122/2016 Sb.
GOVERNMENT REGULATION
of 30 March 2004. March 2016
on the assessment of the conformity of lifts and their safety components
The Government directs pursuant to § 4 and § 50 para. 5 of law No. 90/2016 Coll.
conformity assessment of specified products when they are making available on the market (hereinafter
"the Act"):
§ 1
The subject of the edit
(1) this regulation incorporates the relevant provision of the European Union ^ 1) and
regulates the technical requirements for lifts and safety components for
lifts must comply when placing on the market and/or put into service,
the conditions and procedures for the supply of safety components for lifts on
the market and the conformity assessment methods.
(2) this Regulation shall apply to lifts permanently serving buildings
or construction and are designed for the transport
) of the person,
(b) persons and goods), or
c) goods alone if the carrier is accessible, you can to it without difficulty
to enter and is equipped with a control device on the carrier or within reach of
a person who is located on it.
(3) this Regulation shall also apply to safety components for
lifts listed in annex 3 to this regulation, which are designed for
the use of lifts as referred to in paragraph 2.
(4) this Regulation shall not apply to
and) lifting equipment, whose design speed does not exceed 0.15
m/s,
b) construction site hoists,
c) cableway installations, including funicular railways,
d) lifts specially designed and constructed for military or police
purposes,
e) lifting appliances from which work can be carried out,
f) mining equipment
g) lifting appliances intended for lifting performers
during the performance,
h) lifting devices in vehicles
I) lifting appliances connected to machinery and intended exclusively for
access to workstations including maintenance and inspection on
the machinery,
j) COG railways and
k) escalators and moving walkways.
(5) in cases where the risks associated with lifts or safety
components for lifts is used in this regulation are wholly or
partially covered in another law or directly
the applicable legislation of the European Union, this regulation on these lifts
or safety components for lifts and such risks shall not apply.
§ 2
Definition of terms
For the purposes of this regulation, means a
and) the carrier part of the lift by which persons may be present or cargo
for the purpose of lifting or lowering,
(b) the representative model of the lift) lift whose technical dossier
shows the way how they met the basic requirements for the protection of the health and
safety requirements set out in annex 1 to this regulation, for lifts
derived from the model lift defined by objective
parameters, which uses identical safety components for lifts
(c)) is a technical specification document that prescribes technical
the requirements, which has a lift or safety component for lifts
meet the.
§ 3
Technical requirements for lifts and safety components for lifts
Basic technical requirements for lifts and safety components
for lifts are basic requirements for health and safety
set out in annex 1 to this regulation, which the
proves conformity assessment. Safety components for lifts must
to meet these requirements, the lifts in which they are
incorporated.
§ 4
Making available on the market and putting into service
(1) the elevators can be placed on the market and put into service only if the
are installed correctly, and provided that they are maintained and
used for their intended purpose and comply with the requirements laid down in this
by regulation.
(2) safety components for lifts can be supplied on the market and
put into service only if, when, under the assumption that they will be
properly built, maintained and used for its intended purpose, satisfy the
the requirements laid down in this regulation.
(3) For trade fairs, exhibitions and demonstrations can perform elevators or
safety components for lifts that are not in compliance with this
by regulation, if a visible sign clearly that these elevators and
components are not in conformity, and shall not be placed or made available on the market,
until brought into conformity. When their demonstrations must be made
security measures to ensure the safety of persons.
§ 5
The manufacturer of the
(1) the manufacturer when placing safety components for lifts on the market
shall ensure that these safety components for lifts were designed and
manufactured in accordance with § 3, it shall draw up the required technical documentation
and carry out or have carried out the conformity assessment procedure
as set out in section 10.
(2) if the conformity of the safety components for lifts with established
the essential requirements, conformity assessment procedure proved, shall draw up
EU Declaration of conformity, the manufacturer shall ensure that the safety
component for lifts is accompanied by, and positioned according to § 14 of the CE marking.
(3) the manufacturer shall keep the technical documentation referred to in annex 4 to
This regulation and the EU Declaration of conformity and, where appropriate, the decision on the
the approval for a period of 10 years after the safety components for lifts
on the market.
(4) the manufacturer shall carry out in order to protect consumer health and safety
sample testing of safety components for lifts that came on the market and
the necessary investigation, if this is necessary due to the risks
is a security component for lifts. These tests and investigations
shall be carried out to the extent necessary to confirm or rebut the
of the risks involved. Producer keeps a register of complaints, of non-conforming
safety components for lifts and safety components download
for lifts from the circulation of these activities on an ongoing basis and shall inform the
distributors and vendors.
(5) the manufacturer shall ensure that the safety component for lifts
you stated on the market bear a type, batch or serial number or
or other element allowing their identification, or, where the
the size or nature of the safety components for lifts do not allow
the required information is listed on a label inseparably attached to the
safety component for lifts.
(6) the manufacturer shall indicate in a safety component for lifts, or, if not
possible, on a label inseparably attached to the safety component
for lifts in your name or business name or trade mark, and
address for service, at which he can be contacted. Address for
delivery address must be the place in which the manufacturer can be truly
to reach you. Contact details are given in a language easily understood by the
to end users and to the supervisory authority.
(7) the manufacturer shall ensure that the safety component for lifts
accompanied by the instructions referred to in point 6.1 of annex 1 to this regulation in the Czech
language. This manual and any markings on the safety
the component is placed, must be clear, comprehensible and easily
to understand.
§ 6
Authorized representative
(1) the authorized representative appointed pursuant to § 29 para. 3 of the Act shall not be
the vendor commissioned to fulfil any of the obligations specified in § 29 para.
1 (b). and even to) Act, the obligation to draw up the technical documentation
According to § 29 para. 1 (b). (b)) of the Act, however, must allow him credentials
keep the EU Declaration of conformity or keep a document about
approval of the quality system of the supplier and technical documentation and
allow him to provide synergy to the supervisory authorities.
(2) the authorized representative shall keep the EU Declaration of conformity and, where appropriate,
the document of approval of the quality system of the manufacturer or supplier, and
the technical documentation for the requirements of a supervisory authority for a period of 10 years from the
placing safety components for lifts or lift on the market.
§ 7
The importer
(1) the importer before placing safety components for lifts on the market
shall ensure that the manufacturer has made one of the conformity assessment procedures referred to in §
10, has drawn up the technical documentation, that the safety component for
lifts bear the CE marking, to be accompanied by an EU Declaration of conformity
and the required documents and that the manufacturer has complied with the requirements set out in section 5 of the
paragraph. 5 and 6.
(2) the importer shall indicate on the safety component for lifts, or, if not
possible, on its packaging or in a document attached to the safety component
your name or business name or trade mark and the address for
service, at which he can be contacted. Contact details are given in the
language easily understood by end users and to the supervisory authority.
(3) the importer shall ensure that the safety component for lifts
accompanied by the instructions referred to in point 6.1 of annex 1 to this regulation in the Czech
language.
(4) the importer performs in order to protect consumer health and safety
sample testing of safety components for lifts and the necessary investigation,
If it is appropriate to the risks, which is a security
component for lifts. These tests and the investigation is carried out to the extent
required for confirmation or refutation of the risks involved. The importer
a register of complaints, non-conforming leads safety components for
lifts and safety components for lifts the withdrawal from circulation and to keep
about these inspection activities shall inform distributors.
(5) the importer for a period of 10 years after the safety components for
lifts on the market keeps a copy of EU Declaration of conformity and, where appropriate,
decision on the approval of the supervisory authority and ensures that this
authority may be submitted technical documentation on request.
§ 8
Distributor
The distributor prior to delivery of the safety components for lifts on the market
verifies whether the
a) safety component for lifts bears the CE marking, the
(b)) is a safety component for lifts is accompanied by the EU Declaration of
conformity, the required documents and instructions referred to in point 6.1 of Appendix No. 1 to this
Regulation in the Czech language and
(c)) that the manufacturer and the importer have met the applicable requirements set out in section 5 of the
paragraph. 5 and 6 and § 7 (2). 2.
§ 9
Time to identify the operator
Economic operator for a period of 10 years from the delivery of the safety component
for lifts, keeps the data that can be used at the request of the supervisory authority
specify the operator that his safety component for lifts
He added, or to whom a safety component for elevators, he added.
§ 10
The conformity assessment procedures for safety components for lifts
Safety components for lifts must be subjected to one of
the following conformity assessment procedures:
and) type safety components for lifts shall be subjected to examination of the EU
type (module B) as laid down in part A of annex 4 to this regulation and
conformity to type is the procedure ensures conformity to type with random checking
selection, in terms of safety components for lifts (module C2),
in accordance with Annex 9 to this regulation,
b) type safety components for lifts shall be subjected to examination of the EU
type (module B) as laid down in part A of annex 4 to this regulation and
conformity to type is the procedure ensures conformity to type based on the
quality assurance of the products with regard to safety component for
lifts (module E) referred to in annex 6 to this regulation,
c) conformity assessment based on full quality assurance (module H)
According to annex 7 to this regulation.
§ 11
The conformity assessment procedures for lifts
(1) the lifts must be subjected to one of the following procedures
conformity assessment:
and) if it is designed and manufactured according to the model lift, which was
subjected to the EU type-examination (module B) as described in part B of the annex No 4 to
of this regulation, shall be subject to
1. final inspection of the lift in accordance with annex 5 to this regulation,
2. conformity to type based on quality assurance of the products in terms of
lifts (module E) referred to in annex 10 to this regulation, or
3. conformity to type based on quality assurance of the production, as regards
lifts (module D) referred to in annex 12 to this regulation, or
(b)) if they have been designed and manufactured according to the approved quality system
(module H1) as defined in annex 11 to this regulation, shall be
subjected to
1. final inspection of the lift in accordance with annex 5 to this regulation,
2. conformity to type based on quality assurance of the products in terms of
lifts (module E) referred to in annex 10 to this regulation, or
3. conformity to type based on quality assurance of the production, as regards
lifts (module G) referred to in annex 12 to this regulation, or
c) conformity based on unit verification when it comes
of lifts (module E) referred to in annex 8 to this regulation, or
d) conformity based on full quality assurance plus design examination
as for lifts (module H1), as defined in annex 11 to this regulation.
