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7.20.3NMAC


Published: 2015

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This

rule was files as 7 NMAC 20.3.

 

TITLE 7                HEALTH

CHAPTER 20      MENTAL HEALTH

PART 3                REQUIREMENTS FOR COMMUNITY

MENTAL HEALTH CENTERS

 

7.20.3.1                ISSUING

AGENCY:  New Mexico Department of Health - Division of Health Improvement

- Health Facility Licensing and Certification Bureau.

[01/01/00; Recompiled 10/31/01]

 

7.20.3.2                SCOPE:

              A.           These

regulations apply to the following:

                    (1)    

outpatient facilities which are certified by the behavioral health

services division of the department to provide psychosocial rehabilitation services

to adults with priority given to individuals with severe disabling mental

illness (SDMI); and

                    (2)    

any facility providing services as outlined by these regulations which

by federal regulation must be certified by the behavioral health services

division of the department to obtain or maintain full or partial, permanent or

temporary federal funding.

              B.           These

regulations do not apply to offices and treatment facilities of licensed

private practitioners.

[01/01/00; Recompiled 10/31/01]

 

7.20.3.3                STATUTORY

AUTHORITY:  The regulations set forth herein are promulgated by the secretary

of the New Mexico department of health, pursuant to the general authority

granted under Section 9-7-6 (E) of the Department of Health Act, NMSA 1978, as

amended; and the authority granted under Sections 24-1-2 (D), 24-1-3 (I) and

24-1-5 of the Public Health Act, NMSA 1978, as amended.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.4                DURATION:  Permanent.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.5                EFFECTIVE

DATE:  January 1,

2000, unless a later date is cited at the end of a Section or Paragraph.

[01/01/00; Recompiled

10/31/01]

[Compiler’s note:  The words or paragraph, above, are no longer applicable.  Later dates are now cited only at the end of

sections, in the history notes appearing in brackets.]

 

7.20.3.6                OBJECTIVE:

              A.           to

establish minimum standards for licensing of community mental health centers;

              B.           to

monitor community mental health centers through surveys to identify any areas

which could be dangerous or harmful to the clients or staff; and

              C.          to

ensure the provision of quality services which maintain or improve the health

and quality of life to the clients.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.7                DEFINITIONS:

              A.           “Applicant”

means the organization that applies for a license.  The individual signing the application on behalf of the

organization must have authority from the organization.

              B.           “Branch”

means a part of the certified community mental health center, which is part of

the corporation or campus that is certified by DOH, where client care takes

place.  Branches of facilities must meet

the intent of these regulations.  The

parent facility is responsible for their branches’ compliance.  A separate state license is required for

separate geographic locations under each certified facility.

              C.          “Client”

means any individual who is requesting or receiving

mental health services from a community mental health center as defined in this

regulation.

              D.           “Community-based crisis intervention” means, at a minimum, twenty-four (24) hour telephone

crisis services, initial face-to-face crisis intervention and follow-up crisis

support services.

              E.           “Community mental health center” means a facility certified by the department of health

to provide and manage a comprehensive array of mental health services with

priority given to serving adults with severe disabling mental illness (SDMI) in

a community-based setting.  At a

minimum, the following core services must be available and accessible:

                    (1)    

professional consultation;

                    (2)    

community-based crisis intervention;

                    (3)    

therapeutic interventions;

                    (4)    

medication services; and

                    (5)    

psychosocial interventions.

              F.           “Deficiency” means a violation of or failure to comply with a

provision(s) of these regulations

              G.          “Department” means the New

Mexico department of health.

              H.          “Facility”

means a building or buildings, including all branches, in which outpatient

mental health services are provided to the public and which is licensed

pursuant to these regulations.

              I.            “Governing body” means the governing authority of a facility, which has the ultimate

responsibility for all planning, direction, control, and management of the

activities and functions of a facility licensed pursuant to these regulations.

              J.           “License” means the document issued by the licensing authority

pursuant to these regulations granting the legal right to operate for a

specified period of time, not to exceed one (1) year.

              K.           “Licensee”

means the organization which has an ownership, leasehold, or similar interest

in the facility and in whose name a license for a facility has been issued and

who is legally responsible for compliance with these regulations.

              L.           “Licensing authority” means the agency within the New Mexico department of

health vested with the authority by DOH to regulate and enforce these

regulations.

              M.          “Medication services” means assessing the need for psychoactive medications

and management of pharmacological treatments.

              N.           “NMSA”

means the New Mexico Statutes Annotated, 1978 compilation, and all the

revisions and compilations thereof.

              O.          “Plan of

correction” means the plan submitted by

the licensee or representative of the licensee addressing how and when

deficiencies identified at the time of a survey will be corrected.

