Annex To The Audit Report For Safety Devices (Safety Devices Apv-Siei-Apv)

Original Language Title: Anlage zum Prüfungsbericht für Sicherungseinrichtungen (Sicherungseinrichtungen-APV – SiEi-APV)

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344. Regulation of the Financial Market Supervisory Authority (FMA) on the annex to the audit report for safety devices (safeguards-APV-SiEi-APV)

Pursuant to Section 31 (5) of the Deposit Guarantee and Investor Compensation Act (ESAEG), BGBl. I No 117/2015, shall be arranged:

Presentation of the examination procedure and the results of the examination

§ 1. The result of the examination in accordance with § 31 (5) ESAEG is in a Annex Report on the audit report on the annual accounts.

Presentation of findings

§ 2. Regardless of whether the defects and violations of regulations have been remedied before completion of the examination, the findings are to be presented in the facility in each case with the specific relevant law references in the fields marked for this purpose.

entry into force

§ 3. This Regulation shall enter into force with the day following the presentation and shall be applied for the first time to financial years ending after 30 December 2015.

Ettl Kumpfmüller

Annex to the examination report (AzP) pursuant to § 31 (5) ESAEG

As auditor of the .......................................................................................... (company of the security establishment) ........................................................................................ supermittle (n) I (we) over the financial year of the backup facility of xx. xx. xxxx to xx. xx. xxxx as well as their annual accounts for xx. xx. The following Appendix to the Examination Report.

Signature:

(date)

(reviewer)

Name, telephone number and e-mail address of the clerk:

Examination duration (in person days):

Summary summary of the overall situation of the backup facility:

(In any case, a law reference is to be specified)

Financing requirements for security institutions

Audit procedures of the examiner:

Examination result of the examiner in connection with the observance of the 3. Main section of the Federal Act on Deposit Insurance and Investor compensation of credit institutions (ESAEG):

Findings:

Law Reference

1.1.