314/Sb.
DECREE
of 17 May. September 2013
on the submission of statements of the Czech National Bank entities that belong to the
sector of financial institutions
Change: 215/2014 Sb.
The Czech National Bank establishes, pursuant to § 41 para. 3 and section 43 (a). and) Act
No 6/1993 Coll. on Česká národní banka, as amended by Act No 227/Coll.:
§ 1
The subject of the edit
This Decree regulates the following on directly applicable provisions of
The European Union "^ 1") the content, form, time and method of preparing and presenting
the Czech national bank statements by persons who belong to the financial sector
institutions in accordance with the applicable European Union legislation directly governing the
system of national and regional accounts in the European Union "^ 2") and not by the Bank
or a branch of a foreign bank (hereinafter referred to as the "reporting person"), and sets out the
the range of reporting for a particular kind of data in terms of statistical
of significance.
§ 2
Definition of terms
For the purposes of this Ordinance, means the
and the Fund money market fund) a collective investment undertaking by directly
of the applicable legislation of the European Union relating to the balance sheet of the sector
MFI ^ 3),
(b) the retirement pension fund society), participation or
the transformed the Fund, whose assets manages pension company,
c) securities and book-entry securities,
(d) a statement of a structured set of data), which have a substantive and formal
binding,
e) data file electronic data report with the group in advance
defined data structures, which are information system
methodically documented and communicated, processed as a whole,
f) security tag data in electronic form, that are
attached to the data message and which
1. are uniquely associated with indicating the person and allow you to
identification by means of the issued certificate,
2. have been created and appended to a data message by means of
create electronic tags that indicate the person can keep it under
his sole control, and
3. are the data message to which it is subject, attached to such
in a way, it is possible to detect any subsequent change of the data.
§ 3
Circuit showing people
Reports to be compiled and submitted to the reporting person:
and obhospodařovatel, that is)
1. an investment company,
2. any other person who manages an investment fund,
(b)) Government Investment Fund,
(c)) financial institutions registered in the commercial register with the subject
activities, which mainly falls into other financial intermediation
According to the classification of economic activities (CZ-NACE 40.3), and that within the
your business as a decisive or substantial activity provides
credits or loans or contracts of a similar nature, for example,
financial leasing, factoring, consumer credit, financing
hire purchase, including foreign persons with similar fillings
action that operates on the territory of the United States through the
Branch (hereinafter referred to as "provider of financing the assets"),
(d) domestic insurance company, domestic) the reinsurance undertaking of the insurance undertaking, or the branch and
reinsurance undertaking from another Member State or from a third State, which
operated by an insurance or reinsurance business in the territory of the Czech Republic
(hereinafter referred to as the "insurer"),
e) pension company,
f) securitisation special-purpose finance company by directly
of the applicable legislation of the European Union relating to the assets and statistics
liabilities, special purpose financial companies involved in the securitization
^ 4 transactions) or person who, pursuant to this regulation directly applicable
The European Union for special-purpose financial reporting of the company
involved in securitisation transactions corresponds to the ^ 5) (hereinafter referred to as "targeted
finance company for securitisation "),
g) a securities dealer or a branch of a foreign merchant
securities, providing investment services on the territory of the United
Republic of China (hereinafter referred to as "securities dealer"),
h) savings and credit cooperative (hereinafter referred to as "Credit Union"),
I) payment institutions and credit institution branch that
operates on the territory of the Czech Republic (hereinafter "payment
institutions "),
j) an electronic money institution and a branch of a foreign institution
of electronic money, which operates in the territory of the Czech Republic
(hereinafter referred to as "electronic money institution").
§ 4
Statements of investment fund
(1) Obhospodařovatel on the last day of each calendar month
It builds individually for each managed investment fund statement
and) ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of investment fund",
(b)) (CNB) ISSUED 3-12 "monthly summary of held and issued by the participating
Securities Investment Fund ",
c) ISSUED (CNB) 4-12 "monthly statement about the changes in the valuation of the investment
the Fund ".
(2) the Statements referred to in paragraph 1 shall be presented by the Czech national obhospodařovatel
the Bank always within 25 days of the following month, with the exception of the statement
career for the money market fund, which presents obhospodařovatel
The Czech National Bank always within 15 days of the following month.
