at the expense of the said property;
     11) payment of dohodaot asset management property forming a mutual fund, or other assets, asset management is the management company on the basis of a licence of the management company;
     12) recording vreestr owners of the investment shares, excluding recordings related to the transition of rights as a result of universal succession and in the distribution of the property of the legal person being liquidated;
     13) providing statements, notifications and information from the register of the owners of the investment shares;
     14) osuŝestvleniespecializirovannym the verification by the depositary on one or more contracts concluded in carrying out activities under the license of specializirovannogodepozitariâ.
     2. Ban on holding all or part of the operations contemplated in paragraph 1 of this article may be entered in the following cases: 1) default or nenadležaŝegoispolneniâ requirements of the Bank of Russia on eliminating violations or for information, explanations, documents, which are necessary for the exercise of the functions of the body (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     2) suspension of a license to engage in depository activities of specialized depository or license for conducting of activity on maintenance of register of owners of securities or the cancellation of the said licences;
     3) received by the Bank of Russia specialized depositary notifications about detected violations of the managing company, are the basis for revocation of a licence of the management company (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     4) prevent the holding of the Bank of Russia to verify the activities of the investment fund, the management company, the person maintaining the register of the owners of the investment shares, specialized depositary or agent issuing, redemption and Exchange investment units (as amended by the Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     5) disruption and the timing of the determination of the net asset value of joint investment fund and (or) mutual fund and determining the computed value of one investment unit and (or) the net asset value of joint investment fund per one share;
     6) violations of management company requirements of this federal law on the suspension issue or issuing at the same time, Exchange and redemption of investment shares of a mutual fund;
     7) absence of contract management company with a specialized depositary and (or) with the person performing maintenance of the register of the owners of the investment shares;
     8) extradition management company dopolnitel′nyhinvesticionnyh shares of closed mutual fund in excess of the number of investment shares that may be granted in accordance with the rules of the Fund asset management;
     9) soveršeniâupravlâûŝej company actions that pose a threat to the rights and lawful interests of the owners of the investment shares (section 9 was introduced by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.
4334). 3. The ban on provedenievseh or part of the operations of the management company, specialized depositary agent for extradition, redemption and exchange of investment shares, the person performing maintenance of the register of vladel′cevinvesticionnyh shares may be introduced to eliminate the disruption or cessation of their dejstviâobstoâtel′stv, giving rise to the direction to the appropriate prohibition. The specified prohibition can be imposed for a term not exceeding six months.  If operations in organizations whose accounts banned, isnecessary condition for other operations, the latter also introduces a ban.
     4. Prescription ozaprete to conduct all or part of operations imposed by the Bank of Russia in the manner prescribed by normative acts of the Bank of Russia, inapravlâetsâ to any person in respect of whom a ban on operations through registered mail with acknowledgment of receipt and by facsimile machine (electronic communication).   Information about such requirements is revealed on the official website of the Bank of Russia no later than the next working day after the day of its adoption (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084).