(2) in the cases referred to in paragraph 1 (b). a) and (b)), if the person
to ensure the design and manufacture of the elevator is not identical to the person responsible for the
install and test the lift, it gives the person responsible for the design and manufacture of
lift the person responsible for the installation and test an elevator available
all the necessary documents and information, to the person responsible for
install and try out the elevator to ensure correct and safe installation and
try out the elevator.
(3) any permitted differences between the lift and the lifts derived
from the model lift must be clearly specified in the technical
documentation (with maximum and minimum values).
(4) the similarity of the type series devices can be demonstrated by calculation or
structural drawings to demonstrate how compliance with the essential
technical requirements.
§ 12
Presumption of conformity
If the lift or safety component for lifts in conformity with
harmonised standards, the references of which have been published in the official
Journal of the European Union, or parts thereof, it shall be deemed to be in
the basic technical requirements to which those standards or
parts thereof.
section 13 of the
EU Declaration of conformity
(1) the EU Declaration of conformity to meet basic technical
requirements.
(2) the EU Declaration of conformity shall be drawn up in accordance with the model set out in
Annex 2 to this regulation. The statement contains the information set out in
some of the attachments size 5 to 12, to this regulation and must still be
updated. EU Declaration of conformity is also translated into the language or
languages required by the Member State of the European Union, in which the lift or
safety component for lifts placed or made available on the market.
(3) where the lift or safety component for lifts by
more harmonisation of European Union providing for the development of the EU
the Declaration of conformity be drawn up a single EU Declaration of conformity with the
links to all of these rules according to which it was considered a match,
including links to their publication. This single EU Declaration of conformity
may take the form of a folder consisting of declarations of conformity issued by the
each of the regulations.
§ 14
The CE marking and other markings
(1) the CE marking before placing on the market shall affix to each elevator cage
and on each security component for lifts, or if it is not
possible, on a label inseparably attached to the safety component for
elevators.
(2) the CE marking on the lift connects the identification number of the notified
the operator who participated in the assessment of the conformity of the lift in accordance with one of the
the following procedures, which are:
and) final inspection in accordance with annex 5 to this regulation,
b) the unit verification (module G) referred to in annex No. 8
to this regulation,
(c)), quality assurance (H1 or modules E, D) as defined in annexes 10, 11
or 12 of this regulation.
(3) the identification number referred to in paragraph 2 connects itself to the notified
body, or as directed by the supplier or his authorised
representative.
(4) the CE marking on the safety component for lifts connects
the identification number of the notified body involved in the assessment
the conformity of the safety components for lifts under any of the
the following procedures, which are:
product quality assurance) (module E) referred to in annex 6 to this
Regulation,
(b)) the full quality assurance (module H) referred to in annex 7 to this
Regulation,
(c)) to check conformity to type with random sampling, with regard to security
components for lifts (module C2), in accordance with Annex 9 to this regulation.
(5) the identification number referred to in paragraph 4 connects itself to the notified
body, or as directed by the manufacturer, or his authorised
representative.
(6) the CE marking, or the identification number of the notified
the body may be followed by any other mark indicating a special
risk or use.
§ 15
Formal defects
A formal deficiency is considered when
and) the CE marking was placed in breach of article. 30 of the regulation of the European
Parliament and of the Council (EC) no 765/2008 of 9 June. July 2008 laying
sets out the requirements for accreditation and market surveillance relating to the marketing of
products on the market and repealing Regulation (EEC) No 339/93, or with section
14. 1,
(b)) the CE marking has not been affixed,
(c) the identification number of the notified body) were placed in violation of §
14 or in violation of § 14 has not been located,
d) EU Declaration of conformity has not been drawn up,
e) EU Declaration of conformity has not been drawn up in accordance with this
by regulation,
f) technical documentation referred to in parts A and B of the annex No 4 to this
in the annexes to Regulation No 7, 8 and 11 of this regulation is missing or
incomplete,
(g)) the name or business name, trademark, or, where appropriate, address
for service manufacturer, supplier or importer has not been listed in the
accordance with § 29 para. 1 (b). g) of the Act, § 5 para. 6 or § 7 para. 2,
h) information allowing identification of the lift or the safety
components for lifts have not been given in accordance with § 29 para. 1 (b). (f))
the Act or § 5 para. 5, or
I) to the lift or safety component for lifts is not accompanied by
the guides referred to in § 29 para. 1 (b). h) of the Act or § 5 para. 7 or
These tutorials are not in accordance with the relevant requirements.
section 16 of the
Transitional provisions
(1) Lifts complying with requirements of Government Regulation No. 27/2003 Coll., as amended by
effective before the date of entry into force of this regulation, may continue to be
put into service if they have been placed on the market before the date of the acquisition of
the effectiveness of this regulation.
(2) safety components for lifts complying with the requirements of regulation
No. 27/2003 Coll., in the version in force before the date of entry into force of
of this regulation, may continue to be placed on the market if they have been listed
on the market before the date of entry into force of this regulation.
(3) the valid certificates and other documents certifying the detected
fact released persons notified pursuant to Decree-Law No.
27/2003 Coll., in the version in force before the date of entry into force of this
Regulation, shall remain in force and shall be deemed the certificates and other
the documents certifying the facts established under this regulation.
§ 17
Regulation (EEC)
Shall be deleted:
1. Government Regulation No. 27/2003 Coll. laying down technical requirements
on the lifts.
2. Government Regulation No. 127/2004 Coll., amending Decree-Law No.
27/2003 Coll. laying down technical requirements for elevators.
3. Government Regulation No. 142/2008 Coll., amending Decree-Law No.
27/2003 Coll. laying down technical requirements for lifts, as amended by
Government Regulation No. 127/2004 Coll.
section 18
The effectiveness of the
This Regulation shall enter into force on 20 March 2004. April 2016.
Prime Minister:
Mgr. Sobotka in r.
Minister of industry and trade:
Ing. Mládek, CSc., r.
Č. 1
THE BASIC REQUIREMENTS FOR HEALTH AND SAFETY
INTRODUCTORY PROVISIONS
1. the obligations relating to the essential requirements for the protection of the health and
safety shall apply only if the lift or
safety components for lifts, when used in accordance with the conditions
the vendor or manufacturer of the risk.
2. Basic requirements for health and safety, which are
contained in this regulation, are binding. Goals that set out, however,
in the current state may not be attainable. In these cases,
must be a lift or safety components for lifts designed and
constructed in such a way as to come closer to these as much as possible
objectives.
3. the supplier shall carry out a risk assessment to identify all
risks relating to lift or safety components for lifts
they produced; These products must then design and construct with regard to
This analysis.
1. In general
1.1 the use of the Government Regulation No. 176/2008 Coll. on technical requirements
to machinery, as amended (hereinafter referred to as "regulation
No 176/2008 Sb. ").
If there is a relevant risk that is not listed in this annex,
applies the basic requirements for health and safety related
design and construction of machinery referred to in annex 1 to the
Government Regulation No. 176/2008 Coll., the essential requirements for the protection of the health and
the security referred to in point 1.1.2 of annex 1 to the Decree-Law No.
176/2008 Coll. shall apply in every case.
1.2 carrier
The carrier shall take the form of the lift cage. This car must be
designed and constructed in such a way that its space and strength match
the supplier designated by the maximum number of persons and the load capacity of the lift.
If dimensions permit, the car must be the lift is intended for
the transport of people designed and constructed so that its construction
features do not obstruct or impede access and use to persons with limited
mobility and to allow any appropriate adjustments,
that may facilitate its use to such persons.
1.3 suspension and means equipment
Hanging or supporting devices the car, its attachments and
connecting parts must be selected and designed so as to provide
the necessary level of safety and to minimize the risk of the car falling,
taking into account the conditions of use, the materials used and
production conditions.
Where to hang the cages, ropes or chains must be used
at least 2 separate ropes or chains, each with its own
fastening. The ropes and chains must not have any joins or splices except,
If it is not necessary for fixing or to create an ok.
1.4. control of loading (including overspeed)
1.4.1. Lifts must be so designed, constructed and installed so that in the
case of exceeding carrying capacity has been prevented from command to be put into motion.
1.4.2. Lifts must be equipped with a speed limitation device.
This requirement does not apply to lifts in which the design of the actuator
prevents exceeding the speed limit.
1.4.3. Fast lifts must be equipped with a device controlling and
the limiting speed.
1.4.4. Lifts driven by friction pulleys must be designed so that
ensure the stability of the traction cables on the pulley.
1.5 lift machinery
1.5.1 all passenger lifts must have their own individual lift machinery. This
requirement does not apply to lifts in which the balance weight
replaced the second cage.
1.5.2. the Contractor shall ensure that the lift machinery and the associated devices
are not accessible except for maintenance and in emergencies.
1.6 Control
1.6.1. the controls of lifts intended for persons with reduced mobility
motion and orientation must be suitably constructed and fitted.
1.6.2. the function of the controls must be clearly marked.
1.6.3 the call circuits of a group of lifts may be shared or
linked.
1.6.4. Electrical equipment must be so installed and connected to
and) avoid possible confusion with circuits which do not have an elevator, nothing
in common,
(b)) it was possible to turn on the power at the load
c) movements of the lift are dependent on electrical safety devices
placed in a separate electrical safety circuit, and
(d)) a fault in the electrical installation does not cause a dangerous situation.
2. Risks to persons outside the cage
2.1. The lift must be designed and constructed so that the space in which the
cage moves, has been inaccessible except for maintenance and in emergencies.
Than the beneficiary enters into this space, it must exclude the common
the use of the elevator.
2.2. The lift must be designed and constructed so as to prevent the risk of crushing
people, if the car is in one of its extreme positions.
This requirement is satisfied by free space or escape in the
the area of the end positions.
Whereas, in special cases, in particular in the existing
buildings is not possible, this solution can be used, after the previous
the consent of the Member States of the European Union, other appropriate measures to
to prevent this risk.
2.3 Place of entry and exit of the car must be equipped with landing
doors of adequate mechanical resistance for the expected conditions
operation.
Locking device must prevent during normal operation
and starting the car, whether) the intended or unintended, as long as they are not
all landing doors are shut and locked, and
(b)) the opening of a landing door when the car is still moving and outside a
the designated landing zone.
However, commuting with the door open in a specific range for the
condition that the levelling speed is checked.