              P.           “Policy” means a statement of principle that guides and

determines present and future decisions and actions.

              Q.          “Premises” means buildings, grounds, and equipment of a

facility.

              R.           “Procedure” means the action(s) that must be taken in order to

implement a policy.

              S.           “Professional consultation” means the initial assessment of the client’s needs and

resources, the development of the patient’s treatment plan, its monitoring and

review and the access of specialized expertise to provide tests.

              T.           “Psychosocial interventions” means an array of services designed to help an

individual capitalize on his personal strengths, develop coping strategies, and

to develop a supportive environment in which to function as independently as

possible.  This array must include, at a

minimum:

                    (1)    

basic living skills;

                    (2)    

psychosocial skills training; and

                    (3)    

therapeutic socialization.

              U.           “Psychosocial

rehabilitation services” means

a set of treatment strategies which help persons with mental disorders,

including those with co-occurring substance abuse issues, achieve optimum

functioning in the personal and social dimensions of their lives.  The treatment strategies must be

rehabilitative in nature and create, sustain, and encourage empowerment through

a recovery process.

              V.           “Therapeutic interventions” means interactive

therapies which, when used in conjunction with other treatment strategies,

assist persons with severe disabling mental illness to achieve optimum

functioning in the personal and social dimensions of their lives.

              W.         “U/L approved” means approved for safety by the national

underwriters laboratory.

              X.           “Variance” means to refrain from pressing or enforcing

compliance with a portion or portions of these regulations for an unspecified

period of time where the granting of a variance will not create a danger to the

health, safety, or welfare of clients or staff of a facility, and is issued at

the sole discretion of the licensing authority.

              Y.           “Waive/waiver” means to refrain from pressing or enforcing compliance

with a portion or portions of these regulations for a limited period of time

provided the health, safety, or welfare of the clients and staff are not in

danger. Waivers are issued at the sole discretion of the licensing authority.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.8            STANDARD OF

COMPLIANCE:  The degree of compliance required throughout these regulations is

designated by the use of the words “shall” or “must” or “may.”  “Shall” or “must” means mandatory.  “May” means permissive. The use of the words

“adequate,” “proper,” and other similar words means the degree of compliance

that is generally accepted throughout the professional field by those who

provide outpatient mental health services to the public in facilities governed

by these regulations.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.9                PROHIBITION ON UNLICENSED OPERATION:  These

regulations apply to all community mental health centers operating within New

Mexico as set out in Section 2 [now 7.20.3.2 NMAC] above.  No community mental health center, or branch

thereof, may operate in New Mexico without being duly licensed according to

these regulations.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.10              INITIAL LICENSURE PROCEDURES:  To obtain an

initial license for a facility pursuant to these regulations the following

procedures must be followed by the applicant.

              A.           Application phase:  These

regulations apply to the design of a new building or renovation or addition to

an existing building for licensure as a facility pursuant to these

regulations.  Prior to starting

construction, renovations or additions to an existing building the applicant of

the proposed facility shall:

                    (1)    

advise  the licensing authority

in writing of intention to open a facility pursuant to these regulations.

                    (2)    

submit a set of floor plans for the building which must be of

professional quality, be on substantial paper of at least 18" x 24",

and be drawn to an accurate scale of ¼ inch to 1 foot. These plans must

include:

                              (a)     proposed use of each room e.g., waiting

room, counseling/therapy room, office, et cetera;

                              (b)     interior dimensions of all rooms;

                              (c)     one building or wall section showing exterior and interior

wall construction. Section must include floor, wall, ceiling, and the finishes,

e.g., carpet, tile, gyp board with paint, wood paneling;

                              (d)     door types, swing, and sizes of all doors, e.g. solid core,

hollow core, 3'0' x 6'8", 1 3/4" thick;

                              (e)     if the building is air-conditioned;

                              (f)     all sinks;

                              (g)     furnaces and hot water heaters, and if gas or electric;

                              (h)     windows including

size and type;

                              (i)     any level changes within the building, e.g., steps or ramps;

                              (j)     fire extinguishers, heat and smoke detectors and alarm

systems;

                              (k)    

location of the building on a site/plot plan to determine surrounding

conditions, include all  steps, ramps,

parking areas, walks, and any permanent structures; and

                              (l)     plans if the building is new construction, remodeled or

alteration, or an addition.  If

remodeled or an addition, indicate existing and new construction on the plans.

                    (3)    

Blueprints or floor plans must be reviewed by the licensing authority

for compliance with current licensing regulations, building and fire codes.

                    (4)    

If blueprints or plans are approved, the licensing authority will advise

the applicant that construction may begin.

              B.           Construction phase:  During the construction

of a new building or renovations or additions to an existing building, the

applicant must coordinate with the licensing authority and submit any changes

to the blueprints or plans for approval before making such changes.

