Amendment To The Fma Fee Regulation

Original Language Title: Änderung der FMA-Gebührenverordnung

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273. Regulation of the Financial Markets Authority (FMA) amending the FMA Fees Regulation

Pursuant to Section 19 (10) of the Financial Market Supervisory Authority Act-FMABG, BGBl. I n ° 97/2001, as last amended by the Federal Law BGBl. I No 77/2011, shall be arranged:

The FMA Fee Ordinance-FMA-GebV, BGBl. II No 230/2004, as last amended by the BGBl Regulation. II No 350/2009, shall be amended as follows:

Part 2, Section 2, Z 27 to 32f, together with the heading:

" Investment Fund Act 2011

Euro

27.

Grant of a concession for the provision of activities of an administrative company (§ 6 para. 2 in conjunction with § 5 para. 1 and 2 InvFG 2011, BGBl. I n ° 77) ...............

4000

27a.

Extension of the concession for the provision of activities of a management company (§ 5 para. 2 Z 2 to 4 InvFG 2011) ............................................................

750

28.

Approval of the order of the custodian bank (§ 41 para. 1 and § 50 Abs. 2 Z 3 InvFG 2011) .........................................................................................................................

220

28a.

Approval of the exchange of the custodian bank (Section 61 (2) of the InvFG 2011)...

220

29.

Approval of the Fund's provisions (§ 50 para. 2 Z 1 and § 53 para. 2 InvFG 2011) ........................................................................................................................

220

29a.

Approval of the amendment of the Fund's provisions (§ 53 (4) InvFG 2011) .....................................................................................................................

220

30.

Approval of the management of the UCITS by the managing management company (§ 50 Abs. 2 Z 2 InvFG 2011) ..........................................................

220

30a.

Approval of the termination of the management of a UCITS (§ 60 para. 1 InvFG 2011) ........................................................................................................................

175

30b.

Authorisation of the transfer of the management of a UCITS to another management company (Section 61 (1) of the InvFG 2011) ............................................................

175

30c.

Approval of the transfer of the management of a UCITS from the custodian bank to another management company (§ 62 para. 2 InvFG 2011)...

175

31.

Approval of the secession (§ 65 (1) InvFG 2011) ..............................................................

220

31a.

Approval of the merger of a transferring UCITS approved in Austria (§ 115 para. 1 InvFG 2011) .....................................................................

1 000

31b.

Approval of the termination of the management of a UCITS by transfer or pooling of assets belonging to the fund assets (§ 127 para. 3 InvFG 2011) .........................................................................

175

32.

Approval of the master feeder structure (§ 95 para. 1 InvFG 2011) ...................

1 000

32a.

Approval of the investment of the assets of a feeder UCITS into shares of another master UCITS in the case of a settlement of the master UCITS (§ 101 paragraph 1 Z 1 InvFG 2011) .......................................................................................

1 000

32b.

Approval of the conversion of a feeder UCITS into a UCITS, which is not a feeder UCITS, in the case of a liquidate of the master UCITS (§ 101 paragraph 1 Z 2 InvFG 2011) ........................................................................................

220

32c.

Approval of the stay of a feeder UCITS in the master UCITS in the event of a merger or division of the master UCITS or the whereabouts of the feeder UCITS in another UCITS, which emerges from the merger or division of the master UCITS (section 104 (1)). 1 Z 1 InvFG 2011) ..........

220

32d.

Approval of the exchange of a feeder UCITS into another master UCITS in the case of a merger or division of the master UCITS (§ 104 (1) Z 2 InvFG 2011) ............................................................................................

1 000

32e.

Approval of the conversion of a feeder UCITS into a UCITS which is not a feeder UCITS, in the case of a merger or conversion of the master UCITS (§ 104 (1) Z 3 InvFG 2011) ........................................................

220

32f.

Issue of a certificate pursuant to Art. 2 of Regulation (EU) No. 584/2010 (§ 139 (2) InvFG)) ...................................................................

150 "

2. In Part 2, Section 2, after the Z 33e, the following Z 33f to 33k together with the heading are inserted:

" E-Money Act 2010

Euro

33f.

Granting of the concession to issue e-money (Section 3 (1) in conjunction with Section 4 (4) of the E-Money Act 2010, Federal Law Gazette (BGBl)). I No 107/2010) ..........

3 200

33g.

Extension of the concession of an e-money institute for the provision of payment services (§ 3 para. 1 in connection with § 4 paragraph 4 E-Money Act 2010) .......................................................................

650

33h.

Approval of a change of method according to § 16 (1) of the ZaDiG for the calculation of own resources (Section 11 (3) of the E-Money Act 2010 in conjunction with Section 16 (3) and (4) of the ZaDiG) ............................................................

500

33i.

Approval of an identification of the own resources requirement for the issueof e-money on the basis of estimation (Section 11 (4) of the E-Money Act 2010) ......

500

33j.

Issuance of a decision on non-compliance with the acquisition of a qualifying holding for each acquirer of interest (Section 8 (1) of the German Money Act 2010 in conjunction with Section 20a (2) of the Federal Elections Act)..................

400

33k.

Approval of the amendment of the legal form; approval of the division of e-money institutions; approval of the merger or association of electronic money institutions or of electronic money institutions with other companies (Section 8 (4) of the E-Money Act 2010 in conjunction with the with Section 21 (1a) to (3) of the Federal Elections Act

900 "

3. The following paragraph 6 is added to § 6:

" (6) Z 27 to 32f as well as Z 33f to 33k in Part 2 of Part 2. Section in the version of the Regulation BGBl. II No. 273/2011 will enter into force on 1 September 2011. "

Ettl Pribil