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RS 734.71 Order of 14 March 2008 on the supply of electricity (OApEl)

Original Language Title: RS 734.71 Ordonnance du 14 mars 2008 sur l’approvisionnement en électricité (OApEl)

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734.71

Electricity Supply Ordinance

(OApEl)

On 14 March 2008 (State 1 Er January 2016)

The Swiss Federal Council,

See art. 30, para. 2, of the Federal Law of 23 March 2007 on the supply of electricity (LApEl) 1 ,

Stops:

Chapter 1 General provisions

Art. 1 Purpose and scope

1 This order regulates the first phase of the opening of the electricity market, during which captive consumers do not have access to the network within the meaning of Art. 13, para. 1, LApEl.

2 The electricity transmission network of the Swiss railways operated at the frequency of 16.7 Hz and the voltage of 132 kV shall be submitted to the LApEl in so far as it is intended to create the conditions for a secure supply of electricity. This applies in particular to s. 4, para. 1, let. A and b, and art. 8, 9 and 11 LApEl.

3 The electricity transmission network of the Swiss railways operated at the frequency of 16.7 Hz and the tension of 132 kV is considered to be a final consumer within the meaning of Art. 4, para. 1, let. B, LApEl and this order. A frequency converter in a power station at 50 Hz is not considered to be a final consumer for the share of electricity that the power station at 50 Hz:

A.
Simultaneously produces and injects into the network at 16.7 Hz in an economic unit located on the same site;
B.
Suits for its own needs and for the operation of pumps (art. 4, para. 1, let. B, 2 E Sentence, LApEl). 1

3bis The injection and recirculation points of the electricity transmission network of the Swiss railways operated at the frequency of 16.7 Hz and the voltage of 132 kV connected to the transport network at 50 Hz shall be considered as a single injection point or Of sprinting. 2

4 The LApEl and this Order shall also apply to the transboundary power lines of the transmission system that are operated continuously and to the necessary ancillary facilities.


1 New content according to the c. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).
2 Introduced by ch. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).

Art. 2 Definitions

1 For the purposes of this order:

A.
Forecast program : the profile (average power per unit time) indicating the supply or agreed acquisition of electrical energy for a specified period of time;
B. 1
...
C.
Injection site The point of the network where a measuring device captures and measures or records the flow of energy injected or fired (measurement point);
D.
Adjustment balance management : all technical, operational and accounting measures to ensure the permanent balance of power and energy balance sheets in the electricity system, including the management of forecast programmes, management Measures and management of balance-sheet compensation;
E. 2
...
F.
Final consumer with basic supply: a final consumer who is captive or who gives up access to the network (Art. 6, para. 1, LApEl).

2 These include components of the Transportation network :

A.
Power lines, including towers;
B.
Coupling transformers, coupling stations, measuring, control and communication devices;
C.
Equipment used in conjunction with other levels of the network, which are used predominantly with the transportation system or without which it cannot be operated safely and effectively;
D.
Departures before the transformer providing the connection with another level of network or with a power plant.

1 Repealed by c. I of the O of 11 Nov 2015, with effect from 1 Er Jan 2016 ( RO 2015 4789 ).
2 Repealed by c. I of the O of 11 Nov 2015, with effect from 1 Er Jan 2016 ( RO 2015 4789 ).

Chapter 2 Security of supply

Art. 3 Connecting to the network
1 Network managers shall lay down transparent and non-discriminatory directives governing the allocation of final consumers, electricity producers and network operators at a given network level and the level of Minimum quality of the electricity supply corresponding to each level of network.

2 They also set out in these directives the compensation due in the event of a change of connection.

3 In the event of a dispute concerning the award of final consumers, electricity producers or network operators at a given network level, or with respect to compensation due in the event of a change of connection, the Commission shall Electricity (ElCom) slice.

Art. 4 Power Rates and Accounting by Imputation Unit for Energy Supply

1 The rate component for the provision of energy to final consumers with a basic supply is based on the cost of production of an efficient operation and on the long-term purchase contracts of the network manager Distribution. 1

2 The distribution system operator is required to justify, for its end-consumers with basic supplies, the increase or decrease in electricity tariffs. The justification must indicate the cost changes that are the cause of the increase or decrease.

