Rules On The Action Programme "entrepreneurship And Innovation" 2.2.1.2.2. Appendix Apakšaktivitāt "securities Stock Exchange For Small And Medium Sized Companies"

Original Language Title: Noteikumi par darbības programmas "Uzņēmējdarbība un inovācijas" papildinājuma 2.2.1.2.2.apakšaktivitāti "Vērtspapīru birža mazām un vidējām komercsabiedrībām"

Read the untranslated law here: https://www.vestnesis.lv/ta/id/173270

Cabinet of Ministers Regulations No. 189 in Riga, March 17, 2008 (pr. 11. § 17) the rules on the action programme "entrepreneurship and innovation" 2.2.1.2.2. Appendix apakšaktivitāt "securities stock exchange for small and medium sized companies" Issued under the European Union's structural and cohesion funds act 18 paragraph 10 of article i. General questions 1. determines: 1.1. procedures for implementing the action programme "entrepreneurship and innovation" in Appendix 2.2. priorities "financial access contributes" UR2.2.1.pas "financial resources" 2.2.1.2. activities "a strategic investor attraction 2.2.1.2.2." apakšaktivitāt "stock small and medium-sized commercial companies" (further-the activity);
1.2. the European Regional Development Fund (hereinafter draft) submission evaluation criteria;
1.3. the requirements of the project applicant;
1.4. the responsible institution and liaison body, the distribution of competence between these institutions and cooperation arrangements, as well as functional cooperation bodies subordinated to form. 2. funding under these rules shall be applied, on the basis of the European Commission of 15 December 2006, Regulation (EC) No 1998/2006 on 87 and 88 of the Treaty. application of article de minimis aid (published in the official journal of the European Union of 28 December, no L 379, p. 5-10) (Commission Regulation No 1998/2006). 3. The purpose of the activity is to promote the tiny, small or average commercial public limited company status to approach finance to modernise and develop the business, launched a stock quotations and they quoted for at least two years in one of the Riga Stock Exchange (hereinafter Exchange) listings, including alternative securities market. Activities within the monitoring indicators to be achieved-50 tiny, small or medium company in accordance with the status of the shares of the company have launched the stock exchange quotations. 4. activities to target corporations that meet the tiny, small or average commercial status, as well as investors. 5. the implementation of the activity is detected in the project application selection. 6. the implementation of the activity provided by the responsible authority and the liaison body. Functions carried out by the responsible authority of the Ministry of economy (the responsible authority). The cooperation of the public authority for investment and development agency of Latvia (hereinafter the cooperation body). The cooperation body is the functional authority. 7. the responsible bodies and cooperation bodies competence: 7.1 the responsible authorities to ensure competence: 7.1.1. activity implementation, monitoring and control, including the n + 2 and n + 3 principle of activity level, according to the Council of 11 July 2006, Regulation (EC) No 1083/2006 (published in the official journal of the European Union on 31 July 2007, no L 210, p. 25-78), laying down general provisions on the European regional development fund , The European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (hereinafter referred to as the Council Regulation No 1083/2006), in article 93 1 and 2;
7.1.2. to provide information to the public and to provide publicity on matters related to the implementation of the activity;
7.2. cooperation authority: 7.2.1. create project submission Evaluation Commission (hereinafter the Commission) and to develop the activities of the Commission;
7.2.2. prior to the adoption of the draft application to develop, approve and publish the cooperation bodies homepage on the internet (www.liaa.gov.lv) the project application selection and evaluation procedures, project submission evaluation forms, filling out the submission form for the project methodology, a model contract for the project implementation, interim and final report forms, as well as the costs of supporting documents list;
7.2.3. to carry out the project application selection and to ensure evaluation after valued of methodological harmonisation with the responsible authority;
7.2.4. to take a decision on the application of the project approval or rejection and inform the applicant of the project;
7.2.5. lock with the beneficiary of the financing agreement for the implementation of the project (hereinafter referred to as the agreement), to consider and take a decision on the amendment of the project;
7.2.6. to ensure the activities within the approved project monitoring and control;
7.2.7. to analyze problems and projects, as well as to provide the responsible authority proposals for activities and improvement of the implementation of the project;
7.2.8. test and validate the beneficiaries the payment was requested by the scope and prepare the Declaration of expenditure;
7.2.9. to provide information to the public and to provide publicity matters relating to activities within the project applications submitted;
7.2.10. ensure data retention in the European Union's structural funds and the cohesion fund management information system for project submissions and projects;
7.2.11. to provide information on the submission of the project preparation, project implementation and the fulfilment of the conditions of the contract. 8. activities implemented in the framework of projects co-financed by the European regional development fund and the European regional development fund, the beneficiary (hereinafter referred to as the beneficiary). Activities available within the European regional development fund is LVL 1,012,037.76. 9. Maximum funding intensity is 75% of the total eligible costs of the project. II. Project requirements the applicant 10. activities within the commercial register may receive funding registered shares of the company whose share capital is more than 75% private capital. 11. Financing: General provisions 11.1. funding can be obtained, if the project applicant, at the time of the project corresponds to the tiny, small or average company status by the European Commission on 25 February 2004, Regulation (EC) no 364/2004 (published in the official journal of the European Union 2004 February 28, no L 063, 22-29) amending Regulation (EC) No 70/2001 as regards the extension of its scope to include aid for research and development , Annex I;
