472. Ordinance of the Financial Market Supervisory Authority (FMA) on the order standard card (Order of the Ordinance on the Order of Standardisation-Regulation-ONA-V)

Pursuant to Section 74 (2) and (3) in conjunction with Section 74 (7) of the Banking Act-BWG, BGBl. No. 532/1993, as last amended by the Federal Law BGBl. I n ° 141/2006, is being ordered with the approval of the Federal Minister for Finance:

§ 1. Credit institutions and credit institutions from Member States acting through a branch in Austria pursuant to Article 9 (1) of the Federal Elections Act shall have the notification of compliance with the regulatory standards in accordance with Section 74 (2) and (3) of the Federal Elections Act in accordance with the provisions of Appendix A1 to be provided for. Higher-level credit institutions have this notification for the credit institution group (§ 30 BWG) in accordance with the Appendix B1 to be provided for.

(2) In the case of credit institution groups the parent institution of which is a financial holding company, the parent credit institution shall have the notification in accordance with paragraph 1, both in inclusion and under the exclusion of the financial holding company. (twofold consolidation).

(3) Credit institutions and higher-level credit institutions shall report only those positions (tables) relating to those positions (tables) of Appendices A1 and B1, which refer to the estimates for the calculation of own resources requirements (tables). apply to them.

(4) If credit institutions and credit institution groups apply the credit risk standard rate and their balance sheet total in the audited annual accounts of the previous financial year does not exceed the amount of EUR 250 million, the balance sheet total shall be: instead of the reporting sheet, with the heading "Credit Risk Standard Approach", the heading "Credit Risk Standard Rate (for Melde-KI, which is below the threshold)".

(5) Credit institutions from Member States which operate in Austria pursuant to Article 9 (1) of the Federal Elections Act (BWG) via a branch office shall exclusively report the part "Liquidity Provisions" of Appendix A1.

§ 2. (1) Insofar as the notifications in accordance with § 1 do not apply to the chapters "Credit risk-Standard Approach", "Credit risk-Internal Ratings-based Approach (IRB)", "Operational Risk", "Positions of the trading book" and "Detailed information on own resources and solvency relating to the credit institution group referred to in § 30 of the Federal Elections Act" shall be transmitted immediately after the end of each calendar month, but at the latest by the eighteenth bank working day of the following month; where the reports relate to the credit institution group, the Transmission shall be carried out no later than the fifteenth calendar day of the second month of the following month.

(2) The "Credit Risk Standard Approach", "Credit Risk-Internal Ratings-based Approach (IRB)", "Operational Risk", "Trading Book Positions" and " Detailed information on own resources and Solvency The credit institution group referred to in Article 30 of the BWG " of Annexes A1 and B1 shall be transmitted immediately after the end of each calendar quarter, and at the latest by the twentieth bank working day of the following month; to the extent that the reports have been received by the In the case of a group of credit institutions, the transmission shall be submitted at the latest by fifteenth calendar day of the second follow-up month.

§ 3. (1) If not otherwise stated in the annexes, amounts in thousands of euros and percentages shall be given in detail to the second comer. In this case, subsequent points of one to four are rounded off, from five to nine.

(2) Foreign currency positions are to be converted into euro on the basis of the European Central Bank's (ECB) euro reference rate on the reporting date. If no euro reference rate is available to the ECB for a currency, the foreign exchange rates shall be used for the day of the reporting period.

§ 4. (1) The notifications shall be sent to the Oesterreichische Nationalbank in a standardised form by means of electronic transmission. The transmission must comply with certain minimum requirements set out by the FMA after hearing the Oesterreichische Nationalbank.

(2) A transmission of the messages to the FMA is required only at the express request of the FMA.

§ 5. (1) This Regulation shall enter into force 1. Jänner 2007 in force. Notifications pursuant to § 2 paragraph 1 shall be submitted for the first time on the date of the reporting date 31. Jänner 2007. Notifications pursuant to § 2 paragraph 2 shall be made for the first time on the reporting date of 31 March 2008. In 2007, in annexes A1 and B1 with regard to § 27 BWG, a large-scale assessment, item 1, is the positions "predisposition to risk provisions", " categories according to Article 27 (2) of the Federal Elections Act (BWG) (asset items, off-balance-sheet transactions, derivatives, positions of the Commercial book) "and" Credit risk-inflicting collateral-allocation to contractual partners "as well as with regard to Appendix B1 additionally the positions on item 1" GVA after deduction of risk provisions "," allocation in accordance with § 27 (5) BWG to a third party ", point 2 "Additional information for groups of connected customers notified under point 1" and point 4 " Sum the large-scale assessments not included in the total. "

(2) The 7. Monthly expulsion order-7. MAUS-VO, BGBl. II No 599/2003 in the BGBl version. II No 35/2005, instead of this Regulation, shall be replaced by the following provisions: 1. Jänner 2007 refers to the application of § 103e Z 16 BWG. It shall expire at the end of 31 December 2007.

Pribil Traumüller