     (Article 61-1 introduced by the Federal law of December 6, 2007
N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 61-2. cancellation of licences 1. Grounds for revocation of a licence joint investment fund management company, specialized depositary are the following violations: 1) failure to comply with the requirements of the Bank of Russia on eliminating violations of federal laws or requirements adopted in accordance with the normative legal acts of the Russian Federation, including the normative acts of the Bank of Russia, in carrying out activities under the license of equity investment fund management company, specialized depository, if takoenarušenie has led to a ban on holding all or častioperacij (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     2) repeated failure to comply with the requirements within a year of the Bank of Russia in carrying out activities osnovaniilicenzii equity investment fund management company, depositary, with the exception of the provisions concerning the prohibition of holding all or part of the transactions (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     3) odnokratnoeneispolnenie requirements of the Bank of Russia to ban all or part of the transactions (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     4) repeated breach during the year more than 15 working days the deadlines for the submission of reports prescribed by federal laws and adopted in accordance with them regulatory legal acts of the Russian Federation, normative acts of the Bank of Russia, in carrying out activities under the license of equity investment fund management company, specialized depository (in red.  Federal′nogozakona of July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     5) odnokratnoenarušenie more than 15 working days notification deadlines for submission to the Bank of Russia, federal bodies of executive power and the Pension Fund of the Russian Federation, the obligation of submission to federal and state laws passed in accordance with them regulatory legal acts of the Russian Federation, including the normative acts of the Bank of Russia, in carrying out activities under the license of equity investment fund management company, depositary, as well as specialized neodnokratnoeneispolnenie specified duties during the year (as amended by the Federal zakonaot July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     6) repeated breach of the requirements during the year to provide or disclose information provided by federal laws and regulatory legal acts of the Russian Federation, including the normative acts of the Bank of Russia, in carrying out activities under the license of equity investment fund management company, specialized depository (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084);
     7) cessation guide the ongoing activities of the licensee (the decision on the suspension or premature termination of the authority of the individual ispolnitel′nogoorgana without the simultaneous adoption of the decisions on education interim sole executive body or a new sole executive body or otsutstvielica, as the company's sole executive body engaged in more than one month without imposing his authority on a person conforms to the person exercising the functions of edinoličnogoispolnitel′nogo authority), for

unless termination guide the ongoing activities of a specialized depositary if the activity last carried out separate structural subdivision;
     8) repeated improper execution during the year specialized depositary responsibilities in carrying out control activities on the basis of the license of a specialized depositary;
     9) repeated violation within one year specialized depositary the order of conducting the register of the owners of the investment shares, as well as a one-time violation of rights accounting for transactions with the investment fund units, limited voborote;
     10) have specialized depositary of the cancellation of a license to engage in depository activities;
     11) violation of a joint investment fund for the requirements of paragraph 1 of the third paragraph of article 2, paragraph 1 of article 4 and article 6 hereof;
     12) odnokratnoeneispolnenie management company duties on the transfer of property held by it in trust on the basis of a licence of the management company, specialized depository for registration and (or) storage, if such transfer is provided for in federal laws;
     13) violation of the requirements of paragraphs 1 and 3 of article 40 of this federal law;
     14) the inclusion of the Exchange or private mutual fund assets transferred as a payment for investment units and does not comply with the requirements to the composition of the assets of the mutual fund, established by this federal law and adopted in accordance with the normative acts of the Bank of Russia, as well as the issuance of specializirovannymdepozitariem consent to the incorporation of the assets in the Fund (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation , 2012, N 31, art. 4334;
Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     15) transaction, which had violated asset composition requirements set by Federal zakonamii adopted in accordance with them regulatory legal acts of the Russian Federation, including the normative acts of the BankaRossii, in carrying out activities under the license of equity investment fund management company, depositary, as well as issuing a specialized depositary agreement to commit the transaction (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     16) repeated during the year, the implementation of issuance of investment shares, limited circulation, unskilled investors;
     17) repeated violation within one year of the requirements of the Federal law "on counteracting nepravomernomuispol′zovaniû insider information and market manipulation and on amendments to certain legislative acts of the Russianfederation" and adopted in accordance with the legislation, normative acts of the Bank of Russia. The decision on cancellation of the relevant licence was adopted taking into account the peculiarities of the set specified by federal law (section 17 was introduced by the Federal law dated July 27, 2010  N 224-FZ-collection of laws of the Russian Federation, 2010, N 31, art. 4193; harm.
