405 KAR 8:050.
Permits for special categories of mining.
RELATES TO: KRS
350.093, 350.445, 350.450, 350.465
STATUTORY
AUTHORITY: KRS Chapter 13A, 350.020, 350.028, 350.060, 350.093, 350.151,
350.450, 350.465
NECESSITY,
FUNCTION, AND CONFORMITY: KRS Chapter 350 in pertinent part requires the
cabinet to promulgate rules and administrative regulations pertaining to
permits for surface coal mining and reclamation operations, including certain
special categories of mining. This administrative regulation sets forth permit
application requirements for special mining categories including mining on
prime farmland, augering, in situ processes, off-site coal preparation plants,
mountaintop removal mining, and mining on steep slopes. This administrative
regulation sets forth the only variance from the requirement to return to
approximate original contour in steep slopes. This administrative regulation
sets forth the manner in which the contemporaneous reclamation requirements can
be met for combined surface and underground mining activities.
Section 1. In
Situ Processing Activities. (1) Applicability. This section applies to any
person who conducts or intends to conduct surface coal mining and reclamation
operations utilizing in situ processing activities.
(2) Application
requirements. Any application for a permit for operations covered by this
section shall be made according to all requirements of this chapter applicable
to underground mining activities. In addition, the mining and reclamation
operations plan for operation involving in situ processing activities shall
contain information establishing how those operations will be conducted in
compliance with the requirements of 405 KAR 20:080, including:
(a) Delineation
of proposed holes and wells and production zone for approval of the cabinet;
(b)
Specifications of drill holes and casing proposed to be used;
(c) A plan for
treatment, confinement or disposal of all acid-forming, toxic-forming or
radioactive gases, solids, or liquids constituting a fire, health, safety or
environmental hazard caused by the mining and recovery process; and
(d) Plans for
monitoring surface and groundwater and air quality, as required by the cabinet.
(3) Criteria for
approval. No permit shall be issued for operations covered by this section
unless the cabinet first finds, in writing, upon the basis of a complete
application made in accordance with subsection (2) of this section that the
operation will be conducted in compliance with all requirements of this chapter
relating to underground mining activities, and 405 KAR 20:080 and 405 KAR
Chapter 18.
Section 2.
Augering. (1) General. This section applies to any person who conducts or
intends to conduct surface coal mining and reclamation operations utilizing
augering operations. Any application for a permit for operations covered by
this section shall contain, in the mining and reclamation plan, a description
of the augering methods to be used and the measures to be used to comply with
405 KAR 20:030. No permit shall be issued for any operations covered by this
section unless the cabinet finds, in writing, that in addition to meeting all
other applicable requirements of this chapter, the operation will be conducted
in compliance with 405 KAR 20:030.
(2) Augering on
previously mined lands.
(a) In addition
to other requirements of 405 KAR Chapter 8, each application for a permit to
conduct auger mining on an area mined prior to May 3, 1978, and not reclaimed
to the standards of 405 KAR shall contain such information as the cabinet deems
necessary to describe the proposed affected area and method of operation and
show that the proposed method of operation will result in stable postmining
conditions, and reduce or eliminate adverse environmental conditions created by
previous mining activities.
(b) If the
cabinet determines that the affected area cannot be stabilized and reclaimed
subsequent to augering or that the operation will result in adverse impact to
the proposed permit area or adjacent area, the permit shall not be issued.
(c) The cabinet
shall, consistent with all applicable requirements of KRS Chapter 350 and 405
KAR Chapters 7 through 24, issue a permit if the applicant demonstrates that
the proposed surface coal mining operations will provide for reduction or
elimination of the highwall, or reduction or abatement of adverse impacts
resulting from past mining activities, or stabilization or enhancement of the
previously mined area.
(d) The cabinet
shall ensure that all applicable performance standards can be met.
Section 3. Prime
Farmlands. (1) Applicability. This section applies to any person who conducts
or intends to conduct surface coal mining and reclamation operations on prime
farmlands historically used for cropland. This section does not apply to:
(a) Lands on
which surface coal mining and reclamation operations are conducted pursuant to
any permit issued prior to August 3, 1977.