11.2. to not be eligible if the project applicant: 11.2.1. it two years prior to the application of the project are listed on a stock exchange;
11.2.2. does the Court ruling declared insolvent (including the rehabilitation process is located, or in the legal protection process), its economic activity or has been terminated in accordance with the commercial register of the information available it is removed in the process;
11.2.3. it has not paid taxes and other State and local government at minimum payments in full and the time limits laid down in laws and regulations;
11.2.4. this last two years before the date of submission of the project cooperation institution deliberately supplied incorrect information in relation to the European Union's structural funds co-financed projects implementation;
11.2.5. the interest a person has committed a criminal offence, which hit the Republic of Latvia or the European Union's financial interests, and in accordance with the criminal law, it is appropriate to influence forced;
11.2.6. it received or provide for funding for the same eligible costs of other activities in the framework of local, regional, national or European Union funds;
11.2.7. it is not noticed or violated the terms of the funding you;
11.2.8. this project application evaluation efforts to obtain confidential information in your possession or to influence its employees of the authority. 12. activities within the projects financed pursuant to Commission Regulation No 1998/2006 article 1, paragraph 1, and article 2, paragraph 2 limits. 13. in the framework of the activity shall not be eligible for funding if the project applicant project implemented in one of the eligible sectors not (annex 1): 13.1 steel industry;
13.2. synthetic fibres;
13.3. agricultural production;
13.4. fisheries and aquaculture;
13.5. the coal industry;
13.6. alcoholic beverages;
8.5. the manufacture of tobacco products;
13.8. ship building;
13.9. trade;
13.10. financial intermediation;
13.11. commercial services;

13.12. gambling. 14. If the applicant works in some of the provisions in this paragraph 13 sectors or in one of the Commission Regulation No 1998/2006 article 1, paragraph 1, the sectors to which the regulation does not apply, the applicant provided the project assisted in the implementation of the project of the sector financial flows clearly separated from other activities of the financial flows of business support the Control Act, within the meaning of article 50. 15. the procurement that is required for the implementation of the project (with the exception of the purchase of this rule 20.1 and 20.2. the costs referred to in point), the beneficiary shall be carried out in accordance with the laws and regulations governing the conduct of the procurement procedure. 16. the funding recipient before conclusion of the contract the procurement procedure the winner has the right to match it to the liaison body of the procurement procedure, compliance with regulatory requirements. Applicant project procurement procedures carried out by the liaison body shall examine after conclusion of the contract. 17. The beneficiary provides up-to-date information on the implementation process of the project into (not less frequently than once every three months) the beneficiary's homepage on the internet (if any). III. eligible and ineligible activities funding 18. one category of stock quotations and quotation for the opening of up to three years in the stock exchange. 19. activities within the project, the applicant may receive funding only for quotations in one list of these provisions within the period referred to in paragraph 18. Project applicant can receive funding, going from one list to another stock exchange. IV. Eligible and ineligible costs 20. activities within the eligible costs are the following: 20.1. joining fee (regulated market of a stock exchange) or the start of trading on a charge (alternative stock market)-a lump sum on the financial volume of securities issued by the beneficiary or the start of trading on the stock exchange;
20.2. the annual fee-the annual payment of the beneficiary of the quotation of securities issued by the stock exchange;
20.3. the cost of consulting alternative securities market-payments to stock certified consultants, who collaborate with the beneficiary of the financing, helping it to meet listing requirements, as well as promote the capital market confidence in the beneficiaries of securities issued. 21. activities not eligible are the following: 21.1. value added tax, fees and penalty payments;
21.2. the costs associated with the preparation of project submissions;
21.3. the costs associated with the transition from one list to another stock exchange;
21.4. the consultation costs that are related to the shares in the stock exchange quotations, except alternative securities market;
21.5. the costs incurred before the contract was concluded with the cooperation of the authority;
21.6. the costs associated with the implementation of the project required for account opening and maintenance;
21.7. other costs that this rule in paragraph 20, as applicable. 22. within the framework of the activity supports only the eligible costs directly related to the project activities are proportionate and reasonable. 23. the applicant activity within a project may receive funding for one project. 24. One project within a maximum of three years funding is 20 000 LVL, not exceeding: 24.1 10 000 lats. in the first year of implementation of the project;
24.2.5 000 lats in the second year of implementation of the project;