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084);
     18) otsutstvielicenziata on his location (sub-item was introduced by the Federal law dated 18 July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     19) repeated violation of the management company or a specialized depositary within one year the requirements for activities (operations), implementation (carrying out) which allowed in accordance with the requirements of federal laws only on the basis of a licence of a management company or depositary specialized license (sub-item was introduced by the Federal law dated 19 July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     20) neispolnenieupravlâûŝej company or specialized depositary Bank regulations on recovery management founder real damage if the specified requirement neosporeno in arbitration (sub-item was introduced by the Federal law dated 20 July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334; in red. The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 2. Grounds for cancellation of the relevant licence is also a failure by a licensee of the licensed activity for over a year and a half, pis′mennoezaâvlenie licensee license waiver or recognition of the licensee is bankrupt and the opening of bankruptcy proceedings (in red.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 3. The decision on annulirovaniilicenzii was adopted by the Bank of Russia in order ustanovlennomnormativnym Act of the Bank of Russia. The decision on cancellation of license indicate the reason for its cancellation (as amended by the Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084). 4. Decision about cancellation of the license upravlâûŝejkompanii license or a specialized depositary according respectively to the management company or a specialized depositary refusal to license may be made only under condition of absence of licensee obligations under contracts concluded in carrying out activities under appropriate license. At that, filing of a disclaimer of license does not terminate the right of the Bank of Russia annulirovat′licenzii on other grounds stipulated by this federal law (as amended.  The Federal law of July 2013 of21 g.  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 5. The statement from obotkaze licence of the management company or the depositary must be accompanied by specialized license documents confirming compliance with the conditions stipulated in paragraph 4 of the present article, together with the statement of license otkazeot equity investment fund-documents demonstrating compliance with the conditions stipulated in paragraph 5 of article 7 of this federal law. An exhaustive list of these instruments is set by regulation of the Bank of Russia. Obotkaze statement of license signed by the person performing the functions of the individual executive body of the licensee, confirming thus the reliability of the information contained in the documents submitted for otkazaot licenses (in red.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.  4084; Federal law of June 29, 2015.  N 210-FZ-Sobraniezakonodatel′stva Russian Federation, 2015, N 27, art. 4001). 6. The Bank of Russia has the right to verify the validity of the information contained presented vdokumentah for refusal of licence (as amended by the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084).
     7. the decision on the cancellation of license upon application of the licensee or to waive its cancellation is made within 30 working days from the date of receipt of the application.
     8. Bank Rossiiuvedomlâet licensee of cancellation of license no later than rabočegodnâ following the date of the adoption of its cancellation by SolutionsAbout registered mail with acknowledgment of receipt and by facsimile machine (electronic communication).  Information about the adoption of the decision to revoke licenses disclosed on the official website of the Bank of Russia no later than the next working day after the date of its adoption (ed.  Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 9. In case of cancellation of the licence of the management company, the Bank of Russia in the manner and within the time limits established in paragraph 8 of this article, shall notify the persons entrusted management of the property specified by the head organization, except for the owners of the investment shares of mutual funds, on the basis of a licence of the management company, as well as specialized depositories, supervising the disposition of the specified property, and in the case of the revocation of a licence of a specialized depositary of the notification is sent to all persons , which this specialized depositary of treaties on the basis of the license of specialized depository (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). 10. In case of cancellation of the licence of the management company mutual investment trust management fund, Bank of Russia in the manner and within the time limits established in paragraph 8 of this article, directs a specialized depositary of this mutual fund a certified copy of the decision to revoke the licence (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     11. effects of licenziiprekraŝaetsâ from the day of entering into the unified State registry of legal persons of record on the Elimination

