The Amendments To The "information On Operational Risk Event Joining Cases, Regulations For The Preparation And Submission Of Rules"

Original Language Title: Grozījumi "Informācijas par operacionālā riska notikumu iestāšanās gadījumiem sagatavošanas un iesniegšanas normatīvajos noteikumos"

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Financial and capital market Commission, the provisions of regulations No 94 in Riga on 3 June 2015 (the financial and capital market Commission Council meeting Protocol No 22 p. 2) The amendments to the "information on operational risk event joining cases, regulations for the preparation and submission to rules issued in accordance with the law of credit institutions the third subparagraph of article 50 to make financial and capital market Commission 07.06.2013. normative regulation No 129" information on operational risk event joining the case preparation and submission to the legislative provisions "(hereinafter-the rules) the following amendments: 1. Express provisions 16.1.) (third row of the table by the following:" mediation services to individuals or small and medium companies (for example , the order of transactions in one or more financial instruments and release, execution of orders on behalf of clients placing of financial instruments, where the credit institution does not guarantee their redemption) 3 ' 2. Express provisions 16.1.) (fifth row of the table by the following: "Individuals or small and medium-sized service companies (such as deposits and other repayable funds solicitation, credit, financial leasing, guarantees (guarantees) and other off-balance-sheet commitments, such as the issuance of the credit liabilities (commitment) , maps (e.g., credit card or debit card) and room service,, if the contract is for the card issuance and servicing is concluded with a corporate customer) 5 ' 3. Express provisions 16.1.) (sixth row of the table by the following: "payments and billing (such as money transfers, means of payment and release of service, which may include, for example, payment systems (TARGET2, CLS, swift URu.tml.), the clearing system cards (MASTERCARD, VISA, AMEX URu.tml.), funds transfers (a specific bank transaction type) , correspondent services (correspondent banking), securities clearing (specific bank transaction types)) 6 "financial and capital market Commission President k. Zakuli States