24.3.5 000 lats in the third year of implementation of the project. 25. Financing of the activities within the funding may not be combined with other funding programmes or individual funding projects in relation to the same eligible costs. 26. stock exchange Quotations started the year with cooperation from the conclusion of the contract. The final beneficiaries shall submit the report within a period of four years from the date of conclusion of the contract with the cooperation of the authority but not later than July 1, 2015. 27. The beneficiary initiates the project after the conclusion of the agreement with the liaison body. V. Project application selection and submission of tender project submission application submission 28 project announces funding available for all the activity once. Comparison between the application of projects going on within the calendar month. 29. Notice of project application submission, suspension or termination of the cooperation agreement with the authority, the authority shall issue: 29.1. newspaper "Gazette";
29.2. the liaison bodies homepage on the internet (URwww.liaa.gov.lv). 30. The notice of project application acceptance points in the funding available to the activity, project, application start and end of submission deadline for the submission of applications, projects, site address, and project submission e-mail address. The statement said information is binding on the applicant, the cooperation of the project authority, the responsible authority and the managing authority. 31. To apply for funding of the project, the applicant shall submit to the institution of cooperation. Application of the project consists of: 31.1. the project application form (annex 2);
31.2. in addition to the deliverable documents: 31.2.1. Declaration on the company's compliance with the tiny, small or medium company category, in which in accordance with the laws and regulations on economic activities and by whom deklarēšano according to the tiny, small or average commercial definition;
31.2.2. not less than 30 calendar days before the date of submission of the draft of the State revenue service issued a statement on the payment of taxes and the average komercs society the number of employees working in the last two years (over the years) or consent letter (annex 3), in which the applicant authorises the cooperation project authority to request this information from the State revenue service;
31.2.3. annual report for the last two years concluded with the State revenue service mark of receipt or declaration of income of the year (with attachments) for the last two years with the State revenue service mark of receipt (for the newly created company must submit operational financial report, on the basis of which the project application, eligibility was determined in detail, in a small or medium company category);
31.2.4. form of de minimis aid received in accordance with the laws and regulations that govern the minimum accounting and allocation of aid procedures and minimum support form form;
31.2.5. stock certificate, which includes historical and current information about project quotations, of the applicant or the consent letter (annex 4), in which the applicant authorises the cooperation project authority to request this information from the stock exchange;
31.2.6. the general meeting of shareholders, the statement in which the decision on the opening of quotations of shares on the stock exchange. 32. the project application can be submitted in paper form or electronic form of a document. Project submissions in paper form shall submit to the institution of cooperation, or sent by registered mail. Project application that is designed to be an electronic document, submit to the institution of cooperation, shall be sent by registered mail or delivered to the authorities of cooperation in electronic mail to the address listed in the notice of project application submission. 33. the documents to be submitted shall meet the following requirements: 33.1. project application is completely filled in, into Latvian language, it uses the currency is the lats;
33.2. If additional documents to be submitted are not Latvian language, shall be accompanied by the document certifying the translation of documents in accordance with the Latvian language laws, arrangements for the translation of documents in which the national language;
33.3. the project proposal is presented according to the law on the development and design of a document. 34. If the project application submitted in paper form, comply with the following requirements (31.2.2. these provisions and 31.2.5. submitting the letter referred to separately): 34.1. the project application submitted in two copies, one of which is the original and one-copy (the original is the first page of the reference to the "original" copies of the first page is the indication ' copy ');
34.2. all copies of the application project is a hardback, caurauklot, pages are numbered, the last page on the other side of the thread ends are glued, label is stamped and contains information about the document number and the number of sheets, caurauklot proof of the correctness of the copy of the document, the project name, the project of the applicant's application date, document preparation izstrādāš NASA space and project officers of applicant signature. 35. the application shall be accompanied, where the electronic document, the following requirements shall be met: 21.8. project submission developed and presented according to the laws and regulations governing the electronic document production and design;
35.2. project development application in DOC, xls, PDF or JPG file format;