(3) the Obhospodařovatel Fund of qualified investors on the last day
each calendar month, shall draw up and submit to the Czech National Bank
individually for each fund managed by the statement ISSUED (CNB) 5-12
"Monthly statement Fund of qualified investors about the volume of issued and
purchased investment securities/investment shares ", and always within 30 days
the following month.
(4) Obhospodařovatel investment fund, which is a joint-stock company
with variable capital, that creates the sub-funds, shall draw up and
presents the statements referred to in paragraphs 1 to 3 individually for each of these
sub-funds.
(5) the Government shall draw up and submit to the investment fund of the Czech national
bank statements referred to in paragraphs 1 to 3. If the Government investment
Fund joint stock company with variable capital, which
creates the sub-funds, shall draw up and submit to the statements referred to in paragraphs 1 to 3
individually for each of the sub-funds.
(6) the contents of the statements referred to in paragraphs 1 and 3, is set out in Appendix 1 to this
the Decree.
§ 5
Provider of asset financing statements
(1) the intermediary financing of assets at the end of each calendar
quarter compiles and submits to the Czech National Bank (CNB) statement of OFIS
3-04 "quarterly balance sheet of assets and liabilities financing provider
assets ", and always within 20 days after the end of the second month following
quarter.
(2) the intermediary financing assets that in the balance of assets and liabilities
showing items in relation to foreign countries,
and) on the last day of each calendar month shall draw up and submit to the
The Czech National Bank (CNB) statement of the PB 61-12 "monthly statement of credit and
deposits in relation to foreign countries, "and it's always within 25 days following
of the month
(b)) at the end of each calendar quarter shall draw up and submit to the Czech
the National Bank (CNB) statement of the PB-62 04 "quarterly statement-payment
calendar of long-term financial loans received from abroad ", and it
always within 30 days following the end of the quarter,
(c)) at the end of each calendar year and submitted the United builds
the National Bank (CNB) statement of the PB 63-01 "annual statement on foreign direct
investment decisions ", and always within 30 days following the end of the year.
(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in annex 2 to this
the Decree.
§ 6
Statements of insurance companies
(1) an insurance undertaking on the last day of each calendar month to compile and
presents to the Czech National Bank (CNB) statement in 28-12 "monthly overview
holdings of foreign securities ", and always within 20 days
the following month.
(2) the insurance company at the end of each calendar quarter shall draw up and
shall submit the statement of the Czech National Bank (CNB) POJ 11-04 "quarterly balance sheet
assets and liabilities of the insurance company ", and always within 30 days following the
the end of the quarter.
(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in annex 3 to this
the Decree.
§ 7
Statement of pension company
(1) the pension company at the end of each calendar quarter
He shall draw up the statement of PEF (CNB) 12-04 "Quarterly balance sheet of assets and liabilities
pension/fondu pension society/society ", and it separately for
pension company and for each individual pension fund company.
(2) the statement referred to in paragraph 1 shall be presented by the Czech national pension company
the Bank always within 30 days following the end of the quarter.
(3) the content of the statement referred to in paragraph 1 is set out in annex 4 to this
the Decree.
§ 8
Special-purpose financial statements of the company for securitisation
(1) the Purpose of the financial company for securitisation to the end of each
calendar quarter shall draw up the statement of
and) OFIS (CNB) 90-04 "quarterly balance of assets and liabilities of the special-purpose financial
the company's securitisation ",
b) OFIS (CNB) 91-04 "quarterly survey of securities held in special-purpose
financial companies for securitisation ",
c) OFIS (CNB) 20-04 "quarterly statement on financial transactions the Special
financial companies for securitisation ".
(2) the statements referred to in paragraph 1, be advised that the finance company for
The securitisation shall submit to the Czech National Bank always within 25 days following
After the end of the quarter.
(3) the contents of the statements referred to in paragraph 1 is set out in annex 5 to this
the Decree.
§ 9
Statements of the trader in securities
(1) a securities dealer to the last day of each calendar
months to compile and submit the statement of the Czech National Bank (CNB) 28-12
"A monthly overview of the holdings of foreign securities", and always within 20
days of the following month.
(2) a securities dealer at the end of each calendar quarter
prepares and submits to the Czech National Bank (CNB) statement P 3-04
"The estimated recovery of non-residents of domestic securities",
always within 20 days following the end of the quarter.
