On Reporting The Cnb Persons From The Financial Institutions Sector

Original Language Title: On Reporting Cnb Persons From Financial Institutions Sector

Read the untranslated law here: https://portal.gov.cz/app/zakony/download?idBiblio=80614&nr=314~2F2013~20Sb.&ft=txt

314/Sb.



DECREE



of 17 May. September 2013



on the submission of statements of the Czech National Bank entities that belong to the

sector of financial institutions



Change: 215/2014 Sb.



The Czech National Bank establishes, pursuant to § 41 para. 3 and section 43 (a). and) Act

No 6/1993 Coll. on Česká národní banka, as amended by Act No 227/Coll.:



§ 1



The subject of the edit



This Decree regulates the following on directly applicable provisions of

The European Union "^ 1") the content, form, time and method of preparing and presenting

the Czech national bank statements by persons who belong to the financial sector

institutions in accordance with the applicable European Union legislation directly governing the

system of national and regional accounts in the European Union "^ 2") and not by the Bank

or a branch of a foreign bank (hereinafter referred to as the "reporting person"), and sets out the

the range of reporting for a particular kind of data in terms of statistical

of significance.



§ 2



Definition of terms



For the purposes of this Ordinance, means the



and the Fund money market fund) a collective investment undertaking by directly

of the applicable legislation of the European Union relating to the balance sheet of the sector

MFI ^ 3),



(b) the retirement pension fund society), participation or

the transformed the Fund, whose assets manages pension company,



c) securities and book-entry securities,



(d) a statement of a structured set of data), which have a substantive and formal

binding,



e) data file electronic data report with the group in advance

defined data structures, which are information system

methodically documented and communicated, processed as a whole,



f) security tag data in electronic form, that are

attached to the data message and which



1. are uniquely associated with indicating the person and allow you to

identification by means of the issued certificate,



2. have been created and appended to a data message by means of

create electronic tags that indicate the person can keep it under

his sole control, and



3. are the data message to which it is subject, attached to such

in a way, it is possible to detect any subsequent change of the data.



§ 3



Circuit showing people



Reports to be compiled and submitted to the reporting person:



and obhospodařovatel, that is)



1. an investment company,



2. any other person who manages an investment fund,



(b)) Government Investment Fund,



(c)) financial institutions registered in the commercial register with the subject

activities, which mainly falls into other financial intermediation

According to the classification of economic activities (CZ-NACE 40.3), and that within the

your business as a decisive or substantial activity provides

credits or loans or contracts of a similar nature, for example,

financial leasing, factoring, consumer credit, financing

hire purchase, including foreign persons with similar fillings

action that operates on the territory of the United States through the

Branch (hereinafter referred to as "provider of financing the assets"),



(d) domestic insurance company, domestic) the reinsurance undertaking of the insurance undertaking, or the branch and

reinsurance undertaking from another Member State or from a third State, which

operated by an insurance or reinsurance business in the territory of the Czech Republic

(hereinafter referred to as the "insurer"),



e) pension company,



f) securitisation special-purpose finance company by directly

of the applicable legislation of the European Union relating to the assets and statistics

liabilities, special purpose financial companies involved in the securitization

^ 4 transactions) or person who, pursuant to this regulation directly applicable

The European Union for special-purpose financial reporting of the company

involved in securitisation transactions corresponds to the ^ 5) (hereinafter referred to as "targeted

finance company for securitisation "),



g) a securities dealer or a branch of a foreign merchant

securities, providing investment services on the territory of the United

Republic of China (hereinafter referred to as "securities dealer"),



h) savings and credit cooperative (hereinafter referred to as "Credit Union"),



I) payment institutions and credit institution branch that

operates on the territory of the Czech Republic (hereinafter "payment

institutions "),



j) an electronic money institution and a branch of a foreign institution

of electronic money, which operates in the territory of the Czech Republic

(hereinafter referred to as "electronic money institution").



§ 4



Statements of investment fund



(1) Obhospodařovatel on the last day of each calendar month

It builds individually for each managed investment fund statement



and) ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of investment fund",



(b)) (CNB) ISSUED 3-12 "monthly summary of held and issued by the participating

Securities Investment Fund ",



c) ISSUED (CNB) 4-12 "monthly statement about the changes in the valuation of the investment

the Fund ".