35.3. the project application is signed with a secure electronic signature and confirm with the time stamp before the project submission deadline. 36. If the application is sent by post, on the date of submission of the application, the project considers the postmark shows the date of dispatch. If in doubt, the applicant must demonstrate that the consignment is placed in the mail. 37. the application shall be accompanied, where the electronic document when you send to the liaison body of the electronic mail address of the project at the time of application is deemed to be the time when it is sent by electronic mail. In the event of a dispute, the applicant must demonstrate that the project is sent to the application before the application deadline for the submission of projects, but the liaison body after the applicant's request to examine this case, informing about the results. 38. If the project application submitted personally, about the project to the application shall be deemed to be the liaison bodies designated in the register the date of receipt of the information. 39. it is the duty of the applicant to prepare and store your original project submission or its derivatives with legal effect to the application for the evaluation of the project to the end, but, if the project is approved,-up to December 31, 2021. 40. cooperation authority within 15 working days after the submission of the project application in writing notify the applicant of the project the project application registration number. Vi. submission of project evaluation and decision-making activities within 41. submit application to the evaluation of the projects provide cooperation authorities created the project submission Evaluation Commission (hereinafter the Commission). The Commission is made up of responsible authorities and cooperation agencies representatives. The Commission establishes the following order: 25.5. Commission heads and balsstiesīgo members of the Commission approves cooperation bodies;
41.2. the composition of the Commission, the responsible authority;
41.3. Commission meetings as observers may participate in the managing authority and the responsible authority. 42. The Commission establishes the cooperation bodies designed and approved procedures compare. 43. If there is no information in the application for the project to be able to assess the conformity of the application to a project in one or more of the assessment criteria, or if the said information is not legible or is not provided in the Latvian language, the application does not meet the criterion or criteria concerned given lower rating. 44. the project submissions valued at the following evaluation criteria (5. Add Kuma): 44.1. quality criteria: the project applicant 44.1.1. duration of the action;
44.1.2. submission of project compliance with horizontal priority "macro-economic stability"-the project the applicant intends to receive less aid intensities than the maximum allowable;
44.2. eligibility criteria: the eligibility of the applicant for the project 44.2.1. criteria: 44.2.1.1. the project the applicant complies with this provision in paragraph 10 and the bottom paragraph 11.2.1 and 11.2.2. requirements;
44.2.1.2. the project applicant meets this rule 11.1.11.2.3. bottom point and requirements;
44.2.2. project eligibility criteria: 44.2.2.1. project scheduled to be completed within the time limit laid down;
44.2.2.2. when assessing the projects served, activity remains;
44.2.3. project cost eligibility criteria: 44.2.3.1. costs correspond to these rules 20, 21 and 22 to the requirements;
44.2.3.2. the cost of the project is calculated the arithmetic right, subject to this provision 23 and 25 of the type referred to in paragraph 1;
44.2.3.3. the requested amount of aid is calculated the arithmetic right, subject to this provision of paragraph 9 and 24;
44.2.3.4. expenditure planned is economically justified, necessary for the implementation of the project and provides a physically measurable results;
44.2.4. project eligibility criteria: sector 44.2.4.1 sector, which will be implemented in the project, is determined in accordance with the statistical classification of economic activities NACE Rev. 2;
44.2.4.2. in accordance with the provisions of paragraphs 12 and 13 of the project implementation is supported;
27.5. administrative criteria: project submission is 44.3.1. prepared under the project submission form, you add all these rules referred to in paragraph 31, in addition to providing the documents to the Bank, and they are designed according to the Latvian legislation; vajiem in normat
44.3.2. project application form is completely filled;
44.3.3. project application the original has been with numbered pages;
44.3.4. the project is not specified in the application for revision-deletion, the deletion vote, aizkr and additions;
44.3.5. application the original project is the document legal force;
44.3.6. application of the project financial statement is made in local currency;
44.3.7. project submission filed submission deadline for receipt of projects;
44.3.8. project application form is filled into Latvian language;
44.3.9. a project proposal is submitted in two copies. 45. in compliance with the administrative application of the project criteria and eligibility criteria is assessed by "Yes" or "no" ("Yes", "no"-meets-does not meet). Application of project compliance with quality criteria assessed by giving a certain number of points. Project submission compliance is assessed on the basis of these provisions referred to in paragraph 44 of the evaluation criteria and with the project application selection and evaluation procedures and project submission form of valuation set out in laws and regulations, arrangements for the European Union's structural and cohesion funds involved in the prostitution laws provide counselling planning document preparation and implementation of these funds and the European Union fund management and control system. 46. the criteria of evaluation order: 46.1. first project submissions valued in compliance with the rules referred to in paragraph 44.3.7. sub criterion. If the application does not comply with this provision. 44.3.7 criterion, referred the application of the project evaluation of compliance with the other criteria do not continue;
28.7. If the application complies with this provision 44.3.7 in this criterion, valued project compliance with this provision of the application 44.2.1.1, 44.2.2.2., 44.2.4.2. and 44.3.5. criteria referred to in point. If the application does not comply with any of the 44.2.1.1., 44.2.2.2., 44.2.4.2. or 44.3.5. criteria referred to in the application for the project evaluation of compliance with the other criteria do not continue;