(b) Lands on
which surface coal mining and reclamation operations are conducted pursuant to
any renewal or revision of a permit issued prior to August 3, 1977. For the
purposes of this paragraph, "renewal" of a permit shall mean a
decision by the cabinet to extend the time by which the permittee may complete
mining within the boundaries of the original permit, and "revision"
of the permit shall mean a decision by the cabinet to allow changes in the
method of mining operations within the original permit area, or the decision of
the cabinet to allow incidental boundary changes to the original permit.
(c) Lands
included in any existing surface coal mining operation, for which a permit was
issued for all or any part thereof prior to August 3, 1977, provided that:
1. Such lands
are part of a single continuous surface coal mining operation begun under a
permit issued before August 3, 1977; and
2. The permittee
had a legal right to mine the lands prior to August 3, 1977 through ownership,
contract, or lease but not including an option to buy, lease or contract; and
3. The lands
contain part of a continuous recoverable coal seam that was being mined in a
single continuous mining pit (or multiple pits if the lands are proven to be a
part of a single continuous surface coal mining operation) begun under a permit
issued prior to August 3, 1977.
4. A single
continuous surface coal mining operation is presumed to consist only of a
single continuous mining pit under a permit issued prior to August 3, 1977, but
may include noncontiguous parcels if the permittee can prove by clear and
convincing evidence that, prior to August 3, 1977, the noncontiguous parcels
were a part of a single permitted operation. For the purpose of this paragraph,
clear and convincing evidence includes, but is not limited to, contracts,
leases, deeds, or other properly executed legal documents (not including
options) that specifically treat physically separate parcels as one (1) surface
coal mining operation.
5. For the
purposes of this paragraph a pit shall be deemed to be a single continuous
mining pit even if portions of the pit are crossed by a road, pipeline,
railroad or powerline or similar crossing.
(d) The
following facilities associated with an underground mining activity, if the
facilities affect a minimal amount of land and if the facilities are actively
used over extended periods of time:
1. Coal
processing plants;
2. Support
facilities; and
3. Roads.
(2) Application
requirements. If land within the proposed permit area is identified as prime
farmland under 405 KAR 8:030, Section 21 or 405 KAR 8:040, Section 21, the
applicant shall submit a plan for the mining and restoration of the land. Each
plan shall contain, at a minimum:
(a) A soil
survey of the permit area conducted by the SCS according to the standards of
the National Cooperative Soil Survey and in accordance with the procedures set
forth in U.S. Department of Agriculture Handbooks 436 "Soil Taxonomy"
(SCS) and 18 "Soil Survey Manual" (SCS) as incorporated by reference
in 405 KAR 7:015. The SCS establishes the standards of the National Cooperative
Soil Survey and maintains a National Soils Handbook which gives current
acceptable procedures for conducting soil surveys. The National Soils Handbook
is available for review at area and state SCS offices.
1. The soil
survey shall include a soils map, a description of each soil mapping unit, and
profile descriptions of each soil using representative descriptions from the
soil survey area as determined by the SCS including, but not limited to,
soil-horizon depths, textures, pH values, and consistence for each prime
farmland soil unit within the permit area.
2. In addition to
the representative soil profile description provided by the SCS, the applicant
may submit site-specific soil profile descriptions of the permit area prime
farmland soil mapping units. These descriptions shall be prepared by persons
meeting the qualification requirements of the SCS prime farmland specifications
incorporated by reference in 405 KAR 20:040. These descriptions must meet NCSS
standards and shall include the name, address and qualifications of the soil
scientist that prepared them. If such on-site descriptions are not obtained and
included in the application, then the representative soil profile descriptions
provided by the SCS shall be deemed by the cabinet as representative of the
soils in the permit area and the soil-horizon depths and other data therein
shall serve as a basis for determining whether reclaimed prime farmland areas
have been restored to proper depth and meet other reconstruction standards of
405 KAR 20:040, Section 4.
3. Bulk density
of the prime farmland soils prior to mining shall be documented and included in
the application. These densities shall be obtained either by testing samples
from each soil mapping unit by ten (10) inch soil layers or by using estimates
provided for each soil series by the SCS.
4. The cabinet
may require the applicant to provide information on other physical and chemical
soil properties as needed to make a determination that the applicant has the
technological capability to restore the prime farmland within the permit area
to the soil reconstruction standards of 405 KAR 20:040.