3. Risks to persons in the car
3.1 lift cars must be completely enclosed by full-length walls, full height
floors and ceilings included, with the exception of ventilation apertures, and with full-length
the door. These doors must be so designed and installed so that the
Cage cannot move unless the doors are closed, with the exception of
commuting referred to in point 2.3, and stopped, when the door is
the open.
A door shall be kept closed and secured, if the stop
between the two levels where there is risk of falling between the cage and the shaft or
If the lift is no shaft.
3.2 in the event of a power failure or failure of components must be
elevator equipped with devices to prevent free falling or
the uncontrolled movement of the cage.
The device to prevent free falling of the cage must not be dependent on hinge
the cage.
This device must be able to stop the cage at the load corresponding to the
load and at the maximum speed anticipated by the supplier. When
any load should not stop this equipment cause harmful
the slowdown for the passengers.
3.3 between the bottom of the shaft and the floor of the lift must be placed bumpers.
In this case, the free space referred to in 2.2 must be measured with a completely
compressed buffers.
This requirement does not apply to lifts in which the car due to the
the construction of the propulsion system can not get to the free space referred to in
point 2.2.
3.4. Lifts must be so designed and constructed as to make it possible to give
in motion if the device provided for in section 3.2 is not in operation.
4. Other risks
4.1 the landing doors and car doors or the two doors together, where they
motorized, must have a device against the grip of the moving door.
4.2 If the shaft door, including those with glass parts, to serve
to protect the building against fire must have adequate fire
resistance in terms of maintaining the integrity and insulation
(resistance to the effects of fire) and radiation (heat flow density in the
of fire).
4.3. Counterweights must be installed so that the
avoid any risk of colliding with or falling on the cage.
4.4. Lifts must be equipped with means enabling extrication and
the evacuation of people trapped in a cage.
4.5. The car must be fitted with two-way means of communication
allowing permanent contact with a rescue service.
4.6. Lifts must be so designed and constructed so that they can complete movements in
If the temperature in the lift machine exceeding the maximum
set by the supplier, but refuse new commands.
4.7. The car must be designed and manufactured in such a way that it is for
ensure sufficient ventilation for passengers, even in case of a longer
interruption of the operation.
4.8. The car should be adequately lit whenever in
use or a door is opened; the cage must also have emergency
lighting.
4.9. the communication referred to in section 4.5 and the emergency lighting referred to in point
4.8 must be designed and constructed so as to function even without the normal
power supply. Their function must be long enough to
allow standard rescue procedure.
4.10 control circuits of lifts which may be used in case of fire,
must be so designed and constructed as to make it possible to prevent stop
the elevator at certain levels and to allow for priority control of elevator
by rescue teams.
5. Marking
5.1 in addition to the minimum particulars required for any machine
in accordance with point 1.7.3 of annex 1 to the regulation of the Government No. 176/2008 Coll. must be
each cage is equipped with an easily visible plate clearly showing the rated
load in kilograms and the maximum number of passengers which may
be carried.
5.2 If the lift is designed to allow people trapped in the
the car to escape without outside help, the relevant instructions must be
located in a clear and visible in the car.
6. instructions
6.1 safety components for lifts specified in annex No. 3 to this
Regulation must be accompanied by instructions to the following activities could be
are carried out effectively and without danger
and Assembly)
b) connection,
c) adjustment and
(d)).
6.2 each lift must be equipped with a manual (section 29, paragraph 1 (b), (h))
of the Act). Manual contains at least the following documents:
and tutorial) drawings and diagrams necessary for normal use and
relating to maintenance, inspection, repair, periodic checks and
the rescue operations referred to in section 4.4, and
(b)) a logbook in which repairs are recorded, or regular
checks.
Č. 2
A. CONTENT OF THE EU DECLARATION OF CONFORMITY FOR SAFETY COMPONENTS FOR LIFTS
EU Declaration of conformity for safety components for lifts must
include the following information:
and business/company name) and address of the manufacturer,
(b)) or business name/style and address of the authorised representative,
c) description safety components for lifts, identification of type or series and
serial number (if any); If it is necessary to identify the
safety components for lifts, can include an image,
d) safety features safety components for lifts, if not
obvious from the description,
e) year safety components for lifts,
(f)) all the provisions under which the conformity of the safety components was
for lifts is assessed,
g) a statement that the safety component for lifts is in compliance with
all of the relevant Community harmonisation legislation of the European Union,
h) a reference to the harmonised standards, if they have been applied,
I) if was made EU type-examination of safety components
for lifts in accordance with part A of annex 4 to this Regulation: the name,
address and identification number of the notified body, that this EU
type-examination performed, and a reference to the EU type-examination certificate
This is issued by a notified body,
(j)) if it was in accordance with Annex 9 to this regulation, a procedure is executed
the assessment of conformity to type with random checking, as regards
safety components for lifts: the name, address and identification
the number of the notified body which has performed the conformity-assessment procedure,
k) if it has approved the quality system used by the manufacturer in accordance with the
conformity assessment procedure according to annex No 6 or 7 to this Regulation:
the name, address and identification number of the notified body
This quality system approved.
l) name and function of the persons empowered to sign the Declaration on behalf of the manufacturer
or his authorised representative,
m) place and date of the signing and
n) signature.
B. CONTENT OF THE EU DECLARATION OF CONFORMITY FOR LIFTS
EU Declaration of conformity for lifts must be drafted in the same language
as the instructions referred to in section 6.2 of annex 1 to this regulation and shall
include the following information
and business/company name) and address of the manufacturer,
(b)) or business name/style and address of the authorised representative,
(c) a description of the lift, the designation) type or series, serial number and the address where
the lift is installed,
(d) the installation of the lift, year)
(e)) all the provisions under which the conformity of the lift was assessed,
f) Declaration that the elevator is in conformity with the relevant Community harmonisation
the legislation of the European Union,
g) a reference to the harmonised standards, if they have been applied,
h) if the EU type-examination was made of the lift in accordance with part B of the
of annex 4 to this Regulation: the name, address and identification
the number of the notified body, that the EU type-examination of a lift
carried out, and a reference to the EU type-examination certificate, the notified
the body issued,
even if it was in accordance with annex) # 8 this regulation carried out the procedure
conformity assessment unit verification as to the
Elevators: the name, address and identification number of the notified body,
that made this the conformity assessment procedure,
j) If, pursuant to annex 5 to this regulation made
final inspection of the lift: the name, address and identification number of the
the notified body which carried out the final inspection of the lift,
to) if it was approved quality assurance system used by
the supplier in accordance with the conformity assessment procedure according to annex No 10,
11 or 12 of this Regulation: the name, address and identification number of the
the notified body which has approved the quality assurance system.
l) name and function of the persons empowered to sign the Declaration on behalf of the vendor
or his authorised representative,
m) place and date of the signing and
n) signature.
Č. 3
THE LIST OF SAFETY COMPONENTS FOR LIFTS
1. Devices for locking landing doors.
2. the Device referred to in point 3.2 of annex 1 to this regulation, which
to prevent falling or uncontrolled movements.
3. overspeed limitation Devices.
4.
and Bumpers: akumulující energy)
I) nonlinear, or
II) with damping of the return movement;
(b)) energy absorbing Bumpers.
5. Safety devices fitted to jacks of hydraulic power
the circuit used as devices to prevent falls.
6. Electric safety devices the safety represented by the
circuits with electronic components.
Č. 4
THE EU TYPE-EXAMINATION OF LIFTS AND SAFETY COMPONENTS FOR LIFTS
(module B)
The EU type-examination and safety components for lifts
1. the EU type-examination is the part of a conformity assessment procedure in which
the notified body examines the technical design of the safety component for
lifts and verifies and attests that the technical design of the safety component
for lifts complies with the relevant basic technical requirements and allow the
to satisfy those requirements the lift in which the safety component
properly built.
2. the manufacturer or his authorised representative shall submit with a single notified
body of his choice, the request of the EU type-examination.
The application must include
and the name and address of the manufacturer), and if the application is lodged by the authorised representative,
his name and address and the place of manufacture of the safety components for
elevators,
(b)) a written declaration that the same application has not been lodged with any other
a notified body,
(c)) the technical documentation,
d) representative specimen of the safety components for lifts or data
a place where it can be checked, and the notified body may
request further specimens if needed for the implementation of the programme
tests, and
(e) supporting evidence for the adequacy of) the solution adopted in the technical proposal.
This supporting evidence shall mention any relevant documents,
that have been used, including other relevant technical specifications,
in particular where the relevant harmonised standards have not been applied in full
the range. Supporting evidence, if necessary, include the results of tests,
carried out in accordance with other relevant technical specifications
Laboratory of the manufacturer, or by another testing laboratory on his behalf and under his
liability.
3. the technical documentation must enable an assessment of whether the security
component for lifts meets the conditions referred to in paragraph 1, and include the
adequate analysis and risk assessment. The technical documentation must
specify the applicable requirements and to the extent necessary for the assessment,
cover the design, manufacture and operation of the safety component for
elevators.
The technical documentation shall contain, where relevant, the
requirements:
and) description safety components for lifts, including the area of use
(in particular possible limits on speed, load and power) and conditions
(in particular explosive environments and exposure to the elements),
b) design and manufacturing drawings and diagrams,
c) explanations necessary for the understanding of said drawings and schemes and the
the functioning of safety components for lifts,
(d)) the list of harmonized standards, references to which have been published in the
The official journal of the European Union and which have been applied in full
or in part, and descriptions of the solutions adopted to security
component for lifts to meet one or both of the conditions referred to in
point 1, where those harmonised standards have not been applied, and a list of other
the relevant technical specifications which were used. In the case of
partially applied harmonised standards, the technical documentation
shall specify the parts which have been applied,
e) results of design calculations carried out by the manufacturer or
the manufacturer,
f) test reports,
(g) a copy of the instruction manual) safety components for lifts and
h) measures carried out at the production stage to ensure that series-
the manufactured safety components for lifts were identical with controlled
safety component for the elevators.
