Section .0100 ‑ General Provisions

Link to law: http://reports.oah.state.nc.us/ncac/title 10a - health and human services/chapter 41 - epidemiology health/subchapter h/subchapter h rules.html
Published: 2015

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SUBCHAPTER 41H ‑ VITAL RECORDS

 

SECTION .0100 ‑ GENERAL PROVISIONS

 

10A NCAC 41H .0101       ADMINISTRATION

The staff of the Vital Records Section of the Division of

Public Health is authorized to administer the statewide vital records program

outlined in Article 4 of Chapter 130A of the North Carolina General Statutes.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990; January 1, 1984.

10A NCAC 41H .0102       DEFINITIONS

As used in Article 4 of Chapter 130A of the General Statutes

and in these Rules:

(1)           "Vital events" means births, deaths,

fetal deaths, marriages, divorces;

(2)           "Vital statistics" or "vital

records" means records of birth, death, fetal death, marriage, divorce,

and data related thereto;

(3)           "Filing" means the presentation of a

certificate, report, or other record provided for by the statute or these

regulations of a birth, death, fetal death, adoption, marriage, or divorce for

registration;

(4)           "Registration" means the acceptance and

the incorporation in official records of certificates, reports or other records

provided for in the statutes or these regulations of births, deaths, fetal

deaths, adoptions, marriages, or divorces;

(5)           "Live birth" means the complete expulsion

or extraction from its mother of a product of human conception, irrespective of

the duration of pregnancy, which, after such expulsion or extraction, breathes

or shows any other evidence of life such as beating of the heart, pulsation of

the umbilical cord, or definite movement of voluntary muscles, whether or not

the umbilical cord has been cut or the placenta is attached;

(6)           "Fetal death" means death prior to the

complete expulsion or extraction from its mother of a product of human

conception, irrespective of the duration of pregnancy; the death is indicated

by the fact that after such expulsion or extraction the fetus does not breathe

or show any other evidence of life such as beating of the heart, pulsation of

the umbilical cord, or definite movement of voluntary muscles;

(7)           "Dead body" means a lifeless human body

or parts of such body or bones thereof from the state of which it reasonably

may be concluded that a death has occurred;

(8)           "Final disposition" means the burial,

interment, cremation, or other disposition of a dead body or fetus;

(9)           "Physician" means a person authorized or

licensed to practice medicine pursuant to the laws of North Carolina.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. January 1, 1984.

 

10A NCAC 41H .0103       FORMS

All forms, certificates, and reports used in the

registration of vital events are the property of the State Registrar and shall

be surrendered to him on demand.  The forms prescribed and distributed by the

State Registrar for reporting vital events shall be used only for official

purposes.  No forms shall be used in the reporting of vital events except those

furnished or approved by the State Registrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0104       GENERAL REQUIREMENTS FOR PREPARATION OF

CERTIFICATES

In order for certificates to be considered complete and

acceptable for registration, each certificate shall:

(1)           be filed on forms prescribed and distributed by the

State Registrar,

(2)           not be marked "copy" or

"duplicate",

(3)           not be a duplicate copy except for marriage and

divorce certificates,

(4)           not contain improper or inconsistent data,

(5)           be prepared in conformity with these regulations,

or instructions issued by the State Registrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

10A NCAC 41H .0105       MONTHLY VITAL STATISTICS REPORT

The local registrar shall include with each mailing of vital

records to the State Registrar, a monthly vital statistics report on a form

prescribed by the State Registrar which will be a tally of all records by type

of record, by month and year of occurrence, and other information directly

related to the registration of vital events.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

SECTION .0200 ‑ LOCAL REGISTRARS, DEPUTY REGISTRARS,

SUBREGISTRARS

 

10A NCAC 41H .0201       APPOINTMENTS OF LOCAL, DEPUTY LOCAL, AND

SUBREGISTRARS

(a)  All appointments of deputy and sub‑registrars

shall be made in accordance with G.S. 130A‑96.

(b)  Each local registrar shall be notified in writing of

his appointment, and shall inform the State Registrar in writing of his

acceptance of the appointment.

(c)  Each local registrar shall notify the State Registrar

in writing of his appointed deputy.

(d)  Each local registrar, subject to the written

notification and approval of the State Registrar, may appoint subregistrars.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. October 1, 1984.

 

10A NCAC 41H .0202       REMOVAL/RESIGNATION OF LOCAL: DEPUTY: OR

SUBREGISTRAR

(a)  Failure to carry out the provisions of the law relating

to vital statistics and regulations adopted thereunder or conduct that may

impair operation of the vital statistics system shall be considered reasonable

cause for removal of a local registrar, deputy registrar, or subregistrar.