the legal person of the licensee or termination of its activities as a result of the reorganization, with the exception of reorganization in the form of conversion, either from the day of acceptance of the Bank of Russia to cancel licence (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     12. From the moment when the management company uznalaili was supposed to learn about cancellation (termination) she license upravlâûŝejkompanii this nevprave management company to manage (asset management) assets, carried out on the basis of the license, except for acts provided for under paragraph 15 of this article (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 13. Equity investment funds and management companies of mutual funds, which provided services to specialized depository, which revoked (terminated) license of specialized depositary shall, within three months from the date of revocation of the license to take steps to transfer to other specialized depositary of assets for their accounting and storage, as well as for the transfer of documents, necessary for the implementation of the new specialized depository (in red.  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 14. From the moment when a specialized depositary knew or should have known obannulirovanii (termination) specialized depository license this specialized depository cannot give consent to rasporâženieaktivami, for a decree which he exercises control (as amended by the Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 15. The Organization, which cancelled (terminated) license management company (license a specialized depositary), is obliged to: 1) peredat′imuŝestvo located in accordance with the agreement concluded priosuŝestvlenii activities on the basis of a licence, in accordance with the indication of the founder trustee in case of cancellation (termination) license management company (trustee-in case of cancellation (termination) licenziispecializirovannogo depositary), esliinoe is not stipulated by this federal law;
     2) deleted within three months from the date of cancellation (termination) license from the company name, the words "specialized depositary", "akcionernyjinvesticionnyj" Fund (the "Fund") and "mutual fund", in any combination, and to submit to the Bank of Russia copies of documents confirming state registration of such changes in the constituent documents.  Incase of breach by the specified obligations of the Bank of Russia has the right to apply to court strebovaniem on the liquidation of the Organization (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084. (para. 15).  Federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334) 16. Akcionernyjinvesticionnyj Fund head organization or specialized depository shall have the right to appeal against decisions of the Court of the Bank of Russia varbitražnyj of cancellation of license, the license cancellation waiver pozaâvleniû the licensee, as well as evading the decision about cancellation of license upon application of the licensee (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Article 61-2 introduced by the Federal law of December 6, 2007
N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 61-3. Likvidaciâakcionernogo investment fund sannulirovaniem 1 license. Cancellation of licenses of equity investment fund shall entail its liquidation, except as provided in this article (as amended by the Federal law dated June 29, 2015 N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, Item 4001).
     2. Within 15 working days from the date of adoption of the decision to revoke the license of an equity investment fund, and in the case of an appeal from the date of entry into force of the decisions of the arbitral tribunal to dismiss the Bank of Russia zaâvlennogotrebovaniâ appealed to the Arbitration Court to olikvidacii equity investment fund or, if on the date of revocation of the license at equity investment fund, there were signs of insolvency (bankruptcy) a statement on the recognition of joint stock investment Fund bankrupt (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     3. the arbitration sudprinimaet the decision on liquidation of a joint stock investment fund and equity investment fund appointment of the liquidator, if the do not be found any signs of insolvency (bankruptcy) of investicionnogofonda.
Equity investment fund liquidator is appointed on the nomination of the Bank of Russia from among the Trustees, the relevant requirements established by the legislation of the Russian Federation on Insolvency (bankruptcy), for matches in the bankruptcy case of professional domestic securities market participant (in red.  Federal zakonaot July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 4. Liquidator of joint stock investment fund cannot be assigned to the person overseeing the functions of the sole executive body and he belonged to the collegial executive body of the Fund at the time of the Commission of a joint investment fund violations, for which the Creative Commons license has been revoked.
     5. The requirements of this article shall not apply in the case of the revocation of a licence joint investment fund in its statement about the refusal of a licence, in connection with its liquidation, as well as in connection with its accession to the other akcionernomuinvesticionnomu Fund or in the case of recognition of a bankrupt and the opening of bankruptcy proceedings (as amended by the Federal law dated June 29, 2015  N 210-FZ-collection of laws of the Russian Federation, 2015, N 27, art. 4001) (article 61-3 introduced the Federal law of December 6, 2007
N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) article 61-4. Naznačenievremennoj Administration 1. In case of cancellation (termination) license management company from the management company or a depositary have specialized licenses specialized depositary, except as provided by paragraph 2 of article 61-2 of this federal law, the Bank of Russia appoints these organizations if the Transitional Administration (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084): 1) odnovremennoannuliruûtsâ (stop action) license management company from the management company and the depositary of a specialized license from a specialized depositary with which the management company of the contract;
     2) in upravlâûŝejkompanii or specialized depositaries at the time of cancellation (termination) of the corresponding licence ceased supervision of their day-to-day activities;
     3) Organization, which revoked (terminated), the corresponding license fails to comply with the obligations under subparagraph 1 of paragraph 15 of article 61-2 of this federal law.