              C.          Licensing phase:  Prior to

completion of construction, renovation or addition to an existing building, the

applicant will submit to the licensing authority the following:

                    (1)     application forms: 

appropriately completed and notarized.

                    (2)     fees:

                              (a)     Current fee schedules must be provided by the licensing

authority.

                              (b)     Fees must be in the form of a certified

check, money order, personal, or business check made payable to the state of

New Mexico.

                              (c)      Fees are non-refundable.

                    (3)     Zoning and building approval:

                              (a)     All initial applications must be

accompanied with written zoning approval from the appropriate authority (city,

county or municipality).

                              (b)     Prior to

licensure, initial applicants must submit written building approval

(certificate of occupancy) from the appropriate authority (city, county, or

municipality).

                    (4)     Fire authority approval: 

Prior to licensure, initial applicants must submit written approval of

the fire authority having jurisdiction.

                    (5)     New Mexico environment department approval:  Prior to

licensure, initial applicants are responsible for submission of the written

approval of the New Mexico environment department for the following:

                              (a)     private water supply, if applicable;

                              (b)     private

waste or sewage disposal, if applicable; and

                              (c)     kitchen, if meals are prepared on site.

                    (6)     Copy of appropriate drug permit issued by the state board of pharmacy, if applicable.

              D.           Initial survey:  Upon receipt

of a properly completed application with all supporting documentation as

outlined above, an initial Life Safety Code on-site survey and an on-site

health survey of the proposed facility will be scheduled by the licensing

authority.

              E.           Issuance of license:  Upon completion of the initial survey and

determination that the facility is in compliance with these regulations, the

licensing authority will issue a license.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.11              LICENSES:

              A.           Annual license:  An annual license is issued for a one (1)

year period to a facility which has met all requirements of these regulations.

              B.           Temporary license:  The licensing authority may, at its sole

discretion, issue a temporary license prior to the initial survey or when it

finds partial compliance with these regulations.

                    (1)    

A temporary license shall cover a period of time not to exceed one

hundred twenty (120) days, during which the facility must correct all specified

deficiencies.

                    (2)    

In accordance with Section 24-1-5 (D) NMSA 1978, no more than two (2)

consecutive temporary licenses shall be issued.

              C.          Amended license:  A licensee must apply to the licensing

authority for an amended license when there is a change of

administrator/director or when there is a change of name for the facility.

                    (1)    

Application must be on a form provided by the licensing authority.

                    (2) 

   Application must be

accompanied by the required fee for amended license.

                    (3)    

Application must be submitted within ten (10) working days of the

change.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.12              LICENSE

RENEWAL:

              A.           Licensee

must submit a renewal application on forms provided by the licensing authority,

along with the required fee at least thirty (30) days prior to expiration of

the current license.

              B.           Upon receipt of renewal application

and required fee prior to expiration of their current license, the licensing

authority will issue a new license effective the day following the date of

expiration of the current license if the facility is in compliance with these

regulations.

              C.          If a licensee fails to submit a renewal application with the required

fee and the current license expires, the facility shall cease operations until

it obtains a new license through the initial licensure procedures.  Section 24-1-5 (A) NMSA 1978, as amended,

provides that no health facility shall be operated without a license.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.13              POSTING

OF LICENSE:  The facility's license must be posted on the licensed premises in

an area visible to the public.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.14              NON-TRANSFERABLE

RESTRICTION OF LICENSE:  A license shall not be transferred by

assignment, or otherwise, to other persons or locations. The license shall be

void and must be returned to the licensing authority when any one of the

following situations occur:

              A.           ownership

of the facility changes;

              B.           the

facility changes location;

              C.          licensee

of the facility changes;

              D.           the facility

discontinues operation; or

              E.           a

facility wishing to continue operation as a licensed facility under

circumstances 14.1 - 14.4 [now Subsections A - D of 7.20.3.14 NMAC] above must

submit an application for initial licensure in accordance with Section 10 [now

7.20.3.10 NMAC] of these regulations at least thirty (30) days prior to the

anticipated change.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.15              AUTOMATIC

EXPIRATION OF LICENSE:  A license will automatically expire at

midnight on the day indicated on the license as the expiration date, unless

renewed, suspended, or revoked, or

              A.           on

the day a facility discontinues operation;

              B.           on

the day a facility is sold, leased, or otherwise changes ownership and/or

licensee; or

              C.          on

the day a facility changes location.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.16              SUSPENSION

OF LICENSE WITHOUT PRIOR HEARING:  In accordance with Section 24-1-5 (H), NMSA

1978, if immediate action is required to protect human health and safety, the

licensing authority may suspend a license pending a hearing, provided such

hearing is held within five (5) working days of the suspension, unless waived

by the licensee

[01/01/00; Recompiled 10/31/01]

