Financial and capital market Commission, the provisions of regulations no 128, Riga, 7 June 2013 (financial and capital market Commission Council meeting Protocol No 22 3. p.) The amendments to the "regulations of consolidated supervision regulations" Issued in accordance with the law of credit institutions article 50.9 eighth and financial instruments market law article 123.4 eighth draw financial and capital market Commission Regulation No 166 30.11.2007. "regulations of consolidated supervision regulations" (hereinafter-the rules) the following amendments: 1. Make provision in paragraph 5, the introductory paragraph by the following: "5. the financial holding company or a mixed financial holding company of the consolidation group consists of the Republic of Latvia for the financial holding company of the mother or the mother of the Republic of Latvia to the mixed financial holding company or registered in the Republic of Latvia in the European Union, the financial holding company of the mother or in the Republic of Latvia to the European Union established parent mixed financial holding company, or another Member State of the European Union established the financial holding company of the mother, or in another Member State of the European Union established parent mixed financial holding company which is the parent holding company of the consolidation group to which supervision on a consolidated basis shall be exercised by the Commission and the Republic of Latvia, other Member States or abroad: "registered. 2. Express provisions in paragraph 6 by the following: "6. the financial holding company or a mixed financial holding company of the group to the consolidation of the responsible authority is established in the Republic of Latvia, which has the authority of the Republic of Latvia, the parent financial holding company or of the Republic of Latvia parent mixed financial holding company, or registered in the Republic of Latvia in the European Union, the financial holding company of the mother or in the Republic of Latvia to the European Union established the parent mixed financial holding company or by a subsidiary established in another Member State of the European Union, the financial holding company of the mother or in another Member State of the European Union established the parent mixed financial holding company that is the parent holding company of the consolidation group to which supervision on a consolidated basis shall be exercised by the Commission, a subsidiary company and which at the same time not some other financial holding company or a mixed financial holding company of the consolidation group in the Republic of Latvia, the authorities established a subsidiary company or kopsabiedrīb. If these signs comply with the number of registered in the Republic of Latvia authorities, the financial holding company or a mixed financial holding company of the Group's consolidation of the authority of the Commission. ". 3. Express provisions in the introductory part of paragraph 7 as follows: "7. the consolidation of the authority of the subgroup consists of authority (hereinafter – the consolidation of sub-groups responsible authority), which is the parent of the Republic of Latvia to the Republic of Latvia or of the authority of the financial holding company of the mother, or the mother of the Republic of Latvia to the mixed financial holding company, or registered in another Member State of the European Union, the financial holding company of the mother, or in another Member State of the European Union established the parent mixed financial holding company which is the parent holding company of consolidation group which supervision on a consolidated basis shall be exercised by the Commission, a subsidiary company which itself or its parent holding company or its financial parent holding company has a mixed financial foreign subsidiary, which is a credit institution or a financial institution, or a participation in a foreign institution, and the Republic of Latvia, other Member States or abroad: "registered. 4. Express provisions of paragraph 8 of the introductory paragraph as follows: "8. the institutions or financial holding company or a mixed financial holding company within the group or consolidation consolidation of sub-groups (below – consolidation group), subject to authorisation by the Commission may not include any subsidiary or institution: kopsabiedrīb". 5. Express provisions of paragraph 10 by the following: "the consolidation of group 10, financial holding company or a mixed financial holding company, the group consolidation consolidation of sub-groups responsible authority (hereinafter referred to as the responsible authority) prepare: 10.1 report on consolidation." group "for the consolidation of the authority of the group or a financial holding company or a mixed financial holding company of the consolidation group and each subgroup of consolidation of the authority of the appropriate form referred to in annex 1; 10.2. the consolidated balance sheet and consolidated profit and loss statement (hereinafter referred to as the consolidated financial statements); 10.3. review of equity and the minimum capital requirement is calculated in accordance with Commission Regulation No 165 30.11.2007. "report on minimum capital