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Circular 72/2001/tt-Btc: Providing Guidance On The Implementation Of The Decree No. 48/2001/nd/cp Dated 1St August 2001 Of The Government On The Financial Regime For Insurance Companies & Insurance Broker Companies (Content Attached).

Original Language Title: Thông tư 72/2001/TT-BTC: Providing guidance on the implementation of the Decree No 43/2001/ND/CP dated 1st August 2001 of the Government on the financial regime for insurance companies & insurance broker companies (Content Attached).

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      I. Source: vốnđầu report: Đơnvị million capital investment Of early States Falling in Falling in the last period of capital reserve Fund ã ã ã voluntary Reserve Fund The interest yet use ã preventive services:-free reserve unearned-compensation reserve for claims not yet settled-redundancy compensation for the range of losses * idle capital from DPNV: i. annual report độngđầu invest idle funds from business backup: unit: million portfolio Of early States Falling in Falling in the period Of maturity rate of% idle capital from DPNV investment-Buy Government bonds :-Buy corporate bonds (bail):-Send money at credit institutions: Plus:-buy stocks:-Buy corporate bonds (no guarantee):-capital contribution on the other: Business Plus:-property: business-loans-investment trust: total: we would like to make sure the information on bảonhững is true.

Người lập biểu                                                   ..., ngày . . . . months ... .. year (Kývà specify the name), ceo (Director) (signature and stamp) Note: * backup rỗitừ tern capital insurance services by the total redundancy insurance business except cáckhoản money used to compensate regular coverage in the States.

Model No. 6-PNT SOLVENCY REPORTS-insurance business name:---------------------------------------report:---------------------------------------Đơnvị: million target the amount of total liabilities to determine solvency capital editor owner after minus the equity contribution to other insurer established and debts not likely to recover.

 



 





ã minimum solvency Margins Of real premium to retain at the time of determining margin payments by 20% compared to 1 and 2: the absolute number in proportion% we would make sure the information on bảonhững is true.

The scheduled on ... .... months ... .. year (Kývà specify the name), ceo (Director) (Signed and stamped) Model number 1-TBH revenue report reinsurance Reinsurance Company bảohiểm Vietnam country report (years):...................................: Đơnvị million Premium insurance services receive STT reinsurance Costs reinsurance premium Reduction , a refund of insurance premium withholding mandatory voluntary Total In foreign countries the total required in foreign countries (1) (2) (3) = 4 + 5 = 6 + 7 (4) (5) (6) (7) (8) = 9 + 10 = 11 + 12 (9) (10) (11) (12) (13) (14) = 3-8-13-insurance professional (*) + insurance products (**)



 



 



 



 



 



 



 



 



 



 



 



 





 



Tổng cộng



 



 



 



 



 



 



 



 



 



 



 



 





Chúng tôi xin đảm bảonhững thông tin trên là đúng sự thật.

                                                                                     ... on ..., month ... year ...

The schedule Of the Director (Director) (signature and specify the name) (Kývà stamp) Note:-(*) (**) kêtheo lists professional insurance, insurance products are getting reinsurance company record label hiểmtrong and foreign companies.

-Column (4), (9): number liệuphí or reinsurance required under the rules.

-Column (5), (10): sốliệu or reinsurance fees voluntarily in addition to mandatory according to quyđịnh.

-Column (6), (11): sốliệu or reinsurance fees for the insurance business in the country.

-Columns (7), (12): sốliệu charge receiving or reinsurance nướcngoài insurance businesses.

   

Model No. 2-reporting TBH compensation reinsurance Reinsurance company said hiểmQuốc his Vietnam reporting (years):...................................: Đơnvị million STT professional indemnity insurance receive Income compensation reinsurance reinsurance claims responsibility retain the genus compensation insurance from large range Of redundancy In foreign countries (1) (2) (3) (4) (5) (6) (7) = 3-4 ( 8)-insurance professional (*) + insurance products (**)



 



 



 



 



 



 





 




In total we please make sure the information on bảonhững is true.

                                                                                     ... on ..., month ... year ...

The schedule Of the Director (Director) (signature and specify the name) (Kývà stamp) Note:-(*) (**) kêtheo lists professional insurance, insurance products are getting reinsurance company record label hiểmtrong and foreign companies.

-Columns (5): thubồi data often reinsurance from the businesses receiving domestic reinsurance.

-Columns (6): thubồi data often reinsurance from enterprises received reinsurance nướcngoài.

