Change Assets, Success And Risk Card Regulation

Original Language Title: Änderung der Vermögens-, Erfolgs- und Risikoausweis-Verordnung

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301. Regulation of the Financial Markets Authority (FMA) amending the asset, success and risk identification regulation (FMA)

Pursuant to § 74 (1) in conjunction with Section 74 (6) of the Banking Act-BWG, BGBl. No. 532/1993, as last amended by the Federal Law BGBl. I n ° 117/2015, is assigned with the approval of the Federal Minister of Finance:

The Ordinance of the Financial Market Supervisory Authority (FMA) on the asset, success and risk card (asset, success and risk identification regulation-VERA-V), BGBl. II No 471/2006, as last amended by the BGBl Regulation. II No 343/2014, shall be amended as follows:

1. In Section 1 (1), the phrase " the Annexes A1a and A1b " through the phrase " the Annexes A1a , A1b and A1c " replaced.

2. In § 2, the phrase " the Annex A1a " through the phrase " the Annexes A1a and A1c " replaced.

3. § 5 (1) (1) and (4) and (2) shall be deleted.

4. § 6 (1) reads:

" (1) The risk pass according to

1.

Annex A3a ;

2.

Appendix A3b ;

3.

Appendix A3c ;

4.

Appendix A3d

shall be transmitted immediately after the end of each calendar quarter and at the latest by the twentieth banking day of the following month at the latest. "

5. § 6 (1) (1) and (4) deleted.

6. § 9 (1) Z 1, 3 and 4 deleted.

7. § 11 (1) reads:

" (1) The risk pass according to

1.

Annex B3a ;

2.

Annex B3b ;

3.

Appendix B3c ;

4.

Appendix B3d ;

5.

Appendix C3b

shall be transmitted immediately after the end of each calendar quarter, but no later than two months after the date of the reporting date. "

8. § 11 (1) (1), (3) and (4) shall be deleted

9. § 13 (1) (1) and (3) are deleted.

10. According to § 14, the following § § 14a and 14b shall be inserted together with the headings:

" Exceptions to the notification

§ 14a. § § 7, 8, 12 and 14 are not to be applied to higher-level credit institutions which are responsible for reporting under Article 5 of Regulation (EU) 2015/534 on the reporting of supervisory financial information (ECB/2015/13), OJ L 136, 31.5.2006, p. No. OJ L 86 of 31.03.2015 p.13.

Notifications pursuant to Regulation (EU) 2015/534

§ 14b. Credit institutions which are obliged to report supervisory financial information in accordance with Articles 6, 7, 13 or 14 of Regulation (EU) 2015/534 shall have these notifications in accordance with the reporting dates pursuant to Regulation (EU) 2015/534 on the information referred to in Article 3 of Regulation (EU) No 2015/534. Implementing Regulation (EU) No 680/2014 laying down technical implementing standards for the supervisory reporting of institutions pursuant to Regulation (EU) No 575/2013, OJ L 327, 31.12.2013, p. No. 1., to submit dates of entry to the Oesterreichische Nationalbank (Oesterreichische Nationalbank).

(2) Parent credit institutions which are required to report supervisory financial information pursuant to Article 11 (4) or (6) of Regulation (EU) 2015/534 shall immediately, and no later than two months after the date of the reporting date, in accordance with Article 11 (2) of Regulation (EU) No 2015/534. of Regulation (EU) 2015/534 to the Oesterreichische Nationalbank (Oesterreichische Nationalbank). "

11. The following paragraph 13 is added to § 17:

" (13) § 6 (1), § 11 (1) and § 14b, together with the title in the version of the BGBl Regulation. II No 301/2015 shall enter into force with the day following the customer's presentation. Section 14a together with the title shall enter into force on 31 December 2015 and shall be applied for the first time to reports on the reporting date of 31 December 2015. § 1 (1), § 2 and the Annexes A1a and A1c shall enter into force on 31 March 2016 and shall be applied for the first time to reports on the reporting date of 31 March 2016. § 5 (1) (1) (1), § 6 (1) (1) (1), (1) (1) and (3), Section 11 (1) (1) and (3), Section 13 (1) (1) (1) and Annexes A3a , B3a , B3c and D3a shall expire on the expiry of 30 December 2015 and shall last for the last time to be reported on the reporting date of 30 September 2015. § 5 (1) (4) and (2), § 6 (1) (4), (9) (1) (4), (11) (1) (4), (1) (4), (1) (1) (3) and Attachments A3d , B3d and D3d shall expire on the expiry of 29 September 2016 and shall last for the last time to be applied to reports on the reporting date of 30 June 2016. "

12. Annexes A3a , A3d , B3a , B3c , B3d , D3a and D3d .

13. Annexes A1a and A1c are: (see annexes)

Ettl Kumpfmüller