4. the notified body
a) examine the technical documentation and supporting evidence to assess the
the adequacy of the technical design of the safety components for lifts,
b) agree with the applicant, at which point the examinations and tests
carried out,
c) verifies that he was a representative sample (s) (s) (s) made in the
conformity with the technical documentation and identify the elements which have been designed in
accordance with the applicable provisions of the relevant harmonised standards, the
and elements which have been designed in accordance with other relevant technical
specifications,
(d)) carries out or causes perform appropriate examinations and tests in order to check
whether, where the manufacturer has chosen to apply the relevant specifications
harmonised standards, these have been applied correctly, the
e) carries out or causes perform appropriate examinations and tests in order to check
whether, where the appropriate specifications have not been applied
harmonised standards, allow you to other relevant
the technical specifications used by the manufacturer to the safety
component for lifts to meet the conditions referred to in paragraph 1.
The notified body shall draw up an evaluation report that records the
examinations, checks and tests and their results. Without prejudice to the
without prejudice to the obligations of the notified body to the authority for technical
Standardization, metrology and testing (hereinafter referred to as "the authority"),
the notified body shall release the content of this report, in full or in
in part, only with the consent of the manufacturer.
5. If the type of safety components for lifts meets the conditions
referred to in point 1, the notified body shall issue a certificate to the manufacturer of the EU
type-examination. This certificate must contain the name and address of the
the manufacturer, the conclusions of the EU type-examination, conditions for its validity and the
the necessary data for identification of the approved type.
The EU type-examination certificate may be accompanied by 1 or more
attachments.
The EU type-examination certificate and its annexes shall contain all
appropriate information to allow evaluation of whether they are produced
safety components for lifts in accordance with the examined type and
perform a check in operation.
If the type of safety components for lifts does not meet the conditions referred to
in point 1, the notified body shall refuse to issue a certificate of EU type examination
and shall inform the applicant accordingly, giving detailed reasons for such denial denial.
The notified body shall keep a copy of the EU type-examination certificate, its
annexes and additions, as well as technical documentation and evaluation report after
period of 15 years from the date of issue of this certificate.
6. the notified body shall ensure that it is kept informed of any changes
the generally acknowledged State of the art which indicate that the approved
type may no longer comply with the conditions laid down in paragraph 1, and
shall determine whether such changes require further investigation. If the investigation
require, the notified body shall inform the manufacturer.
7. The manufacturer shall inform the notified body that holds the technical
the documentation concerning the EU type-examination certificate of all
modifications to the approved type that may affect the conformity of the safety
components for lifts with the conditions referred to in point 1 or conditions
the EU type-examination certificate validity.
The notified body shall examine the modifications and inform the applicant whether
the EU type-examination certificate remains valid, or whether they are
need for additional review, verification or examination. The notified body
may be issued by the appendix to the original EU type-examination certificate; in
other cases, the manufacturer or his authorised representative shall proceed
According to section 2 of this part of the annex.
8. each notified body shall inform the authority of the EU type-examination certificates
type and any additions thereto which it has issued or withdrawn, and shall, periodically or on
request, make available to the authority the list of certificates and/or additions thereto which it
refused, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
the EU type-examination certificates and/or any additions thereto which it has refused,
withdrawn, suspended or otherwise restricted, and, upon request, about the certificates and
additions thereto which it has issued.
9. the European Commission, European Union Member States and the other notified
bodies may request a copy of the certificate, the notified body for the EU
type-examination or additions to them. The European Commission and the Member States
The European Union may apply to the notified body for a copy of the technical
documentation and reports on the examinations and tests carried out by him, the verifications
carried out.
10. The manufacturer must keep with the technical documentation a copy of certificates
The EU type-examination certificate, its annexes and additions at the disposal of the supervisory authority
After a period of 10 years after the safety components for lifts on the market.
11. The authorized representative
Manufacturer's authorised representative may lodge the application referred to in point 2 and
carry out the activities provided for in paragraphs 7 and 10, if in a manufacturer's credentials
authorised representative established.
(B) the EU type-examination of lifts.
1. the EU type-examination is the part of a conformity assessment procedure in
that a notified body examines the technical design of the model lift or
the elevator, for which no action has been made for the extension of, or
replacement, and verifies and attests that the technical design of the model lift or
the lift complies with the relevant basic technical requirements.
Part of the EU type-examination of a lift is the examination of a representative
a sample of the complete lift.
2. the contractor or his authorised representative shall submit with a single notified
the body which chose the notified body, which chose,
the EU type-examination request.
The application must include
and) the name and address of the supplier and, if the application is lodged by the authorized
Representative, his name and address,
(b)) a written declaration that the same application has not been lodged with any other
a notified body,
(c)) the technical documentation,
d) details of the place where the sample may be tested, with a sample of the lift
the elevator ready for examination must be in the final and
be able to use at least 3 stations (upper, middle and lower), and
(e) supporting evidence for the adequacy of) the solution adopted in the technical proposal.
This supporting evidence shall mention any relevant documents,
that have been used, including other relevant technical specifications,
in particular where the relevant harmonised standards have not been applied in full
the range. Supporting evidence, if necessary, include the results of tests,
carried out in accordance with other relevant technical specifications
laboratory supplier or by another testing laboratory on his behalf and under his
liability.
3. the technical documentation must enable the conformity of the lift with the
the relevant essential requirements.
The technical documentation shall contain, where relevant, the
requirements:
and a description of the model lift) with a clear indication of all permitted modifications
the model lift,
b) design and manufacturing drawings and diagrams,
c) explanations necessary for the understanding of said drawings and schemes and the
operation of the lift,
(d) consideration of the basic list) of the technical requirements,
(e)) the list of harmonized standards, references to which have been published in the
The official journal of the European Union and which have been applied in full
or in part, and descriptions of the solutions adopted to meet the essential technical
the requirements laid down in this regulation, where those harmonised standards
have not been applied, and a list of other relevant technical specifications,
that were used. In the event of partly applied harmonised standards
the technical documentation shall specify the parts which have been applied,
f) copy of the EU Declaration of conformity safety components for lifts
in the elevator,
g) results of design calculations carried out by or for the
the vendor,
h) test reports,
(I) a copy of the instructions) according to section 6.2 of annex 1 to this regulation and
j) measures carried out in the installation stage to ensure that series-
produced by elevators meet the essential technical requirements.
4. the notified body
a) examine the technical documentation and supporting evidence to assess the
the adequacy of the technical design of the model lift or elevator, which
There is no provision for an extension or renewal,
b) agree with the supplier, at which point they will review and
tests carried out,
(c) examine the sample lift with) in order to verify that it has been manufactured in accordance with
the technical documentation and identify the elements which have been designed in accordance with the
the applicable provisions of the relevant harmonised standards and elements
which have been designed in accordance with other relevant technical
specifications,
(d)) carries out or causes perform appropriate examinations and tests in order to check
whether in the case where a supplier has chosen to apply the relevant specifications
harmonised standards, these have been applied correctly, the
e) carries out or causes perform appropriate examinations and tests in order to check
whether, where the appropriate specifications have not been applied
harmonised standards, supplier of solutions applied under other
relevant technical specifications meet the relevant basic
technical requirements.
5. the notified body shall draw up an evaluation report that records the
examinations, checks and tests and their results. Without prejudice to the
without prejudice to the obligations of the notified body to the authority, the notified body
contents of this report shall be published, in full or in part, only with the
the agreement of the supplier.
6. Where the type meets the basic technical requirements that apply to
the elevator, the notified body shall issue a certificate to the supplier of the EU
type-examination. This certificate must contain the name and address of the
the vendor, the conclusions of the EU type-examination, conditions for its validity
and the necessary data for identification of the approved type.
The EU type-examination certificate may be accompanied by 1 or more
attachments.
The EU type-examination certificate and its annexes shall contain all
information necessary to enable it to be at the final inspection
conformity of the lifts with the approved type.
If the type does not satisfy the basic technical requirements, the notified body
refuses to issue EU type-examination certificate and shall inform the
the vendor, with the refusal of the refusal.
The notified body shall keep a copy of the EU type-examination certificate, its
annexes and additions, as well as technical documentation and evaluation report after
period of 15 years from the date of issue of this certificate.
7. the notified body shall ensure that it is kept informed of any changes
the generally acknowledged State of the art which indicate that the approved
type may no longer comply with the basic technical requirements, and
shall determine whether such changes require further investigation. If the investigation
require, the notified body shall inform the supplier.
8. the supplier shall inform the notified body of any modifications to the approved type,
including adjustments not listed in the original technical dossier, which may
affect the conformity of the lift with the essential technical requirements or conditions
the EU type-examination certificate validity.
The notified body shall examine the change and shall inform the supplier about whether
the EU type-examination certificate remains valid, or whether they are
need for additional review, verification or examination. The notified body
may be issued by the appendix to the original EU type-examination certificate; in
other cases, the manufacturer or his authorised representative shall proceed
referred to in point 2. This part of the annex.
9. each notified body shall inform the authority of the EU type-examination certificates
type and any additions thereto which it has issued or withdrawn, and shall, periodically or on
request, make available to the authority the list of certificates and/or additions thereto which it
refused, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
the EU type-examination certificates and/or any additions thereto which it has refused,
withdrawn, suspended or otherwise restricted, and, upon request, about the certificates and
additions thereto which it has issued.
10. the European Commission, European Union Member States and the other notified
bodies may request a copy of the certificate, the notified body for the EU
type-examination or additions to them. The European Commission and the Member States
The European Union may apply to the notified body for a copy of the technical
documentation and reports on the examinations and tests carried out by him, the verifications
carried out.
11. the supplier shall keep with the technical documentation a copy of certificates
The EU type-examination certificate, its annexes and additions, including the disposal of the body
supervision for a period of 10 years after the lift on the market.
12. Authorized Representative
The authorized representative of the vendor may lodge the application referred to in point 2 and
carry out the activities provided for in paragraphs 8 and 11, if that producer in credentials
authorised representative established.
Č. 5
FINAL INSPECTION OF THE LIFTS
1. final inspection is the part of a conformity assessment procedure, which
a notified body ascertains and certifies that a lift which is the subject of
the EU type-examination certificate, or which is designed and manufactured according to the
the approved quality system, meets the basic technical requirements.
2. the activities of the SUPPLIER
The contractor shall take all necessary measures to ensure that the lift which is
installed to satisfy the relevant basic technical requirements and one of the
the following requirements:
a) is in accordance with the approved type described in the certificate of the EU
type-examination certificate, or
(b)) is designed and manufactured in accordance with a quality system in accordance with Annex No.
