502 KAR 30:070.
Inspection of criminal history record information by record subject.
RELATES TO: KRS
17.140, 17.150, 61.872, 61.878, 61.884
STATUTORY
AUTHORITY: KRS 15A.150, 17.080, 17.150
NECESSITY,
FUNCTION, AND CONFORMITY: KRS 17.150(5) makes that portion of KRS Chapter 61
which deals with administrative and judicial remedies for the inspection of
public records and penalties appealable. KRS 61.884 allows the individual
record subject to access CHRI relating to him or other data in which the record
subject is mentioned by name. This administrative regulation establishes
guidelines by which CHRI may be accessed by the individual record subject.
Section 1. These
administrative regulations shall provide for the initiation of access/review
procedures at each of the Kentucky State Police Posts throughout the
Commonwealth with the exception of Frankfort, Post 12. The Records Section
shall serve as the location for record access/review for individuals near
Frankfort. Access/review procedure shall be uniform throughout the various
designated sites.
Section 2.
Access/Review Procedure. The record subject shall complete the "Request
for Review" form provided at the respective access/review site. A
duplicate copy of said form shall be provided to the requester, or requester's
legal counsel. One set of rolled fingerprints from the requester on a completed
KSP Form 22, will be forwarded to Records where submitted fingerprints will be
used to verify the record subject's identity. The Records staff shall note the
date of the request as indicated on the "Request for Review" form and
shall schedule the record review within three (3) working days of the receipt
of the request, unless a detailed explanation of the cause is given for further
delay along with the place, time and earliest date on which the CHRI will be
available for inspection. The requester shall be notified forthwith by Records
of the scheduled date of review. All record reviews will be conducted from 8
a.m. through 4 p.m., Monday through Friday with the exception of legal
holidays, at the designated State Police Post or the Records Section. Records
shall returned to the post of the respective access/review request, the
"Request for Review" form, the fingerprints taken from the individual
for identity verification, a copy of the letter to the record subject
scheduling the review date, and a certified copy of the individual's criminal
history record.
Section 3.
Record Reviewing Procedures. In order to insure that the subject appearing at
the Post for the scheduled review of the CHRI supplied from Records is in fact
the same person the submitted set of fingerprints were obtained from, visual
recognition is required by Post personnel before allowing the individual to
actually access the CHRI. The individual, and his attorney (if written approval
is submitted by the record subject) shall be allowed to inspect the copy of the
CHRI. Reasonable assistance shall be provided by Post personnel to insure
understanding of the CHRI. After the record subject has inspected the CHRI,
Post personnel should ascertain if a challenge of the content of the records
will be initiated. Basis for challenge shall stem from erroneous information,
misinformation, or fictitious information. The individual shall be informed
that a challenge must be initiated within thirty (30) working days of the
actual review. If a challenge is not initiated at the time of review, a copy of
the individual's record will be retained at the Post and will be filed with the
individual's "Request for Review" form in a manner convenient to the
Post. Information regarding the "Request for Review" shall remain at
the Post not less than thirty (30) working days from the actual date of review
to allow the individual ample time to challenge the record content. If, after
thirty (30) working days a challenge has not been initiated, all material
regarding the review shall be returned to Records where a permanent record of
the review shall be maintained.
Section 4.
Challenge of Record Contents. If the record subject desires to challenge the
contents of the record, the individual shall complete the "Challenge of
Record" form (bottom portion of the original form). A duplicate copy
should be provided to the individual. It should be noted on the form if the
individual requests a copy of the record for purposes of challenge. A copy of
the individual's record furnished through the Post by Records shall be given to
the individual if a challenge is initiated and the individual states a need for
a copy of the record for purposes of pursuing a challenge. The copy provided by
Records shall be permanently marked or stamped to indicate that the copy is for
the purpose of challenge and that any other use thereof would be in violation
of federal and state law. The Post shall forward to Records a "Challenge
of Record" form and any documents submitted by the individual in support
of the challenge.
Section 5.
Processing of Challenge by Records. Records shall conduct a comparison of the
information under challenge with the original input documents and information
contained in the repository files. Any errors or omissions discovered in the
repository files shall be corrected. If no error is found, Records shall
forward a copy of the original challenge form, a copy of the record as
contained in the files, and any other relevant information to the agency or
agencies which the Record Section's records indicate as contributing the
information under challenge and shall request them to examine in an expeditious
manner all relevant files to determine the validity of the challenge. Records
shall notify the individual or his legal counsel in writing of the status of
said challenge within thirty (30) working days of the challenge date. Status of
challenge includes, but is not limited to, notice of clarification of record,
expungement of erroneous data, substantiating record or ongoing research
process.
Section 6.
Administrative Review. If the record subject is dissatisfied with the action
taken by Records, the individual may request an Administrative Review. This
request shall be submitted in writing and directed to the attention of the
Commander of the Records Section. The Commander of the Records Section shall
notify in written form the Administrative Review Officer of the request for
Administrative Review upon receipt of such request. An individual within the
Department of State Police and designated by the Commissioner as the
Administrative Review Officer shall review the individual's record in the same
manner as performed by Records. The Administrative Review Officer shall notify
the individual, in writing, of the decision of the Administrative Review. This
notification shall be within thirty (30) days of submission of the written
request for the Administrative Review. Any further appeal by the individual
will be directed to the court for judicial review.
Section 7.
Action Taken if Error or Omission Found Within Record. Records shall correct
necessary documents maintained in custody. Notification of all known criminal
justice recipients of the erroneous information within the past year and
corrections shall be effected in written form. Records shall furnish the
individual, upon request, a written list of known noncriminal justice
recipients within the past year and of corrections to be made. Records will
require that the agency originating the erroneous information notify all known
criminal justice recipients within the past year and of corrections to be made.
Further, the originating agency will be requested to furnish the individual,
upon request, a written list of all known noncriminal justice recipients of
erroneous information within the past year. (11 Ky.R. 1720; eff. 6-4-85.)