(b)  The termination of employment of a local registration

official shall constitute the termination of his position of local registrar,

deputy registrar, or subregistrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

SECTION .0300 ‑ BIRTH REGISTRATION

 

10A NCAC 41H .0301       GENERAL REQUIREMENTS

In addition to the requirements specified in 10A NCAC 41H

.0104, no birth certificate shall be considered complete, correct, and

acceptable for registration:

(1)           that does not have the certifier's name typed or

printed legibly under his signature,

(2)           that does not supply all items of information

called for thereon or satisfactorily account for their omission, and

(3)           that contains any data relative to the putative

father of a child born out of wedlock unless it is accompanied by the written

consent of both parents under oath or a certified copy of a decree determining

paternity.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0302       LATE CERTIFICATES NOT SIGNED BY

ATTENDANT

Certificates of birth filed after ten days but within one

year from the date of birth which are signed by someone other than the

attendant must be accompanied by a statement from the local registrar stating

why the certificate cannot be signed by the attendant.  The State Registrar may

require additional evidence in support of the facts of birth or an explanation

for the delay in filing.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. February 1, 1990; April 1, 1982.

 

10A NCAC 41H .0303       PHYSICIAN'S SIGNATURE

A birth certificate must be completed and signed by the

physician or other person in attendance at birth within ten days after birth. 

If the certificate has not been completed by the physician or other person in attendance

within ten days, the hospital administrator may complete and sign the

certificate.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. February 1, 1990; April 1, 1982.

 

10A NCAC 41H .0304       MOTHER'S SIGNATURE

Certificates of live birth shall be completed by the

hospital and signed by the mother before she is discharged unless she is

physically unable to sign, the child is going to be given up for adoption, or

unless she refuses to sign.  After signing, the mother shall be given a carbon

copy of the certificate.  In no cases shall the mother be asked to sign a blank

certificate except that she may sign the certificate before the attendant has

signed it if the attendant's name is typed or printed in the proper location.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0305       MEDICAL AND HEALTH INFORMATION

The local registrar shall delete all information labeled

"For Medical and Health Use Only" from the copies of Certificates of

Live Births which are to be forwarded to the registers of deeds.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

SECTION .0400 ‑ DELAYED REGISTRATION OF BIRTHS

 

10A NCAC 41H .0401       GENERAL REQUIREMENTS

All certificates registered one or more years after the date

of birth are to be registered on a Delayed Certificate of Birth Form prescribed

by the State Registrar.  Any living person born in this state whose birth is

not recorded, or his parent, or guardian may apply to the register of deeds in

the county of birth on a form prescribed by the State Registrar.  Such

completed application form shall be retained by the register of deeds.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. July 1, 1992; June 16, 1980.

 

10A NCAC 41H .0402       DOCUMENTARY EVIDENCE: FACTS TO BE

ESTABLISHED

(a)  The minimum facts which must be established by

documentary evidence shall be:

(1)           the full name of the person at the time of

birth;

(2)           the date and place of birth;

(3)           the full maiden name of the mother; and

(4)           the full name of the father, except for

births as specified in G.S. 130A-101(f).

Documents presented, other than personal affidavits, to

establish these facts must be from independent sources and shall be in the form

of an original official record (record created by or for a business or

publically-funded agency or organization during the normal course of business)

or a duly certified copy thereof or a signed statement from the custodian. 

These documents must have been established at least five years prior to the

date of application.  However, documents established less than five years prior

to date of application shall be accepted if created prior to the applicant's

fifth birthday.

(b)  An affidavit of personal knowledge, to be acceptable,

must be signed by one of the parents, or a person older than the registrant

having knowledge of the facts of birth before an official authorized to

administer oaths.

(c)  For applicants, three pieces of evidence are required,

only one of which may be an affidavit.  All three must prove name and date of

birth, two must prove place of birth, and one must prove parentage.

(d)  All evidence shall be abstracted or included with the

application and must be signed by the appropriate official.  The application

and affidavits of personal knowledge shall be retained by the register of deeds

for one year.  Other supporting documents may be returned to the applicant upon

completion of the certificate.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1992; September 1, 1990; June 16, 1980.

 

10A NCAC 41H .0403       COMPLETION OF THE CERTIFICATE

(a)  Upon proper submission of application and supporting

evidence, the register of deeds shall abstract on the delayed certificate of

birth a description of each document submitted to support the facts shown on

the delayed birth certificate.  The description shall include:

(1)           the title or description of the document;

(2)           the name and address of the affiant, if the

document is an affidavit; or of the custodian, if the document is an original

or certified copy of a record or a signed statement;

(3)           the date of the original filing of the

document being abstracted; and

(4)           the information regarding the birth facts

supported by the document.

(b)  Each delayed certificate of birth shall be signed and

sworn to before an official authorized to administer oaths by the person whose

birth is to be registered if such person is 18 years of age and is competent to

sign.  Otherwise, the certificate shall be signed and sworn to by one of the

parents or guardians of the registrant.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. July 1, 1992.

 

10A NCAC 41H .0404       FINAL CERTIFICATION

(a)  The register of deeds shall, by his signature, certify

that he has reviewed the evidence submitted to establish the facts of birth and

that the abstract of the evidence appearing on the delayed certificate of birth

accurately reflects the nature and content of the document.  He shall enter the

date of his signature.