11 to this regulation and the EU design examination certificate, if
is not wholly in accordance with the harmonized standards.
3. final inspection
A notified body chosen by the supplier will carry out the final inspection
the lift about to be placed on the market in order to verify the conformity of the lift with the
the relevant essential requirements.
3.1 the supplier shall submit a request for final inspection with a single notified
body of his choice, and the notified body shall provide the
documents:
and the drawing of the complete lift sestavný),
(b)) the drawings and diagrams necessary for final inspection, in particular schemes
control circuit,
c) instructions referred to in point 6.2 of annex 1 to this regulation and
(d)) a written declaration that the same application has not been lodged with any other
of the notified body.
The notified body may not require detailed plans or precise
information that is not necessary for verifying the conformity of the lift.
Must be performed the appropriate examinations and tests as set out in the
the relevant harmonised standard (s) or equivalent tests, in order to
ensure to check the conformity of the lift with the relevant essential
technical requirements.
3.2 the review must include at least 1 of the following:
and review of documents) referred to in point 3.1 in order to verify whether the
the lift conforms with the approved type as described in the EU type-examination certificate
referred to in part B of annex 4 to this regulation,
(b)) review of documents referred to in point 3.1 in order to verify whether the
the lift conforms with the lift, designed and manufactured in accordance with the approved
quality system in accordance with Annex 11 of this regulation and with the certificate
The EU review of the design, if the design is not entirely in accordance with the
the harmonized standards.
3.3. The test must include at least the following steps:
and operation of the lift both empty and at maximum) of a loaded lift in order to verify
correct installation and operation of the safety devices (for example, end
switches, locking devices),
(b) the operation of the elevator) at maximum load and no load to verify the
the correct operation of the safety devices in the event of a power failure,
(c) static load test) equal to 25 times the nominal
load.
Rated load conforms to section 5 of annex 1 to this regulation.
After these tests, the notified body shall check that there is no
deformation or damage that could impair the use of the lift.
4. If the lift satisfies the basic technical requirements, the notified
body shall affix, or cause to be positioned next to the CE marking of your identification
number in accordance with § 14 and shall draw up a final inspection certificate, in
the examinations and tests shall be carried out.
The notified body shall fill in the corresponding pages of the logbook referred to in section 6.2.
Annex 1 to this regulation.
If the notified body refuses to issue the final inspection certificate, this
detailed reasons for refusal, indicating the necessary corrective measures, which
to be taken. If the supplier again applies for final inspection,
must apply to the same notified body.
5. the CE marking and EU Declaration of conformity
5.1 Contractor placed in a cage of each lift, which meets the basic
the technical requirements of the CE marking, and placed next to the CE marking in the cage
each lift the identification number of the notified body referred to in point
3.1.
5.2 the supplier shall draw up a written EU Declaration of conformity for each elevator and
a copy of the EU Declaration of conformity and the final inspection certificate stores
the disposal of the supervisory authorities for 10 years after the lift on the market.
A copy of the EU Declaration of conformity on request provide the supervisory authority.
6. the European Commission and the Member States of the European Union may apply to the notified
the body of the copy of the certificate of final inspection.
7. Authorized Representative
Supplier's activities set out in points 3.1 and 5 may be on his behalf and
under his responsibility fulfilled by his authorised representative, if
the manufacturer's authorised representative established in the mandate.
Č. 6
CONFORMITY TO TYPE BASED ON QUALITY ASSURANCE OF THE PRODUCTS IN TERMS OF
SAFETY COMPONENTS FOR LIFTS
(module E)
1. conformity to type based on quality assurance of the products in terms of
safety components for lifts, is the part of a conformity assessment procedure
the notified body assesses the quality system of the manufacturer in order to
to ensure that safety components for lifts are manufactured and
monitored so that they are in conformity with the type as described in the certificate of the EU
type-examination, comply with the relevant requirements of annex 1 to this
Regulation and, in order to satisfy those requirements lift to which they are
properly built.
2. the activities of the manufacturer
The manufacturer must operate an approved quality system for final inspection and
the examination of safety components for lifts specified in point 3 and shall be subject to
surveillance as specified in point 4.
3. quality system
3.1. the manufacturer lodges an application for the safety components for lifts with a single
notified body of his choice, the request for an assessment of your system
the quality.
The application must include
and) the name and address of the manufacturer and, if the application is lodged by the authorized
Representative, his name and address,
(b)) a written declaration that the same application has not been lodged with any other
a notified body,
c) address space, where he performs final inspection and tests
safety components for lifts
d) all relevant information on safety components for
elevators, which are to be manufactured,
(e)) the documentation concerning the quality system, and
f) technical documentation for the approved safety components
lifts and a copy of the EU type-examination certificate.
3.2. Under the quality system, each safety component must be for
lifts must be examined and appropriate tests as set out in made
relevant harmonised standards, or equivalent tests, to
ensure to comply with the conditions referred to in paragraph 1. All the elements,
requirements and provisions adopted by the manufacturer must be systematically and
orderly manner in the form of written measures, procedures and instructions.
This quality system documentation must permit a consistent interpretation
programmes, plans, manuals and records relating to quality.
This quality system documentation shall contain in particular an adequate description of the
and) the objectives in terms of quality,
(b)) the organizational structure, responsibilities and powers of the management with regard to
the quality of products,
(c)) the examination and tests that will be carried out after manufacture,
(d)) the means of monitoring the efficient operation of the system
the quality and
(e)) the quality records, such as inspection reports and records of the
tests carried out, records of calibration reports
the qualifications of the personnel concerned, etc.
3.3 the notified body shall assess the quality system to determine whether it satisfies
the requirements referred to in 3.2. The elements of the quality system that conform to the
the relevant specifications of the relevant harmonised standards, compliance with these
the requirements of the standard.
Persons who, on behalf of the notified body shall carry out an assessment of the system
quality, (hereinafter referred to as "audit team") must have experience with systems
quality control and at least one Member must have experience with
assessment of the technology of lifts and knowledge of basic technical
requirements.
The audit includes an assessment visit to the manufacturer's premises.
Auditing team shall review the technical documentation referred to in point 3.1.
(a). (f)), to verify the manufacturer's ability to identify the relevant requirements of
laid down in this regulation and to carry out the necessary examinations in order to ensure
the compliance of the safety components for lifts with these requirements.
The conclusions of the audit, including the reasons therefor shall be notified to the manufacturer.
3.4. the manufacturer must undertake to fulfil the obligations arising from the
the quality system as approved and to maintain it so that it
remains adequate and efficient.
3.5. The manufacturer or his authorised representative shall keep the notified body,
that has approved the quality system informed of any intended change of the quality system.
The notified body must assess the changes proposed and decide whether the modified
the quality system will still satisfy the requirements referred to in point 3.2,
or whether a re-assessment is required.
The notified body shall notify the manufacturer, the conclusions of his review, including their
justification.
4. supervision of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer duly fulfils the obligations
arising out of the approved quality system.
4.2. the manufacturer must allow the notified body in order to assess access to
the space where the final inspection is carried out, testing and storage, and
provide it with all necessary information, in particular
and quality system documentation)
(b)) the technical documentation, and
(c)) the quality records, such as inspection reports and records from the
tests carried out, records of the performed calibration,
the qualifications of the staff concerned.
4.3. the notified body must periodically carry out audits to make sure that
manufacturer maintains and applies the quality system and shall provide the manufacturer detail about
audit.
4.4. Additionally, the notified body may make unannounced inspection
visits at the premises of the manufacturer, where he performs a final inspection and
the examination of safety components for lifts.
During such visits the notified body may, if necessary,
or have carried out tests to verify that the quality system is functioning correctly.
The notified body must provide the manufacturer with a visit report and the Protocol on
the tests have been carried out.
5. the CE marking and EU Declaration of conformity
5.1 the manufacturer shall affix the CE marking and the identification number of the notified
body referred to in point 3.1, on each individual safety component
for lifts, which satisfies the conditions referred to in point 1.
5.2. the manufacturer shall draw up for each safety component for lifts
EU Declaration of conformity in writing and a copy of it must, for organ
supervision for a period of 10 years after the safety components for lifts on
the market. The EU Declaration of conformity shall identify the safety component
for lifts, for which it has been drawn up.
6. The manufacturer shall keep at the disposal of the supervisory authority for a period of 10 years after the
safety components for lifts on the market
and) the technical documentation referred to in point 3.1 (b). (f)),
(b)) the documentation referred to in point 3.1 (b). (e)),
c) information about the change referred to in point 3.5 and the
(d)) the conclusions and reports of the notified body which are referred to in
points 3.5, 4.3 and 4.4.
7. each notified body shall inform the authority about the certifications of the approval
quality system issued or withdrawn, and shall, periodically or upon request,
the Office shall make available a list of the approval certificate, which it has refused
, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
certificates of quality system approvals which it has refused
suspended or withdrawn, and, on request, about certificates of approval
It has issued.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of quality system approval
It has issued.
8. Authorized Representative
The manufacturer's activities set out in points 3.1, 3.5, 5 and 6 may be
behalf and under his responsibility fulfilled by his authorised representative,
If the manufacturer's authorised representative established in the mandate.
Č. 7
CONFORMITY BASED ON FULL QUALITY ASSURANCE, AS REGARDS THE
SAFETY COMPONENTS FOR LIFTS
(module H)
1. conformity based on full quality assurance, as regards the
safety components for lifts is the conformity assessment procedure
which the notified body assesses the quality system of the manufacturer in order to
to ensure that safety components for lifts were designed,
manufactured, inspected and tested to comply with the relevant
the requirements of annex 1 to this regulation and to ensure that these
meet the requirements of lift to which they are correctly fitted.
2. the activities of the manufacturer
The manufacturer must operate an approved quality system for design, manufacture,
final inspection and testing of safety components for lifts by
point 3 and shall be subject to surveillance as specified in point 4.
3. quality system
3.1. The manufacturer lodges an a single notified body of his choice,
application for assessment of his quality system. The application must include
and the name and address of the manufacturer), and if the application is lodged by the authorised representative,
his name and address,
(b)) address space, where there are safety components for lifts
designed, manufactured, inspected and tested,
(c)) all relevant information on safety components for
elevators, which are to be manufactured,
(d) the technical documentation described in section), and point 3 of annex 4 to this
Regulation for one model of each category of safety components for
elevators, which is to be produced,
(e) quality and system documentation)
(f)) a written declaration that the same application has not been lodged with any other
of the notified body.