46.3. the project submission complies with all the rules 44.2.1.1, 44.2.2.2, 44.2.4.2., and 44.3.7 in 44.3.5. these criteria, the submission of the project evaluated compliance with this rule 44.1. criteria referred to in paragraph 1 below;
46.4. all calendar months within the project submissions submitted that compliance with this provision estimated 44.1. criteria referred to in paragraph below, ranked in descending order of the number of points obtained. After the other criteria continue to rate only the project submissions, after which the project application met inter-comparison 47.2 and 47.3. the requirements referred to in paragraph. 47. cooperation authority Manager, based on the decision of the Commission, shall decide on the approval of the project application, if the following conditions are met: 29.3. the project submission complies with all the eligibility criteria and all administrative criteria (except for the provision in paragraph 49);
47.2. the project submission is received at least 55 points in the project by providing the quality criteria of the tubers;
47.3. the project application, comparing the project submissions under the resulting points in accordance with the project application to the quality criteria and the provisions of paragraph 28 of the said conditions, has received higher ratings. If multiple project submissions receive the same number of points, taking a decision on the application for the approval of projects, with priority given to the application of the project with less funding. If the funding intensity is equal, preference shall be given to projects with a higher assessment of the application of these rules referred to in paragraph 44.1.1. sub criteria. 48. the head of the liaison bodies, on the basis of the decision of the Commission, shall take a decision on the rejection of the application for the project, if at least one of the following conditions is fulfilled: 29.9. project applicants did not meet the project criteria for the eligibility of the applicant referred to in this provision and 44.2.4.2 in 44.2.1.1.;
30.0. does not correspond to the application of the project eligibility criteria referred to in paragraph 44.2.2.2 of these regulations;
48.3. the project submission does not meet the administrative criterion specified in these rules or in 44.3.5.44.3.7;
30.1. list of project submissions under the resulting points in accordance with the quality criteria, the application calls the project application selection within the funding has not received a sufficient number of points and not enough funding;
30.1. the project application is received at least 55 points for compliance with quality criteria. 49. The decision on the application of the project approval may include conditions which must be fulfilled in order to project the applicant may enter into a contract for the implementation of a project:

30.5. to clarify the application of the project according to the eligibility criteria and administrative criteria (except the eligibility criteria referred to in this provision, 44.2.2.2 and 44.2.1.1..., 44.2.4.2 and administrative criteria referred to in that provision and in 44.3.5.44.3.7);
30.6. to clarify the application of the project cost estimate, if it is made by aritmēt which calculates the errors. Making revisions, the total eligible cost, the amount and intensity of the aid can not be increased;
30.6. to submit additional information if the project submission does not contain complete information or it is not clearly understood;
49. of the project's eligible costs exclude the costs referred to in paragraph 21 of these rules;
30.8. to clarify the funding under this rule 9 and 24. pun kt;
30.8. to clarify the implementation of the project;
49.7. to confirm that the payment of taxes and other State and local Government set minimum payments are made in full and the time limits laid down in laws and regulations;
49.8. Design a project submission under this provision in paragraph 33 and 34;
31.0. submit additional information to determine the eligibility of the applicant for the project this provision in paragraph 11.1. 50. the decision on approval of the application, the project on condition the liaison body indicates the project the applicant requested additional or clarifying the information referred to in paragraph 49 of the regulations, and the period within which the information is to be submitted. After the submission of the information quality criteria of assessment is not changed. 51. the cooperation of the authorities of the conditions contained in a decision due may not be longer than three calendar months from the date of dispatch of the decision. Information about the decision the conditions contained in the project the applicant shall submit to the liaison body for assessment. The liaison body shall assess the information submitted by the applicant for the project and prepares opinion on its compliance with the terms of the decision. If the applicant does not provide the draft decision contained in the conditions or the conditions are not met, the decision provided the time limit expires, the application of the project shall be deemed rejected. The opinion that the decision contained in the conditions are not met, the liaison body within two working days from the date of signing the opinion sent to the project applicant. 52. This provision, the conditions referred to in paragraph 51 of the execution deadline cannot be extended. 53. Breaking the agreement for the implementation of a project, if a project goal has been reached, the liaison authority of the beneficiary to repay the full amount of the funds paid. 54. the arrangements for the project, the applicant is entitled to challenge or appeal against decisions taken by the European Union structural funds and the cohesion fund management law. 51. These provisions referred to in the opinion of Justice controls are carried out as provided in the decision of Justice control. VII. Project implementation and financing conditions 55. cooperation authority funding to be paid to the beneficiaries shall be determined on the basis of the eligible costs of the project and the expenses submitted supporting documents. 56. The beneficiary receives the funding, subject to the following conditions: you 56.1. the decision on the application of the project approval and funding recipient with the authority has entered into a cooperation agreement for the implementation of the project;
