On The Financial And Capital Market Participants In Level Of Payment Financial And Capital Market Commission And The Procedure For Submission Of The Report In 2006.

Original Language Title: Par finanšu un kapitāla tirgus dalībnieku maksājumu apmēru Finanšu un kapitāla tirgus komisijas finansēšanai un pārskatu iesniegšanas kārtību 2006.gadā

Read the untranslated law here: https://www.vestnesis.lv/ta/id/124740

Financial and capital market Commission Regulation No 159, Riga 2005 (December 23. No 41 2. p.)
On the financial and capital market participants in level of payment financial and capital market Commission and the procedure for submission of the report in 2006, Issued pursuant to the financial and capital market Commission of the law article 17, paragraph 7, and article 22 – 24. I. General questions 1. "on the financial and capital market participants in level of payment financial and capital market Commission and the procedure for submission of the report in 2006" (hereinafter-the rules) are binding on insurers , private pension funds, investment companies regulated market organizers, Latvian central depository, investment management firms, credit unions and credit institutions (hereinafter referred to as the financial and capital market participants), as well as foreign branches of economic operators in accordance with the law to give financial services in Latvia (hereinafter foreign merchant affiliates).
2. the rules are not binding on the electronic money institutions which, under the law of credit institutions receive financial and capital market Commission issued a license (permission) for the operation of the credit institution.
II. the extent of Financing 3. Financial and capital market participants the financial and capital market Commission (hereinafter the Commission) for the financing of activities in 2006 are the following: 3.1 the insurer received payment from a quarter of the total insurance premiums amounting to: 3.1.1.0.192 percent of road transport owners civil liability compulsory insurance operations;
3.1.2.0.395 percent of life insurance with savings of building operations;
3.1.3.0.593 percent of the General insurance operations;
3.2. private pension fund payments to 0.39 percent of retirement plan participants and their good quarterly instalments in the private pension funds licensed in pension plans;
3.3. investment brokerage firm charges 0.6 percent of the brokerage firm business gross revenue in the quarter, but not less than 2000 dollars a year from each of the brokerage firm;
3.4. organiser of regulated market 1.9 percent in payments from regulated market Organizer business gross revenue in the quarter, but not less than 5000 dollars a year from each of the organizer of the regulated market;
3.5. the Latvian Central Depository charges 1.9 percent of its gross revenue of the business quarter, but not less than 5000 dollars a year;
3.6. investment management company charges 0.013 percent of the investment management company for the management of investment funds in the middle of the quarter, the amount of assets but not less than 2500 dollars a year from each of the investment firm;
3.7. credit unions are paying interest of 0.031 credit unions average about a quarter of the assets;
3.8 payments credit percent from credit institutions 0.00388 average active claims on a quarterly basis.
4. branches of foreign merchant payments to finance the activities of the Commission in 2006 is determined in accordance with paragraph 3 of this rule, according to their scope.
III. Payment and arrangements 5. Financial and capital market participants to review the quarter following month 30. date to be submitted to the Commission for the following statements: 5.1. insurers ' review of the insurer payment calculation for financial and capital market Commission for financing "(annex 1);
5.2. private pension funds ' review of the private pension fund payment calculation of financial and capital market Commission for financing "(annex 2);
5.3. investment brokerage firms "review of investment brokerage company payment calculation for financial and capital market Commission for financing" (annex 3);
5.4. investment management companies "review of investment management company payment calculation for financial and capital market Commission for financing" (annex 4);
5.5. the organizer of the regulated market and the Latvian Central Depositary "review of a regulated market the Organizer/Latvian Central Depository payment calculation of financial and capital market Commission for financing" (annex 5);
5.6. the credit unions ' overview of credit unions to payment calculation of financial and capital market Commission for financing "(annex 6);
5.7. the credit institutions ' review of the calculation of credit payment of financial and capital market Commission for financing "(annex 7).
6. foreign merchant affiliates this rule laid down in paragraph 5 to submit reports according to their coverage.
7. payments are made for the financing of the Commission quarterly in lats.
8. the financial and capital market participants, t.sk. foreign merchant affiliates until the following month 30 quarter. date this provision laid down in paragraph 3 the Commission payments account no LV96LACB0000 000011851 LACBLV2X the Bank of Latvia, taxpayer registration No. 90001049028.9. If this rule 3.3-3.6 in the financial and capital market participant or foreign merchant affiliate begins or ceases his activity report in the middle of the quarter, the payment shall be determined in proportion to the period of its operation.
Financial and capital market Commission President When the U.