(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in Appendix 6 to this
the Decree.
§ 9a
Statement of the credit unions, credit institution and the electronic
money
(1) the Credit Union at the end of each calendar year, shall draw up the
DZ (CNB) statement 11-01 "annual report on payment systems credit
unions ".
(2) payment institutions and electronic money institutions at the end of
each calendar year, is compiled by a statement of the PLT (CNB) 12-01 "annual statement
on payment systems, payment institutions and electronic money institutions ".
(3) the Credit Union, the credit institution and the electronic
money shall be submitted by the Czech national bank statements referred to in paragraphs 1 and 2, always
up to 20. February of the following calendar year.
(4) the content of the reports referred to in paragraphs 1 and 2 are set out in Appendix 7 to this
the Decree.
§ 10
Aspect of statistical significance
(1) the reporting person on receipt of information about the application of terms
statistical significance of the Czech National Bank presents once a year
only the value of the total assets reported under this order under
status as of 31. This December, and it delivered in paper or electronic form
up to 20. February of the following calendar year.
(2) if subsequently a statistically significant change in the volume of
the reported assets, the Czech National Bank shall notify the reporting person that already
will not present value of total assets referred to in paragraph 1 and of the reporting
the person shall draw up and submit a statement pursuant to this Ordinance.
(3) statistical significance, for the purposes of this order finds a share
the assets of the reporting persons on a total volume of assets of all returning people
in the circuit of the returning people.
The method of constructing statements
§ 11
(1) the reporting person creates from information your information system data
the file with the values of the data that passes as part of a data message
The Czech National Bank.
(2) the reporting person uses when building a custom data reports
accounting and other supporting documents valid at the date of statement and proceed
According to the rules for drawing up the accounts of the ^ 6).
(3) for the measurement of the reported data are used in ways laid down
legislation governing accounting ^ 7).
(4) for the conversion of the figures in foreign currencies on the data reported in the Czech currency
It's showing the person the foreign exchange market rate announced by the Czech national
Bank statement for the day. In the case of data on transactions in the
relation to abroad, the foreign exchange market announced by the course for the day
implementation of the transaction, or for the day when the transaction was posted,
or it's the average rate to the foreign exchange market during the reporting period.
For the conversion of foreign currencies for which the Czech National Bank
issues regarding the foreign exchange market rate, it shall proceed according to the reporting person
rules for drawing up the annual accounts.
§ 12
When reporting data on claims and commitments to monetary financial
^ 8) institutions which are residents of a ^ 9)
and the Czech Republic, used) the reporting entity for their identification and
the classification of the "list of monetary financial institutions in the Czech Republic"
issued and updated by the Czech National Bank, which it publishes
manner allowing remote access,
(b) the Member States of the European Union), with the exception of the United States, uses
the reporting person for their identification and classification of the "list of monetary
financial institutions and institutions subject to minimum reserves "
issued and updated the European Central Bank that it will publish the
manner allowing remote access.
Reporting
section 13 of the
(
1) showing the person presents to the statements of the Czech National Bank in electronic
form, as a data message and in the structure and the form of data files,
that are available through
and application) software of the Czech National Bank for the collection of data from non-banking
subjects (SDNS), which is available in a manner allowing remote
access,
(b)) your own programmatic application showing a person that allows
electronic exchange of information (EDI/EDIFACT), or
(c)) your own programmatic application showing a person who used to
transmission of the statement of the Czech National Bank's Web services for data collection
(SDNS-WS).
(2) data messages sent through applications
referred to in paragraph 1 (b). and) and c) signed by the contact person recognized
electronic signature ^ 10).
(3) data messages that are sent through the programmatic application referred to
in paragraph 1 (b). (b) the reporting person) marks the security tag
based on a certificate issued by the Czech National Bank.
§ 14
(1) if the reports submitted are correct and complete, the Czech National Bank
through the software referred to in § 13 para. 1 confirm
reporting to the person receiving them.
(2) if required by the Czech National Bank, the reporting person will repair
incorrect or incomplete statements, the statements within the time limit fixed
submit to the Czech National Bank in the manner prescribed in section 13 and in the case of
necessary, shall submit the requested explanation.
