Annual Prudential Compliance Statement Determination 2014
I, Finn Pratt PSM, Secretary of the Department of Social Services, make the following determination.
Dated 7 August 2014
Finn Pratt PSM
Secretary
 
  
  
  
Contents
Part 1—Preliminary                                                                                                     1
1  Name of determination............................................................................................................. 1
2  Commencement........................................................................................................................ 1
3  Cessation.................................................................................................................................. 1
4  Authority.................................................................................................................................. 1
5  Definitions................................................................................................................................ 1
Part 2—Matters to be included in Annual Prudential Compliance Statement       2
6  Purpose of this Part.................................................................................................................. 2
7  Information to be included in annual prudential compliance statement for the 2013-14 financial year 2
8  Information to be included in annual prudential compliance statement for a different financial year    4
 
Part 1—Preliminary
  
1  Name of determination
                   This determination is the Annual Prudential Compliance Statement Determination 2014.
2  Commencement
                   This determination commences on registration.
3  Cessation
                   This determination ceases on 1 July 2015.
4  Authority
                   This determination is made under paragraph 51(1)(e) of the Fees and Payments Principles 2014 (No 2).
5  Definitions
                   In this determination:
Act means the Aged Care Act 1997.
annual prudential compliance statement, of an approved provider, means the annual prudential compliance statement required to be given under section 51 of the Fees Principles.
approved provider has the same meaning as in the Act.
different financial year means the financial year approved in accordance with section 59 of the Fees Principles, or section 32 of the Accountability Principles 2014
Fees Principles means the Fees and Payments Principles 2014 (No 2).
post 1 July requirements means the matters to be included in annual prudential compliance statements as set out in the Fees Principles.
pre 1 July requirements means the matters to be included in annual prudential compliance statements as set out in the User Rights Principles.
relevant financial year means;
(a)   the 2013-14 financial year; or
(b)   if approved in accordance with section 59 of the Fees Principles, or section 32 of the Accountability Principles 2014, that different year.
User Rights Principles means the User Rights Principles 1997 as in force on 30 June 2014.
Part 2—Matters to be included in Annual Prudential Compliance Statement
  
6  Purpose of this Part
This Part specifies, for the purposes of paragraph 51(1)(e) of the Fees Principles, additional matters that are to be included in the annual prudential compliance statement from approved providers to the Secretary.
7  Information to be included in annual prudential compliance statement for the 2013-14 financial year
(1)   If an approved provider does not have approval under section 59 of the Fees Principles, or section 32 of the Accountability Principles 2014 for a different financial year the annual prudential compliance statement for the relevant financial year must include;
(a)     the pre 1 July requirements set out in column 1 of the table; and
(b)    a statement about whether the approved provider has, during the financial year, complied with:
                                                                            i.      paragraph 57-2(1)(e) of the Act as in force on 30 June 2014; and
                                                                          ii.      subsection 23.28(3), and Divisions 2 and 5 of Part 4, of the User Rights Principles.
(2)   To the extent an item in column 1 of the table includes a corresponding item in column 2 of the table the annual prudential compliance statement for the relevant financial year must include the matters set out in column 1 of the table instead of the matters set out in column 2.
 
Matters to be included in the annual prudential compliance statement for the relevant financial year.

Item
 
Column 1
Pre 1 July requirements
Column 2
Post 1 July requirements

1.       
Paragraph 23.40(1)(a)(i) - User Rights Principles
Paragraph 53(a) - Fees Principles

2.       
Paragraph 23.40(1)(a)(ii) - User Rights Principles
Paragraph 53(b) – Fees Principles

3.       
Paragraph 23.40(1)(a)(iii) - User Rights Principles
Paragraph 53(c) - Fees Principles

4.       
Paragraph 23.40(1)(a)(iv) - User Rights Principles
Paragraph 53(d) - Fees Principles

5.       
Paragraph 23.40(1)(a)(v) - User Rights Principles
Paragraph 53(e) - Fees Principles

6.       
Paragraph 23.40(1)(a)(vi) - User Rights Principles
Paragraph 53(f) - Fees Principles

7.       
Paragraph 23.40(1)(a)(vii) and Subsection 23.40(2) - User
Rights Principles
Paragraph 53(g) - Fees Principles

8.       
Paragraph 23.40(1)(a)(viii) - User Rights Principles
Paragraph 53(h) - Fees Principles

9.       
Paragraph 23.40(1)(a)(ix) - User Rights Principles
Paragraph 53(i) - Fees Principles

10.   
Paragraph 23.40(1)(a)(x) - User Rights Principles
Paragraph 53(j) - Fees Principles

11.   
Paragraph 23.40(1)(a)(xi) - User Rights Principles
Paragraph 53(k) - Fees Principles

12.   
Paragraph 23.40(1)(a)(xii) - User Rights Principles
Paragraph 53(l) - Fees Principles

13.   
Paragraph 23.40(1)(a)(xiii) - User Rights Principles
Paragraph 53(m) - Fees Principles

14.   
Paragraph 23.40(1)(a)(xiv) - User Rights Principles
Paragraph 53(n) - Fees Principles

15.   
Paragraph 23.40(1)(a)(xv) - User Rights Principles
Paragraph 53(o) - Fees Principles

16.   
Paragraph 23.40(1)(a)(xvi) - User Rights Principles
Paragraph 53(p) - Fees Principles

17.   
Paragraph 23.40(1)(a)(xvii) - User Rights Principles
Paragraph 53(q) - Fees Principles

18.   
Paragraph 23.40(1)(a)(xviii) - User Rights Principles
Paragraph 55(e) - Fees Principles

19.   
Paragraph 23.40(1)(b) - User Rights Principles
Paragraph 55(a) - Fees Principles

20.   
Paragraph 23.40(1)(c) - User Rights Principles
Paragraph 55(b) - Fees Principles

21.   
Paragraph 23.40(1)(d) - User Rights Principles
Paragraph 55(c) - Fees Principles

22.   
Paragraph 23.40(1)(e) and subsection 23.40(3) - User Rights Principles
Paragraph 55(d) - Fees Principles

23.   
Paragraph 23.40(1)(f) - User Rights Principles
Paragraph 55(f) - Fees Principles

24.   
Section 23.41 - User Rights Principles
Section 56  - Fees Principles

 
8  Information to be included in annual prudential compliance statement for a different financial year
(1)   If an approved provider does have approval under section 59 of the Fees Principles, or section 32 of the Accountability Principles 2014 for a different financial year the annual prudential compliance statement for the relevant financial year must include:
(a)     the pre 1 July requirements set out in column 1 of the table at the end of subsection 7(2) of this determination in relation to so much of the relevant financial year that occurred before1 July 2014; and
(b)    the things set out in section 51 of the Fees Principles in relation to so much of the relevant financial year that occurred after 1 July 2014.