     (Item 1 in red.  Federal law dated July 28, 2012  N 145-FZ-Sobraniezakonodatel′stva Russian Federation, 2012, N 31, art. 4334) 2. Decision onaznačenii of the interim administration of the Bank of Russia approves the composition of the interim administration.  During the period of the Transitional Administration powers of the executive bodies of the management company or a specialized depositary can be restricted or suspended by the decision of the Bank of Russia on the appointment of the Interim Administration (as amended by the Federal law dated 23 iûlâ2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     3. the Transitional Administration is composed of the head of the interim administration, his Deputy (if necessary) and members of the interim administration.   The head (Deputy) of the Transitional Administration naznačaetsâdolžnostnoe person of the Bank of Russia (in red.  Federal zakonaot July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 4. The composition of the vremennojadministracii may not be appointed: 1), the person serving as the company's sole executive body, his Deputy (deputies), members of the Board of Directors (Supervisory Board) and the collegial executive body, Chief Accountant (Accountant), head of the Audit Commission and the members of the auditing Commission (Auditors), head of internal control service workers organization, which revoked the license, as well as the officials of the main or subsidiaries of that organization;
     2) persons who are creditors and (or) debtors of the Organization, which revoked (terminated) license, including the owners of the investment shares, as well as dolžnostnyelica

and employees of these creditors and (or) debtors except for officials and employees of specialized depository, has a contract with the management company, kotoruûnaznačaetsâ, the Interim Administration (as amended by the Federal law of 28 iûlâ2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334);
     3) Organization, which revoked (terminated) license, as well as their officials and employees (harm federal law dated July 28, 2012  N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334). 5. The head of the interim administration is acting on behalf of the management of the company without a power of Attorney in any legal and factual actions necessary dlâprekraŝeniâ mutual fund (transfer of rights and obligations under the Agreement confidential upravleniâzakrytym collective investment fund) and (or) for the execution of duties under subparagraph 1 of paragraph 15stat′i 61-2 of this federal law, including: 1) carries out orders on the transfer of funds (securities) with transit accounts (transit custody accounts) , as well as bank accounts for calculations on trust management of assets of joint investment fund, collective investment trust management fund trustee or other assets on the basis of a licence of the management company;
     2) terminates the contracts of the bank deposit (deposit), concluded by the management company as trustee of assets of joint investment fund, collective investment fund or other property at osnovaniilicenzii management company;
     3) commits a transaction to the securities in the event of termination of the mutual fund and in other cases, if in accordance with the Federal law or other normative legal acts of the Russian Federation, normative acts of the Bank of Russia fiduciary management agreement provides for the transfer of the founder trustee or any other person specified by him only money, but also commits the necessary actions for the execution of these transactions (in red.  Federal law dated July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084);
     4) provides the vedeniereestra owners of the investment shares if credit organization, which revoked the license of a specialized depositary undertakes the maintenance of the roster.
     6. the head of the interim administration in case of suspension of the authority of the executive bodies of specialized depositary acting on behalf of the organization without letter of Attorney when making any ûridičeskihi actual action required for the transfer of property and documents in her possession and (or) accounting for duties under subparagraph 1 of paragraph 15 of article 61-2 of this federal law, as well as provides the maintenance of the register of the owners of the investment shares in the case of If specialized depository carried out maintenance of the roster.   The interim administration in case of suspension of the authority of the Executive organovspecializirovannogo of the depositary shall have the right to: 1) to receive and transmit certified securities, original copies of the documents, confirming the right of nanedvižimoe property, and copies of all original documents in otnošeniiimuŝestva, monitoring of the decree that implemented the Organization on the basis of the license of a specialized depositary, in accordance with the instructions of the person with whom the contract or other specialized depositary;
     2) kontrolirovat′operacii with securities, rights, which carried out the Organization on the basis of the license of a specialized depositary and, in the case of cancellation from a specialized depositary license on depository activity to carry out these operations.