 

Model No. 3-Commission income TBH report reinsurance Reinsurance company said hiểmQuốc his Vietnam reporting (years):...................................: Đơnvị million STT Professional Insurance Commission received reinsurance Currency Commission compulsory reinsurance rate% voluntary% rate total amount% rate (1) (2) (3) (4) (5) (6) (7) = 3 + 5 (8) (9)-insurance professional (*) + product hiểm (**)



 



 



 



 



 



 



 





 



Tổng cộng



 



 



 



 



 



 



 





 

Chúng tôi xin đảm bảonhững thông tin trên là đúng sự thật.

                                                                                     ... on ..., month ... year ...

The schedule Of the Director (Director) (signature and specify the name) (Kývà stamp) Note:-(*) (**) kêtheo lists professional insurance, insurance products are getting reinsurance company record label hiểmtrong and foreign companies.

-Column (4) = number of genus hoahồng receive compulsory reinsurance on the charge of receiving compulsory reinsurance.

-Columns (6) = number of genus hoahồng receive voluntary reinsurance on the charge of receiving voluntary reinsurance.

-Columns (9) = number of currency hoahồng reinsurance on reinsurance premiums.

 

Model number 1-NT report the number of contracts and the amount of insurance hiểmNhân life insurance business name:---------------------------------------reports:---------------------------------------unit: million of the target number of contracts reported by the insurance amount compared to the same period of the previous year (%)



The reporting period compared with the same period of the previous year (%)





(1)



(2)



(3)



(4)



(5)





I/ Hợp đồng có hiệu lực đầu kỳ

1. Whole life insurance-personal insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...-group insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...

2. Plus II/new mining contracts in the period 1. Whole life insurance-personal insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...-group insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...

2. Plus III/reinstatement contract in States 1. Whole life insurance-personal insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...-group insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...

2. Plus IV/contract expired in period 1. Whole life insurance-personal insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...-group insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...

2. Plus Model number 1-NT (continued) indicators number of contract amount reported by the insurance compared to the same period of the previous year (%)



The reporting period compared with the same period of the previous year (%)





(1) (2) (3) (4) (5) V/contract last effect (I + II + III-IV) 1. Whole life insurance-personal insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...-group insurance product + product time limit of 10 years or less: the product ... + product time limit over 10 years: product ...

2. Our Community please make sure the information on bảonhững is true.

Người lập biểu                                                   ..., ngày . . . . months ... .. year (Kývà specify the name), ceo (Director) (signature and stamp) Note:-the items I, II, III, IV, V listed by business insurance that insurers are detailed, phéptriển theotừng insurance products are approved by Ministry of finance.

-"New khaithác in contract" does not include the contract cancellation in time xemxét.

-"Hếthiệu contract in the States": including the contract maturity, was cancelled due to debt-free, on-demand huỷbỏ


purchase hiểmhoặc-party provisions of the insurer, the termination of effect due to other causes.

-"Bảohiểm" of the contract of insurance paid by periodic trịtrả periodic cash price of other contracts, tínhbằng amount of insurance.

 

Model No. 2-NT reported turnover of free life insurance-insurance business name:---------------------------------------reports:---------------------------------------unit: million premium income in the period the original premium Fees received reinsurance Costs reinsurance premium to retain the original premium compared with the same period of the previous year (%)





(1)



(2)



(3)



(4)



(5)



(6)





I. Phí bảo hiểm định kỳ năm đầu

1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

Cộng



 



 



 



 



 





II. Renewal premium the next year 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

Cộng



 



 



 



 



 





III. Premium per 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

Plus model No. 2-NT (continued) premium income in the period the original premium Fees received reinsurance Costs reinsurance premium to retain the original premium compared with the same period of the previous year (%)





(1)



(2)



(3)



(4)



(5)



(6)





V. Tổng doanh thu phí bảo hiểm

1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

Our community please make sure the information on bảonhững is true.

 

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name) Tổnggiám Director (Director) (signature and stamp) Note:-the items I, II, III, IV are listed according to professional insurance that insurers are phéptriển testimony, details for each insurance product was approved by the Finance Ministry.

-(5) = (2) + (3)-(4)-(6) = (2)/bảohiểm the corresponding root charges the same period the year before.

Model No. 3-NT reported paying life insurance-insurance business name:---------------------------------------reports:---------------------------------------unit: million target pay a Premium Pay refund values (1) (2) (4). Pay the original insurance: 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Cộng



 



 





II. Pay received reinsurance: 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

Cộng



 



 





III. The total amount recovered from reinsurance contracts 1. Whole life insurance-personal insurance product + product time limit of 10 years or more down the product.

            ... Product + product time limit on insurance 10 years product ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Cộng



 



 





IV. The total amount of insurance actually paid (I + II-III) model No. 3-NT (continued) target paid insurance Pay refund values (1) (2) (4) v. total interest politically charged to the beneficiary: 1. Whole life insurance-personal insurance product + product time limit of 10 years or more down the product.