3.2. the quality system shall ensure compliance of the safety components
for lifts with the conditions referred to in point 1. All the elements, requirements
and provisions adopted by the manufacturer must be systematic and orderly
documented in the form of written measures, procedures and instructions. This
the quality system documentation must permit a consistent interpretation of the programs,
plans, manuals and records relating to the quality.
Production quality assurance system documentation must include in particular the
an adequate description
and) the objectives in terms of quality and the organisational structure, responsibilities and
powers of the management with regard to design and product quality,
(b)) the technical design specifications, including standards, that will be used, and
in the case that the relevant harmonised standards shall not be used or
not apply in full, the means, including other relevant
technical specifications, that will be used to ensure
compliance with the conditions referred to in paragraph 1,
c) inspection and design verification techniques, processes and systematic
the activities that will be used when designing the safety components for
elevators,
(d)) of the respective techniques, processes and systematic actions that are
used in the manufacture, control and quality assurance,
(e)) of the examination and tests that will be carried out before, during
and after manufacture, the frequency with which,
(f)) the quality records, such as inspection reports and records of the
tests carried out, records of calibration reports
the qualifications of the personnel concerned, and
g) the means of monitoring the achievement of the required quality
the design and the product and the efficient operation of the quality system.
3.3 the notified body shall assess the quality system to determine whether it satisfies
the requirements referred to in 3.2. The elements of the quality system that conform to the
the relevant specifications of the relevant harmonised standards, compliance with these
the requirements of the standard.
The auditing team must have experience in quality management systems and at least
one Member must have experience of assessments of the technology concerned
lift the techniques and knowledge of the basic technical requirements. Audit
shall include an assessment visit to the manufacturer's premises.
Auditing team shall review the technical documentation referred to in point 3.1.
(a). (d)), to verify the manufacturer's ability to identify the relevant essential
technical requirements and carry out the necessary review to ensure
the compliance of the safety components for lifts with these requirements.
The notified body shall inform the manufacturer or his authorised representative
the conclusions of the audit, including the reasons therefor.
3.4. the manufacturer must undertake to fulfil the obligations arising from the
the quality system as approved and to maintain it so that it
remains adequate and efficient.
3.5. The manufacturer shall inform the notified body that has approved the quality system,
of any intended change of the quality system.
The notified body must assess the changes proposed and decide whether the modified
the quality system will still satisfy the requirements referred to in point 3.2,
or whether a re-assessment is necessary.
The notified body shall notify the manufacturer, the conclusions of its assessment, including their
justification.
4. supervision of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer duly fulfils the obligations
arising out of the approved quality system.
4.2. the manufacturer must allow the notified body in order to assess access to
the places of design, manufacture, inspection and testing, and
storage and must provide it with all necessary information, in particular
and quality system documentation)
(b)) the quality records provided for in part of the quality system relating to
the design, such as results of analyses, calculations, tests,
(c)) the technical documentation relating to the manufactured safety
components for lifts and
(d)) the quality records provided for in the manufacturing part of the quality system,
for example, the reports of the inspections, the records of the tests carried out,
records of the performed calibration, reports on the qualifications of the relevant
workers, etc.
4.3. the notified body shall carry out periodic audits to make sure that
manufacturer maintains and applies the quality system and shall provide the manufacturer detail about
audit.
4.4 in addition, the notified body may pay the manufacturer unannounced
visits. During such visits the notified body may
If necessary, carry out or have carried out tests to verify that the
the quality system is functioning correctly. The notified body must provide the manufacturer detail
about your visit and log on the tests, if tests have been carried out.
5. the CE marking and EU Declaration of conformity
5.1 the manufacturer shall affix the CE marking and the identification number of the notified
body referred to in point 3.1, on each individual safety component
for lifts, which satisfies the conditions referred to in point 1.
5.2. the manufacturer shall draw up for each safety component for lifts
EU Declaration of conformity in writing and a copy of it must, for organ
supervision for a period of 10 years after the safety components for lifts on
the market. The EU Declaration of conformity shall identify the safety component
for lifts, for which it has been drawn up.
6. The manufacturer shall keep at the disposal of the supervisory authority for a period of 10 years after the
safety components for lifts on the market
and the documentation referred to in point), 3.1 (b). (e)),
(b)) the technical documentation referred to in point 3.1 (b). (d)),
c) information about the change referred to in point 3.5 and the
(d)) the conclusions and reports of the notified body referred to in points 3.5,
4.3 and 4.4.
7. each notified body shall inform the authority about the certifications of the approval
quality system issued or withdrawn, and shall, periodically or upon request,
the Office shall make available a list of the approval certificate, which it has refused
, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
certificates of quality system approvals which it has refused
suspended or withdrawn, and, on request, about certificates of approval
It has issued.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of quality system approval
It has issued.
The notified body shall keep a copy of the approval certificate, which it has issued,
its annexes and additions, as well as the technical documentation for a period of
15 years from the date of their issue.
8. Authorized Representative
The manufacturer's activities set out in points 3.1, 3.5, 5 and 6 may be
behalf and under his responsibility fulfilled by his authorised representative,
If the manufacturer's authorised representative established in the mandate.
Č. 8
CONFORMITY BASED ON UNIT VERIFICATION AS TO THE
LIFTS
(module G)
1. conformity based on unit verification is the procedure
conformity assessment, whereby a notified body assesses whether the lift complies with the
the basic technical requirements.
2. the activities of the supplier
2.1 the contractor shall take all necessary measures to ensure that the manufacturing process and
its monitoring ensure conformity of the lift with the relevant essential
technical requirements.
2.2 the contractor shall submit with a single notified body of his choice,
application for a unit verification.
The application must include
and the name and address of the supplier), and if the application is lodged by the authorized
Representative, his name and address,
b) details of the place where the lift is installed,
c) a written declaration that a similar application has not been lodged with any other
the notified body, and
(d) the technical documentation).
3. the technical documentation must enable the conformity of the lift with the
the relevant essential requirements.
The technical documentation shall contain at least the following information
description of the lift, and)
b) conceptual design and manufacturing drawings and schemes of components,
c) explanations necessary for the understanding of said drawings and schemes and the
operation of the lift,
(d) a list of the measured Basic) technical requirements,
(e)) the list of harmonized standards, references to which have been published in the
The official journal of the European Union and which have been applied in full
or in part, and descriptions of the solutions adopted to meet the essential technical
the requirements laid down in this regulation, where those harmonised standards
have not been applied, and a list of other relevant technical specifications,
that were used. In the event of partly applied harmonised standards
the technical documentation shall specify the parts which have been applied,
f) copy of the EU type-examination certificate of safety components for
the elevators in the elevator,
g) results of design calculations carried out by or for the
the vendor,
h) test reports and
(I) a copy of the lift instruction manual) referred to in section 6.2 of annex 1 to this regulation.
4. verification of the
A notified body chosen by the supplier to examine the technical documentation and
lift and carry out the appropriate tests as set out in the relevant harmonised
standard (s) or equivalent tests, to ensure the review
conformity of the lift with the relevant essential requirements. Tests
must include at least the tests referred to in point 3.3 of annex 5 to this
of the regulation.
If the lift meets the basic technical requirements, the notified body
shall draw up a certificate of conformity relating to the tests carried out.
The notified body shall fill in the corresponding pages of the logbook referred to in section 6.2.
Annex 1 to this regulation.
If the notified body refuses to issue a certificate of conformity, this fact
refusal, indicating the necessary corrective measures to be
taken. If the supplier once again asks for unit verification
the product shall apply to the same notified body.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of compliance.
5. the CE marking and EU Declaration of conformity
5.1 Contractor placed in a cage of each lift, which meets the basic
the technical requirements of the CE marking, and placed next to the CE marking in the cage
each lift the identification number of the notified body referred to in point 2.2.
5.2 the supplier shall draw up a written EU Declaration of conformity for each elevator and
a copy of the EU Declaration of conformity shall keep at the disposal of the supervisory authority for
10 years after the lift on the market. A copy of the EU Declaration of conformity
the request shall provide the supervisory authority.
6. the supplier shall keep the technical documentation and a copy of the certificate of conformity
the disposal of the supervisory authority for a period of 10 years from the date on which the lift is placed
on the market.
7. Authorized Representative
Supplier's activities set out in points 2.2 and 6 may be on his behalf and
under his responsibility fulfilled by his authorised representative, if
the manufacturer's authorised representative established in the mandate.
Č. 9
CONFORMITY TO TYPE WITH RANDOM CHECKING BY SELECTING AS REGARDS SAFETY
COMPONENTS FOR LIFTS
(module 2)
1. conformity to type with random Checking by selecting the part of the assessment process
the conformity of the notified body carries out checks on safety
components for lifts in order to ensure that they are in conformity with the approved
type as described in the EU type-examination certificate, comply with the relevant
the requirements of annex 1 to this regulation and to ensure that these
meet the requirements of lift to which they are correctly fitted.
2. production
2.1. the manufacturer shall take all measures necessary so that the manufacturing process and its
monitoring ensure that the manufactured safety components for lifts
meet the conditions laid down in paragraph 1.
3. the manufacturer lodges an application with a single notified body of his choice, the request
about the random control.
The application must include
and the name and address of the manufacturer), and if the application is lodged by the authorised representative,
his name and address,
(b)) a written declaration that the same application has not been lodged with any other
a notified body,
(c)) all relevant information on the manufactured safety components
for elevators and
d) information about the premises where the sample may be removed for safety
components for lifts.
4. the notified body shall carry out or have carried out checks on safety
components for lifts at random intervals. The notified body
Removes the on the spot an adequate sample of the finished safety
components for lifts, which must be examined and subjected to
appropriate tests set out in the relevant harmonised standards
or equivalent tests laid down in other relevant technical
specifications in order to verify whether the security component for lifts
satisfies the conditions laid down in paragraph 1. In the event that one or more of the
under the safety components for lifts is not in conformity,
the notified body shall take appropriate measures.