(b)  The State Registrar has final authority to determine

acceptability of evidence.  Upon receipt and approval, the State Registrar or

his designated representative, shall, by his signature, certify that no prior

birth certificate is on file for the person whose birth is to be recorded.  He

shall also enter the date of his signature.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0405       DISMISSAL AFTER ONE YEAR

Applications for delayed certificates which are not

completed within one year may be dismissed at the discretion of the register of

deeds. Upon dismissal, all documents may be returned to the applicant.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0406       DELAYED BIRTH CERTIFICATES FOR DECEASED

PERSONS

Applications for delayed birth certificates shall not be

accepted and delayed birth certificates shall not be filed for persons who have

died.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

SECTION .0500 ‑ DEATH REGISTRATION

 

10A NCAC 41H .0501       HOSPITAL ASSISTANCE IN PREPARATION OF

DEATH CERTIFICATES

Hospitals and institutions shall establish and follow a

procedure for assisting funeral directors in completing death certificates.  As

a minimum, the procedure will ensure that the funeral director is provided with

the name of the deceased, the name of the attending physician or medical

examiner who is responsible for the medical certification, and the date of

death.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

10A NCAC 41H .0502       ACCEPTANCE OF INCOMPLETE DEATH

CERTIFICATE

If the funeral director is unable to obtain the personal

information about the deceased within the prescribed statutory time period, the

funeral director shall file a death certificate form completed with all

available information, except that no certificate shall be filed without proper

medical certification and signature of attending physician or medical examiner.

The information missing shall be provided to the local

registrar by the funeral director as soon as possible, but in all cases within

30 days.  Such information shall be entered by the local registrar on the

original death certificate or forwarded to the State Registrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0503       DEATH REGISTRATION: MEDICAL

CERTIFICATION

Except for deaths caused by conditions under the

jurisdiction of the medical examiner, the physician who last treated the

deceased is responsible for completing the medical certification of the death

certificate, unless there is evidence or indication that the cause of death is

unrelated to the previous diagnosis and treatment.  If the attending physician

is unavailable, the certificate shall be signed by the physician who pronounced

death (if he can reasonably determine the cause) or by an associate physician

or physician on call for the attending physician if medical records of the

deceased are available and if the cause of death is reasonably ascertainable

from the records and circumstances preceding death.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

10A NCAC 41H .0504       NO DEATH CERTIFICATE FOR MISSING PERSONS

No death certificate shall be filed nor shall any death

certificate be accepted for filing by a local registrar or the State Registrar

unless there is a body or some remains such as ashes or decomposed organic

substance determined to be human.  Deaths in which bodies are lost in lakes,

rivers, and oceans may not be registered until and unless the body is

recovered.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0505       DISINTERMENT‑REINTERMENT PERMITS

A permit for disinterment‑reinterment shall be issued

by the local registrar or deputy registrar only upon receipt of a written

authorization signed by:

(1)           the spouse if living; otherwise,

(2)           by the next‑of‑kin and the person who

is to perform the disinterment; or

(3)           upon receipt of an order of a court of competent

jurisdiction directing such disinterment.

A dead body which has been deposited in a receiving vault

shall not be considered a disinterment when removed from the vault for final

burial.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990; November 1, 1978.

 

10A NCAC 41H .0506       REMOVAL OF BODIES

Before removing a dead body or fetus from the place of

death, the funeral director or person acting as such shall:

(1)           obtain assurance from the attending physician that

death is from natural causes and that the physician will assume responsibility

for certifying to the cause of death or fetal death, or

(2)           notify the medical examiner if the case comes

within his jurisdiction and receive authorization from him to remove the body.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. October 1, 1977;

Readopted Eff. November 15, 1977.

 

SECTION .0600 ‑ CERTIFIED COPIES

 

10A NCAC 41H .0601       BIRTH CERTIFICATES

(a)  There shall be three forms of copies of birth

certificates:

(1)           a photocopy of the original record

excluding medical and health related information with facsimile of the signature

of the State Registrar and raised seal and date issued; and

(2)           a typed copy prepared on a form printed on

safety paper with facsimile of the signature of the State Registrar and raised

seal; the form shall provide at least the following items of information:

(A)          name and sex of child;

(B)          date and place of birth;

(C)          names, ages (at time of birth), and birthplaces of

father and mother;

(D)          date filed with local registrar;

(E)           certificate number; and

(F)           date of issue; and

(3)           a typed wallet‑size card with

facsimile of the signature of the State Registrar providing as a minimum the

following items of information:

(A)          name and sex of child;

(B)          date and place of birth;

(C)          date filed with local registrar;

(D)          certificate number;

(E)           date of issue; and

(F)           changes of names by court order noted on back for

persons older than 15 years unless good cause (including cases of illegitimacy,

fostercare, etc., but not necessarily limited to those cases) is shown for

deleting the notation.

(b)  A wallet‑size card shall be issued when

specifically requested.

(c)  A typed copy shall be issued when specifically

requested, when the original certificate cannot be photocopied, when the

original has been corrected or amended, or when the record is that of an

adopted or legitimated person.