(2) the Statements referred to in paragraph 1 shall be presented by the Czech national obhospodařovatel

the Bank always within 25 days of the following month, with the exception of the statement

career for the money market fund, which presents obhospodařovatel

The Czech National Bank always within 15 days of the following month.



(3) the Obhospodařovatel Fund of qualified investors on the last day

each calendar month, shall draw up and submit to the Czech National Bank

individually for each fund managed by the statement ISSUED (CNB) 5-12

"Monthly statement Fund of qualified investors about the volume of issued and

purchased investment securities/investment shares ", and always within 30 days

the following month.



(4) Obhospodařovatel investment fund, which is a joint-stock company

with variable capital, that creates the sub-funds, shall draw up and

presents the statements referred to in paragraphs 1 to 3 individually for each of these

sub-funds.



(5) the Government shall draw up and submit to the investment fund of the Czech national

bank statements referred to in paragraphs 1 to 3. If the Government investment

Fund joint stock company with variable capital, which

creates the sub-funds, shall draw up and submit to the statements referred to in paragraphs 1 to 3

individually for each of the sub-funds.



(6) the contents of the statements referred to in paragraphs 1 and 3, is set out in Appendix 1 to this

the Decree.



§ 5



Provider of asset financing statements



(1) the intermediary financing of assets at the end of each calendar

quarter compiles and submits to the Czech National Bank (CNB) statement of OFIS

3-04 "quarterly balance sheet of assets and liabilities financing provider

assets ", and always within 20 days after the end of the second month following

quarter.



(2) the intermediary financing assets that in the balance of assets and liabilities

showing items in relation to foreign countries,



and) on the last day of each calendar month shall draw up and submit to the

The Czech National Bank (CNB) statement of the PB 61-12 "monthly statement of credit and

deposits in relation to foreign countries, "and it's always within 25 days following

of the month



(b)) at the end of each calendar quarter shall draw up and submit to the Czech

the National Bank (CNB) statement of the PB-62 04 "quarterly statement-payment

calendar of long-term financial loans received from abroad ", and it

always within 30 days following the end of the quarter,



(c)) at the end of each calendar year and submitted the United builds

the National Bank (CNB) statement of the PB 63-01 "annual statement on foreign direct

investment decisions ", and always within 30 days following the end of the year.



(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in annex 2 to this

the Decree.



§ 6



Statements of insurance companies



(1) an insurance undertaking on the last day of each calendar month to compile and

presents to the Czech National Bank (CNB) statement in 28-12 "monthly overview

holdings of foreign securities ", and always within 20 days

the following month.



(2) the insurance company at the end of each calendar quarter shall draw up and

shall submit the statement of the Czech National Bank (CNB) POJ 11-04 "quarterly balance sheet

assets and liabilities of the insurance company ", and always within 30 days following the

the end of the quarter.



(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in annex 3 to this

the Decree.



§ 7



Statement of pension company



(1) the pension company at the end of each calendar quarter

He shall draw up the statement of PEF (CNB) 12-04 "Quarterly balance sheet of assets and liabilities

pension/fondu pension society/society ", and it separately for

pension company and for each individual pension fund company.



(2) the statement referred to in paragraph 1 shall be presented by the Czech national pension company

the Bank always within 30 days following the end of the quarter.



(3) the content of the statement referred to in paragraph 1 is set out in annex 4 to this

the Decree.



§ 8



Special-purpose financial statements of the company for securitisation



(1) the Purpose of the financial company for securitisation to the end of each

calendar quarter shall draw up the statement of



and) OFIS (CNB) 90-04 "quarterly balance of assets and liabilities of the special-purpose financial

the company's securitisation ",



b) OFIS (CNB) 91-04 "quarterly survey of securities held in special-purpose

financial companies for securitisation ",



c) OFIS (CNB) 20-04 "quarterly statement on financial transactions the Special

financial companies for securitisation ".




(2) the statements referred to in paragraph 1, be advised that the finance company for

The securitisation shall submit to the Czech National Bank always within 25 days following

After the end of the quarter.



(3) the contents of the statements referred to in paragraph 1 is set out in annex 5 to this

the Decree.



§ 9



Statements of the trader in securities



(1) a securities dealer to the last day of each calendar

months to compile and submit the statement of the Czech National Bank (CNB) 28-12

"A monthly overview of the holdings of foreign securities", and always within 20

days of the following month.



