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The Vermont Statutes Online
Title
09
:
Commerce and Trade
Chapter
133
:
INSIDER TRADING ACT
§
4302. Officers and stockholders; disclosure
Every person who
is directly or indirectly the beneficial owner of more than ten percent of any
class of any equity security of a domestic stock insurance company, or who is a
director or an officer thereof, shall file in the office of the Commissioner of
Financial Regulation on or before the first day of July, 1965, or within 10
days after the person becomes the beneficial owner, director, or officer, a
statement in such form as the Commissioner may prescribe, of the amount of all
equity securities of the company of which the person is the beneficial owner,
and within 10 days after the close of each calendar month thereafter, if there
has been a change in his or her ownership during the month, shall file in the
office of the Commissioner a statement, in such form as the Commissioner may
prescribe, indicating his or her ownership at the close of the calendar month
and such changes in his or her ownership as have occurred during the calendar
month. (Added 1965, No. 88, § 1; amended 1989, No. 225 (Adj. Sess.), § 25(b);
1995, No. 180 (Adj. Sess.), § 38(a); 2011, No. 78 (Adj. Sess.), § 2, eff. April
2, 2012.)