 

7.20.3.17              GROUNDS

FOR REVOCATION OR SUSPENSION OF LICENSE, DENIAL OF INITIAL OR RENEWAL

APPLICATION FOR LICENSE, OR IMPOSITION OF INTERMEDIATE ACTIONS OR CIVIL

MONETARY PENALTIES:  A license may be revoked or suspended, an

initial or renewal application for license may be denied, or intermediate

sanctions or civil monetary penalties may be imposed after notice and

opportunity for a hearing, for any of the following:

              A.           failure

to comply with any provision of these regulations;

              B.           failure

to allow survey by authorized representatives of the licensing authority;

              C.          allowing

any person active in the operation of a facility licensed pursuant to these

regulations to be under the influence of, or impaired by, alcohol or other

behavior altering substances;

              D.           misrepresentation

or falsification of any information on application forms or other documents

provided to the licensing authority;

              E.           repeated

violations of these regulations; or

              F.           failure

to provide the required care and services as outlined by these regulations for

the clients receiving care at the facility.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.18              HEARING

PROCEDURES:

              A.           Hearing

procedures for an administrative appeal of an adverse action taken by the

licensing authority against a facility's license as outlined in Section 16 and

17 [now Sections 16 and 17 of 7.20.3 NMAC] above will be held in accordance

with Adjudicatory Hearings, New Mexico department of health, 7 NMAC 1.2 [7.1.2

NMAC].

              B.           A

copy of the above regulations will be furnished to a facility at the time an

adverse action is taken against its license by the licensing authority. A copy

may be requested at any time by contacting the licensing authority.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.19              LICENSED

FACILITIES:

              A.           Any

community mental health center, currently licensed as a limited diagnostic and

treatment center on the date these regulations are promulgated and which

provides the services prescribed under these regulations, may continue to be

licensed as such until that license expires and renewal is required.  At that time, the facility must seek

licensure as a community mental health center.

              B.           Any community mental health center,

not currently licensed on the date these regulations are promulgated and which

provides the services prescribed under these regulations, must seek licensure

as a community mental health center.

                    (1)     Community mental health centers may seek

variances for those building requirements the facility cannot meet under the

criteria outlined in these regulations if not in conflict with existing

building and fire codes.

                    (2)    

Variances or waivers may be considered for circumstances where the

facility demonstrates an extreme financial hardship to comply with requirements

outlined in these regulations.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.20              NEW

FACILITY:  A new facility may be opened in an existing building or a newly

constructed building.

              A.           If

opened in an existing building, a variance may be granted for those building

requirements the facility cannot meet under the criteria outlined in these

regulations if not in conflict with existing building and fire codes. This is

at the sole discretion of the licensing authority.

              B.           A

new facility opened in a newly constructed building must meet all requirements

of these regulations.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.21              FACILITY

SURVEYS:

              A.           Application

for licensure, whether initial or renewal, shall constitute permission for entry

into, and survey of, a facility by authorized licensing authority

representatives at reasonable times during the status of the application and,

if licensed, during the licensure period.

              B.           Surveys

may be announced or unannounced at the sole discretion of the licensing

authority.

              C.          Upon

receipt of a written notice of deficiency from the licensing authority, the

licensee, or their representative, will be required to submit a plan of

correction to the licensing authority within ten (10) working days stating how

the facility intends to correct each violation noted and the expected date of

correction.

              D.           The

licensing authority may at its sole discretion accept the plan of correction as

written or require modifications of the plan by the licensee.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.22              REPORTING

OF INCIDENTS:  All facilities licensed pursuant to these

regulations must report incidents in accordance with the policies established

by the division of health improvement of the department.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.23              QUALITY

ASSURANCE:  All facilities licensed pursuant to these regulations must be in

compliance with the quality assurance standards established by the division of

health improvement of the department.

[01/01/00; Recompiled 10/31/01]

 

7.20.3.24              CLIENT

RECORDS:  Each facility licensed pursuant to these regulations must

maintain a record for each client in accordance with the client record

standards set forth by the division of health improvement of the department.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.25              REPORTS

AND RECORDS REQUIRED TO BE ON FILE IN THE FACILITY:  Each facility

licensed pursuant to these regulations must keep the following reports and

records on file and make them available for review upon request of the

licensing authority:

              A.           a

copy of the latest fire inspection report by the fire authority having

jurisdiction;

              B.           a

copy of the last survey conducted by the licensing authority and any variances

granted;

              C.          record

of fire and emergency evacuation drills conducted by the facility;

              D.           licensing

regulations: A copy of these regulations;

              E.           a

copy of the current license, registration or certificate, of each staff member

for which a license, registration, or certification is required by the state of

New Mexico;  Facilities with satellite

or branch locations that maintain personnel records in a central location may

make arrangements with licensing authority inspectors for viewing such records.