(2) a securities dealer at the end of each calendar quarter

prepares and submits to the Czech National Bank (CNB) statement P 3-04

"The estimated recovery of non-residents of domestic securities",

always within 20 days following the end of the quarter.



(3) the contents of the statements referred to in paragraphs 1 and 2 are set out in Appendix 6 to this

the Decree.



§ 9a



Statement of the credit unions, credit institution and the electronic

money



(1) the Credit Union at the end of each calendar year, shall draw up the

DZ (CNB) statement 11-01 "annual report on payment systems credit

unions ".



(2) payment institutions and electronic money institutions at the end of

each calendar year, is compiled by a statement of the PLT (CNB) 12-01 "annual statement

on payment systems, payment institutions and electronic money institutions ".



(3) the Credit Union, the credit institution and the electronic

money shall be submitted by the Czech national bank statements referred to in paragraphs 1 and 2, always

up to 20. February of the following calendar year.



(4) the content of the reports referred to in paragraphs 1 and 2 are set out in Appendix 7 to this

the Decree.



§ 10



Aspect of statistical significance



(1) the reporting person on receipt of information about the application of terms

statistical significance of the Czech National Bank presents once a year

only the value of the total assets reported under this order under

status as of 31. This December, and it delivered in paper or electronic form

up to 20. February of the following calendar year.



(2) if subsequently a statistically significant change in the volume of

the reported assets, the Czech National Bank shall notify the reporting person that already

will not present value of total assets referred to in paragraph 1 and of the reporting

the person shall draw up and submit a statement pursuant to this Ordinance.



(3) statistical significance, for the purposes of this order finds a share

the assets of the reporting persons on a total volume of assets of all returning people

in the circuit of the returning people.



The method of constructing statements



§ 11



(1) the reporting person creates from information your information system data

the file with the values of the data that passes as part of a data message

The Czech National Bank.



(2) the reporting person uses when building a custom data reports

accounting and other supporting documents valid at the date of statement and proceed

According to the rules for drawing up the accounts of the ^ 6).



(3) for the measurement of the reported data are used in ways laid down

legislation governing accounting ^ 7).



(4) for the conversion of the figures in foreign currencies on the data reported in the Czech currency

It's showing the person the foreign exchange market rate announced by the Czech national

Bank statement for the day. In the case of data on transactions in the

relation to abroad, the foreign exchange market announced by the course for the day

implementation of the transaction, or for the day when the transaction was posted,

or it's the average rate to the foreign exchange market during the reporting period.

For the conversion of foreign currencies for which the Czech National Bank

issues regarding the foreign exchange market rate, it shall proceed according to the reporting person

rules for drawing up the annual accounts.



§ 12



When reporting data on claims and commitments to monetary financial

^ 8) institutions which are residents of a ^ 9)



and the Czech Republic, used) the reporting entity for their identification and

the classification of the "list of monetary financial institutions in the Czech Republic"

issued and updated by the Czech National Bank, which it publishes

manner allowing remote access,



(b) the Member States of the European Union), with the exception of the United States, uses

the reporting person for their identification and classification of the "list of monetary

financial institutions and institutions subject to minimum reserves "

issued and updated the European Central Bank that it will publish the

manner allowing remote access.



Reporting



section 13 of the



(



1) showing the person presents to the statements of the Czech National Bank in electronic

form, as a data message and in the structure and the form of data files,

that are available through



and application) software of the Czech National Bank for the collection of data from non-banking

subjects (SDNS), which is available in a manner allowing remote

access,



(b)) your own programmatic application showing a person that allows

electronic exchange of information (EDI/EDIFACT), or



(c)) your own programmatic application showing a person who used to

transmission of the statement of the Czech National Bank's Web services for data collection

(SDNS-WS).



(2) data messages sent through applications

referred to in paragraph 1 (b). and) and c) signed by the contact person recognized

electronic signature ^ 10).



(3) data messages that are sent through the programmatic application referred to

in paragraph 1 (b). (b) the reporting person) marks the security tag

based on a certificate issued by the Czech National Bank.



§ 14



(1) if the reports submitted are correct and complete, the Czech National Bank

through the software referred to in § 13 para. 1 confirm

reporting to the person receiving them.



(2) if required by the Czech National Bank, the reporting person will repair

incorrect or incomplete statements, the statements within the time limit fixed

submit to the Czech National Bank in the manner prescribed in section 13 and in the case of

necessary, shall submit the requested explanation.