56.2. project implementation is open separate checking account at the bank, which is being carried out and to all the project-related payments;
56.3. agreement on the implementation of the project concluded, before the beneficiary has just launched a project supported activities;
56.4. beneficiaries in the issued shares are included in the stock exchange listing;
56.5. in implementing projects, the individual is provided with the implementation of projects related to the financial transactions of the revenue and expenditure accounting records according to the procedures laid down in the laws and regulations of the financial statements in the recording State, local, foreign, European Community, other international organizations and institutions, financial aid (financial assistance), gifts and donations, whether in cash or in kind;
56.6. has been prepared and the agreement on the implementation of the project in due time collaborating authority filed an interim or final payment is added to the report and copies of documents in accordance with the conclusion of the agreement on the implementation of the project;
56.7. the cooperation carried out by the authorities in monitoring the implementation of the project and submit an interim or final report of the inspection of the implementation of the project for the attributable costs are recognized and justified and the interim or final report is approved. 57. Cooperation authority has the right to reduce the interim or final payment amount in the following cases: 57.1. where the actual use of the funds is less than that provided for in the project application;
57.2. If not implemented in any of the agreement for the implementation of a project planned activities, but the aim of the project is reached;
57.3. where no opposition to the use of the funds supporting documents;
57.4. If specified in project costs eligible costs is delivered according to the cost of the facility and the cost justification;
57.5. If the beneficiary during project implementation has misled the liaison body, giving false information;
57.6. If the procurement was not carried out according to the requirements of the law. 58. cooperation authority have the right to request payment of interim or final payment request at the time of the evaluation, as well as pay you require funding for carrying out the requested additional information relating to the interim or final report. 59. Cooperation between States, the authority has the right to demand payment or the final payment request at the time of the evaluation, to call an expert to verify that the project cost estimates specified eligible costs are not unreasonably high. 60. the payments shall be made with the Cashless settlement in a separate project funding requested in the open account beneficiary indicates between stage or final report. 61. The payment for this rule 20.1 and 20.2. the costs referred to in subparagraph may require after the inclusion of a specific stock exchange charges, marketing start up fee and the annual fee. If the annual fee quotation or sales launch fee is requested before the end of the period for which the payment of the annual fee or sales charge, then start the appropriate at the end of the period required to submit proof that the beneficiary is listed on a stock exchange the full period. 62. If the beneficiary ceases the quotation of the shares and the listing of shares on the stock exchange has not been carried out for two years, received funds must be repaid in full. 63. the payment on this rule 20. costs referred to in paragraph 1 may require no more than once a year. Prime Minister Godmanis economic Minister i. k. Gerhard annex 1: Cabinet of Ministers of 17 March 2008. Regulations No 188 in the list, which is not intended for support Not supported sectoral restrictions apply to company products or services that the company offers on the market, except where specifically stated otherwise. I. the steel industry 1. According to national regional aid guidelines 2007-2013 1. pielikumam1 steel industry limit is applicable to commercial companies, which manufacture the following products: no PO box product code of the combined nomenclature (CN 20072) 1. Cast iron, Ferro, 7201 2.7202 11 20 7202 11 80, 7202 99 10 3. Iron ore direct reduction products obtained and other porous iron products iron and 7203 4 alloy steel 7206 5. Iron or non-alloy steel semi-finished 7207 11 11 7207 11 14, 7207 11 16, 7207 12 10,,,,, 7207 20 15 7207 19 12 7207 19 80 7207 20 11, 7207 20 17, 7207 20 32, 7207 20 80 6.7207 20 52, of iron or non-alloy steel flat rolled products 7208 10 00, 7208 25 00, 7208 26 00, 7208 27 00, 7208 36 00, 7208 37 00, 7208 38 00 , 7208 39 00, 7208 40 00, 7208 51, 7208 54 00, 7208 52, 7208 53, 7209 15 00, 7208 90, 7209 16, 7209 17, 7209 18, 7209 25 00, 7209 26, 7209 90, 7210 11 00, 7209 28, 7209 27, 7210 12, 7210 20 00, 7210 30 00, 7210 41 00, 7210 49 00, 7210 50 00, 7210 61 00, 7210 69 00 , 7210 90, 7210 70, 7211 13 00, 7211 14 00, 7211 19 00, 7211 90, 7212 10, 7211 29 00, 7211 23, 7212 20 00, 7212 30 00, 7212 60 00 7.7212 40, 7212 50, of iron or non-alloy steel hot rolled bars loosely wound 7213 10 00, 7213 20 00, 7213 91 bundles, 7213 99 8. other iron or non-alloy steel rods 7214 20 00 7214 30 00, 7214 91, 7214 99,, 7215 90 00 9. Iron and non-alloy steel angles, shapes and sections 7216 10 00, 7216 21 00, 7216 22 00, 7216 31, 7216 32, 7216 33, 7216 40, 7216 50, 7216 99 00 10. Stainless steel 7218 10 00, 7218 91 10, 7218 91 80, 7218 99 11, 7218 99 20 11. Stainless steel flat-rolled products 7219 11 00 , 7219 12, 7219 13, 7219 14, 7219 21, 7219 22, 7219 23 00, 7219 24 00, 7219 31 00, 7219 32, 7219 33, 7219 34, 7219 35, 7219 90, 7220 11 00, 7220 12 00, 7220 20, 7220 90 12. Stainless steel rods, 7221, 7222 11 00, 7222 19, 7222 40 10 7222 30 97, 7222 40 90 13. Other alloy steel flat-rolled products