(d)  A photocopy shall be issued when specifically requested

or whenever it is most convenient except in cases in which a typed copy is

required.

(e)  In cases when the individual is known to be deceased,

the word "DECEASED" shall be added to the certificate in a prominent

location.  This procedure shall apply to copies issued by the Vital Records

Section and to each register of deeds or local health department that issues

certified copies of birth certificates.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. July 1, 1992; January 1, 1992; May 1, 1991.

 

10A NCAC 41H .0602       DELAYED BIRTH CERTIFICATES

A certified copy of a birth certificate shall be a photocopy

unless it cannot be copied.  If not reproducible, a typed copy shall be made,

giving all data which appears on the original certificate, on a form similar to

the form on which the original certificate was filed.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0603       BIRTH CERTIFICATES FOR OUT‑OF‑WEDLOCK

BIRTHS

When issuing a certified copy of a birth certificate for a

child born out of wedlock, which names the father of the child without the

father's acknowledgment of paternity and without judicial determination of

paternity, the information pertaining to the father shall not be included

except in cases when the person named on the certificate specifically requests

that the copy show the father's name and when the person named on the

certificate properly identifies the name of the father as shown on the original

certificate of birth.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0604       DEATH CERTIFICATES

Whenever it is physically possible, a certified copy of a

death certificate shall be a photocopy.  Otherwise, it shall be typed on a form

which approximates the form on which the original certificate was filed.  When supplemental

causes of death are attached, the information contained thereon shall be

included.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

SECTION .0700 - FEES AND REFUNDS

 

10a ncac 41H .0701       ROUTINE REQUESTS FOR CERTIFIED COPIES

(a)  The fee for a non-expedited search for a certificate of

birth, death, marriage or divorce is twenty-four dollars ($24.00), which

includes the cost of a search of the year indicated and if necessary the year

immediately prior to and subsequent to the indicated year.  This fee also

covers issuance of a copy if the record is found.  If the record is not

located, the fee shall be retained for providing the search.

(b)  If expedited service is specifically requested, an

additional fee of fifteen dollars ($15.00), in addition to all shipping and

commercial charges, shall be charged in accordance with G.S. 130A-93.1(a)(2).

 

History Note:        Authority G.S. 130A-92(a)(7); 130A-93;

130A-93.1;

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. August 24, 2009; June 1, 2005; January 1,

1992; October 1, 1985;

Emergency Amendment Eff. September 14, 2009;

Temporary Amendment Eff. December 1, 2009;

Amended Eff. November 1, 2010.

 

10a ncac 41H .0702       RESEARCH REQUESTS

(a)  The State Registrar may permit the use of data from

vital records for research purposes.  The State Registrar shall require the

applicant to specify in writing the conditions under which the records or data

will be used, stored, and disposed of; the purpose of the research; the

research protocol; access limitations; and security precautions.

(b)  A fee of twenty-four dollars ($24.00) shall be charged

per name searched.  If expedited service is specifically requested, an

additional fee of fifteen dollars ($15.00), in addition to all shipping and

commercial charges, shall be charged in accordance with G.S. 130A-93.1(a)(2).

(c)  Vital records or data provided under this Rule shall be

used only for the purposes described in the application.

 

History Note:        Authority G.S. 130A-92(a)(7); 130A-93;

130A-93.1;

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. August 24, 2009; June 1, 2005; February 1,

1994; February 1, 1992; September 1, 1990; October 1, 1985;

Emergency Amendment Eff. September 14, 2009;

Temporary Amendment Eff. December 1, 2009;

Amended Eff. November 1, 2010.

 

10a ncac 41H .0703       FEES FOR CORRECTIONS AND AMENDMENTS

The fee for correcting or amending a birth or death

certificate shall be fifteen dollars ($15.00) per request.  No fee shall be

charged for amending a cause of death on a death certificate.

 

History Note:        Authority G.S. 130A‑92(a)(7); 130A‑118;

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. June 1, 2005; August 1, 1991; October 1,

1985.

 

10a ncac 41H .0704       FEES FOR PREPARING NEW CERTIFICATE:

ADOPTION AND LEGITIMATION

A fee of fifteen dollars ($15.00) shall be charged for

preparing a new birth certificate for adoptions and legitimations.

 

History Note:        Authority G.S. 48‑9-107; 130A‑92(a)(7);

130A‑118;

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. June 1, 2005; August 1, 1991; October 1,

1985.

 

SECTION .0800 ‑ CHANGE OF NAMES

 

10A NCAC 41H .0801       NORTH CAROLINA COURT ORDERS

For court orders changing a name issued under the authority

of North Carolina law, and if the name has not been previously changed, the

name on the certificate shall be lined out, and the new name entered.  The face

of the certificate shall be noted, "Name changed by court order" with

the date of the change.  The register of deeds in the county of occurrence

shall be notified.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0802       OUT‑OF‑STATE COURT ORDERS

If the court order originates in another state and the name

has not been previously changed by court order, the change shall be made in the

same manner as those originating in North Carolina.  If the name has been

previously changed by court order, the statutory authority for the second

change from the other state shall be required.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990; May 15, 1979.

