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With Regard To The Suspension Of The Licence Of The Company's Action "asito-Broker" Investment Company

Original Language Title: cu privire la suspendarea acțiunii licenței Societăţii pe acţiuni „ASITO-BROKER” de societate de investiții

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    As a result of the monitoring of the activity of the company limited by shares "ASITO-BROKER", it was found that the company had not provided any of the activities and services indicated that the investment firm within 6 months.
Concluding from the aforesaid, by virtue of article 1, article 2. 8 lit. c) and subparagraph (c). f), art. 9 para. (1) (a). (d)), article 21 paragraph 1. (1), article 22 para. (3), art. 25 para. (2) of law No. 192-XIV of 12.11.1998 "Concerning the National Commission for financial market" (republished in the Official Gazette of the Republic of Moldova, 2007, nr. 117-126 BIS), article 1, article 2. 140 paragraph 1. (13) (a). paragraph 1 of). (14) of law No. 171 of 11.07.2012 "capital market" (Official Gazette of the Republic of Moldova, 2012, no. 193-197, 665), the regulation on licensing and authorization on the capital market, approved by the decision of the National Commission of financial market nr. 56/11 of 14.11.2014 (Official Gazette of the Republic of Moldova, 2015, 1-10, art. 11), the NATIONAL COMMISSION of financial market DECIDES: 1. Shall be suspended for a period of 30 days, the license of the company's shares in action "ASITO-BROKER" of investment company of category B series NCFM nr. 000816, issued on 15 March 2015 indefinitely.
2. Warn people with functions of liability of the company limited by shares "ASITO-BROKER" with respect to compliance with the legislation in force the unconditional.
3. Prescribe the company's actions "ASITO-BROKER", within 5 days, informing its customers about the suspension of the licence and the protection of customers ' interests and rights of others, which may be damaged by the suspension of license action. At the request of its clients, the investment company will return the assets held in custody except upon which restrictions are applied in compliance with the law.
4. If, on expiry of the term for which the licence is suspended investment company will not remove the circumstances which gave rise to the suspension, the National Commission of financial market will undertake the necessary measures in accordance with the legislation in force.
5. The control over the execution of the given decision is put in charge of the General securities supervisory authority.
6. this decision shall enter into force on the date of its adoption, shall be published on the official website of the National Commission of financial market (www.cnpf.md) and in the Official Gazette of the Republic of Moldova.

VICE-PRESIDENT of the NATIONAL COMMISSION of financial market Karen Fahie