(3) If the reporting person finds that data previously submitted statement

is not correct, through programming of the application referred to in §

in article 13(3). 1 data for this statement and, if necessary, the data statements

related and shall immediately inform the design, scope and content of the correction of

The Czech National Bank.



§ 15



(1) If on the basis of the verification of the financial statements by the auditor changes

the reported data in the reports drawn up at 31. December and

submitted by the Czech National Bank under this Ordinance, shall draw up and

the reporting person shall submit these reports again with modified values to

15 days after making the corresponding changes in the accounts. Re-

the submission of the reports drawn up at 31. December performs the reporting person

by way of specific additional repairs because of the audit.



(2) if they are affected by adjusting the data referred to in paragraph 1 also for more

statements, the reporting person shall draw up and submit them again. Re-

submission of revised statements showing the person performs a form of common

repair within 30 days after the submission of the revised statements drawn up to 31.

December.



section 16 of the



(1) showing a person who prepares and submits statements of the Czech national

the Bank using the software referred to in § 13 para. 1 (b). and) or

(c)), shall communicate to the Czech National Bank



and at least 2) the names of contact persons,



(b) the address of the workplace), phone number and e-mail address

such persons and



(c) a qualified certificate number), including the name and identification

number of the person, the certification services provider that issued it.



(2) the reporting person shall communicate to the Czech National Bank without undue delay

any change in the information referred to in paragraph 1.



(3) if the statements are prepared and presented to the Czech National Bank

by using the software referred to in § 13 para. 1 (b). (b)), the Czech

the National Bank shall issue on request a certificate for creating

Security signs referred to in § 13 para. 3.



Transitional and final provisions



§ 17



Transitional provision



For the obligation to draw up and submit statements that relate to the period

until 31 December 2006. December 2013, the Decree No 307/2004 Coll., on

submission of information and documents to Česká národní banka by persons who

belong to the sector of financial institutions, in the version in force before the date of

entry into force of this Decree.



section 18



Regulation (EEC)



Shall be repealed:



1. Decree No 307/2004 Coll., on the submission of information and documents of the Czech

the National Bank of the persons that belong to the sector of financial institutions.



2. Decree No. 34/2006 Coll., amending Decree No 307/2004 Coll., on

submission of information and documents to Česká národní banka by persons who

belong to the sector of financial institutions.



3. Decree No 385/2008 Coll., amending Decree No 307/2004 Coll., on

submission of information and documents to Česká národní banka by persons who

belongs to the financial institutions sector, as amended by Decree No 34/2006

SB.



4. Decree No. 225/2010 Coll., amending Decree No 307/2004 Coll., on

submission of information and documents to Česká národní banka by persons who

belongs to the financial institutions sector, as amended.



5. Decree No 291/2007 Coll., amending Decree No 307/2004 Coll., on


submission of information and documents to Česká národní banka by persons who

belongs to the financial institutions sector, as amended.



6. Decree No. 413/2012 Coll., amending Decree No 307/2004 Coll., on

submission of information and documents to Česká národní banka by persons who

belongs to the financial institutions sector, as amended.



§ 19



The effectiveness of the



This Decree shall enter into force on 1 January 2000. January 2014.



Governor:



Ing. Singer, Ph.d., v. r.



Annex 1



The contents of the statements of investment fund



I. ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of investment fund"



The statement includes the balance sheet data broken down statistically and selected supplementary

the data for each individual investment fund or sub-fund.



Part 1: Assets



Includes total assets and their statistically broken folder-saved

transferable and other deposits, loans and similar receivables,

holdings of securities, fixed assets, financial derivatives, other assets and

their folder.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-received

loans, the securities issued by the Fund, financial derivatives,

other liabilities and their folders.



Part 3: additional information



Additional information about the volume of borrowed securities.



Folder listed assets and liabilities are broken down according to your

economic essence, by country, by maturity and by

institutional sectors and sub-sectors set out the European system

national and regional accounts in the European Union ^ 2) (hereinafter referred to as the "ESA 2010")

in the split between residents and non-residents.



II. FUND (CNB) 3-12 "monthly summary of securities held and issued by the

Investment Fund "



The statement contains the identification of the fund securities held and issued and

their basic characteristics on an individual basis.



Part 1: Assets



Contains overviews of held assets and debt securities with a

details of their principal characteristics (code name of securities,

the security, the number of units and the total fair value).