(b) A detailed
plan for soil removal, storage, and reconstruction which demonstrates that the
applicant has the technological capability to comply with 405 KAR 20:040. The
plan shall include at a minimum:
1. The proposed
methods and types of equipment to be used for soil removal, storage, and
reconstruction, including equipment operation patterns, use of ripping and
chiseling, stockpile locations and erosion control measures, etc.
2. A description
of measures to be taken to avoid excessive compaction of soils.
3. A description
of measures to be taken to ensure that soil removal, handling, and
reconstruction operations shall be conducted within soil moisture ranges that
will minimize compaction.
4. A description
of any soil amendments to be applied.
5. Maps, plans,
and cross-sections depicting the location and acreages of reconstructed prime
farmland soil mapping units, final grading configuration, drainage and erosion
control measures.
6. Available
agricultural school studies or other scientific data for areas with comparable
soils, climate, and management (including water management) that demonstrate
that the proposed method of reclamation, including the use of soil mixtures or
substitutes according to the requirements of 405 KAR 20:040, if any, will
achieve, within a reasonable time, levels of yield equivalent to, or higher
than, those of nonmined prime farmland in the surrounding area. The
demonstration for soil substitutes or mixtures shall include analyses performed
by a qualified soil scientist and such analyses of physical and chemical
parameters of the original soils and the substitute soil materials or soil
mixtures as required by the cabinet (which shall be conducted by a qualified
laboratory).
(c) A plan for
revegetation, crop production and demonstration of restoration of soil
productivity in conformance with 405 KAR 20:040, Section 5. The cabinet may
allow detailed cropping plans, including items such as identification of
reference crops, locations of test plots, and yield measurement methodologies,
to be submitted after issuance of the permit, as a revision to the permit,
provided that the permit is conditioned to require submission of the detailed
plan at least one (1) year prior to initiation of crop production on the
reclaimed area for the purpose of demonstration of compliance with 405 KAR
20:040. The initial revegetation plan, however, must be included in the
application before the permit is issued. Permits issued prior to February 4,
1986 shall be revised to comply with this paragraph at least one (1) year prior
to initiation of crop production on the reclaimed area for the purpose of
demonstration of compliance with 405 KAR 20:040.
(3) Cabinet
consultation with the SCS.
(a) Before any
permit is issued for areas that include prime farmlands, the cabinet shall
consult with the state conservationist, SCS.
(b) The state
conservationist shall provide for the review of and comment on the proposed
method of soil reconstruction in the plan submitted under subsection (2) of
this section. If the state conservationist considers those methods to be
inadequate, he or she shall suggest revisions to the cabinet resulting in more
complete and adequate reconstruction.
(4) Criteria for
approval. A permit for the mining and reclamation of prime farmland may be
granted by the cabinet, if it first finds, in writing, upon the basis of a
complete application, that:
(a) The approved
proposed postmining land use of these prime farmlands will be cropland;
(b) The permit
incorporates as specific conditions the contents of the plan submitted under
subsection (2) of this section, after consideration of any revisions to that
plan suggested by the state conservationist under subsection (3) of this
section;
(c) The
applicant has the technological capability to restore the prime farmland,
within a reasonable time, to equivalent or higher levels of yield as nonmined
prime farmland in the surrounding area under equivalent levels of management;
and
(d) The proposed
operations will be conducted in compliance with the requirements of 405 KAR
20:040 and other environmental protection performance and reclamation standards
for mining and reclamation of prime farmland of 405 KAR Chapters 7 through 24.
Section 4.
Mountaintop Removal Mining. (1) Applicability. This section applies to any
person who conducts or intends to conduct surface mining activities by
mountaintop removal mining.
(2) Mountaintop
removal mining means surface mining activities, where the mining operation
removes an entire coal seam or seams running through the upper fraction of a
mountain, ridge, or hill, except as provided for in 405 KAR 20:050, Section
1(6), by removing substantially all of the overburden off the bench and
creating a level plateau or a gently rolling contour, with no highwalls
remaining, and capable of supporting postmining land uses in accordance with
the requirements of this section.