Aspects that should be taken into account when checking security
components for lifts, will be fixed by common agreement of all
notified bodies dealing with this procedure, taking in the
account of the basic parameters of safety components for lifts.
The notified body shall issue a certificate of conformity with the type having regard to carried out
examinations and tests.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of compliance type.
5. the CE marking and EU Declaration of conformity
5.1 the manufacturer shall affix the CE marking and the identification number of the notified
body referred to in point 3 to each individual safety component for
elevators, which satisfies the conditions referred to in point 1.
5.2. the manufacturer shall draw up for each safety component for lifts
EU Declaration of conformity in writing and a copy of it must, for organ
supervision for a period of 10 years after the safety components for lifts on
the market. The EU Declaration of conformity is given a safety component for
lifts, for which it has been drawn up.
6. Authorized Representative
The activities of the manufacturer can be on his behalf and under his responsibility fulfilled
his authorised representative, if this manufacturer in the mandate
authorised representative established. The authorized representative may not fulfil the
the activities of the manufacturer referred to in point 2.
Č. 10
CONFORMITY TO TYPE BASED ON QUALITY ASSURANCE OF THE PRODUCTS IN TERMS OF
LIFTS
(module E)
1. conformity to type based on quality assurance of the products is part of the
conformity assessment procedure whereby a notified body assesses the system
the quality of the vendor's product in order to ensure that the lifts were in line
with the approved type as described in the EU type-examination certificate, or
an elevator designed and made in the context of a complete system of quality
approved in accordance with Annex 11 to this regulation and comply with the
the basic technical requirements.
2. the activities of the supplier
The supplier shall operate an approved quality system for final inspection and
testing of lifts according to point 3 and shall be subject to surveillance as specified in point 4.
3. quality system
3.1 the supplier shall submit with a single notified body of his choice,
application for assessment of his quality system for the lifts.
The application must include
and the name and address of the supplier), and if the application is lodged by the authorized
Representative, his name and address,
(b)) all relevant information on the lifts, which are to be
installed,
(c) quality system documentation)
(d)) the technical documentation of lifts which are to be installed, and
e) a written declaration that the same application has not been lodged with any other
of the notified body.
3.2. Under the quality system, each lift must be examined and must
be made to the appropriate tests as set out in the relevant harmonised
standards, or equivalent tests, to ensure its conformity with the
the relevant essential requirements.
All the elements, requirements and provisions adopted by the installer must be
a systematic and orderly manner in the form of written policies,
procedures and instructions. This quality system documentation must permit a
uniform interpretation programmes, plans, manuals and records relating to the
the quality.
This quality system documentation shall contain in particular an adequate description of the
and) the objectives in terms of quality,
(b)) the organizational structure, responsibilities and powers of the management with regard to
the quality of products,
(c)) the examination and tests that will be carried out before placing on the market,
at least including the tests referred to in point 3.3 of annex 5 to this
Regulation,
(d)) the means of monitoring the efficient operation of the system
the quality and
(e)) the quality records, such as inspection reports and records of the
tests carried out, records of calibration reports
the qualifications of the staff concerned.
3.3 the notified body shall assess the quality system to determine whether it satisfies
the requirements referred to in 3.2. The elements of the quality system that conform to the
the relevant specifications of the relevant harmonised standards, compliance with these
the requirements of the standard.
In the auditing team must have at least one member with experience of
the elevator technology assessment techniques and knowledge of the basic
technical requirements. The audit includes an assessment visit to the premises of the
the premises of the supplier and on the place of installation of the lift.
The conclusions of the audit, including the reasons therefor shall be notified to the supplier.
3.4 the supplier shall undertake to fulfil the obligations arising from the
the quality system as approved and to maintain it so that it
remains adequate and efficient.
3.4.1. The contractor shall inform the notified body that has approved the system
the quality of any intended change to the system.
3.4.2. The notified body must assess the changes proposed and decide whether the modified
the quality system will still satisfy the requirements referred to in point 3.2,
or whether a re-assessment is necessary.
The notified body shall notify the supplier of the conclusions of its review, including
their justification.
The notified body shall affix, or cause to be positioned next to the CE marking of your
identification number in accordance with § 14.
4. supervision of the notified body
4.1. The purpose of surveillance is to make sure that the installer duly fulfils the obligations
arising out of the approved quality system.
4.2 the supplier shall allow the notified body in order to assess access to
the space intended for the installation, inspection and testing locations and provide it
all necessary information, in particular
and quality system documentation)
(b)) the technical documentation, and
(c)) the quality records, such as inspection reports and records from the
tests carried out, records of the performed calibration,
the qualifications of the personnel concerned, etc.
4.3. the notified body shall carry out periodic audits to make sure that
the installer maintains and applies the quality system and shall provide the installer
an audit report.
4.4. Additionally, the notified body may make unannounced inspection
visit to the place of installation of the lift.
During such visits the notified body may, if necessary,
or have carried out tests to verify that the quality system and the lift properly
they work. The notified body shall provide the supplier with a visit report and
the Protocol, if they have been carried out.
5. the supplier shall keep at the disposal of the supervisory authority for a period of 10 years from the
the last of the lift on the market
and the documentation referred to in point), 3.1 (b). (c)),
(b)) the technical documentation referred to in point 3.1 (b). (d)),
c) information about the change referred to in point 3.4.1 and
(d)) the conclusions and reports of the notified body which are referred to in
3.4.2, points 4.3 and 4.4.
6. each notified body shall inform the authority of certificates of approval
quality system issued or withdrawn, and shall, periodically or upon request,
the Office shall make available a list of the approval certificate, which it has refused
, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
certificates of quality system approvals which it has refused
suspended or withdrawn, and, on request, about certificates of approval
It has issued.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of quality system approval
It has issued.
7. CE marking and EU Declaration of conformity
7.1 the supplier shall affix in a cage of each lift, which meets the basic
the technical requirements of the CE marking, and placed next to the CE marking in the cage
each lift the identification number of the notified body referred to in point 3.1.
7.2 the supplier shall draw up a written EU Declaration of conformity for each elevator and
a copy of the EU Declaration of conformity shall keep at the disposal of the supervisory authority for
10 years after the lift on the market. A copy of the EU Declaration of conformity
the request shall provide the supervisory authority.
8. Authorized Representative
Supplier's activities set out in points 3.1, 3.4.1, 5 and 7 may be his
behalf and under his responsibility fulfilled by his authorised representative,
If the manufacturer's authorised representative established in the mandate.
Č. 11
CONFORMITY BASED ON FULL QUALITY ASSURANCE PLUS DESIGN EXAMINATION
WHEN IT COMES TO ELEVATORS
(module H1)
1. conformity based on full quality assurance plus design examination
in terms of lifts, it is the conformity assessment procedure whereby a notified
It assesses the quality system of the supplier and, where appropriate, a proposal from the lifts with the
to ensure that the lifts comply with the relevant technical background
requirements.
2. the activities of the supplier
The supplier shall operate an approved quality system for design, manufacture,
mounting, installation, final lift inspection and testing as specified in point 3 and
shall be subject to surveillance as specified in point 4. The adequacy of the technical design of the lifts
must be reviewed in accordance with section 3.3.
3. quality system
3.1 the supplier shall submit with a single notified body of his choice,
application for assessment of his quality system.
The application must include
and the name and address of the supplier), and if the application is lodged by the authorized
Representative, his name and address,
(b)) all relevant information on the lifts, which are to be
installed, in particular information which makes for an understanding of the relationship
between the design and operation of the lift,
(c) quality system documentation)
(d)) the technical documentation described in point 3 of part B of the annex No 4 to
of this regulation and
e) a written declaration that the same application has not been lodged with any other
of the notified body.
3.2. The quality system shall ensure compliance of the lifts with the relevant
basic technical requirements. All the elements, requirements, and
provisions adopted by the installer must be systematic and orderly
documented in the form of written measures, procedures and instructions. This
the quality system documentation must permit a consistent interpretation of the procedures,
for example, programmes, plans, manuals and records relating to quality.
This quality system documentation shall contain in particular an adequate description of the
and) the objectives in terms of quality and the organisational structure, responsibilities and
powers of the management with regard to design and product quality,
(b)) the technical design specifications, including standards, that will be used, and
in the case that the relevant harmonised standards shall not be used in full
the scope, the means, including other relevant technical
specifications, that will be used to ensure that the
the essential technical requirements,
c) inspection and design verification techniques, processes and systematic
the activities that will be used when designing the lifts,
(d)) the examinations and tests that will be carried out when taking delivery
materials, components and sub-assemblies,
(e)) of the respective techniques, processes and systematic actions that are
be used for the Assembly, installation, inspection and quality assurance techniques,
f) examinations and tests that will be carried out before installation
(for example, inspection of installation conditions: shaft, housing of machinery), during
installation and after installation (including at least the tests referred to in point 3.3.
Annex 5 to this Regulation),
(g)) the quality records, such as inspection reports and records of the
tests carried out, records of calibration reports
the qualifications of the staff concerned, and
h) the means of monitoring the achievement of the required quality
the design and the product and the efficient operation of the quality system.
3.3 design review
3.3.1 if the design is not entirely in accordance with harmonized standards,
a notified body finds that the design meets the basic technical
requirements, and if so, issues a certificate to the supplier of the EU
examination of the design with the indication of the limits of validity of the certificate and the data
necessary for identification of the approved design.
3.3.2 If the design does not satisfy the relevant technical requirements,
the notified body refuses to issue EU design examination certificate and
It shall inform the supplier, with the refusal of the refusal.
The notified body shall ensure that it is kept informed of any changes in the generally
acknowledged State of the art which indicate that the approved design no longer
may not be in accordance with the basic technical requirements, and decides
whether such changes require further investigation. If the investigation so require,
the notified body shall inform the supplier.
3.3.3. The contractor shall inform the notified body that has issued certificate of EU
examination of the design of all modifications to the approved design that may have
affect the conformity with the essential requirements or the conditions
the validity of the certificate. Such a change of the notified body which issued the
EU design examination certificate, in the form of an appendix to approve additional
the original EU design examination certificate.
3.3.4. Each notified body shall inform the authority of EU certificates
design review and any additions thereto which it has issued or withdrawn, and
shall, periodically or upon request, make available to the authority the list of EU certificates
design review and any additions thereto which it has refused, suspended or otherwise
restricted.
