WAC 460-11A-050: Exemption for secondary trading of certain multijurisdictional registered securities

Link to law: http://apps.leg.wa.gov/wac/default.aspx?cite=460-11A-050
Published: 2015

Subscribe to a Global-Regulation Premium Membership Today!

Key Benefits:

Subscribe Now
Print







WACs > Title 460 > Chapter 460-11A > Section 460-11A-050











460-11A-040    

End of Chapter







Agency filings affecting this section







WAC 460-11A-050









Exemption for secondary trading of certain multijurisdictional registered securities.









After a multijurisdictional offering has been declared effective by the SEC, a nonissuer transaction in any class of the issuer's securities is exempt from registration, whether or not the transaction is effected through a broker-dealer.
[Statutory Authority: RCW 21.20.450, [21.20].240. WSR 07-02-071, § 460-11A-050, filed 12/29/06, effective 1/29/07.]