Australian Prudential Regulation Authority instrument fixing charges No. 1 of 2014
Provision of statistical information about financial sector entities to the Reserve Bank of Australia and the Australian Bureau of Statistics during the 2013 - 2014 financial year
Australian Prudential Regulation Authority Act 1998
I, Steve Matthews, a delegate of APRA, under paragraph 51(1)(a) of the Australian Prudential Regulation Authority Act 1998, FIX the charges specified in the attached Schedule of charges in respect of the specified services and facilities provided by APRA.
This instrument commences on the date of registration on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.
Dated: 1 April 2014
[Signed]
...............................................................................
Steve Matthews
Chief Financial Officer
Interpretation Document ID: 212703
In this Notice
ABS means the Australian Bureau of Statistics.
APRA means the Australian Prudential Regulation Authority.
financial sector entity has the meaning given in section 5 of the Financial Sector (Collection of Data) Act 2001.
RBA means the Reserve Bank of Australia.
Schedule of charges
Column1
Services for which
Column2 Amount of the
Column3
Person required to
Column4
When the charge is
the charge is imposed charge
pay the charge
to be paid
Provision to the RBA during the 2013 - 2014 financial year of the statistical information specified in Schedule 2 concerning financial sector entities.
Provision to the ABS during the 2013 - 2014 financial year of the statistical information specified in Schedule 3 concerning financial sector entities.
$556,505 RBA Twenty-eight days after receipt of APRA’s invoice for the charge.
$379,491 ABS Twenty-eight days after receipt of APRA’s invoice for the charge.
Schedule 2 - statistical information provided to the RBA during the 2013 - 2014 financial year
Form Code Form Name
ARF_110_0_1 Capital adequacy (Level 1) ARF_110_0_2
ARF_111_0 ARF_112_1A ARF_112_2A ARF_113_0A ARF_113_0B ARF_113_0C ARF_113_0D ARF_113_1A ARF_113_1B ARF_113_1C ARF_113_1D ARF_113_1E ARF_113_2 ARF_113_3A ARF_113_3B ARF_113_3C ARF_113_3D ARF_113_4 ARF_114_0 ARF_115_0A ARF_115_0B ARF_115_0C ARF_116_0 ARF_116_0_23 ARF_117_0_0B ARF_117_0A ARF_117_1 ARF_118_0 ARF_118_1 ARF_120_0 ARF_120_1A ARF_120_1B ARF_120_1C ARF_120_2 ARF_210_0 ARF_220_0_C ARF_220_0_L ARF_220_3
ARF_220_5 Movements In Provisions For Impairment ARF_221_0_C
ARF_221_0_L ARF_222_0 ARF_230_0 ARF_231_1A ARF_231_1B ARF_231_2 ARF_231_3A ARF_231_3B ARF_320_0 ARF_320_1 ARF_320_2 ARF_320_3 ARF_320_4 ARF_320_5
ARF_320_7_D
ARF_320_7_L ARF_320_8 ARF_321_0 ARF_322_0 ARF_323_0 ARF_325_0 ARF_326_0 ARF_330_0_C ARF_330_0_L ARF_330_1_C ARF_330_1_L ARF_330_2_C ARF_330_2_L ARF_330_3 ARF_331_0_D ARF_331_0_L ARF_391_0 ARF_392_0 ARF_393_0 ARF_394_0 ARF_395_0 GRF_110_0_B GRF_110_0_G GRF_110_0_L GRF_110_1 GRF_110_1_G GRF_112_0
GRF_112_0_G Determination of Capital Base (G) GRF_114_1 Assets by Counterparty Grade GRF_114_1_G Assets by Counterparty Grade (G) GRF_114_2 Derivatives Activity (GEN)
GRF_116_1 Probable Maximum Loss for LMIs - Standard Loans GRF_116_2 Probable Maximum Loss for LMIs - Non-Standard Loans GRF_117_0 Asset Concentration Risk Charge (GEN)
GRF_117_0_G Asset Concentration Risk Charge (G) GRF_120_0_G Determination of Capital Base (G) GRF_120_0_L Determination of Capital Base (L)
GRF_150_0_B Asset Exposure Concentrations and Risk Charge (B) GRF_150_0_G Asset Exposure Concentrations and Risk Charge (G) GRF_150_0_L Asset Exposure Concentrations and Risk Charge (L) GRF_170_1 Maximum Event Retention and Risk Charge for LMIs GRF_300_0_B Statement of Financial Position (B)
GRF_300_0_G Statement of Financial Position (G) GRF_300_0_L Statement of Financial Position ( L ) GRF_310_0_B Statement of Financial Performance (B) GRF_310_0_G Income Statement (G)
GRF_310_0_L Statement of Financial Performance ( L ) GRF_310_1_L Premium Revenue and Reinsurance Expense (L) GRF_310_2_L Claims Expense and Reinsurance Recoveries (L) GRF_310_3_L Investment and Operating Income and Expense (L) RRF_320_0 Statement of Financial Position (RFCs)
RRF_320_1 Debt Securities Held (RFCs)
RRF_320_2 Equity Securities Held (RFCs)
RRF_320_3 Debt Securities on Issue (RFCs)
RRF_320_4 Bill Acceptances (RFCs)
RRF_320_5 REPOS and Stock Lending and Borrowing (RFCs) RRF_331_0 Selected Revenues and Expenses (RFCs) RRF_332_0 Statement of Economic Activity (RFCs)
RRF_391_0 Commercial Finance (RFCs)
RRF_392_0 Housing Finance (RFCs)
RRF_393_0 Lease Finance (RFCs)
RRF_394_0 Personal Finance (RFCs)
WRF_320_0 Statement of Financial Position (WSF)
Note: Forms with the same name but involving sub-classifications are shown only once.