+ Product time limit over 10 years product ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Cộng



 



 





VI. The total amount of payment: (IV + V) we would like to make sure the information on bảonhững is true.

The scheduled on ... .... months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note: the items I/II/III liệtkê by professional insurance that insurers be allowed to deploy, chitiết for each insurance product was approved by the Finance Ministry.

 

Model No. 4-NT Commission report-life insurance company name insurance:---------------------------------------reports:---------------------------------------unit: million premium Submission criteria periodically Filed a premium 1 times total In first Year contract the second contract The next contract year (1) (2) (3) (4) (5) (6) I. Insurance: 1. Whole life insurance-personal insurance product + product time limit of 10 years or more down the product ... + insurance + insurance + insurance products over the 10 year period product ... + insurance + insurance brokers-insurance products group + product time limit of 10 years down the product ... + insurance + insurance + security products the insurance deadline on a 10 year product ... + insurance + insurance brokers 2. ...

            Cộng



 



 



 



 



 





II. Get re-insurance: 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product insurance product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Plus Model number 4-NT (continued) indicators Filed periodic premium premium Submission 1 times the total In first Year contract the second contract The next contract year (1) (2) (3) (4) (5) (6) III. Reinsurance: 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Cộng



 



 



 



 



 





IV. The total number of actual insurance Commission charged: ( I + II-III) 've led Us please ensure the above information is true.

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note: the items I, II, III, IV, V listed by business insurance that insurers are detailed, phéptriển theotừng insurance products are approved by Ministry of finance.

  

Model No. 5-NT situation report cancel insurance contracts-insurance business name:---------------------------------------reports:---------------------------------------insurance business In contract year 1 year contract Monday In the years following contract Number contract rate (%)



Contract number rate (%)



Contract number rate (%)





(1)



(2)



(3)



(4)



(5)



(6)



(7)





1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Plus: we would like to make sure the information on bảonhững is true.

The scheduled on ... .... months ... .. year (kývà specify the name), ceo (Director) (Signed and stamped) * Notes:-items 1, 2, ... đượcliệt insurance services according to which the insurer is allowed to deploy, details for each insurance product was approved by the Finance Ministry.

-Removed: lệhuỷ rate formula rate = contract number in the nth contract cancellations in the period 0.5 (the GOOD Number in the second contract year effect n the early States in the GOOD year Number + nth contract in effect in the year the GOOD + number end of contract cancellations in the nth) * n :-the first contract Year: since the end of 12 months pháthành


            -In the second contract, thứ13 to the end of October: from Monday 24-year contract the following: From thứ25 month onwards.

 

Model No. 6-NT (A) reported quoting founded the mathematical reserve life insurance-insurance business name:---------------------------------------reports:---------------------------------------Đơnvị: backup targets million extract mathematical set up the mathematical reserve period to extract the last set up mathematical reserve Excerpt States in (1) (2) (3) (4) = (3)-(2) 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Plus: we would like to make sure the information on bảonhững is true.

The schedule ..., on ....,. .. in (kývà specify the name), ceo (Director) (Signed and stamped) Notes:-1.2 items ... đượcliệt insurance services according to which the insurer is allowed to deploy, details for each insurance product was approved by the Finance Ministry.

-"Reserve toánhọc had set up the quote States": first balance of the mathematical reserve was quoted lậpkỳ ago.

 

Model No. 6-NT (B) reported quoting created backup fees not yet enjoy life hiểmNhân protection-insurance business name:---------------------------------------reports:---------------------------------------Đơnvị: backup targets million charge has not been set aside to enjoy the early States reserve unearned premiums are quoted last backup set up fee not Cites States enjoy in the States (1) (2) (3) (4) = (3)-(2) 1. Whole life insurance-personal insurance products ... products-product group insurance products ...

2. ...

            Plus: we would like to make sure the information on bảonhững is true.

 

Người lập biểu                                                   ..., ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (Signed and stamped) Notes:-1.2 items ... đượcliệt insurance services according to which the insurer is allowed to deploy, details for each insurance product approved financial đượcBộ-"phíchưa redundancy entitlement has set up the quote States": first balance of the contingency fees are not yet set aside before đượchưởng.

 

Model No. 6-NT (c) REPORTED QUOTING ESTABLISHED RESERVE DIVIDED INTEREST-name of business insurance:---------------------------------------reports:---------------------------------------Đơnvị: backup targets million divided into interest rates were quoted up top States reserve the right interest rate divided by quoting the last Interest period divided up paid in the period split backup setting interest rates Quoted in (1) (2) (3) (4) (5) = (3) + (4)-(2) 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Plus: we would like to make sure the information on bảonhững is true.

