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Imported Civil Nuclear Safety Equipment Supervision And Management Regulations (Haf604)

Original Language Title: 进口民用核安全设备监督管理规定(HAF604)

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(December 28, 2007, the State environmental protection administration, the 46th release as of January 1, 2008) contents chapter I General provisions chapter II units outside the registration chapter III supervision of nuclear safety supervision Department under the State supervision of fourth civil nuclear facilities operating units, pre-shipment inspection, acceptance and loading the fifth chapter import civil nuclear safety equipment safety inspection of the sixth chapter legal liability the seventh chapter supplementary articles first     Chapter I General provisions article in order to strengthen the supervision and administration of imported civil nuclear safety equipment, in accordance with the Ordinance on civil nuclear safety equipment supervision and management, these provisions are formulated.     Provisions of this article apply for People's Republic of China civilian nuclear facilities in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities offshore units (hereinafter "offshore unit") of the registration management and safety inspection for imported civil nuclear safety equipment.     Article nuclear safety regulatory authorities under the State Council is responsible for registration administration on overseas units, and engage in civil nuclear safety equipment design, manufacturing, installation, supervision and inspection and non-destructive testing activities.     State nuclear safety regulatory authorities and inspection bodies shall conduct safety tests on civil nuclear safety equipment imports.     Fourth article civilian nuclear facilities operating units, should in civilian nuclear security equipment of foreign trade contract in the, clear agreed following main content: (a) outside units should tie State nuclear security regulatory sector of supervision check; (ii) about imports civilian nuclear security equipment prison made, and shipment Qian test, and prison loaded and acceptance, aspects of requirements; (three) imports civilian nuclear security equipment of technology conditions and security test of related matters.     Chapter II registration of offshore units offshore unit shall, prior to the fifth article of State nuclear safety regulatory authority for registration.     They intend to engage in civil nuclear safety equipment design, manufacturing or installation activities, should be in accordance with the type of activities (design, manufacture, installation), type of equipment and nuclear safety levels apply. Non-destructive inspection activities to engage in civil nuclear safety equipment, shall apply to the non-destructive test methods.     Non-destructive testing methods include: radiographic testing (RT), ultrasonic testing (UT), magnetic particle testing (MT), Eddy current testing (ET), penetrant testing (PT), leak testing (LT), Visual testing (VT).     Sixth article application registered registration of outside units, should meet civilian nuclear security equipment supervision Management Ordinance 31st article provides of conditions, main including: (a) comply with People's Republic of China legal, and administrative regulations of provides; (ii) for where national (area) legal established of business enterprise; (three) has and intends engaged in activities related of work performance, and full 5 years above; (four) has and intends engaged in activities phase adapted of work places, and facilities and equipment, and by assessment qualified of professional technicians;     (Five) has and intends engaged in activities phase adapted of quality guarantee system; (six) has made where country nuclear security regulatory sector provides of corresponding qualification; (seven) using of civilian nuclear security equipment design, and manufacturing, and installation and lossless test technology is mature of or after validation of; (eight) used People's Republic of China of civilian nuclear security equipment national standards, and industry standard or State nuclear security regulatory sector recognized of standard. Seventh article application registered registration of, should submitted following application material: (a) outside units registered registration applications; (ii) business enterprise in where national (area) legal established of proved material; (three) has made where country nuclear security regulatory sector provides qualification of proved material, or has made other related qualification of proved material; (four) engaged in nuclear facilities nuclear security equipment activities performance of description material; (five) and intends engaged in of civilian nuclear security equipment activities related of capacity description material, including personnel equipped with, and plant, and     Standard specification for equipment, technical ability, and enforcement capacity; (vi) the quality assurance program or the quality management manual and (VII) other materials required by the nuclear safety regulatory departments under the State Council.     These materials should be submitted by the applicant in Chinese or English text.     Article eighth nuclear safety supervision and management departments of the State Council upon receipt of the registration application, shall review the application materials submitted by eligible, to be admissible.     The Nineth nuclear safety regulatory authorities under the State Council shall complete the review within 45 working days after accepting the application, to meet the conditions, granting registration, issuing the People's Republic of China civil nuclear safety equipment activities outside the registration confirmation letter, and announce it; do not meet the conditions, notify the applicant in writing and state the reasons. In the process of review, nuclear safety regulatory authorities under the State Council may appoint an expert technical review and, if necessary, can be sent to the foreign applicant for on-site verification.     Technical review and on-site verification time is not calculated within the period specified in the preceding paragraph.     