 

10A NCAC 41H .0803       FEDERAL WITNESS PROTECTION PROGRAM

When a court order is issued under the United States

Department of Justice Witness Protection Program the certification of birth

shall be amended and the court order shall be placed in the sealed file.  The

register of deeds in the county of birth shall not be notified of changes made

pursuant to this Regulation.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. May 15, 1979.

 

10A NCAC 41H .0804       FILING COURT ORDERS

If the court order is submitted on a form furnished by the

State Registrar, it shall be attached to the back of the certificate. 

Otherwise, the court order shall be retained in permanent files.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. May 15, 1979.

 

10A NCAC 41H .0805       JUDICIAL DETERMINATION OF PATERNITY

For cases in which a court determines the paternity of an

illegitimate child, the father's name shall be added and a copy of the amended

certificate shall be forwarded to the register of deeds in the county where the

birth occurred.  In cases where the mother is married and the court determines

the husband is not the father, the husband's name will be lined out, and if

also determined by the court, the natural father's name will be added.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. August 1, 1991.

 

SECTION .0900 ‑ CORRECTIONS AND AMENDMENTS

 

10A NCAC 41H .0901       ERRORS

(a)  The State Registrar may correct errors by his own

observation and by request from the individual or institution responsible for

filing the original certificate, the informant, or the local registrar or

his/her deputized agent.  The register of deeds or other office of that county

that maintains and certifies records shall be provided all such corrections

either by the State Registrar or through the local registrar as provided in Paragraph

(b) of this Rule.

(b)  Prior to such time as the certificate has been

officially registered by the Vital Records Section, each local registrar or

his/her deputized agent is empowered to and shall correct errors on a

certificate. After such time as the certificate has been officially registered

by the Vital Records Section, only the Vital Records Section is empowered to

correct errors on a certificate.  The local registrar or his/her deputized

agent shall be responsible for determining whether the record has been

officially registered by the Vital Records Section.

(c)  In order to ensure that the county copy of the

certificate provides the same information as the original certificate filed in

the Vital Records Section, the local registrar or the State Registrar, whomever

makes the correction, shall file with the local register of deeds or local

health department, whichever maintains and certifies the records, a copy of the

certificate in its corrected form.  Although the county copies of certificates

corrected in this manner shall not be marked "Amended," the words

"Corrected Certificate" shall be placed upon the face of the

corrected certificate along with a notation indicating the items or sections

corrected; the date of the correction; and the signature of the local

registrar, the local registrar's deputized agent, or the State Registrar as

appropriate.

(d)  When a certificate has been corrected as provided in

this Rule and has been filed in the appropriate county office, that certificate

shall become the official county record.  Only the official county record may

then be certified.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. January 1, 1992.

 

10A NCAC 41H .0902       MINOR CORRECTIONS

The following items may be corrected by the State Registrar

upon written application on forms provided by the State Registrar properly

dated, notarized, and signed by the registrant if of legal age, or one or both

of the parents or guardians of a minor child:

(1)           any obvious clerical error,

(2)           addresses,

(3)           occupation,

(4)           birth order,

(5)           spelling of informant's name, and

(6)           spelling of given names of child within four years

of birth.

Records corrected as above shall not be marked

"amended" but the notarized amendment application will be attached to

the back of the original certificate.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0903       CORRECTIONS REQUIRING PROOF

The following items may be corrected upon written request on

forms prescribed by the State Registrar properly notarized and signed by the

registrant if of legal age or by one or both parents or guardians of a minor

child provided that the request is supported by at least one piece of

documentary evidence:

(1)           state of birth (deaths),

(2)           birthplace of parents (births),

(3)           county of birth,

(4)           spelling of given names of child (births) after

four years of birth,

(5)           spelling of father's or mother's name,

(6)           age of parents,

(7)           sex of child if incorrectly recorded,

(8)           date of birth, and

(9)           hour of birth.

For these corrections, except sex of child and hour of

birth, the certificates shall be marked "amended" as shall certified

copies subsequently issued.  All available evidence including any which might

not have been submitted by the applicant shall be evaluated by the State

Registrar.  The existence of inconsistent or conflicting evidence may be

considered cause for denying any request for correction in which case the

applicant shall be duly advised.

 

History Note:        Authority G.S. 130A‑92(a)(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. February 1, 1994; July 1, 1992.

 

10A NCAC 41H .0904       ADDING NAMES

(a)  If a birth certificate does not indicate a given name,

the State Registrar shall add the name when requested on a form prescribed by

the State Registrar, properly notarized and signed by the registrant if of

legal age or by one or both parents or guardians of a minor child.  If a person

is over five years of age, the request must be supported by at least one piece

of documentary evidence.  If a person is five years old or younger, the

documentary evidence shall be requested but shall not be required if medical or

school records have not been established.

