SECTION .1600 – FEES
04 NCAC 03C .1601 FEES, COPIES AND PUBLICATION COSTS
(a) For applications, petitions, and other proceedings to be
filed with the Commissioner of Banks, the following fees shall be paid to the
Commissioner of Banks at the time of filing:
(1) Application for the Formation of a New Bank
or State Trust Institution $8,000.00
(2) Application to Merge or Consolidate Banks,
State Trust
Institutions, or Bank Holding
Companies (fee is per institution) $5,000.00
(3) Application for Reorganization Into a Bank
Holding Company Through $3,000.00
an Interim Bank (fee
is per bank)
(4) Application for Bank or Bank Holding
Company Change in Control $5,000.00
(5) Application for Conversion of a National Bank
to State Charter $2,500.00
(6) Application for Voluntary Liquidation $3,000.00
(7) Application for Conversion of a Savings and
Loan Association or a Savings $2,500.00
Bank to a State Bank
(b) The fees set forth in Paragraph (a) of this Rule are
for standard applications, petitions, and other proceedings filed and
considered in the ordinary course of business. Any application, petition, or
other proceeding that in the opinion of the Commissioner of Banks requires
extraordinary review, investigation, or special examination shall be subject to
the actual costs of additional expenses and the hourly rate for the staff's
time to be determined annually by the Banking Commission. The Commissioner of
Banks shall advise an applicant or petitioner in advance of any additional work
required and the hourly rate for the same. The hourly rate shall be:
(1) For Senior Administrative staff $75.00
(2) For Senior Examination Staff $50.00
(3) For Financial Program Manager $35.00
(4) For Financial Examiner $25.00
(c) Unless otherwise stated, publications externally
printed may be obtained at a cost equal to the actual cost of printing plus
shipping and handling. All other publications or public record copies are
available at the "actual cost" as defined in G.S. 132-6.2(b) for
making the copy and mailing cost if applicable. The Office of the Commissioner
of Banks shall provide its "actual cost" on the agency's website.
History Note: Authority G.S.53C-3-1; 53C-5-2;
53C-7-101; 53C-7-201; 53C-7-207; 53C-7-301; 53C-10-102; 53C-10-103; 53C-10-201;
54B-34.2; 54C-47;
Eff. July 1, 1990;
Amended Eff. October 1, 2014; June 1, 2004; June 1, 1995;
May 1, 1992; July 1, 1991.