(3) Criteria for
approval. The cabinet may issue a permit for mountaintop removal mining,
without regard to the requirements of 405 KAR 16:190 to restore the lands
disturbed by such mining to their approximate original contour, if it first
finds, in writing, on the basis of a complete application, that the following
requirements are met:
(a) The proposed
postmining land use of the lands to be affected will be an industrial,
commercial, agricultural, residential, or public facility (including
recreational facilities) use.
(b) After
consultation with the appropriate land-use planning agencies, if any, the
proposed land use is deemed by the cabinet to constitute an equal or better
economic or public use of the affected land compared with the premining use.
(c) The
applicant has presented specific plans for the proposed postmining land use and
appropriate assurances that such use will be:
1. Compatible
with adjacent land uses;
2. Obtainable
according to data regarding expected need and market;
3. Assured of
investment in necessary public facilities;
4. Supported by
commitments from public agencies where appropriate;
5. Practicable
with respect to private financial capability for completion of the proposed
use;
6. Planned
pursuant to a schedule attached to the reclamation plan so as to integrate the
mining operation and reclamation with the postmining land use; and
7. Designed by a
registered engineer in conformance with professional standards established to
assure the stability, drainage, and configuration necessary for the intended
use of the site.
(d) The proposed
use would be consistent with adjacent land uses and existing state and local
land use plans and programs.
(e) The cabinet
has provided, in writing, an opportunity of not more than sixty (60) days to
review and comment on such proposed use to the governing body of general
purpose government in whose jurisdiction the land is located and any state or
federal agency which the cabinet, in its discretion, determines to have an
interest in the proposed use.
(f) The
applicant has demonstrated that, in place of restoration of the land to be
affected to the approximate original contour under 405 KAR 16:190, the
operation will be conducted in compliance with the requirements of 405 KAR
20:050;
(g) The
requirements of 405 KAR 20:050 are made a specific condition of the permit;
(h) All other
requirements of KRS Chapter 350 and 405 KAR Chapters 7 through 24 are met by
the proposed operations;
(i) The permit
is clearly identified as being for mountaintop removal mining.
(4) Periodic
review.
(a) Any permits
issued under this section shall be reviewed by the cabinet to evaluate the
progress and development of mining activities to establish that the permittee
is proceeding in accordance with the terms of the permit:
1. Within the
sixth month preceding the third year from the date of its issuance;
2. Before each
permit renewal; and
3. Not later
than the middle of each permit term.
(b) Any review
required under paragraph (a) of this subsection need not be held if the
permittee has demonstrated and the cabinet finds, in writing, within three (3)
months before the scheduled review, that all operations under the permit are
proceeding and will continue to be conducted in accordance with the terms of
the permit and requirements of KRS Chapter 350 and 405 KAR Chapters 7 through
24.
(5)
Modifications of permit. The terms and conditions of a permit for mountaintop
removal mining may be modified at any time by the cabinet, if it determines
that more stringent measures are necessary to insure that the operation
involved is conducted in compliance with the requirements of KRS Chapter 350
and 405 KAR Chapters 7 through 24.
Section 5. Steep
Slope Mining. (1) This section applies to any persons who conduct or intend to
conduct steep slope surface coal mining and reclamation operations, except:
(a) Where an
applicant proposes to conduct surface coal mining and reclamation operations on
flat or gently rolling terrain, leaving a plain or predominantly flat area, but
on which an occasional steep slope is encountered as the mining operation proceeds;
(b) Where a
person obtains a permit under the provisions of Section 4 of this
administrative regulation; or
(c) To the
extent that a person obtains a permit incorporating a variance under Section 6
of this administrative regulation.
(2) Any
application for a permit for surface coal mining and reclamation operations
covered by this section shall contain sufficient information to establish that
the operations will be conducted in accordance with the requirements of 405 KAR
20:060, Section 2.
(3) No permit
shall be issued for any operations covered by this section, unless the cabinet
finds, in writing, that in addition to meeting all other requirements of this
chapter, the operation will be conducted in accordance with the requirements of
405 KAR 20:060, Section 2.
Section 6.
Variances from Approximate Original Contour Restoration Requirements for
Nonmountaintop Removal, Steep Slope Mining. (1) The cabinet may issue a permit
for nonmountaintop removal, steep slope mining which includes a variance from
the requirements of 405 KAR 16:190, 18:190 and 20:060, Section 2(3) to restore
the disturbed areas to their approximate original contour. The permit may
contain such a variance only if the cabinet finds, in writing, that the
applicant has demonstrated, on the basis of a complete application, that the
requirements of 405 KAR 20:060, Section 3 are met.