Tenth registration confirmations are divided into four categories: (a) the People's Republic of China outside the civil nuclear safety equipment design registration confirmation, (ii) People's Republic of China civil nuclear safety equipment manufacturing unit outside confirmation of registration, (iii) People's Republic of China civil nuclear safety equipment installed outside the unit registration confirmation and (iv) People's Republic of China civil nuclear safety equipment outside confirmation of registration of non-destructive testing entities.     11th confirmation of registration shall contain the following: (a) the company name, country (region), residence and legal representative; (ii) granting registration types and scope of activities; (c) the term of validity of registration; (iv) the registration confirmation number; (e) the issuing authority and issuing confirmation of registration date.     12th State nuclear safety regulatory authorities after the completion of registration of foreign entities, registration should be copied to the nuclear industry under the State Council departments and other departments concerned.     Nuclear safety regulatory authorities under the State Council shall regularly publish registration of offshore units.     13th confirmation of registration valid for 5 years.     Registration confirmation has expired, the unit needs to continue to engage in outside activities, should be in the confirmation of registration before the expiry of 6 months, re-registration application to nuclear safety regulatory authorities under the State Council.     14th article by registered registration of outside units, change units of name, and where national (area), and residence or statutory representative people of, should since its in where national (area) change registration of day up 30th within, to State nuclear security regulatory sector submitted following material, application handle registered registration confirmed book change procedures: (a) registered registration change applications; (ii) original registered registration confirmed book copies; (three) change situation description and the related proved material;     (D) other materials required by the nuclear safety regulatory departments under the State Council. Nuclear safety regulatory authorities under the State Council shall be to verify confirmation of changes in registration of overseas entities. The case, grant registration confirmation procedures.     After change of the registration confirmation is valid for the validity of the original registration confirmation.     15th change the type or scope of activity of the registration shall reapply to the State nuclear safety regulatory authorities.     16th outlaw registration confirmation or not in accordance with the confirmation of registration activities under the kind and scope to engage in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities.     Prohibiting offshore unit entrusted territory without a permit access to civil nuclear safety equipment unit or units outside the confirmation of registration is not made, for People's Republic of China civilian nuclear facilities in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities.     Forgery, alteration, transfer the registration confirmation.     17th registered offshore unit, People's Republic of China civilian nuclear facilities in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities should abide by the People's Republic of China-related laws, administrative regulations and the nuclear safety regulation on supervision and management, and responsible for the quality of its corresponding activities engaged in by.     Chapter III supervision of nuclear safety supervision Department under the State 18th registered offshore unit, civil nuclear safety equipment for civilian nuclear facilities in design, manufacturing, installation, and non-destructive testing activities shall be subject to the supervision of nuclear safety supervision Department under the State and its agencies check objectively reflect the situation and provide the necessary information. The 19th civilian nuclear facilities business unit should be since foreign trade contract within 20 working days from the date of entry into force, nuclear safety regulatory authorities under the State Council and its agencies to submit written reports.     Content of the written report shall include contracts relating to quality and technology articles, technical annex to the contract, delivery date, schedule, and so on. OU should be in related civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing began 1 month ago, nuclear safety regulatory authorities under the State Council and its agencies to submit written reports.     Written report should include civil nuclear safety equipment design, manufacturing, installation and contents of non-destructive testing activities, scheduling, quality plans and operation supervision plan.     20th nuclear safety supervision Department under the State and its agencies, based on civil nuclear facilities operating units should be submitted in accordance with the provisions of the relevant report, identifies the need for supervision and inspection of the content, development of appropriate supervision and inspection plan, and notify the operating unit.     Operating units should be identified in the plan of supervision and inspection checkpoints started 2 months ago, written notice to the State nuclear safety regulatory departments and agencies. 21st article State nuclear security regulatory sector and sent institutions, in on outside units engaged in of civilian nuclear security equipment design, and manufacturing, and installation and lossless test activities for supervision check Shi, right to take following measures: (a) to related units of statutory representative people and other about personnel understand situation; (ii) into related units for site check; (three) check out, and copy related file, and records and other about information; (four) on found of quality problem or defects,     Entrust the investigation and handling of civilian nuclear facilities business unit and submit report on the briefing note and subsequent processing.     Nuclear safety supervision Department under the State and its institutions, when conducting supervision and inspection, OU should be sent in coordination.     22nd nuclear safety supervision Department under the State and its institutions, when conducting supervision and inspection, you should check the recorded contents, identify problems and deal with the situation, and from supervision and inspection personnel, civilian nuclear facilities operating unit personnel and units in charge of supervision and inspection to sign it.     