The Legislative Provisions Of The Law On The Financial Instruments Market In Certain Market Support The Forms To Be Used For The Notification Of Approval

Original Language Title: Normatīvie noteikumi par Finanšu instrumentu tirgus likumā noteiktās tirgus uzturētāju paziņojumiem izmantojamās veidlapas apstiprināšanu

Read the untranslated law here: https://www.vestnesis.lv/ta/id/177798

Financial and capital market Commission, the provisions of regulations No 97 in Riga in 2008 (27 June. Nr. 26, p. 2)
The legislative provisions of the law on the financial instruments market in certain market support statements of the form used in the approval issued pursuant to the financial instruments market law in the second paragraph of article 62.1 To market rolls announced that in relation to the specific issuer financial instruments issued by the acting or even to act as peacekeepers in the market or in respect of the issuer's issued financial instruments it can no longer act as maintainer of the market It financial and capital market Commission shall fill in the form set out in annex, indicating: 1) the market identity and contact information (address, phone, fax, e-mail address), 2) in the notice provider's identity and contact information (address, phone, fax, e-mail address), 3) notification the reason 4) additional information on the competent institution and the issue of the licence.
Financial and capital market Commission Deputy Chairman j. Brazovsk the annex financial and capital market Commission's June 27, 2008. regulatory arrangements no 97 market maintainer notices in a form to be used 1. market the identity name, surname or name of the legal person (the status of authorised economic operator and business) … … … … … … … … … … … … … … … … … … … … … ….
Physical persons (resident) ID number … … … … … … … … … … … … … … … … … … … … … ….
Natural persons (non-residents) the identity document number and date of issue of the document, the institution which has issued the.......................................................................................................................................... "
The formation of the legal person or legal registration, legal basis, legal address.......................................................................................................................................... "
Kontaktadrese
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Phone, fax and e-mail address … … … … … … … … … … … … … … … … … … … … … ….
Other information (in the case of legal persons indicate the contact person) … … … … … … … … … … … … … … … … … … … … … ….
2. the identity of the supplier (if this form of the notice referred to in paragraph 1, the market on behalf of the prosecution of other person) name, surname or name of the legal person (the status of authorised economic operator and business) … … … … … … … … … … … … … … … … … … … … … ….
Physical persons (resident) ID number … … … … … … … … … … … … … … … … … … … … … ….
Natural persons (non-residents) the identity document number and date of issue of the document, the institution which has issued the.......................................................................................................................................... "
The formation of the legal person or legal registration, legal basis, legal address.......................................................................................................................................... "
Kontaktadrese
.....................................................................
.....................................................................
Phone, fax and e-mail address … … … … … … … … … … … … … … … … … … … … … ….
Other information (details on the notice provider's relationship with those forms referred to in paragraph 1 market maintainer)..................................................................... "
3. Notification the reason (tick the appropriate):-the form referred to in paragraph 1, the Prosecutor acts or even to act as a market for such prosecution (s) (s) issuer financial instruments issued by: name of the issuer of the financial instrument name, ISIN code-the forms referred to in paragraph 1, the peacekeepers will no longer act as the market for such prosecution (s) (s) issuer financial instruments issued by: name of the issuer of the financial instrument name The ISIN code, 4. additional information: the competent institution which granted the license to market the operation, name the date when the license was issued and the number 5. The forms referred to in paragraph 1, the Prosecutor alleges that it does not participate in the management of the issuer concerned nor in any way affect the issuer to be purchased or held shares in the share price.
Place, date, time, signature