Part 2: liabilities



Provides an overview of the securities issued by the Fund, indicating the

their essential characteristics (of the securities code, number of units and

the total current value of) broken down by country of residence of the holder,

the institutional sectors and subsectors in the ESA provided for 2010.



III. FUND (CNB) 4-12 "monthly statement about the changes in the valuation of the investment

the Fund "



The statement contains information about the changes in the valuation of selected balance sheet items,

in particular, financial derivatives, the movement of prices and exchange rates.



The assets and liabilities are in agreement with the Czech National Bank

may, if the information about the States of these assets and liabilities, referred to

in the statement ISSUED (CNB) 1-12 "monthly balance of assets and liabilities of the investment

the Fund ", account for less than 5% of the total current value of Fund

issued securities.



IV. FUND (CNB) 5-12 "monthly statement of Fund of qualified investors

the volume of investment securities issued and purchased/investment shares "



The statement contains information about the volume sold and repurchased mutual

sheets or shares of the Fund in a given month.



Annex 2



The contents of the statements, asset finance provider



I. OFIS (CNB) 3-04 "Quarterly balance sheet of assets and liabilities of the provider

the financing of assets "



The statement includes the balance sheet data broken down statistically for the provider

the financing of assets.



Part 1: Assets



Includes total assets and their statistically broken folder-cash

cash, stored deposits, loans and similar receivables, securities

shares held by the provider, financial derivatives,

non-financial assets, other assets, and their components.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-received

loans, debt securities issued, capital and reserves (issued shares,

other components of the capital and reserves), financial derivatives, other liabilities and

their folder.



Folder listed assets and liabilities are broken down according to your

economic essence, by country, by maturity, according to the type of the stored

deposits, according to the types of loans, according to the types of securities and

by institutional sectors and subsectors in the ESA 2010 laid down in

the split between residents and non-residents.



II. PB (CNB) 61-12 "monthly statement of client loans and deposits in relation to

abroad "



Report contains statistically balance sheet data broken down by transactions, and

positions relating to assets or liabilities in relation to foreign countries for

provider financing assets.



Part 1: Assets



Contains information about the financial loans abroad and about

deposits in accounts abroad and their statistically broken folder.



Part 2: liabilities



Contains information about the financial credits received from abroad and their

statistically broken folder.



Folder listed assets and liabilities are broken down according to your

economic essence, by maturity, by type and country of residence of

the foreign entity and by type of tracked variables (States,

transactions, interest, changes in valuation and other non-transactional changes).



III. PB (CNB) 62-04 "quarterly statement-schedule of long-term

financial credits received from abroad "



The statement contains details of the anticipated future installments of long-term

financial credits received from abroad. The reporting of future payments

financial credits includes the repayment of principal and interest payments broken down

by type and country of residence of the foreign entity.



IV. PB (CNB) 63-01, "annual report on foreign direct investment"



Report contains statistically broken balance sheet data, and additional data on the

transactions and positions relating to assets or liabilities in relation to the

abroad for financing provider.



Part 1: Assets



Contains the basic data of the company abroad, in which the

the reporting person shares-capital (the share of resident)

and to follow up the demands on capital reserves, retained profit,

the economic result and their statistically broken folder.



Part 2: liabilities



Contains basic information about the reporting person, to which the foreign

the company shares-capital (the share of non-resident)

capital reserves, retained profit, profit and their

statistically broken folder.



Part 3: additional information



Contains details of the company abroad, showing the person directly

or indirectly controls (senior investor), details of dividends or

shares in the profits and their statistically broken folder.



Folder listed assets and liabilities and additional data are broken down by the

According to their economic substance according to the country of residence of the foreign

the body, according to the classification of economic activity and investment direction

(investment in the country, investment abroad).



Annex 3



The contents of the statements of the insurance undertaking



I. (CNB) 28-12 "monthly summary of holdings of foreign securities"



The statement contains basic identifying information about the foreign securities

the papers held by the insurance company broken down by type of securities pursuant to

maturity, according to the country of residence of the issuer and the institutional sectors and

the subsectors specified ACES 2010. Furthermore, the reported data on transactions

(buying and selling securities for its own account), state securities

(fair value) and earned revenue of holding the securities.



II. POJ (CNB) 11-04 "quarterly balance of assets and liabilities of the insurance company"



Report contains statistically balance sheet data broken down for the insurance company.