(3) If the reporting person finds that data previously submitted statement
is not correct, through programming of the application referred to in §
in article 13(3). 1 data for this statement and, if necessary, the data statements
related and shall immediately inform the design, scope and content of the correction of
The Czech National Bank.
§ 15
(1) If on the basis of the verification of the financial statements by the auditor changes
the reported data in the reports drawn up at 31. December and
submitted by the Czech National Bank under this Ordinance, shall draw up and
the reporting person shall submit these reports again with modified values to
15 days after making the corresponding changes in the accounts. Re-
the submission of the reports drawn up at 31. December performs the reporting person
by way of specific additional repairs because of the audit.
(2) if they are affected by adjusting the data referred to in paragraph 1 also for more
statements, the reporting person shall draw up and submit them again. Re-
submission of revised statements showing the person performs a form of common
repair within 30 days after the submission of the revised statements drawn up to 31.
December.
section 16 of the
(1) showing a person who prepares and submits statements of the Czech national
the Bank using the software referred to in § 13 para. 1 (b). and) or
(c)), shall communicate to the Czech National Bank
and at least 2) the names of contact persons,
(b) the address of the workplace), phone number and e-mail address
such persons and
(c) a qualified certificate number), including the name and identification
number of the person, the certification services provider that issued it.
(2) the reporting person shall communicate to the Czech National Bank without undue delay
any change in the information referred to in paragraph 1.
(3) if the statements are prepared and presented to the Czech National Bank
by using the software referred to in § 13 para. 1 (b). (b)), the Czech
the National Bank shall issue on request a certificate for creating
Security signs referred to in § 13 para. 3.
Transitional and final provisions
§ 17
Transitional provision
For the obligation to draw up and submit statements that relate to the period
until 31 December 2006. December 2013, the Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belong to the sector of financial institutions, in the version in force before the date of
entry into force of this Decree.
section 18
Regulation (EEC)
Shall be repealed:
1. Decree No 307/2004 Coll., on the submission of information and documents of the Czech
the National Bank of the persons that belong to the sector of financial institutions.
2. Decree No. 34/2006 Coll., amending Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belong to the sector of financial institutions.
3. Decree No 385/2008 Coll., amending Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belongs to the financial institutions sector, as amended by Decree No 34/2006
SB.
4. Decree No. 225/2010 Coll., amending Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belongs to the financial institutions sector, as amended.
5. Decree No 291/2007 Coll., amending Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belongs to the financial institutions sector, as amended.
6. Decree No. 413/2012 Coll., amending Decree No 307/2004 Coll., on
submission of information and documents to Česká národní banka by persons who
belongs to the financial institutions sector, as amended.
§ 19
The effectiveness of the
This Decree shall enter into force on 1 January 2000. January 2014.
Governor:
Ing. Singer, Ph.d., v. r.
Annex 1
The contents of the statements of investment fund
I. ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of investment fund"
The statement includes the balance sheet data broken down statistically and selected supplementary
the data for each individual investment fund or sub-fund.
Part 1: Assets
Includes total assets and their statistically broken folder-saved
transferable and other deposits, loans and similar receivables,
holdings of securities, fixed assets, financial derivatives, other assets and
their folder.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-received
loans, the securities issued by the Fund, financial derivatives,
other liabilities and their folders.
Part 3: additional information
Additional information about the volume of borrowed securities.
Folder listed assets and liabilities are broken down according to your
economic essence, by country, by maturity and by
institutional sectors and sub-sectors set out the European system
national and regional accounts in the European Union ^ 2) (hereinafter referred to as the "ESA 2010")
in the split between residents and non-residents.
II. FUND (CNB) 3-12 "monthly summary of securities held and issued by the
Investment Fund "
The statement contains the identification of the fund securities held and issued and
their basic characteristics on an individual basis.
Part 1: Assets
Contains overviews of held assets and debt securities with a
details of their principal characteristics (code name of securities,
the security, the number of units and the total fair value).
Part 2: liabilities
Provides an overview of the securities issued by the Fund, indicating the
their essential characteristics (of the securities code, number of units and
the total current value of) broken down by country of residence of the holder,
the institutional sectors and subsectors in the ESA provided for 2010.