Supervision and inspection units responsible person refused to sign, and the situation supervisory and inspective personnel shall be recorded.     Fourth chapter of civilian nuclear facilities business unit of supervision, pre-shipment inspection, loading 23rd civilian nuclear facilities business unit and acceptance should be carried out on imported civil nuclear safety equipment inspection, pre-shipment inspection, monitoring equipment and quality inspection of imported civil nuclear safety equipment.     24th civilian nuclear facilities business unit should be equipped with a sufficient number and have the corresponding expertise and operational capacity of supervision, pre-shipment inspection, acceptance and loading personnel.     25th civilian nuclear facilities business unit should establish supervision, preshipment inspection, acceptance and loading plan, the corresponding inspection requirements.     Is responsible for the inspection, preshipment inspection, acceptance and loading personnel shall perform supervision, pre-shipment inspection, loading and inspection plan and inspection requirements.     26th civilian nuclear facilities business unit should be imported civil nuclear safety equipment to verify the quality of design activities.     27th civilian nuclear facilities business unit should be non-destructive testing on imported civil nuclear safety equipment to verify the quality of the activities. Verification provided for in the preceding paragraph, can take the site witnesses, document review and other means.     If necessary, retesting can carry out spot checks.     28th civil nuclear facilities business unit should be registered with the register of units outside the quality assurance program or for monitoring the implementation of the quality management manual. 29th civil nuclear operations unit personnel, inspection, verification or monitoring should be recorded, identify the problems and to deal with the situation.     Found to be in conformity with the contract or the provisions of the operating unit should be processed in a timely manner, and the nuclear safety regulatory authorities under the State Council for the record. Fifth chapter import safety of civil nuclear safety equipment inspection 30th State nuclear safety regulatory authorities and inspection bodies shall conduct safety tests on civil nuclear safety equipment imports.     Safety inspection can take the form of independent verification or validation.     Without the safety inspection or failed to pass the safety inspection for imported civil nuclear safety equipment shall not be People's Republic of China on civil nuclear facilities in operation.     Article 31st civil nuclear safety equipment safety inspection is based, including: (a) the People's Republic of China stipulated by laws and administrative regulations and nuclear safety supervision and management, (ii) civil nuclear safety equipment to national standards, industry standards or application for registration of overseas entities recognized by the nuclear safety supervision Department under the State criteria, (iii) a foreign trade contract; (d) the equipment specifications.     32nd imported civil nuclear safety equipment safety inspection personnel should be familiar with the relevant laws and regulations, standards and related technical documents, and related inspection skills.     Article 33rd civil nuclear safety equipment before reaching port, civil nuclear facilities business unit to the competent security authorities and inspection bodies and inspection, and provide the following information: (a) the import application form for civil nuclear safety equipment inspection, (ii) the copy of the registration confirmation, (iii) packing list; (iv) quality certificate.     Operating unit to submit such material should be in Chinese or English. 34th State nuclear safety regulatory authorities and inspection bodies should review its civilian nuclear facilities operating unit inspection of materials in accordance with these provisions.     If necessary, you can check the CIF device. To meet the requirements, issue the civil nuclear safety equipment import clearance of release.     Operating unit with the import clearance release civil nuclear safety equipment in accordance with the relevant laws and regulations to the relevant body for the inspection procedures.     Does not meet the requirements of nuclear safety regulatory authorities and inspection bodies under the State Council shall notify the operating unit, and state the reasons.     35th article civilian nuclear facilities operating units should in imports civilian nuclear security equipment plans open box check 20 a days Qian, to State nuclear security regulatory sector and belongs of test institutions declared, and submitted following material: (a) imports civilian nuclear security equipment Assembly total figure, and factory test test report, products completed file; (ii) operating units prison made, and shipment Qian test and prison loaded and acceptance results report; (three) State nuclear security regulatory sector supervision check found problem of processing and close situation report;     (D) imported civil nuclear safety equipment not in accordance with the conditions, as well as large and major non-conformance recording, (v) other materials required by the nuclear safety regulatory departments under the State Council.     Operating unit to submit such material should be in Chinese or English.     State nuclear safety regulatory authorities and inspection bodies shall review the above declaration and inspection material out of the box, and sent security inspectors arrive at the scene to witness before checking out of the box.     Before the safety inspector is not present, operating units may not be checked out of the box.     Article 36th out of the box after checking nuclear safety regulatory authorities and inspection bodies under the State Council shall, within 20 working days, provide the opening inspection report.     After inspection unqualified, nuclear safety regulatory authorities under the State Council and the inspection body shall indicate in the report the cause of nonconformities, civil nuclear facilities business unit may carry out installation and commissioning activities.     37th nuclear safety regulatory authorities and inspection bodies under the State Council shall install and loading before commissioning safety performance tests are checked. Civil nuclear facilities business unit shall import civil nuclear safety equipment safety performance of 30 working days, inform the State nuclear safety regulatory and inspection bodies.     