(b)  If a birth certificate does not indicate a surname, the

State Registrar shall add the surname on receipt of a request properly

notarized and signed by both parents or guardians if the child was born in

wedlock or by the mother or both guardians if born out of wedlock.  If the

request is supported by documentary evidence, only one signature shall be

required.  After the child has reached his sixth birthday, documentary evidence

of the established surname shall be required to add the surname.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. April 1, 1982.

 

10A NCAC 41H .0905       CORRECTING FALSIFIED BIRTH CERTIFICATES

(a)  For cases in which the mother claims to have falsified

information for the birth certificate regarding her marital status or the name

of her husband, she shall be required to sign an affidavit to the effect that

the original information given at birth was false and provide appropriate proof

of the facts to be added to the record.  The State Registrar reserves the right

to withhold issuance of copies of records known to be falsified (except to a

court or other official agency) until the necessary corrections have been made.

(b)  If the mother alleges that she was not married at the

time of conception or birth the marital status shall be changed, information

regarding the father shall be lined through, and the child shall be given the

established surname.

(c)  If the mother alleges that she had a different husband

from the one on the original birth certificate, and the whereabouts of the true

husband is unknown or he is dead, the name of the husband shall be lined

through and the child will be given the established surname, provided that the

mother shows proof of the marriage and proof that the child has been using the

surname to be added.  The name of the alleged father may be added if his sworn

statement that he was married to the mother at the time of conception or birth

is furnished, and if no objection is raised by the man who was originally named

as the father.

(d)  A copy of all such corrected records will be forwarded

to the register of deeds in the county of birth.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Amended Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990; April 1, 1982.

 

10A NCAC 41H .0906       AMENDED CAUSES OF DEATH

When the physician or medical examiner who signed the

original death certificate chooses to change or add information regarding the

cause of death, the information will be submitted on a form provided for that purpose

by the State Registrar.  For medical examiner cases, the State Medical Examiner

or a member of his staff authorized by him, may sign and submit changes to the

cause of death using the same form.  Upon receipt of the form, properly signed,

the State Registrar will mark the face of the certificate "cause

amended" and the date, and affix the form to the back of the original

death certificate.  The State Registrar will send a photocopy of the amended

death certificate to the register of deeds in the county where death occurred.

Whenever a certified copy of an amended death certificate is

issued by the State Registrar, the copy will include the original certificate

and all amendments attached thereto.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0907       CORRECTIONS TO DELAYED BIRTH

CERTIFICATES

(a)  Except for the year of birth, items on delayed birth

certificates may be corrected in accordance with the procedures described in

10A NCAC 41H .0901 to .0903.  The year of birth cannot be changed on a delayed

birth certificate which was established from records submitted at the time of

filing.

(b)  If the year of birth is disputed, the State Registrar

may cancel the original delayed birth certificate and file a new one based on

new evidence, all of which was established prior to the filing date of the

first delayed certificate.  The applicant may be required to present such proof

directly to the State Registrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0908       PROCEDURES FOR HANDLING DUPLICATE

CERTIFICATES

(a)  When two or more certificates for the same event are

detected before numbering, determination must be made as to which one is the

most complete and accurate.  The register of deeds shall be notified as to

which one is not to be filed.  If duplicates are identical, the one with the

earliest filing date will be retained.

(b)  When duplicates are detected after the records are

numbered, one must be voided.  A note shall be made on the certificate

indicating "Void," the date and reason for voiding, and the

certificate number of the record which supersedes it.

(c)  For cases in which the record must be filed under a

different number, a blank certificate shall be placed where the certificate was

removed, and the following items shall be noted on the blank certificate;

registration district number, certificate number, name, the word

"Void," the date and reason for voiding, and the certificate number

of the record which supersedes it.

(d)  A note shall be made on the back of any certificate

which supersedes another record referencing the certificate number of the

superseded record.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .0909       AMENDMENTS TO BIRTH CERTIFICATES

REQUIRING COURT ORDER

Unless otherwise provided by law or regulation, the

following amendments may be made on a birth certificate only upon receipt of an

order from a court of competent jurisdiction:

(1)           change in the surname of the registrant,

(2)           change in parentage.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. November 1, 1978.

 

10A NCAC 41H .0910       VITAL RECORDS AMENDMENT PROCEDURES

(a)  A representative of the State Registrar shall evaluate

the evidence submitted in support of any amendment of a vital record.  He may

accept or reject the amendment.  If the amendment is rejected, he shall advise

the applicant of the reasons for this action.  The existence of inconsistent or

conflicting evidence may be considered cause for denying any request for

amendment.

(b)  If a request to amend a record is rejected, the

applicant may request an opportunity to meet with the State Registrar to

present data in support of the requested amendment.  The applicant may be

represented by legal counsel.

(c)  Examples of documentary evidence which may be used to

support vital record amendment requests are:  early school records, census

records, marriage certificates, birth certificates of family members, rolls of

federal or state recognized Indian tribes, baptismal records.

