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Change Assets, Success And Risk Card Regulation

Original Language Title: Änderung der Vermögens-, Erfolgs- und Risikoausweis-Verordnung

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28. Regulation of the Financial Markets Authority (FMA), which changes the asset, success and risk identification regulation (FMA)

Pursuant to Section 74 (1) and (6) of the Banking Act-BWG, BGBl. No. 532/1993, as last amended by the Federal Law BGBl. I n ° 184/2013, is assigned with the approval of the Federal Minister of Finance:

The Ordinance of the Financial Market Supervisory Authority (FMA) on the asset, success and risk card (asset, success and risk identification regulation-VERA-V), BGBl. II No 471/2006, as last amended by the BGBl Regulation. II No 425/2012, shall be amended as follows:

1. In Section 9 (2), the word order shall be "(§ 2 Z 12 BWG)" through the phrase " (Art. 4 (1) (16) of Regulation (EU) No 575/2013) " and the phrase 'within the meaning of Article 4 (1) (1) of Directive 2006 /48/EC' through the phrase "within the meaning of Article 4 (1) (1) of Regulation (EU) No 575/2013" replaced.

2. The following paragraph 9 is added to § 17:

" (9) § 9 para. 2 shall enter into force with the day following the customer's presentation. The annexes A1a , A2 , A3d , B1 , B3d , C1 , C3d , D3d and E3d in the version of the BGBl Regulation. II No. 28/2014 are to be applied for the first time to reports on the reporting date of 31 March 2014. "

3. The assets A1a, A2, A3d, B1, B3d, C1, C3d, D3d and E3d are: (see annexes)

Ettl Kumpfmüller