Financial and capital market Commission, the provisions of regulations No 318 in 2011 (December 23. No 59 58. p.)
Financial and capital market participants about the payment of financial and capital market Commission in 2012 for funding and reporting provisions of regulations Issued pursuant to the financial and capital market Commission of the law article 24, second paragraph, article 11 of the law of reinsurance in the fourth and payment services and electronic cash law article 40 the third paragraph and the second paragraph of article 56.1 i. General question 1. "financial and capital market participants about the payment of financial and capital market Commission for financing in 2012, the detection and reporting of the regulations rules "(hereinafter-the rules) are binding on insurers, reinsurers, private pension funds, investment companies regulated market organizers, Latvian central depository, investment management companies, credit unions, credit institutions, electronic money institutions and payment institutions (hereinafter – financial and capital market participants), as well as foreign branches of economic operators and of the Member States, in accordance with the law to give financial services in Latvia, (hereinafter referred to as foreign branches of economic operators and of the Member States).
II. the financing of about 2. Financial and capital market participants payments for financing the activities of the Commission in 2012 is set as follows: 2.1 the insurer received the payment of quarterly Gross insurance premiums direct amounting to: 2.1.1. percent of vehicles 0.2 insurance against civil liability in respect of the insurance operations;
2.1.2.0.231 percent of life insurance with savings of building operations, t.sk. from unit-linked life insurance contracts;
2.1.3.0.5 percent of other insurance operations;
2.2. the reinsurer charges 0.4 percent from fourth quarter gross reinsurance premiums received;
2.3. private pension fund charges 0.2 percent of retirement plan participants and their good quarterly instalments in the private pension funds licensed in pension plans;
2.4. the investment brokerage firm charges 1 percent of the amount of the brokerage firm business gross revenue in the quarter, but not less than 2 000 dollars a year for each brokerage firm;
2.5. investment management company charges amounting to: 2.5.1. In Latvia, the licensed investment management firms: 2.5.1.1 0.014 percent of the collecting society. the Trust Fund average about a quarter of the assets, but not fewer than 2 500 dollars a year for each of the investment management company;
2.5.1.2.1 percent of the investment services provided by gross revenue quarter, but not less than 500 dollars a year for each of the investment management company;
2.5.2. Member State licensed investment management companies that have registered in Latvia open investment funds, interest from 0.013 in Latvia registered investment fund assets averaged about a quarter, but not less than 1 000 dollars a year for each of the investment management company;
2.5.3. Member States licensed investment management company branches established in Latvia: width comes unstuck. 1 percent of their investment fund in Latvia provided management services gross revenue quarter, but not less than 1 500 Lats per year for each of the investment management company;
2.5.3.2.1 percent of their investment in Latvia Service gross revenue quarter, but not less than 500 dollars a year for each of the investment management company;
2.6. the organizer of the regulated market charges interest at about 1.641 from regulated market Organizer business gross revenue in the quarter, but not less than 5 000 LVL for each year the organizer of the regulated market;
2.7. The Latvian Central Depository charges interest at about 1.641 from depository business gross revenue in the quarter, but not less than 5 000 LVL per year;
2.8. credit unions 0.033 percent payments from credit unions, the average size of assets per quarter;
2.9 payment of credit institutions 0.00349 percent of the supervision of credit institutions, the average size of assets per quarter;
2.10. payment institutions payments amounting to: 2.10.1.0.05 percent of payment institutions which received the license for payment institutions, payment transaction totals for quarter, but no less than 2 500 million lats a year;
2.10.2.100 lat year, each paying authority established the register of payment institutions;
2.11. electronic money institutions ' payments amounting to: 0.02 percent of 2.11.1. electronic money institutions that received the license of the electronic money institution, the average amount of assets in the quarter, but not fewer than 2 500 million lats a year;
2.11.2.100 Lats per year for each of the electronic money institution established the register of electronic money institutions.
3. foreign and national merchant affiliates payments to finance the activities of the Commission in 2012 will be determined in accordance with paragraph 2 of that provision, according to their scope.
4. the financial and capital market participants, which is a branch of a foreign country or Member State, and which also makes payments to foreign or State supervisory authority for the supervision of the relevant country, payments to finance the activities of the Commission in 2012 is reduced by foreign or national supervisory authority the amount of the payments for the 2012 up to an amount which does not exceed 25 percent of the rules laid down in paragraph 2 to the Commission payment. Reduction in the levy shall be proved by evidence of payment and foreign supervisory authorities of the Member State or the receipt about the payment amount for the period, which is presented together with this rule laid down in paragraph 6 of the report, the conversion of this amount in dollars after the Bank of Latvia exchange rate during the period in question, the last calendar day.
III. Payment and arrangements 5. This provision laid down in paragraph 2, the financial and capital market participants in payment basis: insurers – 5.1 quarterly cash flow report showing received insurance premiums according to the type of insurance;
5.2. the reinsurers – review the quarterly cash flow reflects the reinsurance premiums received;
5.3. private pension funds – review the quarterly retirement plan accounts net asset movement reflected in the contributions to the pension plans.