(d)  The Head of the Vital Records Section after reviewing

all the evidence, both written and oral, presented on behalf of the applicant

to support a vital record amendment shall render a decision and shall inform

the applicant in writing of the decision and the reasons therefor within 45

days.  If the decision rendered is not in favor of the applicant, the applicant

may request a hearing under the provisions of the North Carolina Administrative

Procedure Act.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. November 1, 1978;

Amended Eff. December 6, 1991; January 1, 1984.

 

SECTION .1000 ‑ NEW CERTIFICATES

 

10A NCAC 41H .1001       NEW CERTIFICATES OF BIRTHS FOLLOWING

ADOPTIONS

(a)  When a new certificate of birth is prepared by the

State Registrar as prescribed in G.S. 48‑29, all copies of the original

certificate and all other information concerning the original certificate in

the possession of any register of deeds shall be forwarded to the State

Registrar, who shall file them in accordance with the provisions of G.S. 48‑29. 

In the event such data have been computerized or otherwise automated, a paper

copy of the identifying data shall be prepared and sent to the State

Registrar.  The automated data shall then be removed from the index or

otherwise rendered unusable in a manner approved by the State Registrar.

(b)  The record pertaining to an adoption shall not be

sealed until after the adopting parents are furnished a full certified copy or

until they or their legal representatives are notified of the information

entered on the new certificate, so that errors can be identified or corrected

prior to the sealing of the file.  After the file is sealed, corrections and

amendments shall be made in accordance with same rules which pertain to birth

records of non‑adopted persons, except that a copy of the adoption order

will be required to correct the name.

 

History Note:        Authority G.S. 48‑29(c); 130A‑92(7);

130A‑118(e);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. May 1, 1991.

 

10A NCAC 41H .1002       NEW CERTIFICATES OF BIRTH FOLLOWING

LEGITIMATIONS

When a new certificate of birth is prepared by the State

Registrar as prescribed in G.S. 49‑13 and G.S. 130A‑118, the

register of deeds in the county where birth occurred shall send the original

birth certificate to the State Registrar for filing in the sealed file and

shall replace it with a copy of the new certificate prepared by the State

Registrar.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. October 1, 1984.

 

10A NCAC 41H .1003       ADOPTIONS AND LEGITIMATIONS: NEW DELAYED

CERTIFICATES

For persons whose births are filed on Delayed Certificate of

Birth forms who are adopted or legitimated, new Delayed Certificates of Birth

shall be prepared by the State Registrar in the same manner as prescribed for

regular birth certificates.  When certified copies are issued, they shall be

typed on regular certified copy forms with the term "Delayed" added.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

10A NCAC 41H .1004       ACCESS TO ORIGINAL RECORDS

Sealed files of adoptions or legitimations shall be opened

by the State Registrar upon receipt of a court order or may be opened to verify

that the correct record has been placed in the file if there is reason to

suspect that the wrong record was placed in the sealed file.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977.

 

SECTION .1100 ‑ LEGITIMATIONS

 

10A NCAC 41H .1101       GENERAL

For all legitimations, a new birth certificate shall be

prepared. The new birth certificate may reflect a new surname when the

conditions of G.S. 130A‑118(c) have been met.  The new birth certificate

shall reflect the mother's or father's surname unless otherwise directed by

court order.  A copy shall be forwarded to the register of deeds of the county

of occurrence who shall return the original copy to the Vital Records Section. 

All materials pertaining to the legitimation shall be placed in a sealed file.

 

History Note:        Authority G.S. 49‑13; 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

10A NCAC 41H .1102       LEGITIMATION BY SUBSEQUENT MARRIAGE

(a)  Paragraphs (b) through (h) of this Rule establish the

requirements for legitimations by subsequent marriage.

(b)  If no name of the father is shown on the original

certificate, affidavits of the mother and father on a form provided by the

Vital Records Section, necessary information about the father and child, and

proof of marriage are required.

(c)  If the father's name appears on the original birth

certificate and it is the man whom the mother married, only proof of marriage

is required.

(d)  If the father died before signing an affidavit, court

determination of paternity or proof shall be required in lieu of the father's

affidavit.  Such proof may be hospital records, medical records, tax records,

service records, or affidavits from close relatives of the father indicating

that the man was the reputed father of the child.

(e)  If the birth certificate shows a father other than the

one the mother married, a court determination of paternity will be required.

(f)  If the mother is legally married at the time of

conception or birth, but claims that another man is the father and she later

marries the natural father, a court determination of paternity shall be

required in addition to proof of marriage.

(g)  If the parents of an illegitimate child marry after the

child reaches the age of six, additional proof of parentage shall be required

such as school or medical records showing the child has used the surname of the

father, hospital records or bills paid by the reputed father, or affidavits

from relatives of the reputed father.

(h)  For legitimating a child under G.S. 49‑12 when

another man's name appears on the birth record, proof must be submitted showing

that the man named on the certificate is not the father of the child or a court

order shall be required to remove the name of one man in order to add the name

of another.