requirements and the calculation of own funds for the preparation and submission to the legislative provisions" requirements of the consolidation group of the institution, financial holding company or a mixed financial holding company of the Group and to the consolidation of the institutions of each sub level of consolidation; 10.4. exposure limit calculations for consolidation of the authority of the group, financial holding company or a mixed financial holding company of the Group and to the consolidation of the institutions of each sub level of consolidation; 10.5. the calculation of the investment restrictions of the consolidation group of the institution, financial holding company or a mixed financial holding company of the Group and to the consolidation of each sub level of consolidation, if the responsible authority is the bank. ". 6. To express the rule in paragraph 11: "11. If the consolidation group is the parent company of the Republic of Latvia on financial holding company of the mother or the mother of the Republic of Latvia to the mixed financial holding company, or registered in the Republic of Latvia in the European Union of the parent financial holding company, or registered in the Republic of Latvia in the European Union's parent mixed financial holding company, or another Member State of the European Union established the financial holding company of the mother, or in another Member State of the European Union established parent mixed financial holding company which is the parent holding company of consolidation group which supervision on a consolidated basis shall be exercised by the Commission, "the report on the composition of consolidation" for information about the parent company is indicated first. ". 7. Express provisions of point 12, the following wording: "12. If the rules referred to in paragraph 7. the subgroup structure of consolidations coincides with a financial holding company or a mixed financial holding company, the structure of the consolidation group, established in accordance with paragraph 5 of the rules, the authority does not make provision for a review referred to in paragraph 10 of the Sub-group consolidation level. ". 8. Express provisions of paragraph 31 the following: "31." report on the composition of consolidation "for authorities in the consolidation group, financial holding company or a mixed financial holding company of the consolidation group and each subgroup of consolidation of authority," consolidated balance sheet "," the consolidated profit or loss "," report on significant interests in the share capital of the company "," overview of the essential participation of credit institutions, financial institutions, insurance companies, reinsurers ' share capital and subordinated capital investments "and" statement of participation in the company that is not subject to the investment restrictions in capital "for the consolidation of the authority of the group, financial holding company or a mixed financial holding company of the consolidation group and each institution prepares a consolidation of sub-group on the State of the review on 31 March, 30 June, 30 September and 31 December and submitted to the Commission to review on 15 may, 15 august, 15 November and the following year in February 15.". 9. Make provision in paragraph 33 the following: "33." large exposures review "on the Authority's consolidation group, financial holding company or a mixed financial holding company of the consolidation group and each institution prepares a consolidation of sub-group on the State of the review on 31 March, 30 June, 30 September and 31 December and submitted to the Commission to review on 15 may, 15 august, 15 November and the following year in February 15.". 10. Express provisions in the new annex 1 (annex). Financial and capital market Commission President k. Zakuli States annex 1 financial and capital market Commission 30.11.2007. Regulation No. 166 "regulations of consolidated supervision", the name: code: 0651297 Application level UPDK (consolidation the consolidation group, subgroup) must submit financial and capital market Commission four times a year – up to 15 may, 15 august, 15 November and 15 February review of the consolidation group of the year (accounting period) no PO box The full name of the registered number of the country of registration of the legal address of the Company kods1 veids2 balance sheet total (in whole numbers) share capital (integer) share (%) of the issued share capital, which belongs to the consolidation group companies share (%) of the voting rights that belong to the Group of companies of consolidation Justification for inclusion in consolidation grupā3 A B C D E F 1 2 3 4 5 1 2 BNK-bank http://www.iso.org/iso/en/prods-services/iso3166ma/02iso-3166-code-lists/list-en1.html.; EN – the electronic money institution; IBS-investment brokerage company; IM-investment management company; PFO-pension fund; LIZ-leasing company; CFI-other financial institution; Pls-palīgsabiedrīb; FPS – financial holding company; JFP – a mixed financial holding company. 3 MS – subsidiary company; MMS – subsidiaries subsidiaries; KS-kopsabiedrīb; MT – the parent company; MTM-parent company subsidiary.
  Authorities (signature) (name) performer (first name, last name, phone number, e-mail address)