Part 1: Assets



Includes total assets and their statistically broken folder-cash register,

stored deposits, holdings of securities other than participation, financial derivatives,

loans and similar receivables, excluding shares held

investment funds, listed and unlisted, held in

investment funds, held by other interests, receivables from reinsurance,

reinsurers ' share of technical provisions, claims the Czech Office

insurers in respect of the deficit from the statutory liability insurance

operation of the vehicle, trade receivables and prepayments,

other financial receivables, other assets.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-released

securities other than participation, financial derivatives, loans, received

capital in the capital and other capital, technical

the reserve life insurance, non-life insurance technical reserves

provision for the application of the standardized warranties, liabilities of the business

contact and advances received, other financial liabilities, other liabilities.



Part 3: additional information



Contains additional indicators relating to statutory insurance

the employer's liability for the damage in an industrial accident or disease

the profession.



Folder listed assets and liabilities are broken down according to your

economic essence, by country, by maturity, according to the type of the stored

deposits, by institutional sectors and subsectors in the ESA set out

2010 in the distribution of residents and non-residents and by the types of controlled

variables (States, balances, changes in valuation and other non-transactional changes).



Annex 4



The content of the statement of the pension company




PEF (CNB) 12-04 "Quarterly balance of assets and liabilities of the pension

Company/Fund pension companies "



The statement includes the balance sheet data broken down statistically for the pension

company or for each individual pension fund company.



Part 1: Assets



Includes total assets and their statistically broken folder-cash register,

stored deposits, holdings of securities other than participation, financial derivatives,

loans and similar receivables, excluding shares held

investment funds, listed and unlisted, held in

investment funds, held by other interests, trade receivables

and advance payments, other financial receivables, other assets.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-financial

derivatives, loans, equity in terms of capital and

other capital, the means of supplementary pension insurance participants, summary

the value of pension units, the aggregate value of pension units,

other claims other than the claims for pension benefits, trade payables and

advances received, other financial liabilities, other liabilities.



Folder listed assets and liabilities are broken down according to your

economic essence, by maturity, by types of placed deposits,

by institutional sectors and subsectors in the ESA 2010 laid down in

the split between residents and non-residents and by types of watched

(stocks, balances, changes in valuation and other non-transactional changes).



Annex 5



The contents of the special-purpose financial statements of the company for securitisation



I. OFIS (CNB) 90-04 "quarterly balance of assets and liabilities of the special-purpose financial

securitisation company "



The statement includes the balance sheet data broken down statistically and selected supplementary

data for ad hoc company for securitisation.



Part 1: Assets



Includes total assets and their statistically broken folder-cash register,

stored deposits, loans and similar receivables securitised

loans, holdings of securities, other securitised assets, the Permanent

assets, financial derivatives, other assets.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-received

loans, debt securities issued, capital, other capital and

reserves, financial derivatives, other liabilities.



Part 3: additional information



Additional information about the structure of securitized loans, securitised

other assets provided and received loans and naběhlém

Accessories for debt securities.



Folder listed assets and liabilities and additional data are broken down by the

According to their economic substance by country, by maturity

According to the types of placed deposits, according to the structure of securitised loans,

According to the type of other securitised assets and by institutional

sectors and subsectors in the ESA 2010 laid down the split between residents and

non-residents.



II. OFIS (CNB) 91-04 "quarterly survey of securities held in special-purpose

financial companies for securitisation "



The statement provides an overview of securities held ad hoc financial

companies and their basic characteristics on an individual basis-

the securities code, the name of the security, the number of units total

the nominal volume, the total fair value.



III. OFIS (CNB) 20-04 "quarterly statement on financial transactions the Special

financial companies for securitisation "



The statement contains details about the transactions and depreciation broken down statistically

items of assets and liabilities and additional information for the financial

society for securitisation.



Part 1: Assets



Includes total assets and their statistically broken folder-cash register,

stored deposits, loans and similar receivables securitised

loans, holdings of securities, other securitised assets, the Permanent

assets, financial derivatives, other assets.



Part 2: liabilities



Contains the total liabilities and their statistically broken folder-received

loans, debt securities issued, capital, other capital and

reserves, financial derivatives, other liabilities.



Part 3: additional information



Supplementary data on financial transactions in the securitized

loans and securitized loans write-offs.