     7. Vremennaâadministraciâ gets from workers organization, which revoked (terminated) license, and others with the necessary information and documents with respect to property, trust management or control that the decree that implemented the organization takes measures to ensure the conservation of this property and taking other steps in order to safeguard the interests of učreditelejdoveritel′nogo control.   The interim administration gets access to software and hardware, providing fixation, processing and storage of information in respect of the property as stipulated in this clause, including for accounting ownership to securities, as well as access to the information, keeping the register of the owners of the investment shares (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art. 4334).
     8. in the event that the interim administration in carrying out the functions provided for in this federal law, there were signs of insolvency (bankruptcy) of the Organization, which revoked (terminated) license, Bank of Russia are drawn to the arbitral tribunal a statement of recognition of the said organization, a bankrupt (harm.  Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation, 2012, N 31, art.  4334; Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art.
4084). 9. Vremennaâadministraciâ is not assigned to specialized depository, a credit organization. In this case, the credit organization, which cancelled (prekratiladejstvie) license a specialized depositary is obliged on demand of the interim administration of the management company to transfer this property management company and documents which are at the credit institution in connection with the implementation of a specialized depositary, as well as the register of holders of investment shares and documents related to the registry, if a credit institution implemented the registry vedenieukazannogo (as amended by the Federal law dated July 28, 2012 N 145-FZ-collection of laws of the Russian Federation , 2012, N 31, art.
4334). 10. If during the period of the Transitional Administration justification for the application of measures to prevent bankruptcy of management company temporary administraciâobraŝaetsâ to the Bank of Russia for appointment to a specified management company of the interim administration, in accordance with the Federal law on Insolvency (bankruptcy) ".   At the same time with the appointment of the interim administration, in accordance with the Federal law on Insolvency (bankruptcy) "Bank of Russia takes the decision on the termination of the Transitional Administration appointed otherwise stipulated by this federal law grounds (paragraph 10 was introduced by the Federal law of 22 aprelâ2010 g.  N 65-FZ-Sobraniezakonodatel′stva Russian Federation 2010, N 17, art.  1988; in red.  The Federal law from 23iûlâ 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084) (article 61-4 introduced by the Federal law of December 6, 2007
N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247) CHAPTER XIV final provisions Article 62. The managed entry of this federal law NastoâŝijFederal′nyj law shall enter into force on the day of its official publication.
 
     Article 63. Zaŝitainteresov of shareholders of joint stock investment funds and holders of investment shares 1. Pending the entry into force of the Federal law establishing the conditions and procedure for payment of compensation for the damage caused to citizens as a result of default or improper fulfillment of joint stock investment funds, management companies, specialized depositories, as well as persons carrying out maintenance of registers of owners of the investment shares entrusted to them by law or treaty obligations established in this article shall apply the procedure for the protection of property rights of citizens.
     2. losses in častireal′nogo damage pričinennogograždanam-shareholders of joint stock investment funds, citizens-owners of the investment shares, offset by funds from the federal compensation fund (hereinafter kompensacionnyjfond), provided for by the legislation of the Russian Federation on the protection of the rights and legal interests of investors on the securities market.
     Compensation payable to citizens, which damage is caused by equity investment funds, management companies, specialized depositaries stock investment funds and mutual funds, by persons carrying out maintenance of registers of owners of the investment shares, licensed (hereinafter referred to as the debtors), as a result of the nonperformance or improper performance of their duties, if the udolžnika property is missing license revoked, adequate dlâvozmeŝeniâ real damage, in the cases provided by paragraph 3 of this article.