 

History Note:        Authority G.S. 49‑13; 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

SECTION .1200 ‑ REMOVAL OF GRAVES

 

10A NCAC 41H .1201       REGISTRATION OF GRAVES REMOVED

(a)  Removal of Graves Certificate.  A Removal of Graves

Certificate provided by the State Registrar shall be used to permanently record

the facts pertaining to the relocation of graves.

(b)  Preparation and Filing.  The party effecting the

removal shall:

(1)           complete the certificate form by typing or

writing plainly with black ink;

(2)           list the name of each decedent if known;

otherwise, enter as much identifying information as may be reasonably

determined;

(3)           use continuation sheets of the same format

as the list on the certificate to list additional names as necessary;

(4)           file the certificate with maps and

continuation sheets attached with the register of deeds in the county of

disinterment and also in the counties of reinterment within 30 days after

completion of the reinterment; and

(5)           pay the register of deeds a fee of one

dollar ($1.00) for each page or portion of a page recorded.

(c)  Maps.  The party effecting removal shall prepare a map

of both the disinterment and reinterment sites.  The map must precisely

describe the disinterment and reinterment sites in such a manner that a layman

can easily identify the location of each site.  The maps shall include county,

nearest city or town, public road or intersection of roads in the vicinity, and

any other information which would be helpful in locating the sites.  The graves

must be noted and numbered.  The names must be listed on the certificate by

number, which corresponds with the numbers on the map.  The map shall be

prepared on the same size paper as the certificate whenever possible.

(d)  Filing and Indexing.  The register of deeds shall:

(1)           place the certificate with attachments in a

loose leaf binder or other appropriate medium;

(2)           cross index the certificates by name of

cemetery of disinterment and reinterment;  This requirement does not preclude

additional cross indexing of the Removal of Graves Certificates by name of

decedent when known; provided, that such cross indexing shall be an option of

the register of deeds and imposes no extra charge to the party effecting

removal; and

(3)           retain the certificates and attachments

permanently; In counties using microfilm for recording various documents such

as deeds and deeds of trust, these certificates may be processed as the other

records.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. September 1, 1990.

 

10A NCAC 41H .1202       FORMS

Source of Forms.  The Removal of Graves Certificate may be

obtained from the local register of deeds office.  Additional supplies of these

forms may be ordered from Vital Records Section.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. February 1, 1976;

Readopted Eff. November 15, 1977;

Amended Eff. January 1, 1992; September 1, 1990.

 

SECTION .1300 ‑ ACCESS TO RECORDS

 

10a ncac 41H .1301       INFORMATION NEEDED FOR LOCATING RECORDS

A person wishing to obtain a copy of a vital record or

obtain a copy therefrom shall be required to furnish at least the minimum

amount of information needed to locate the record.  The following minimum

amount of information is required to locate a record:

(1)           Births.  Registrant's name, father's name (if born

in wedlock), mother's full maiden name, date of birth and place of birth;

(2)           Deaths.  Name of deceased, age, date of death and

place of death;

(3)           Marriages.  Name

of bride or groom, date of marriage and county where license was issued;

(4)           Divorces.  Name of plaintiff or defendant, date of

divorce and place of divorce.

 

History Note:        Authority G.S. 130A‑92(a)(7);

Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Amended Eff. January 1, 1984;

Transferred and Recodified from 10 NCAC 7G .1301 Eff.

April 4, 1990;

Amended Eff. January 1, 2005; May 1, 1991.

 

10A NCAC 41H .1302       ISSUANCE OF CERTIFIED COPIES

The State Registrar shall require applicants for certified

copies of vital records to complete and sign an application form before issuing

such copies.  Applicants may also be required to produce identification.

 

History Note:        Authority G.S. 130A‑92(7);

Eff. October 1, 1977;

Readopted Eff. November 15, 1977;

Transferred and Recodified from 10 NCAC 7G .1303 Eff. April 4, 1990.

 

SECTION .1400 ‑ DIVORCE AND ANNULMENT

 

10A NCAC 41H .1401       RESERVED FOR FUTURE CODIFICATION

 

10A NCAC 41H .1402       REGISTRATION OF DIVORCES AND ANNULMENTS

(a)  The report of divorce and annulment required by G.S.

130A‑111 shall be on the certificate of divorce and annulment form

furnished by the State Registrar.  The certificate of divorce and annulment

shall contain as a minimum those items specified on the standard certificate of

divorce and annulment prepared by the federal agency responsible for national

vital statistics.  No certificate of divorce and annulment shall be complete

and acceptable for filing that does not contain all information required on the

certificate or that does not contain an explanation for its omission.

(b)  The certificate shall be completed by the Clerk of

Superior Court following the granting of a decree of absolute divorce or

annulment. The information necessary to prepare the report shall be furnished

to the clerk by the parties or their legal representatives.  The original copy

of all certificates shall be forwarded to the State Registrar on or before the

15th of the month following the month in which the decree was granted. The

carbon copy may be retained by the Clerk of Superior Court for his record of

the action.

 

History Note:        Authority G.S. 130A‑92; 130A‑111;

Eff. January 1, 1984;

Amended Eff. October 1, 1984.