III. FUND (CNB) 4-12 "monthly statement about the changes in the valuation of the investment
the Fund "
The statement contains information about the changes in the valuation of selected balance sheet items,
in particular, financial derivatives, the movement of prices and exchange rates.
The assets and liabilities are in agreement with the Czech National Bank
may, if the information about the States of these assets and liabilities, referred to
in the statement ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of the investment
the Fund ", account for less than 5% of the total current value of Fund
issued securities.
IV. FUND (CNB) 5-12 "monthly statement of Fund of qualified investors
the volume of investment securities issued and purchased/investment shares "
The statement contains information about the volume sold and repurchased mutual
sheets or shares of the Fund in a given month.
Annex 2
The contents of the statements, asset finance provider
I. OFIS (CNB) 3-04 "Quarterly balance sheet of assets and liabilities of the provider
the financing of assets "
The statement includes the balance sheet data broken down statistically for the provider
the financing of assets.
Part 1: Assets
Includes total assets and their statistically broken folder-cash
cash, stored deposits, loans and similar receivables, securities
shares held by the provider, financial derivatives,
non-financial assets, other assets, and their components.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-received
loans, debt securities issued, capital and reserves (issued shares,
other components of the capital and reserves), financial derivatives, other liabilities and
their folder.
Folder listed assets and liabilities are broken down according to your
economic essence, by country, by maturity, according to the type of the stored
deposits, according to the types of loans, according to the types of securities and
by institutional sectors and subsectors in the ESA 2010 laid down in
the split between residents and non-residents.
II. PB (CNB) 61-12 "monthly statement of client loans and deposits in relation to
abroad "
Report contains statistically balance sheet data broken down by transactions, and
positions relating to assets or liabilities in relation to foreign countries for
provider financing assets.
Part 1: Assets
Contains information about the financial loans abroad and about
deposits in accounts abroad and their statistically broken folder.
Part 2: liabilities
Contains information about the financial credits received from abroad and their
statistically broken folder.
Folder listed assets and liabilities are broken down according to your
economic essence, by maturity, by type and country of residence of
the foreign entity and by type of tracked variables (States,
transactions, interest, changes in valuation and other non-transactional changes).
III. PB (CNB) 62-04 "quarterly statement-schedule of long-term
financial credits received from abroad "
The statement contains details of the anticipated future installments of long-term
financial credits received from abroad. The reporting of future payments
financial credits includes the repayment of principal and interest payments broken down
by type and country of residence of the foreign entity.
IV. PB (CNB) 63-01, "annual report on foreign direct investment"
Report contains statistically broken balance sheet data, and additional data on the
transactions and positions relating to assets or liabilities in relation to the
abroad for financing provider.
Part 1: Assets
Contains the basic data of the company abroad, in which the
the reporting person shares-capital (the share of resident)
and to follow up the demands on capital reserves, retained profit,
the economic result and their statistically broken folder.
Part 2: liabilities
Contains basic information about the reporting person, to which the foreign
the company shares-capital (the share of non-resident)
capital reserves, retained profit, profit and their
statistically broken folder.
Part 3: additional information
Contains details of the company abroad, showing the person directly
or indirectly controls (senior investor), details of dividends or
shares in the profits and their statistically broken folder.
Folder listed assets and liabilities and additional data are broken down by the
According to their economic substance according to the country of residence of the foreign
the body, according to the classification of economic activity and investment direction
(investment in the country, investment abroad).
Annex 3
The contents of the statements of the insurance undertaking
I. (CNB) 28-12 "monthly summary of holdings of foreign securities"
The statement contains basic identifying information about the foreign securities
the papers held by the insurance company broken down by type of securities pursuant to
maturity, according to the country of residence of the issuer and the institutional sectors and
the subsectors specified ACES 2010. Furthermore, the reported data on transactions
(buying and selling securities for its own account), state securities
(fair value) and earned revenue of holding the securities.
II. POJ (CNB) 11-04 "quarterly balance of assets and liabilities of the insurance company"
Report contains statistically balance sheet data broken down for the insurance company.