7225 19, 7225 30, 7225 11 00, 7225 40, 7225 91 00, 7225 92 00, 7225 99 00, 7225 50, 7226 19, 7226 91 7226 11 00, 7226 20 00, 7226 92 00, 7226 99 14. Otherwise, alloy steel 7224 10, 7224 90 02, 7224 90 03 rods, 7224 90 05, 7224 90 07, 7224 90 14, 7224 90 31, 7224 90 38 , 7227 10 00, 7227 20 00, 7227 90, 7228 10 20, 7228 30 20, 7228 30 41 7228 20 10, 7228 20 91,, 7228 30 49, 7228 30 61, 7228 30 69, 7228 30 70, 7228 30 89, 7228 60, 7228 70, 7228 80 00 15. Piling 7301 10 00 16. Rails and sleepers, 7302 10 23 7302 10 21, 7302 10 29 7302 10 40, 7302 10 50, 7302 10 90,, 7302 40 00, 7302 90 00 17. Seamless tubes, pipes and hollow profiles 7303, 7304 18 00. Welded iron or steel tubes and pipes, of an external diameter exceeding 406.4 mm 7305 notes. 1.1 the European Union OJ C 54, 04.03.2006, p. 33-34 2.2 the European Union OJ L 301, 31.10.2006, p. 448-472 (Commission of 17 October 2006, Regulation (EC) no 1549/2006 amending Annex I to Council Regulation (EEC) No 2658/87 on the tariff and statistical nomenclature and on the common customs tariff). II. production of synthetic fibres 2. According to the regional State aid guidelines 2007-2013 2. pielikumam1 limit applies to the economic operators involved in the production of artificial fibres enabling processes: 2.1 all types of polyester, polyamide, acrylic or polypropylene fibre and thread (regardless of their use) or extrusion texturing; 2.2. polymerisation (including polycondensation) where it is combined with extrusion in terms of the equipment used; 2.3. any subsidiary associated with simultaneous extrusion texturisation capacity by installation of the project applicant or another company of the group to which it belongs and which, in the way of business in terms of equipment used is usually combined with such power. 3. Synthetic fibres industry within the European Union, statistical classification of economic activities (hereinafter NACE) red Group 2.20.6 "synthetic fibres" (NACE group UR1.1.red 24.7 "synthetic fibres"). Note the. 1 Official Journal of the European Union, C 54, 04.03.2006, p. 35. III. Agricultural production is 4. Constraint refers to the Treaty establishing the European Community listed in annex I to the primary production of agricultural products, as well as the manufacture and marketing of products which imitate or substitute for milk and milk products, as specified in the Council of 2 July 1987 of Regulation (EEC) No 1898/87 on the protection of designations used in the milk and milk products tirdzniecībā1, article 3, paragraph 2. Note the. 1 Official Journal of the European Union, L 182, 03.07.1987., p. 36 Regulation as last amended by the 1994 Act of accession. IV. Fisheries and aquaculture (5) restrictions shall be determined in accordance with NACE Rev. 2.03. Chapter "fisheries" (NACE UR1.1.red. (B) section "fishing"). V. coal industry 6. According to the Council of 23 July 2002, the Regulation No 1407/2002 on State aid to the coal rūpniecībai1 coal means high-grade, medium-grade and low-grade category A and B coal within the UN European Economic Commission, international coal codification means sistēmas2. 7. The coal industry included in NACE Rev. 2.05. "coal and brown coal (lignite) mining" (NACE group 10.1 UR1.1.red "coal mining, processing and agglomeration" 10.2 "and a group of brown coal (lignite) mining, processing and agglomeration '). The notes. 1.1 the European Union OJ L 205, 02.08.2006,-p. 8 2.2 the international medium quality and high quality coal codification system (1998); International classification of coal layer (1998) and the international codification of low-quality coal system (1999). Vi. Alcoholic beverages 8. Limits shall be determined in accordance with NACE Rev. 2. Chapter 11 "beverages", except for the class production of "malt" 11.06 and 11.07 class "soft drink production; mineral waters and other bottled waters production ' (NACE group 15.9 Beverages UR1.1.red. "production", except for the class production of "malt" 15.97 and class 15.98 mineral waters and non-alcoholic beverages "industry"). VII. production of tobacco products 9. Limits shall be determined in accordance with NACE Rev. 2. "chapter 12 manufacture of tobacco products" (NACE UR1.1.red. Chapter 16 "tobacco products"). VIII. Shipbuilding 10. According to the guidelines on State aid to ship būvei1 ship building is defined as the community, of self-propelled seagoing commercial vessels. 11. the shipbuilding industry include NACE Rev. class 2. "ships and floating 30.11 machine building" (NACE class 35.11 UR1.1.red "shipbuilding and repair"). Note the. 1 the European Union official journal C 317, 30.12.2003, p. 11. IX. Trade 12. Limits shall be determined in accordance with NACE Rev. 2 section G wholesale and retail trade; automotive and motorcycle repair ", except group 45.2" automotive service and repair "(NACE section G" UR1.1.red wholesale and retail trade; cars, motorcycles, personal effects, household hardware and machine repair ", with the exception of" Automotive Group 50.2 maintenance and repair "and the group" personal item 52.7, household hardware and machine repair "). X. financial intermediation 13. Limits shall be determined in accordance with NACE Rev. 2 section K financial and insurance activities "(NACE section J UR1.1.red." financial intermediation "). XI. Commercial 14. Limits shall be determined in accordance with NACE Rev. 2. "operation with L real estate" and "chapter 77. Leasing and operating leasing" (NACE UR1.1.red. 70. Chapter "operations with the real estate" and "Chapter 71 vehicles, machinery and equipment, personal effects, household hardware and equipment leasing"). XII. Gambling 15. Limits shall be determined in accordance with NACE Rev. 2. ' 92 gambling and betting "(NACE UR1.1.red. class 92.71 gambling and betting" ").