              F.           valid

drug permit as required by the state board of pharmacy; and

              G.          New

Mexico environment department approval of private water system and private

waste or sewage disposal, if applicable.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.26              CLIENT

RIGHTS:  All facilities licensed pursuant to these regulations shall

support, protect and enhance the rights of clients in accordance with the

standards set forth by the division of health improvement of the department.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.27              STAFF

RECORDS:  Each facility licensed pursuant to these regulations must maintain

a complete record on file for each staff member or volunteer working more than

half-time. Staff records will be made available for review upon request of the

licensing authority.

              A.           Staff

records will contain at least the following:

                    (1)     name;

                    (2)    

address and telephone number;

                    (3)    

position for which employed;

                    (4)    

date of employment; and

                    (5)    

health certificate stating that the employee is free from tuberculosis

in a transmissible form as required by New Mexico department of health

regulations, Control of Communicable Disease in Health Facility Personnel, 7

NMAC 4.4 [now 7.4.4 NMAC].

              B.           A

daily attendance record of all staff must be kept in the facility.

              C.          The

facility must keep weekly or monthly schedules of all staff.  These schedules must be kept on file for at

least six (6) months.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.28              POLICIES

AND PROCEDURES:  All community mental health centers licensed

pursuant to these regulations must have written policies and procedures in

accordance with the standards set forth by the division of health improvement

of the department.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.29              GENERAL

BUILDING REQUIREMENTS:

              A.           New construction, additions and alterations:  When construction of new buildings,

additions, or alterations to existing buildings are contemplated, plans and

specifications covering all portions of the work must be submitted to the

licensing authority for plan review and approval prior to beginning actual

construction.  When an addition or

alteration is contemplated, plans for the entire facility must be submitted.

              B.           Access to the disabled:  Community

mental health centers licensed pursuant to these regulations must be accessible

to and useable by disabled employees, staff, visitors, and clients.

              C.          Extent of a facility:  All buildings of the premises providing

client care and services will be considered part of the facility and must meet

all requirements of these regulations. Where a part of the facility services

are contained in another facility, separation and access shall be maintained as

described in current building and fire codes.

              D.           Additional requirements: A facility

applying for licensure pursuant to these regulations may have additional

requirements not contained herein. The complexity of building and fire codes

and requirements of city, county, or municipal governments may stipulate these

additional requirements. Any additional requirements will be outlined by the

appropriate building and fire authorities, and by the licensing authority

through plan review, consultation and on-site surveys during the licensing

process.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.30              MAINTENANCE

OF BUILDING AND GROUNDS:  Facilities must maintain the building(s) in

good repair at all times. Such maintenance shall include, but is not limited

to, the following:

              A.           All

electrical, mechanical, water supply, heating, fire protection, and sewage

disposal systems must be maintained in a safe and functioning condition,

including regular inspections of these systems;

              B.           All equipment and materials used for client care shall

be maintained clean and in good repair;

              C.          All

furniture and furnishings must be kept clean and in good repair; and

              D.           The grounds of the facility must

be maintained in a safe and sanitary condition at all times.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.31              HOUSEKEEPING:

              A.           The

facility must be kept free from offensive odors and accumulations of dirt,

rubbish, dust, and safety hazards.

              B.           Counseling/therapy rooms, waiting

areas and other areas of daily usage must be cleaned as needed to maintain a clean

and safe environment for the clients.

              C.          Floors

and walls must be constructed of a finish that can be easily cleaned. Floor

polishes shall provide a slip resistant finish.

              D.           Deodorizers must not

be used to mask odors caused by unsanitary conditions or poor housekeeping

practices.

              E.           Storage

areas must be kept free from accumulation of refuse, discarded equipment,

furniture, paper, et cetera.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.32              WATER:

              A.           A facility licensed pursuant to these

regulations must be provided with an adequate supply of water that is of a safe

and sanitary quality suitable for domestic use.

              B.           If the

water supply is not obtained from an approved public system, the private water

system must be inspected, tested, and approved by the New Mexico environment

department prior to licensure. It is the facility's responsibility to insure

that subsequent periodic testing or inspection of such private water systems be

made at intervals prescribed by the New Mexico environment department or recognized

authority.

              C.          Hot

and cold running water under pressure must be distributed at sufficient

pressure to operate all fixtures and equipment during maximum demand periods

              D.           Back

flow preventers (vacuum breakers) must be installed on hose bibbs, laboratory

sinks, janitor's sinks, and on all other water fixtures to which hoses or

tubing can be attached.