(2) If a
variance is granted under this section:
(a) A statement
shall be listed on the permit making the requirements of 405 KAR 20:060,
Section 3 a specific condition.
(b) The permit
shall be specifically marked as containing a variance from approximate original
contour.
(3) Periodic
review.
(a) Any permits
incorporating a variance issued under this section shall be reviewed by the
cabinet at least every thirty (30) months following the issuance of the permit
to evaluate the progress and development of the mining activities, to establish
that the permittee is proceeding in accordance with the terms of the variance.
(b) If the
permittee demonstrates to the cabinet that the operations involved have been
and continue to be conducted in compliance with the terms and conditions of the
permit, the requirements of KRS Chapter 350 and 405 KAR Chapters 7 through 24,
the review required in paragraph (a) of this subsection need not be held.
(4)
Modifications of permit. The terms and conditions of a permit incorporating a
variance under this section may be modified at any time by the cabinet, if it
determines that more stringent measures are necessary to insure that the
operations involved are conducted in compliance with the requirements of KRS
Chapter 350 and 405 KAR Chapters 7 through 24.
Section 7.
Variances for Delay in Contemporaneous Reclamation Requirement in Combined
Surface and Underground Mining Operations. (1) Applicability.
(a) This section
applies to any permittee or permittees who conduct or intend to conduct
combined surface mining activities and underground mining activities where
compliance with the time frames for reclamation as specified in 405 KAR 16:020,
Section 2, is not practicable and a delay is requested to allow underground
mining activities to be conducted before the reclamation operations for the
surface mining activities can be completed.
(b) This section
provides only for delay in reclamation of surface mining activities, if that
delay will allow underground mining activities to be conducted to ensure both
maximum practical recovery of coal resources and to avoid multiple future
disturbances of surface lands or waters.
(2) Application
requirements. Any applicant who desires to obtain a variance under this section
shall file with the cabinet complete applications for both the surface mining
activities and underground mining activities which are to be combined. The
mining and reclamation operation plans for these permits shall contain appropriate
narratives, maps, and plans which:
(a) Show why the
proposed underground mining activities are necessary or desirable to assure
maximum practical recovery of coal;
(b) Show how
multiple future disturbances of surface lands or waters will be avoided;
(c) Identify the
specific surface areas for which a variance is sought and the particular
sections of KRS Chapter 350 and 405 KAR Chapters 7 through 24 from which a
variance is being sought;
(d) Show how the
activities will comply with 405 KAR 16:010, Section 3 and other applicable
requirements of 405 KAR Chapters 7 through 24;
(e) Show why the
variance sought is necessary for the implementation of the proposed underground
mining activities;
(f) Provide an
assessment of the adverse environmental consequences and damages, if any, that
will result if the reclamation of surface mining activities is delayed; and
(g) Show how
temporary off-site storage of spoil will be conducted to comply with the
requirements of KRS Chapter 350 and 405 KAR 18:190, Section 6.
(3) Criteria for
approval. A permit incorporating a variance under this section may be issued by
the cabinet if it first finds, in writing, upon the basis of a complete
application filed in accordance with this section that:
(a) The
applicant has presented, as part of the permit application, specific, feasible
plans for the proposed underground mining activities;
(b) The proposed
underground mining activities are necessary or desirable to assure maximum
practical recovery of the mineral resources and will avoid multiple future
disturbances of surface land or waters;
(c) The
applicant has satisfactorily demonstrated that the applications for the surface
mining activities and underground mining activities conform to the requirements
of 405 KAR Chapters 7 through 24 and that all other permits necessary for the
underground mining activities have been issued by the appropriate authority;
(d) The surface
area of surface mining activities proposed for the variance has been shown by
the applicant to be necessary for implementing the proposed underground mining
activities;
(e) No
substantial adverse environmental damage, either on-site or off-site, will
result from the delay in completion of reclamation otherwise required by KRS
Chapter 350 and 405 KAR 16:020;
(f) The
operations will, insofar as a variance is authorized, be conducted in
compliance with the requirements of 405 KAR 16:010, Section 3 and other
applicable requirements of KAR Title 405;
(g) Temporary
off-site storage of spoil will comply with the requirements of KRS Chapter 350
and 405 KAR 18:190, Section 6;
(h) Liability
under the performance bond required to be filed by the applicant with the
cabinet pursuant to 405 KAR Chapter 10 will be for the duration of the
underground mining activities and until all requirements of 405 KAR Chapter 10
have been complied with; and
(i) The permit
for the surface mining activities contains specific conditions:
1. Specifying
the particular surface areas for which a variance is authorized; and
2. Providing a
detailed schedule for reclamation in lieu of requirements of the time frames
specified in 405 KAR 16:020, Section 2.