     Kompensacionnyjfond does not pay compensation to the owners of shares of joint stock investment funds and investment shares of unit investment funds, limited in circulation (paragraph added by federal law N 334-FZ of December 6, 2007-collection of laws of the Russian Federation, 2007, no. 50, art. 6247).
     3. Kompensaciivyplačivaûtsâ in the following cases:

     If citizens do not mogutpolučit′ compensation for Executive documents in connection with the inability to establish the debtor's address, location of the debtor's property or information about the availability of the funds and other property in accounts and in deposits or deposited in banks or other kreditnyhorganizaciâh, or in connection with the debtor's property or income otsutstviemu, nakotorye can be levied if the bailiff executing all legal measures to find his property or proceeds were unsuccessful;
     If dolžniksvoevremenno is not fulfilled the requirement of the Bank of Russia on compensation for damage caused to citizens in connection with the violation of the procedure for determining the computed value of the investment shares (harm federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084);
     If the damage pričinendejstviâmi employees of the debtor, which contained signs of a criminal offence;
     (The paragraph directly repealed the Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, no. 30, art. 4084)
     4. sources of sredstvkompensacionnogo Fund spent on the payment of compensation in accordance with paragraph 2 of this article shall be defined by the Charter of the compensation fund in accordance with the legislation of the Russian Federation.
     5. To compensate the compensation fund is obliged to publish a post on compensation, on the order of presentation of the claims to the compensation fund by the citizens who are eligible to receive compensation, and the term of presentation of such requirements, which may not be less than two months from the date of publication of this communication.
     Maksimal′nyjrazmer and order the payment of compensation shall be established by the Bank of Russia (in red.  Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). 6. Compensation fund acquires the right of claim of the citizen, received compensation in the full amount to the debtor.
     Kompensacionnyjfond has the right to represent and protect the property interesyobrativšihsâ in the Foundation of citizens in court and enforcement proceedings, to make claims on the protection of the rights and legitimate interests of an unspecified range of investors-individuals.
     The compensation fondobâzan to notify the Bank of Russia on each case of committing offences against citizens ' debtors-investors (as restated by federal law No. 251, July 23, 2013-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084).
     Kompensacionnyjfond has the right to apply to the Bank of Russia on the cancellation of licenses issued by specified persons suspension of issuance, redemption and Exchange investment units and other measures provided for in this federal law (as amended.  The Federal law of December 6, 2007.  N 334-FZ-collection of laws of the Russian Federation, 2007, no. 50, art. 6247;
Federal law dated July 23, 2013  N 251-FZ-collection of laws of the Russian Federation, 2013, N 30, art. 4084). Article 63-1. Appeal nenormativnyhaktov, the decisions and actions (inactivity) of the Bank of Russia (name of harm.  Federal law dated July 23, 2013 N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) Akcionernyeinvesticionnye funds, management companies, specialized depository shall have the right to appeal in the manner prescribed by the legislation of the Russian Federation, in the arbitral tribunal non-regulatory acts, decisions and actions (inactivity) of the Bank of Russia related to government regulation of the activities of these persons and State control over their activities (in red.  Federal law dated July 23, 2013 N 251-FZ collection zakonodatel′stvaRossijskoj Federation, 2013, N 30, art. 4084). individuals who have qualification certificates revoked in the sphere of activities of management companies and specialized depositories, may appeal to the Court of arbitration in the manner prescribed by the legislation of the Russian Federation, the decision of the Bank of Russia (as amended by the Federal law dated July 23, 2013 N 251-FZ-collection of laws of the Russian Federation, 2013, no. 30, art. 4084).
     (Art. 63-1 vvedenaFederal′nym Act of April 15, 2006 N 51-FZ-collection of laws of the Russian Federation, 2006, no. 17, p. 1780) article 64.  (Repealed based on Federal′nogozakona of July 23, 2013  N 251-FZ-Sobraniezakonodatel′stva Russian Federation, 2013, N 30, art. 4084) Moscow, Kremlin, N November 29, 2001 156-FZ