Folder listed assets and liabilities and additional data are broken down by the

According to their economic substance by country, by maturity

According to the types of placed deposits, according to the structure of securitised loans,

According to the type of other securitised assets and by institutional

sectors and subsectors in the ESA 2010 laid down the split between residents and

non-residents.



Annex 6



The contents of the statements of the trader in securities



I. (CNB) 28-12 "monthly summary of holdings of foreign securities"



The statement contains basic identifying information about the foreign securities

papers in the possession of the dealer of securities broken down by type of

securities by maturity, according to the country of residence of the issuer and the

the institutional sectors and subsectors in the ESA provided for 2010. Additionally,

reported data on transactions (buying and selling securities on their own

account), state securities (fair value) and earned revenue from

holding the securities.



II. P (CNB) 3-04 "Estimated recoveries by non-residents of domestic securities

"



The statement contains details of the anticipated non-customers ' direct debits

brokerage house, which provides the service of safekeeping and management

or management of debt securities. Reported data are

broken down by original maturity, according to the residual maturity and by

the institutional sectors and subsectors in the ESA provided for 2010.



Annex 7



The content of the statement of the credit unions, credit institutions and institutions

electronic money



DZ (CNB) 11-01 "annual report on payment systems credit unions"



PLT (CNB) 12-01 "annual report on payment systems and payment institutions

electronic money institutions "



The statement contains information on the number and type of accounts held by clients, the number of

operated by the device accepting payment cards (hereinafter referred to as

"the acceptance device"), broken down according to their type and location of the country, on the

the number and type of issued payment cards and the number and volume of payment

transactions made on them, on the number and volume of client transactions

According to type of payment services in the geographical breakdown of the number and volume of

payment transactions carried out on acquiring equipment broken down

According to the card issuer, according to type of payment card transactions

in another geographical breakdown by country location and operator

accepting device and data on the number and volume of cash client

transactions at the counter of the reporting person or trader.



1) Article. 5 of the Protocol (No 4) on the Statute of the European system of central banks

and the European Central Bank.



Council Regulation (EC) no 2533/98 of 23 November. November 1998 concerning the collection of

statistical information by the European Central Bank, as amended.



European Central Bank Regulation (EU) no 1071/2013 of 24 September. September

2013 of the balance sheet of the monetary financial institutions sector (recast

version) (ECB/2013/33).



European Central Bank Regulation (EU) No 1073/2013 of the 18. October

2013 concerning statistics on the assets and liabilities of investment funds (recast)

(ECB/2013/38).



European Central Bank Regulation (EC) no 1075/2013 of 18 May. October

2013 concerning statistics on the assets and liabilities, special purpose financial companies

involved in securitisation transactions (recast)

(ECB/2013/40).



European Central Bank Regulation (EU) No 1409/2013 of 28 June.

November 2013 on statistics of payments (ECB/2013/43).



European Parliament and Council Regulation (EC) No 184/2005 of 12 April 2005. January

2005 on Community statistics concerning balance of payments,

international trade in services and foreign direct investment, in

as amended.



2) European Parliament and Council Regulation (EU) No 549/of 21 December 2013.

may 2013 on the European system of national and regional accounts in the

Of the European Union.



3) Article. European Central Bank Regulation (EU) no 1071/2013.



4) Article. 1 (1). 1 European Central Bank Regulation (EC) no 1075/2013.



5) Article. 2 (2). European Central Bank Regulation (EC) no 1075/2013.



6) Decree No 501/2002 Coll., which implements certain provisions of

Act No. 563/1991 Coll., on accounting, as amended, for

the business units are banks and other financial institutions, in

as amended.



Decree No 501/2002 Coll., which implements certain provisions of the Act

No. 563/1991 Coll., on accounting, as amended, for the accounting

units which are insurance companies, as amended.



7) Act No. 563/1991 Coll., on accounting, as amended.



8) Council Regulation (EC) no 2533/98.



European Parliament and Council Regulation (EU) No 549/2013.



Article. 1 (b). and the European Central Bank) to Regulation (EU) no 1071/2013.



9) Annex A, Chapter 1, paragraph 1.61 to 1.62 and Chapter 2 section 2.04 to 2.11

European Parliament and Council Regulation (EU) No 549/2013.



10) § 11 (1) 3 Act No 227/2000 Coll. on electronic signature and

amendments to certain other laws (the law on electronic signature), in


amended by Act No. 167/2012 Sb.