(4) Periodic
review. Variances granted under permits issued under this section shall be
reviewed by the cabinet no later than three (3) years from the dates of
issuance of the permit and any permit renewals.
Section 8. Coal
Processing Plants Not Located Within the Permit Area of a Specified Mine. (1)
Applicability. This section applies to any person who operates or intends to
operate coal processing plants not within a permit area of a specific mine,
other than such plants which are located at the site of ultimate coal use.
(2) Permit
required. Any person who operates or intends to construct or operate such a
coal processing plant shall obtain a permit from the cabinet under 405 KAR
Chapters 7 through 24.
(3) Previously
exempted operations. This subsection applies only to those coal processing
plants subject to 405 KAR 20:070, Section 5.
(a) On or before
February 1, 1986, all persons operating a coal processing plant who intend to
operate after August 1, 1986 shall file an initially complete (as defined in
405 KAR 8:010, Section 13(1)(a)) permit application under 405 KAR Chapters 7
through 24. No person may operate a coal processing plant after August 1, 1986
unless that operation is being conducted under a permit issued under 405 KAR
Chapters 7 through 24, except that a person may continue to operate a coal processing
plant after August 1, 1986 without a permit if:
1. An initially
complete permit application has been timely filed. "Timely filed"
shall mean filed on or before February 1, 1986, or if filed within that time
but determined to be initially incomplete, resubmitted within fifteen (15)
calendar days of being served notice by the cabinet that the application is
initially incomplete. Such notice shall be served in accordance with 405 KAR
7:092, Section 5.
2. The cabinet
has yet to issue or deny the permit; and
3. The person
complies with the performance standards of 405 KAR 20:070.
(b) The
applicant shall file a performance bond under 405 KAR Chapter 10 within sixty
(60) calendar days of being served notice of the decision by the cabinet to
issue the permit. Such notice shall be served in accordance with 405 KAR 7:092,
Section 5. If the performance bond is not filed within that time the cabinet
shall deny the permit application.
(c) Any time
limits for cabinet action specified in 405 KAR 8:010 shall not apply to permit
applications filed under this subsection; provided, however, the cabinet shall
make every effort to timely review and issue or deny such permit applications
prior to August 1, 1986.
(4) Application.
(a) Any
application for a permit for operations covered by this section shall be in
accordance with 405 KAR 8:030 and, as applicable, 405 KAR 8:050 and shall
contain in the mining and reclamation plan, specific plans, including
descriptions, maps and drawings of the construction, operation, maintenance,
reclamation and removal of the coal processing plants. The plan shall
demonstrate that those operations will be conducted in compliance with 405 KAR
20:070.
(b) For permit
applications for operations subject to subsection (3) of this section, the
requirements of 405 KAR 8:030, Section 21, and 405 KAR 8:050, Section 3, shall
not apply to lands disturbed by the coal processing plants prior to December 1,
1985.
(c) Permit
applications for operations subject to subsection (3) of this section, which
were timely filed in accordance with subsection (3)(a)1 of this section, need not
contain the information required under 405 KAR 8:030, Sections 12, 13, 14(3),
and 15(4). Any such applicant failing to make a timely filing shall be required
to submit this information.
(5) Criteria for
approval. No permit shall be issued for any operation covered by this section
unless the cabinet finds, in writing, that, in addition to meeting all other
applicable requirements of this chapter, the operations will be conducted in
compliance with the requirements of 405 KAR 20:070. (8 Ky.R. 1511; eff. 1-6-83;
Am. 12 Ky.R. 924; 1310; eff. 2-4-86; 15 Ky.R. 432; eff. 12-13-88.)