              E.           Water

distribution systems are arranged to provide hot water at each hot water outlet

at all times. Hot water to hand washing facilities must not exceed 120 degrees

F.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.33              SEWAGE

AND WASTE DISPOSAL:

              A.           All

sewage and liquid wastes must be disposed of into a municipal sewage system

where such facilities are available.

              B.           Where

a municipal sewage system is not available, the system used must be inspected

and approved by the New Mexico environment department or recognized local

authority.

              C.          Where

municipal or community garbage collection and disposal service are not

available, the method of collection and disposal of solid wastes generated by

the facility must be inspected and approved by the New Mexico environment

department or recognized local authority.

              D.           All

garbage and refuse receptacles must be durable, have tight fitting lids, must

be insect and rodent proof, washable, leak proof and constructed of materials

which will not absorb liquids. Receptacles must be kept clean.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.34              FIRE

SAFETY COMPLIANCE:  All current applicable requirement of state

and local codes for fire prevention and safety must be met by the facility.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.35              FIRE

CLEARANCE AND INSPECTIONS:  Each facility must request from the fire

authority having jurisdiction an annual fire inspection. If the policy of the

fire authority having jurisdiction does not provide for annual inspection of

the facility, the facility must document the date the request was made and to

whom. If the fire authorities do make annual inspections, a copy of the latest

inspection must be kept on file in the facility.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.36              STAFF

FIRE AND SAFETY TRAINING:

              A.           All

staff of the facility must know the location of, and be instructed in, proper

use of fire extinguishers and other procedures to be observed in case of fire

or other emergencies.  The facility

should request the fire authority having jurisdiction to give periodic

instruction in fire prevention and techniques of evacuation.

              B.           Facility

staff must be instructed as part of their duties to constantly strive to detect

and eliminate potential safety hazards such as frayed electrical cords, faulty

equipment, blocked exits or exit pathways and any other condition which could

cause burns, falls, or other personal injury to the clients or staff.

[01/01/00; Recompiled 10/31/01]

 

7.20.3.37              EVACUATION

PLAN:  Each facility must have a fire evacuation plan posted in each

separate area of the building showing routes of evacuation in case of fire or

other emergency.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.38              PROVISIONS

FOR EMERGENCY CALLS:  An easily accessible telephone for summoning

help, in case of emergency, must be available in the facility.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.39              FIRE

EXTINGUISHERS:

              A.           Fire

extinguishers as approved by the state fire marshal or fire prevention

authority having jurisdiction must be located in the facility.

              B.           Fire

extinguishers must be properly maintained as recommended by the manufacturer,

state fire marshal or fire authority having jurisdiction.

              C.          All

fire extinguishers must be inspected yearly and recharged as specified by the

manufacturer, state fire marshal, or fire authority having jurisdiction. All

fire extinguishers must be tagged, noting the date of inspection.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.40              ALARM

SYSTEM:  A manually operated, electrically supervised fire alarm system

shall be installed in each facility only as required by national fire

protection association (NFPA) 101 (Life Safety Code).  Multiple story facilities do require manual alarm systems.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.41              FIRE

DETECTION SYSTEM:  The facility must be equipped with smoke

detectors as required by the NFPA 101 (Life Safety Code) and approved in

writing by the fire authority having jurisdiction as to number, type and

placement

[01/01/00; Recompiled

10/31/01]

 

7.20.3.42              JANITOR’S

CLOSET(S):

              A.           Each

facility shall have at least one (1) janitor's closet.

              B.           Each

janitor's closet shall contain:

                   (1)    

a service sink; and

                   (2)    

storage for housekeeping supplies and equipment.

              C.          Each

janitor's closet must be vented.

              D.           Janitor

closets are hazardous areas and must be provided with one-hour fire separation

and one and three quarters (1¾) inch solid core doors which are rated at a 20 minute

fire protection rating.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.43              EMERGENCY

LIGHTING:

              A.           A facility must be

provided with emergency lighting that will activate automatically upon

disruption of electrical service.

              B.           The

emergency lighting must be sufficient to illuminate paths of egress and exits

of the facility.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.44              ELECTRICAL

STANDARDS:

              A.           All

electrical installation and equipment must comply with all current state and

local codes.

              B.           Circuit breakers or fused

switches that provide electrical disconnection and over current protection

shall be:

                    (1)    

enclosed or guarded to provide a dead front assembly;

                    (2)    

readily accessible for use and maintenance;

                    (3)     set apart from traffic lanes;

                    (4)    

located in a dry, ventilated space, free of corrosive fumes or gases;

                    (5)    

able to operate properly in all temperature conditions.

                    (6)   

 Panel boards servicing lighting

and appliance circuits shall be on the same floor and in the same facility area

as the circuits they serve.