5.4. investment brokerage firms, business gross revenue, i.e. the quarterly report "profit and loss" report the explosion includes income: interest income, dividend income, commissions and other similar income, financial instruments trading business profit or loss revaluation of investments, other ordinary income and stock reduction income attributable to income referred to above;
5.5. In Latvia, the licensed investment management firms: 5.5.1. existing investment management fund quarterly average assets, which include the society and its registered managed investment funds, including the funds that it has transferred management to another company, but not including the funds it has received from another management company and managed in another country of the registered investment funds if investment funds are legal persons. The quarterly average is calculated as the amount of assets the assets of about a month on the last day of the month the average size;
5.5.2. gross investment services revenue – report "investment management company's profit and loss statement" the specified Commission income on investment services;
5.6. the Member State licensed investment management companies that have registered in Latvia open investment fund, registered in Latvia open investment fund report quarterly average assets, as reflected in the "review of the management of the investment management company of the funds" as registered in Latvia and in the management of the existing or open investment fund assets. The quarterly average is calculated as the amount of assets the assets of about a month on the last day of the month the average size;
5.7. the Member State of the investment management company licensed affiliates: 5.7.1. In Latvia, the investment fund provided management services gross revenue – report "investment management company's profit and loss statement" the specified Commission income on government services;
5.7.2. the investment service provided in gross revenue – report "investment management company's profit and loss statement" the specified Commission income on investment services;
5.8. credit unions and credit-quarterly average assets, which reflect the amount of monthly balance sheet total assets position. The quarterly average is calculated as the amount of assets the assets of about a month on the last day of the month the average size;
5.9. payment institutions-a report of quarterly capital adequacy report includes the total amount of payments;
5.10. electronic money institutions-quarterly average assets to the extent that institutions reflect the total assets in the balance sheet position. The quarterly average is calculated as the amount of assets the assets of about a month on the last day of the month the average size.
6. the financial and capital market participants to review the quarter following the date of the month 30. According to the Commission on 14 October 2008, the regulatory provisions no 146 ' prepared statements electronically submit the legislative provisions "requirements to be submitted to the Commission for the following reports: 6.1. insurers ' review of the insurer's payment calculation for financial and capital market Commission for financing" (annex 1);
6.2. the reinsurers ' review of the calculation of the payment of the amounts owed the financial and capital market Commission for financing "(annex 2);
6.3. private pension funds ' review of the private pension fund payment calculation of financial and capital market Commission for financing "(annex 3);
6.4. the investment brokerage firms "review of investment brokerage companies calculate the financial and capital market Commission for financing" (annex 4);
6.5. the investment management companies: Latvia licensed by investment management companies "review of investment management companies calculate the financial and capital market Commission for financing" (annex 5); Member States licensed by investment management companies that have registered in Latvia open investment fund, "review of investment management company registered in Latvia open investment fund payment calculation for financial and capital market Commission for financing" (5.1); the Member States of the licensed investment management company affiliates "review of investment management company affiliate payment calculation for financial and capital market Commission for financing" (5.2);
6.6. the organizers of the regulated market and the Latvian Central Depositary "review of regulated market Organizer/Latvian Central Depository payment calculation for financial and capital market Commission for financing" (annex 6);
6.7. the credit unions ' overview of credit unions calculate the financial and capital market Commission for financing "(annex 7);
6.8. the credit institutions ' review of credit payment calculation for financial and capital market Commission for financing "(annex 8);
4.3. payment institutions "review of payment institutions calculate the financial and capital market Commission for financing" (annex 9);
6.10. electronic money institutions "report on electronic money institutions calculate the financial and capital market Commission for financing" (annex 10).
7. foreign company branches in the Member States and the rules laid down in paragraph 6 of the report should be submitted according to their coverage.
8. payments for the financing of the Commission are made quarterly in lats.
9. the financial and capital market participants, t.sk. foreign branches of economic operators and of the Member States, to the quarter in the following month 30. date this provision laid down in paragraph 2, the Commission payments account no LV96 Bank LACBLV2X 0000 0000 1185 1 Latvian LACB, taxpayer registration No. 90001049028.10.2.10.2. These provisions and set out in paragraph 2.11.2 financial and capital market participants do not have to submit to this rule 6.9. and 6.10 above reports. If this rule 2.4-2.7, 2.10 and 2.11 paragraph financial and capital market participants and the Member State or foreign merchant affiliate begins or ceases his activity overview during the quarter, the amount of payment shall be determined in proportion to the period of its operation.

11. If the financial and capital market participants for sector payments for 2012 Commission revenue, compared to the Commission's budget estimates, 2012 in accordance with the accrual principle approved by the financial and capital market supervision-related revenue, creates a surplus, the Commission calculated the financial and capital market Commission of the proportion of the payment, the 2012 revenue from a particular market sector and inform the sector financial and capital market participants and according to this market sector revenue in proportion to the excess is attributed to each of the sector's financial and capital market participants. Market sector in the allocation of surplus in proportion to the calculation does not include those market participants whose payments to finance the activities of the Commission performed an annual minimum amount set in the financial and capital market Commission of the Act or the financial and capital market participants in the Special Act.
* According to the Bank of Latvia "monetary financial institutions a monthly balance sheet reporting rules".
Financial and capital market Commission Vice Chairman j. Brazovsk a