Part 1: Assets
Includes total assets and their statistically broken folder-cash register,
stored deposits, holdings of securities other than participation, financial derivatives,
loans and similar receivables, excluding shares held
investment funds, listed and unlisted, held in
investment funds, held by other interests, receivables from reinsurance,
reinsurers ' share of technical provisions, claims the Czech Office
insurers in respect of the deficit from the statutory liability insurance
operation of the vehicle, trade receivables and prepayments,
other financial receivables, other assets.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-released
securities other than participation, financial derivatives, loans, received
capital in the capital and other capital, technical
the reserve life insurance, non-life insurance technical reserves
provision for the application of the standardized warranties, liabilities of the business
contact and advances received, other financial liabilities, other liabilities.
Part 3: additional information
Contains additional indicators relating to statutory insurance
the employer's liability for the damage in an industrial accident or disease
the profession.
Folder listed assets and liabilities are broken down according to your
economic essence, by country, by maturity, according to the type of the stored
deposits, by institutional sectors and subsectors in the ESA set out
2010 in the distribution of residents and non-residents and by the types of controlled
variables (States, balances, changes in valuation and other non-transactional changes).
Annex 4
The content of the statement of the pension company
PEF (CNB) 12-04 "Quarterly balance of assets and liabilities of the pension
Company/Fund pension companies "
The statement includes the balance sheet data broken down statistically for the pension
company or for each individual pension fund company.
Part 1: Assets
Includes total assets and their statistically broken folder-cash register,
stored deposits, holdings of securities other than participation, financial derivatives,
loans and similar receivables, excluding shares held
investment funds, listed and unlisted, held in
investment funds, held by other interests, trade receivables
and advance payments, other financial receivables, other assets.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-financial
derivatives, loans, equity in terms of capital and
other capital, the means of supplementary pension insurance participants, summary
the value of pension units, the aggregate value of pension units,
other claims other than the claims for pension benefits, trade payables and
advances received, other financial liabilities, other liabilities.
Folder listed assets and liabilities are broken down according to your
economic essence, by maturity, by types of placed deposits,
by institutional sectors and subsectors in the ESA 2010 laid down in
the split between residents and non-residents and by types of watched
(stocks, balances, changes in valuation and other non-transactional changes).
Annex 5
The contents of the special-purpose financial statements of the company for securitisation
I. OFIS (CNB) 90-04 "quarterly balance of assets and liabilities of the special-purpose financial
securitisation company "
The statement includes the balance sheet data broken down statistically and selected supplementary
data for ad hoc company for securitisation.
Part 1: Assets
Includes total assets and their statistically broken folder-cash register,
stored deposits, loans and similar receivables securitised
loans, holdings of securities, other securitised assets, the Permanent
assets, financial derivatives, other assets.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-received
loans, debt securities issued, capital, other capital and
reserves, financial derivatives, other liabilities.
Part 3: additional information
Additional information about the structure of securitized loans, securitised
other assets provided and received loans and naběhlém
Accessories for debt securities.
Folder listed assets and liabilities and additional data are broken down by the
According to their economic substance by country, by maturity
According to the types of placed deposits, according to the structure of securitised loans,
According to the type of other securitised assets and by institutional
sectors and subsectors in the ESA 2010 laid down the split between residents and
non-residents.
II. OFIS (CNB) 91-04 "quarterly survey of securities held in special-purpose
financial companies for securitisation "
The statement provides an overview of securities held ad hoc financial
companies and their basic characteristics on an individual basis-
the securities code, the name of the security, the number of units total
the nominal volume, the total fair value.
III. OFIS (CNB) 20-04 "quarterly statement on financial transactions the Special
financial companies for securitisation "
The statement contains details about the transactions and depreciation broken down statistically
items of assets and liabilities and additional information for the financial
society for securitisation.
Part 1: Assets
Includes total assets and their statistically broken folder-cash register,
stored deposits, loans and similar receivables securitised
loans, holdings of securities, other securitised assets, the Permanent
assets, financial derivatives, other assets.
Part 2: liabilities
Contains the total liabilities and their statistically broken folder-received
loans, debt securities issued, capital, other capital and
reserves, financial derivatives, other liabilities.
Part 3: additional information
Supplementary data on financial transactions in the securitized
loans and securitized loans write-offs.
Folder listed assets and liabilities and additional data are broken down by the
According to their economic substance by country, by maturity
According to the types of placed deposits, according to the structure of securitised loans,
According to the type of other securitised assets and by institutional
sectors and subsectors in the ESA 2010 laid down the split between residents and
non-residents.