                    (7)    

each panel board will be marked showing the services; and

                    (8)    

the use of jumpers or devices to bypass circuit breakers or fused

switches is prohibited.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.45              LIGHTING:

              A.           All

spaces occupied by people, machinery, or equipment within buildings, approaches

to buildings, and parking lots shall have lighting.

              B.           Lighting

will be sufficient to make all parts of the area clearly visible.

              C.          All

lighting fixtures must be shielded.

              D.           Lighting

fixtures must be selected and located with the comfort and convenience of the

staff and clients in mind.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.46              ELECTRICAL

CORDS AND RECEPTACLES:

              A.           Electrical cords and extension cords:

                    (1)    

Electrical cords and extension cords must be U/L approved.

                    (2)    

Electrical cords and extension cords must be replaced as soon as they

show wear.

                    (3)    

Under no circumstances shall extension cords be used as a general wiring

method.

                    (4)    

Extension cords must be plugged into an electrical receptacle within the

room where used and must not be connected in one room and extended to some

other room.

                    (5)    

Extension cords must not be used in series.

              B.           Electrical receptacles:

                    (1)    

Duplex-grounded type electrical receptacles (convenience outlets) must

be installed in all areas in sufficient quantities for tasks to be performed as

needed. Each examination must have access to a minimum of two duplex

receptacles.

                    (2)    

The use of multiple sockets (gang plugs) in electrical receptacles is

strictly prohibited.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.47              HEATING,

VENTILATION, AND AIR-CONDITIONING:

              A.           Heating,

air-conditioning, piping, boilers, and ventilation equipment must be furnished,

installed and maintained to meet all requirements of current state and local

mechanical, electrical, and construction codes.

              B.           The

heating method used by the facility must have a minimum

indoor-winter-design-capacity of seventy five (75) degrees F. with controls

provided for adjusting temperature as appropriate for client and staff comfort.

              C.          The

use of non-vented heaters, open flame heaters or portable heaters is

prohibited.

              D.           An

ample supply of outside air must be provided in all spaces where fuel fired

boilers, furnaces, or heaters are located to assure proper combustion.

              E.           All fuel fired

boilers, furnaces, or heaters must be connected to an approved venting system

to take the products of combustion directly to the outside air.

              F.           A facility must be adequately

ventilated at all times to provide fresh air and the control of unpleasant

odors.

              G.          All

gas-fired heating equipment must be provided with a one hundred (100) percent

automatic cutoff control valve in event of pilot failure.

              H.          The

facility must be provided with a system for maintaining clients and staff's

comfort during periods of hot weather.

              I.            All boiler, furnace

or heater rooms shall be protected from other parts of the building by

construction having a fire resistance rating of not less than one hour. Door

must be self-closing with 3/4 hour fire resistance.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.48              WATER

HEATERS:

              A.           Must

be able to supply hot water to all hot water taps within the facility at full

pressure during peak demand periods and maintain a maximum temperature of one

hundred and twenty (120) degrees F.

              B.           Fuel

fired hot water heaters must be enclosed and separated from other parts of the

building by construction as required by current state and local building codes.

              C.          All water heaters must be equipped with a pressure

relief valve (pop-off valve).

[01/01/00; Recompiled

10/31/01]

 

7.20.3.49              TOILETS

AND LAVATORIES:

              A.           All fixtures and

plumbing must be installed in accordance with current state and local plumbing

codes.

              B.           All

toilets must be enclosed and vented.

              C.          All

toilet rooms must be provided with a lavatory for hand washing.

              D.           All

toilets must be kept supplied with toilet paper.

              E.           All

lavatories for hand washing must be kept supplied with disposable towels for

hand drying or provided with mechanical blower

              F.           The

number of and location of toilets and lavatories will be mandated by

requirements for each type facility. 

Such factors as extent of services provided and size of facility will

also dictate requirements.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.50              EXITS:

              A.           Each

facility and each floor of a facility shall have exits as required by national

fire protection association 101 (Life Safety Code).

              B.           Each exit must be marked by illuminated signs having

letters at least six (6) inches high whose principle strokes are at least three

quarters (3/4) inch wide.

              C.          Illuminated exit

signs must be maintained in operable condition at all times.

              D.           Exit

ways must be kept free from obstructions at all times.

              E.           Exit

doors to exit or exit access doors must be at least thirty six (36) inches

wide.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.51              CORRIDORS:

              A.           Minimum

corridor width shall be five (5) feet except work corridors less than six (6) feet

in length may be four (4) feet in width.

              B.           Facilities

will often be contained within existing commercial or residential buildings and

less stringent corridor widths may be allowed other than those contained in

Section 51.1 [now Subsection A of 7.20.3.51 NMAC] above if not in conflict with

building or fire codes and approved by the licensing authority prior to

occupying the licensed part of the building.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.52              DOORS:

              A.           The

minimum door width for client's use shall be thirty four (34) inches in width.