Schedule 3 - statistical information provided to the ABS during the 2013 - 2014 financial year
Form Code Form Name
ARF_320_0 Statement of Financial Position (Domestic Books) ARF_320_1 Debt Securities Held
ARF_320_2 Equity Securities Held
ARF_320_3 Debt Securities on Issue
ARF_320_4 Bill Acceptances and Endorsements
ARF_320_5 REPOS & Stock Lending/Borrowing
ARF_320_9 Intra-Group Receivables and Payables ARF_323_0 Statement of Financial Position (Licensed ADI)
ARF_330_0_L Statement of Financial Performance (Licensed ADI) ARF_330_1_L Interest Income and Interest Expense (Licensed ADI) ARF_330_2_L Other Operating Income (Licensed Entity) ARF_330_3 Other Operating Expenses
ARF_331_0_D Selected Revenues and Expenses (Domestic books) ARF_331_0_L Selected Revenues and Expenses (Licensed Entity) ARF_332_0_D Statement of Economic Activity (Domestic books) ARF_332_0_L Statement of Economic Activity (Licensed Entity) ARF_391_0 Commercial Finance
ARF_392_0 Housing Finance
ARF_393_0 Lease Finance
ARF_394_0 Personal Finance
ARF_396_0 Points of Presence
GRF_114_4 Details of Investment Assets
GRF_140_0 Investments
GRF_300_0_B Statement of Financial Position (B) GRF_300_0_L Statement of Financial Position ( L ) GRF_301_0_L Reinsurance Assets and Risk Charge (L) GRF_310_0_B Statement of Financial Performance (B) GRF_310_0_L Statement of Financial Performance ( L ) GRF_310_1_L Premium Revenue and Reinsurance Expense (L) GRF_310_2_L Claims Expense and Reinsurance Recoveries (L)
GRF_310_3_L Investment and Operating Income and Expense (L) RRF_320_0 Statement of Financial Position (RFCs)
RRF_320_1 Debt Securities Held (RFCs)
RRF_320_2 Equity Securities Held (RFCs)
RRF_320_3 Debt Securities on Issue (RFCs)
RRF_320_4 Bill Acceptances (RFCs)
RRF_320_5 REPOS and Stock Lending and Borrowing (RFCs) RRF_331_0 Selected Revenues and Expenses (RFCs) RRF_332_0 Statement of Economic Activity (RFCs)
RRF_391_0 Commercial Finance (RFCs)
RRF_392_0 Housing Finance (RFCs)
RRF_393_0 Lease Finance (RFCs)
RRF_394_0 Personal Finance (RFCs)
SRF_100_0 Statement of Financial Performance - 100 Series SRF_110_0 Statement of Financial Position - 100 Series SRF_110_1_A Selected Disclosure of Investments Version A - 100 Series SRF_110_1_B Selected Disclosure of Investments Version B - 100 Series SRF_320_0 Exposure Concentrations - 300 Series
SRF_330_0 Transactions with Associated Parties - 300 Series SRF_530_1 Investments and Investment Flows
WRF_320_0 Statement of Financial Position (WSF)
Note: Forms with the same name but involving sub-classifications are shown only once.