Annex 6
The contents of the statements of the trader in securities
I. (CNB) 28-12 "monthly summary of holdings of foreign securities"
The statement contains basic identifying information about the foreign securities
papers in the possession of the dealer of securities broken down by type of
securities by maturity, according to the country of residence of the issuer and the
the institutional sectors and subsectors in the ESA provided for 2010. Additionally,
reported data on transactions (buying and selling securities on their own
account), state securities (fair value) and earned revenue from
holding the securities.
II. P (CNB) 3-04 "Estimated recoveries by non-residents of domestic securities
"
The statement contains details of the anticipated non-customers ' direct debits
brokerage house, which provides the service of safekeeping and management
or management of debt securities. Reported data are
broken down by original maturity, according to the residual maturity and by
the institutional sectors and subsectors in the ESA provided for 2010.
Annex 7
The content of the statement of the credit unions, credit institutions and institutions
electronic money
DZ (CNB) 11-01 "annual report on payment systems credit unions"
PLT (CNB) 12-01 "annual report on payment systems and payment institutions
electronic money institutions "
The statement contains information on the number and type of accounts held by clients, the number of
operated by the device accepting payment cards (hereinafter referred to as
"the acceptance device"), broken down according to their type and location of the country, on the
the number and type of issued payment cards and the number and volume of payment
transactions made on them, on the number and volume of client transactions
According to type of payment services in the geographical breakdown of the number and volume of
payment transactions carried out on acquiring equipment broken down
According to the card issuer, according to type of payment card transactions
in another geographical breakdown by country location and operator
accepting device and data on the number and volume of cash client
transactions at the counter of the reporting person or trader.
1) Article. 5 of the Protocol (No 4) on the Statute of the European system of central banks
and the European Central Bank.
Council Regulation (EC) no 2533/98 of 23 November. November 1998 concerning the collection of
statistical information by the European Central Bank, as amended.
European Central Bank Regulation (EU) no 1071/2013 of 24 September. September
2013 of the balance sheet of the monetary financial institutions sector (recast
version) (ECB/2013/33).
European Central Bank Regulation (EU) No 1073/2013 of the 18. October
2013 concerning statistics on the assets and liabilities of investment funds (recast)
(ECB/2013/38).
European Central Bank Regulation (EC) no 1075/2013 of 18 May. October
2013 concerning statistics on the assets and liabilities, special purpose financial companies
involved in securitisation transactions (recast)
(ECB/2013/40).
European Central Bank Regulation (EU) No 1409/2013 of 28 June.
November 2013 on statistics of payments (ECB/2013/43).
European Parliament and Council Regulation (EC) No 184/2005 of 12 April 2005. January
2005 on Community statistics concerning balance of payments,
international trade in services and foreign direct investment, in
as amended.
2) European Parliament and Council Regulation (EU) No 549/of 21 December 2013.
may 2013 on the European system of national and regional accounts in the
Of the European Union.
3) Article. European Central Bank Regulation (EU) no 1071/2013.
4) Article. 1 (1). 1 European Central Bank Regulation (EC) no 1075/2013.
5) Article. 2 (2). European Central Bank Regulation (EC) no 1075/2013.
6) Decree No 501/2002 Coll., which implements certain provisions of
Act No. 563/1991 Coll., on accounting, as amended, for
the business units are banks and other financial institutions, in
as amended.
Decree No 501/2002 Coll., which implements certain provisions of the Act
No. 563/1991 Coll., on accounting, as amended, for the accounting
units which are insurance companies, as amended.
7) Act No. 563/1991 Coll., on accounting, as amended.
8) Council Regulation (EC) no 2533/98.
European Parliament and Council Regulation (EU) No 549/2013.
Article. 1 (b). and the European Central Bank) to Regulation (EU) no 1071/2013.
9) Annex A, Chapter 1, paragraph 1.61 to 1.62 and Chapter 2 section 2.04 to 2.11
European Parliament and Council Regulation (EU) No 549/2013.
10) § 11 (1) 3 Act No 227/2000 Coll. on electronic signature and
amendments to certain other laws (the law on electronic signature), in
amended by Act No. 167/2012 Sb.