Người lập biểu                                                   ..., ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note:-The item 1.2.. đượcliệt insurance services according to which the insurer is allowed to deploy, details under each financial đượcBộ insurance product approval.

 

Model No. 6-NT (D) REPORTED QUOTING ESTABLISHED COMPENSATION RESERVE-name of insurer:---------------------------------------reports:---------------------------------------Đơnvị: backup targets million BT has set up the excerpt States reserve the right to extract last-setting States BT Extract backup set BT in (1) (2) (3) (4) = (3)-(2) 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Our community please make sure the information on bảonhững is true.

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note:-The item 1.2.. đượcliệt insurance services according to which the insurer is allowed to deploy, details for each insurance product is the Ministry of finance approved model No. 6-NT (E) REPORTED QUOTING ESTABLISHED REDUNDANCY GUARANTEE BALANCED-the name of insurer:---------------------------------------reports:---------------------------------------


                                                                                                                        Đơnvị: million redundant indicators ensure balance has set up the excerpt States reserve balance must guarantee excerpt created backup set final secured Cites balance in (1) (2) (3) (4) = (3)-(2) 1. Whole life insurance-personal insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...-group insurance product + product time limit of 10 years down ... + product products product 10 years duration on ...

2. ...

            Plus we would like to ensure the above information is true sựthực.

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note:-The item 1.2.. đượcliệt insurance services according to which the insurer is allowed to deploy, details for each insurance product is the Ministry of finance approved model No. 7-NT ACTIVITY REPORT investment-insurance business name:---------------------------------------reports:---------------------------------------Source reports capital: unit: million Of investment capital in the early States Falling in Falling in the period Of maturity capital ã  Mandatory reserve funds Reserve Fund voluntary ã ã The interest yet use ã preventive services: insurance-mathematical reserve-contingency fees unearned-compensation-reserve reserve share of interest-guaranteed reserve balance * idle capital from insurance business backup : investment activity report idle capital from redundancy insurance: business unit: million portfolio Of early States Falling in Falling in the period Of maturity rate of% idle capital from investment revenue from DPNV-Buy Government bonds:-Buy corporate bonds (bail) :-Send money at credit institutions: Plus:-buy stocks:-Buy corporate bonds (no guarantee):-capital contribution on the other: Business Plus:-property: business-loans-investment trust: total: we would like to make sure the information on bảonhững is true.

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note: * backup rỗitừ tern capital insurance services by the total redundancy insurance business except cáckhoản money used to compensate regular coverage in the States.

Model No. 8-NT SOLVENCY REPORTS-insurance business name:---------------------------------------reports:---------------------------------------Đơnvị: million target amount 1. capital to determine solvency capital editor owner after minus the equity contribution to other insurer established and debts not likely to recover.



 





 

2. minimum solvency Margins (a + b) in it: for the insurance contract has a time limit of 10 years (*) for the insurance contract on the 10-year term (**) 3. Compare 1 and 2: the absolute number in proportion% we would make sure the information on bảonhững is true.

Người lập biểu                                                   …, ngày . . . . months ... .. year (kývà specify the name), ceo (Director) (signature and stamp) Note: (*): = 4% of DP insurance professional + 0.1% of SUM ASSURED to take risks for the contract term from 10 years back down (* *): = 4% of DP insurance professional + 0.3% STBHchịu risks for the duration of the contract over 10 years (in which the SUM ASSURED chịurủi ro = total SUM ASSURED in force-the total insurance solvency)

 

Model number 1-activity report MGBH insurance brokers-in Name:.......................-reports: from ... ... ... ... ... ... ... ... ... ....





Number of insured Number insurance products in the period the insurance contract has to arrange with the insurer (unit: the contract) Of Insurance arranged (unit: million) the amount the insurance broker Commission earnings (unit: million) in accumulated in the period estimated in foreign countries In estimated total reinsurance Premiums premiums total



 



Re broker insurance brokers insurance total in accumulated in the water out of the water in the water out of the water Received from abroad in the water out of the water in the water out of the water




Nhận từ nước ngoài



 



 





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1/ Tên nghiệp vụ bảo hiểm(*)

- Tên sản phẩm bảo hiểm(**)



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 





Tổng số



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 



 




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 




Chúng tôi xin đảm bảonhững thông tin trên đây là đúng sự thật.

                                                                                                                                                             ..., date ... month.. year..

The schedule Of the Director (Director) (signature and specify the name) (signature and stamp) Note: (*): the insurance business are classified under law KDBH ã (**): the insurance products in product categories of insurance that insurers đượcphép deployment.