Each notified body shall inform the other notified bodies of the
EU design examination certificates and/or any additions thereto which it has refused,
withdrawn, suspended or otherwise restricted, and, upon request, about the certificates and
additions thereto which it has issued.
The European Commission and European Union Member States and the other notified
operators may request the notified body for a copy of the certificate of the EU
a review of the proposal and the amendments to them. The European Commission and the Member States
The European Union may apply to the notified body for a copy of the technical
documentation and the results of the review carried out by the notified body.
3.3.5 the vendor keeps a copy of EU design examination certificate, its
annexes and additions together with the technical documentation at the disposal of the authority
supervision for a period of 10 years after the lift on the market.
3.4 Assessment of the quality system
The notified body shall assess the quality system to determine whether it satisfies
the requirements referred to in 3.2. The elements of the quality system that conform to the
the relevant specifications of the relevant harmonised standards, compliance with these
the requirements of the standard.
In the auditing team must have at least one member with experience of
the elevator technology assessment techniques and knowledge of the basic
technical requirements. The audit includes an assessment visit to the premises of the
the premises of the supplier and on the place of installation of the lift.
Auditing team shall review the technical documentation referred to in point 3.1.
(a). (d)), in order to verify that the supplier is able to determine the appropriate base
technical requirements and carry out the necessary review to ensure
compliance with these requirements in respect of the lift.
The conclusions of the audit, including justification shall notify the supplier, or
his authorised representative.
3.5 the supplier undertakes to fulfil the obligations arising out of the
quality system as approved and to maintain it so that it remains
adequate and efficient.
The supplier shall inform the notified body that has approved the quality system,
any intended change to the system.
The notified body must assess the changes proposed and decide whether the modified
the quality system will still satisfy the requirements referred to in point 3.2,
or whether a re-assessment is necessary.
The notified body shall notify the supplier, where applicable, his authorised
the representatives, including its assessment of the conclusions of their justification.
The notified body shall affix, or cause to be positioned next to the CE marking of your
identification number in accordance with § 14.
4. supervision of the notified body
4.1. The purpose of surveillance is to make sure that the installer duly fulfils the obligations
arising out of the approved quality system.
4.2 the supplier shall allow the notified body in order to assess access to
the places of design, manufacture, Assembly, installation, inspection and
testing and storage and shall provide it with all necessary information, in particular
and quality system documentation)
(b)) the quality records provided for in part of the quality system relating to
the design, such as results of analyses, calculations, tests, and
(c)) the quality records provided for in part of the quality system relating to
taking delivery and installation, for example, reports of inspections,
the records of the tests carried out, records of the performed calibration, news
about the qualifications of the staff concerned.
4.3. the notified body shall carry out periodic audits to make sure that
the installer maintains and applies the quality system and shall provide the installer
an audit report.
4.4. Additionally, the notified body may make unannounced inspection
visit the supplier's premises or at the place of installation
the elevator. During such visits the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is properly
works. The notified body shall provide the supplier with a visit report and
the Protocol, if they have been carried out.
5. the supplier shall keep at the disposal of the supervisory authority for a period of 10 years from the
placing on the market
and the documentation referred to in point), 3.1 (b). (c)),
(b)) the technical documentation referred to in point 3.1 (b). (d)),
c) information about the change referred to in point 3.5 and the
(d)) the conclusions and reports of the notified body referred to in points 3.5,
4.3 and 4.4.
6. each notified body shall inform the authority of certificates of approval
quality system issued or withdrawn, and shall, periodically or upon request,
the Office shall make available a list of certificate of quality system approval
refused, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
certificates of quality system approvals which it has refused
suspended or withdrawn, and, on request, about certificates of approval system
the quality which it has issued.
The notified body shall keep a copy of the approval certificate, which it has issued,
its annexes and additions, as well as the technical documentation for a period of
15 years from the date of their issue.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of quality system approval
It has issued.
7. CE marking and EU Declaration of conformity
7.1 the supplier shall affix in a cage of each lift, which meets the basic
the technical requirements of the CE marking, and placed next to the CE marking in the cage
each lift the identification number of the notified body referred to in point 3.1.
7.2 the supplier shall draw up a written EU Declaration of conformity for each elevator and
a copy of the EU Declaration of conformity shall keep at the disposal of the supervisory authority for
10 years after the lift on the market. A copy of the EU Declaration of conformity
the request shall provide the supervisory authority.
8. Authorized Representative
Supplier's activities set out in points 3.1, 3.3.5, 3.3.3, 5 and 7 may
be on his behalf and under his responsibility fulfilled by his authorised
Representative, if the authorised representative of the manufacturer in the credential
It has specified.
Č. 12
CONFORMITY TO TYPE BASED ON QUALITY ASSURANCE OF THE PRODUCTION, AS REGARDS
LIFTS
(module D)
1. conformity to type based on quality assurance of the production, as regards
lifts, is the part of a conformity assessment procedure, the notified body
assesses the quality of the production system supplier with the aim to ensure that
the lifts were installed in conformity with the approved type as described in the
the EU type-examination certificate or with an elevator designed and manufactured in
part of the quality system approved in accordance with Annex 11 to this
Regulation and comply with the relevant basic technical requirements.
2. the activities of the supplier
The supplier shall operate an approved quality system for production, installation,
installation, final lift inspection and testing as specified in point 3 and shall be subject to
surveillance as specified in point 4.
3. quality system
3.1 the supplier shall submit with a single notified body of his choice,
application for assessment of his quality system.
The application must include
and the name and address of the supplier), and if the application is lodged by the authorized
Representative, his name and address,
(b)) all relevant information on the lifts, which are to be
installed,
(c) quality system documentation)
(d)) the technical documentation of lifts which are to be installed, and
e) a written declaration that the same application has not been lodged with any other
of the notified body.
3.2. The quality system shall ensure compliance of the lifts with the relevant
basic technical requirements.
All the elements, requirements and provisions adopted by the installer must be
a systematic and orderly manner in the form of written policies,
procedures and instructions. This quality system documentation must permit a consistent
interpretation programmes, plans, manuals and records relating to quality.
Production quality system documentation shall contain in particular an adequate
Description
and) the objectives in terms of quality and the organisational structure, responsibilities and
powers of the management with regard to product quality,
(b)) techniques, processes and systematic actions that will be used when
production, control and quality assurance,
(c)) the examination and tests that will be carried out before the installation, during the
installation and after installation,
d) quality records, such as inspection reports and records of the
tests carried out, records of calibration reports
the qualifications of the personnel concerned, and
(e)) the means of monitoring the achievement of the required quality
products and the efficient operation of the quality system.
3.3 the notified body shall assess the quality system to determine whether it satisfies
the requirements referred to in 3.2. The elements of the quality system that conform to the
the relevant specifications of the relevant harmonised standards, compliance with these
the requirements of the standard.
In the auditing team must have at least one member with experience of
the elevator technology assessment techniques and knowledge of the basic
technical requirements.
The audit includes an assessment visit to the premises of the supplier and
on the place of installation of the lift.
The conclusions of the audit, including the reasons therefor shall be notified to the supplier.
3.4 the supplier shall undertake to fulfil the obligations arising from the
the quality system as approved and to maintain it so that it
remains adequate and efficient.
3.4.1. The contractor shall inform the notified body that has approved the system
the quality of any intended change to the system.
3.4.2. The notified body must assess the changes proposed and decide whether the modified
the quality system will still satisfy the requirements referred to in point 3.2,
or whether a re-assessment is necessary.
The notified body shall notify the supplier of the conclusions of its assessment, including their
justification.
The notified body shall affix, or cause to be positioned next to the CE marking of your
identification number in accordance with § 14.
4. supervision of the notified body
4.1. The purpose of surveillance is to make sure that the installer duly fulfils the obligations
arising out of the approved quality system.
4.2 the supplier shall allow the notified body in order to assess access to
the space intended for the manufacture, Assembly, installation, inspection, testing and
storage and must provide it with all necessary information, in particular
and quality system documentation)
(b)) the technical documentation, and
(c)) the quality records, such as inspection reports and records from the
tests carried out, records of the performed calibration,
the qualifications of the staff concerned.
4.3. the notified body shall carry out periodic audits to make sure that
the installer maintains and applies the quality system and shall provide the installer
an audit report.
4.4. Additionally, the notified body may take place at the supplier unannounced
visits. During such visits the notified body may
If necessary, carry out or have carried out tests to verify that the
the quality system is functioning correctly. The notified body shall provide to the supplier
with a visit report and, if tests have been carried out.
5. the supplier shall keep at the disposal of the supervisory authority for a period of 10 years from the
placing on the market
and the documentation referred to in point), 3.1 (b). (c)),
(b)) the technical documentation referred to in point 3.1 (b). (d)),
c) information about the change referred to in point 3.4.1 and
(d)) decisions and reports of the notified body referred to in points
3.4.2, 4.3 and 4.4.
6. each notified body shall inform the authority of certificates of approval
quality system issued or withdrawn, and shall, periodically or upon request,
the Office shall make available a list of certificate of quality system approval
It has refused, suspended or otherwise restricted.
Each notified body shall inform the other notified bodies of the
certificates of quality system approvals which it has refused
suspended or withdrawn, and, on request, about certificates of approval system
the quality which it has issued.
The notified body shall provide to the European Commission and the Member States of the European
the Union at the request of a copy of the certificate of quality system approval
It has issued.
7. CE marking and EU Declaration of conformity
7.1 the supplier shall affix in a cage of each lift, which meets the basic
the technical requirements of the CE marking, and placed next to the CE marking in the cage
each lift the identification number of the notified body referred to in point 3.1.
7.2 the supplier shall draw up a written EU Declaration of conformity for each elevator and
a copy of the EU Declaration of conformity shall keep at the disposal of the supervisory authority for
10 years after the lift on the market. A copy of the EU Declaration of conformity
the request shall provide the supervisory authority.
8. Authorized Representative
Supplier's activities set out in points 3.1, 3.4.1, 5 and 7 may be his
behalf and under his responsibility fulfilled by his authorised representative,
If the manufacturer's authorised representative established in the mandate.
1) directive of the European Parliament and of the Council of the EU of 33/26. February
2014 on the harmonisation of the laws of the Member States relating to the
lifts and safety components for lifts.