              B.           Rooms where client

treatment takes place shall have a minimum door width of thirty six (36)

inches.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.53              COMMON

ELEMENTS FOR FACILITIES:

              A.           Entrance

shall be able to accommodate wheelchairs.

              B.           Public

services shall include:

                    (1)    

conveniently accessible wheelchair storage;

                    (2)    

a reception and information counter or desk;

                    (3)    

waiting areas;

                    (4)    

conveniently accessible public toilets; and

                    (5)    

drinking fountain(s) easily accessible to clients or other visitors.

              C.          Interview

space(s) for private interviews related to mental health, medical information,

etc., shall be provided.

              D.           General or individual office(s) for business

transactions, records, administrative, and professional staff shall be

provided.  These areas shall be

separated from public areas for confidentiality.

              E.           Special

storage for staff personal effects with locking drawers or cabinets shall be

provided.

              F.           General

storage facilities for supplies and equipment shall be provided.

              G.          Drug distribution stations shall be in accordance with

standards set forth by the New Mexico board of pharmacy.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.54              FLOORS

AND WALLS:

              A.           Floor

and wall areas penetrated by pipes, ducts, and conduits shall be tightly sealed

to minimize entry of rodents and insects. 

Joints of structural elements shall be similarly sealed

              B.           Threshold

and expansion joint covers shall be flush with the floor surface to facilitate

use of wheelchairs and carts.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.55              GOVERNING

BODY:  All facilities licensed pursuant to these regulations must have a

governing body that assumes full legal responsibility for determining,

implementing, and monitoring policies governing the total operation of the

facility.  The governing body must

ensure that these policies are administered so as to provide quality health

care in a safe environment.  When

services are provided through a contract with an outside resource, the

governing body is responsible for assuring that these services are provided in

a safe and effective manner.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.56              ADMINISTRATOR/DIRECTOR/MANAGER:  Each facility

must have an administrator, director or manager hired or appointed by the

governing body to whom authority has been delegated to manage the daily

operation of the facility and implement the policies and procedures adopted by

the governing body.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.57              STAFF

EVALUATION AND DEVELOPMENT:  A facility licensed pursuant to these

regulations must be in compliance with staff evaluation and development

standards set forth by the division of health improvement of the department.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.58              DIRECT

SERVICE STAFF:  A facility licensed pursuant to these

regulations must be in compliance with direct service staff standards set forth

by the division of health improvement of the eepartment.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.59              EMERGENCY

MEDICAL SERVICES:  Each facility licensed pursuant to these

regulations must maintain a list of emergency phone numbers co-located with

telephones in the facility.  This list

must include fire and police departments, ambulance or EMS crew numbers, the

New Mexico poison control center and the nearest hospital.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.60              HOURS

OF OPERATION:  Each facility licensed pursuant to these

regulations must post its hours of operation where it can clearly seen [sic] by

clients and visitors.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.61              PHARMACEUTICAL

SERVICES:

              A.           Drugs must be stored, prepared and administered in

accordance to acceptable standards of practice and in compliance with the New

Mexico state board of pharmacy.

              B.           Outdated drugs and biologicals must be disposed of in

accordance with methods outlined by the New Mexico state board of pharmacy.

              C.          One individual shall be designated responsibility for

pharmaceutical services to include accountability and safeguarding.

              D.           Keys to the drug

room or pharmacy must be made available only to personnel authorized by the

individual having responsibility for pharmaceutical services.

              E.           Adverse reactions to medications must be reported to

the physician responsible for the client and must be documented in the client's

record.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.62              LABORATORY

SERVICES:

              A.           All lab test results

performed either at the facility or by contract or arrangement with another

entity must be entered into the client’s record.

              B.           All laboratory procedures including specimen

collection will be conducted in accordance with acceptable standards of

practice.  A CLIA certificate will be

appropriately maintained if so required by federal CLIA standards.

[01/01/00; Recompiled

10/31/01]

 

7.20.3.63              RELATED

REGULATIONS AND CODES:  Facilities or agencies subject to these

regulations are also subject to other regulations, codes and standards as the

same may from time to time be amended as follows.

              A.           Health Facility

Licensure Fees and Procedures, New Mexico department of health, 7 NMAC 1.7 [now

7.1.7 NMAC];

              B.           Health Facility Sanctions and Civil Monetary

Penalties, 7 NMAC 1.8 [now 7.1.8 NMAC]; and

              C.          Adjudicatory Hearings, New Mexico

department of health, 7 NMAC 1.2 [now 7.1.2 NMAC].

[01/01/00;

Recompiled 10/31/01]

 

HISTORY OF 7.20.3 NMAC:  [RESERVED]