Minister of Economic Affairs k. Gerhard at the Ministry of the economy presented in annex 2 to the Cabinet of Ministers of 17 March 2008. Regulations No 189 Minister of Economic Affairs k. Gerhard annex 3 of the Cabinet of Ministers of 17 March 2008. Regulations No 189 Minister of Economic Affairs k. Gerhard annex 4 of the Cabinet of Ministers of 17 March 2008. Regulations No 189 Minister of Economic Affairs k. Gerhard submitted at the Ministry of the economy version of annex 5 of the Cabinet of Ministers of 17 March 2008 No. 189 of the rules criteria for assessment of the operational programme name and number : 2. Business and innovation priorities name and number: 2.2 financial accessibility event name and number: 2.2.1. financial resusrs the availability of the activity name and number: 2.2.1.2. Strategic investor attraction name and Apakšaktivitāt number 2.2.1.2.2. Securities stock exchange for small and medium sized companies in the project selection mode: open the project application selection authority Responsible: Ministry of the economy.

1. The criteria of quality evaluation system, the minimum number of points for criteria for individual or multiple criteria in the case of a negative evaluation of the project application is rejected (the resulting column-N) in the case of a negative evaluation may take a decision on project approval with conditions (that project shall ensure compliance with the criteria laid down by the decision) (the resulting column-P) score Min-55 points (the total of all criteria) 1. Project duration of applicant: N Min-40 1.1. applicant is established in the project not more than 2 years ago 58 1.2. Project applicant is established before 2-4 years 70 1.3. Project applicant is established before 4-5 years 64 Project applicant is 1.4 founded before 6-8 years 52 1.5. Project applicant is established before 8-10 years 46 1.6. Project applicant has founded more than 10 years ago 40 1.1. Quality criteria for horizontal priorities 2. Horizontal priority "macroeconomic stability" Project, the applicant intends to receive less than the maximum aid intensity in pieļaujām N Min-15 2.1. Requested the aid intensity is reduced by at least 5 percentage points 30


2.2. the requested the aid intensity is reduced by less than 5 percentage points 15 2. eligibility criteria ranking system Yes/No 2.1. PROJECT eligibility criteria of the applicant 1. Project applicant is a limited company registered in the business register N 2. Project status of the applicant meets the minimum or average merchant status and it is properly fixed P 3. project applicant is not administered by the State revenue service tax and other State and local government debt under certain compulsory payment of P 4. Project applicant has been declared bankrupt including not in rehabilitation or the legal protection process, its economic activity is not terminated or in accordance with the commercial register of the information available, it is not in the process of winding up N 5. the applicant has not made the project quotation on the Riga Stock Exchange in the past two years N 2.2 project eligibility criteria 1. financing activities: assessing projects, activity served enough funding in N 2. project scheduled to be completed within the set P 2.3. project industry sector 1. the project is in accordance with the statistical classification of economic activities NACE Rev. 2.

P 2.

The industry, which will be implemented in the project, is supported. Not eligible are: 1. the steel industry; 2. Synthetic fibres industry; 3. the agricultural industry; 4. In the fisheries and aquaculture sector; 5. The coal industry; 6. Alcoholic beverages industry; 7. The tobacco industry; 8. in the shipbuilding sector; 9. Trade sector; 10. the financial intermediation sector; 11. Commercial service industry; 12. The gambling sector.

N 3. Project costs 3.1. eligible costs of the project in accordance with specified eligible costs P 3.2. Cost of the project (the total eligible costs of the project, not the total eligible costs of the project and the total cost of the project) project cost estimates are calculated correctly and is respected in the arithmetic in the set of eligible expenditure limitations P 3.3. the requested amount of aid is calculated correctly, respecting the specific amount of the aid, i.e. three years LVL 20 000 P 3.4 planned spending is economically justified you need to project implementation and provides (physically measurable) results production P 3. Administrative criteria ranking system Yes/No (1). the project proposal is prepared according to the project application form and is accompanied by all the documents to be submitted in addition to the documents referred to in the list and they are designed according to the requirements of the legislation of LATVIA P 2 project application form is fully completed project application, P. 3, the original is with numbered pages P 4. Project is not specified in the application for revision-deletion of , aizkrāsojum, deletions, and additions of P 5. application to the original Project is the document legal force N 6. project application used currency is the lat (LVL) P 7. project submission filed submission deadline for receipt of projects N 8. project application form is filled in the Latvian language and into P 9. Project application is submitted in duplicate P economic Minister k. Gerhard