Nuclear safety regulatory authorities under the State Council and the inspection body shall carry out the necessary points to witness and made transcripts of testimony.     Nuclear safety regulatory authorities under the State Council and the inspection bodies shall be imported in all civil nuclear safety equipment safety performance within 30 working days from the closing date of the test and issue inspection report.     38th State nuclear safety regulatory authorities and inspection bodies shall complete a file record, out of the box checks, installation and debugging phases involved safety before loading performance after the test, safety inspection reports issued.     To fail to pass the safety inspection, civil nuclear facilities business unit may not run.     The 39th article import safety of civil nuclear safety equipment inspection and inspection personnel shall keep confidential the technological know-how and business secrets of the units inspected; shall not abuse violations of the legitimate rights and interests of enterprises, or taking advantage of his position to ask for or accept property shall not conduct or participate in civil nuclear safety equipment and operational activities.     40th nuclear safety supervision Department under the State safety inspection and the inspection authority does not reduce or transfer outside the unit and operating unit responsible for civilian nuclear facilities.     Sixth chapter legal responsibility 41st article State nuclear security regulatory sector and sent institutions, and belongs of test institutions and about staff has following behavior one of of, on directly is responsible for of competent personnel and other directly responsibility personnel, law give disposition; constitute crime of, law held criminal: (a) on meet this provides of registered registration application, not accepted or registered registration of; (ii) found violation this provides of behavior not investigation, or received reported Hou not law processing of;     (C) disclosing technical know-how or business secrets of the units inspected (iv) abuse of infringing upon the legitimate rights and interests, or taking advantage of his position to ask for or accept property; (e) engage in or participate in civil nuclear safety equipment and operating activities, (vi) civil nuclear safety equipment supervision and management of imports in other illegal acts. 42nd article outside units has following behavior one of of, State nuclear security regulatory sector can according to plot weight, temporarily buckle or recovered registered registration confirmed book: (a) violation People's Republic of China related of legal, and administrative regulations and nuclear security supervision management provides of; (ii) not according to registered registration confirmed book provides of activities type and range engaged in civilian nuclear security equipment design, and manufacturing, and installation and lossless test activities of; (three) change units of name, and where national (area), and residence or statutory representative people,     Not complying with the provisions of the registration confirmation procedures; (iv) modify, transfer registration confirmation and other acts of fraud.     The seventh chapter by-laws section 43rd for civil nuclear safety equipment manufacturing and installation activities registered overseas units, intended for its own manufacture, installation of civil nuclear safety equipment for non-destructive testing activities, does not require a separate application for registration of the non-destructive testing activities. 44th civil nuclear facilities business unit commissioned a civil nuclear safety equipment supplier, civil nuclear facilities nuclear Island construction general contractor or certified civil nuclear safety equipment procurement of equipment, assumed by the procurement unit was entrusted the OU specified in the provisions of the relevant responsibilities.     But OU imported civil nuclear safety equipment should be used and safe to assume fully its responsibilities.     45th article this provides in the about terms of meaning following: security test: is refers to in outside units test qualified, and civilian nuclear facilities operating units prison made, and shipment Qian test and prison loaded qualified of premise Xia, on imports civilian nuclear security equipment security performance for of check or validation, including activities process in the formed of related file records check, and open box check, and and installation and charging Qian debugging stage involved security performance of test check three a stage.     46th article of the regulations come into force on January 1, 2008. Annex: first, People's Republic of China outside the civil nuclear safety equipment design registration application II, People's Republic of China civil nuclear safety electric device outside an application for design registration and the People's Republic of China outside the civil nuclear safety equipment manufacturing unit registration applications for four, People's Republic of China electrical and civil nuclear safety equipment made outside units registered five applications, People's Republic of China civil nuclear safety equipment installed outside the unit registration applications for six,       People's Republic of China civilian nuclear security equipment outside lossless test units registered registration applications seven, and civilian nuclear security equipment activities outside units registered registration change applications eight, and civilian nuclear security equipment activities outside units registered registration confirmed book nine, and imports civilian nuclear security equipment reported check application table ten, and imports civilian nuclear security equipment port check release single annex: annex eight: civilian nuclear security equipment activities outside units registered registration confirmed book  People's Republic of China civil nuclear safety equipment activity confirmation of registration of foreign entities in annex IX: import civil nuclear safety equipment inspection form imported civil nuclear safety equipment inspection application form Annex x: import clearance release civil nuclear safety equipment imported civil nuclear safety equipment clearance release _____________________________________________________