3 The distribution system operator is required to announce to the ElCom the increases in electricity tariffs and the justification provided to final consumers by August 31. 2


1 New content according to the c. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).
2 New content according to the c. I of the O of 12 Dec. 2008, effective from 1 Er Jan 2009 ( RO 2008 6467 ).

Art. 5 Measures to ensure a safe, efficient and effective network

1 The national transport network company, network operators, producers and other stakeholders shall take the necessary preventive measures to ensure the safe operation of the network. To this end, they take into account the binding provisions as well as:

A.
Regulations, standards and recommendations of recognized technical organizations, including the European Network of Transmission System Operators for Electricity (ENTSO);
B.
The recommendations of the Federal Nuclear Safety Inspectorate. 1

2 The national transport network company shall, in a uniform manner, in a convention with network operators, producers and other stakeholders concerned, the measures to be taken to maintain security of supply, in particular The arrangements for automatic removal and the adaptation of the production of power stations where the stability of the operation of the network is threatened.

3 If a network manager, producer or other actor in question refuses to sign an agreement within the meaning of para. 2, the ElCom orders its conclusion by way of decision.

4 If the network's operating stability is threatened, the national transport network society must, by law, order or take all necessary measures to ensure that stability (art. 20, para. 2, let. C, LApEl). If an injunction is not followed, it may take a surrogate measure at the addressee's expense.

5 Obligations arising out of the conventions referred to in paras. 2 and 3 and the charging of costs within the meaning of para. 4 are carried out through the civil procedure.

6 The Federal Office of Energy (OFEN) may lay down minimum technical and administrative requirements for a safe, efficient and effective network; it may declare mandatory international technical or administrative provisions and Standards or recommendations made by recognized technical organizations. 2


1 New content according to the c. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).
2 New content according to the c. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).

Art. 6 ElCom's Multi-Year Plans and Information

1 Distribution network operators are released from the following obligations for networks with a voltage less than or equal to 36 kV:

A.
Establishment of multi-year plans under s. 8, para. 2, LApEl;
B.
ElCom's information in accordance with s. 8, para. 3, LApEl.

2 All network operators are required to report annually to the ElCom on the international standard for quality of supply; these figures include the average duration of power outages. ("Customer Average Interruption Duration Index" CAIDI), the average duration of System Average Interruption Duration Index (SAIDI) and the average frequency of blackouts ("System Average Interruption Frequency Index") SAIFI).

Chapter 3 Networking

Section 1 Annual accounts, cost accounting, measurement system and information

Art. 7 Annual accounts and cost accounting

1 Managers and owners of distribution and transmission system operators may set the dates of the exercise themselves. This may correspond in particular to the calendar year or the hydrological year.

2 Managers and network owners define a uniform method of cost accounting and provide transparent guidance on this issue.

3 This accounting shall show separately all the posts necessary for the calculation of the chargeable costs, in particular:

A.
The calculated capital costs of the networks;
B.
Facilities estimated on the basis of replacement cost (s. 13, para. 4);
C.
Operating costs of the networks;
D.
Costs of higher-level networks;
E.
System service costs;
F.
Costs of measurement and information systems;
G.
Administrative costs;
H.
The costs of the network reinforcements necessary for the injection of electricity referred to in s. 7, 7 A And 7 B The Energy Act of 26 June 1998 1 ;
I.
Costs of network connections and contributions to network costs;
J.
Other costs charged individually;
K.
Taxes and benefits provided to public authorities; and
L.
Direct taxes.

4 Each manager and network owner must make known the rules under which investments are made to the asset.

5 It must charge direct costs directly to the network and indirect costs according to a distribution key established in accordance with the principle of causality. This key must be the subject of a relevant and verifiable written definition and must respect the principle of consistency.

6 Network owners provide network managers with the information they need to establish the cost accounting system.

7 Network managers present their cost accounting to the ElCom by August 31. 2


1 RS 730.0
2 Introduced by ch. I of the O of 12 Dec. 2008, effective from 1 Er Jan 2009 ( RO 2008 6467 ).

Art. 8 Measurement System and Information Processes

1 Network managers respond to the measurement system and information processes.

2 To this end, they shall lay down transparent and non-discriminatory directives governing in particular the obligations of the actors concerned and the chronological sequence and form of the data to be communicated. These directives must provide for the possibility for third parties to participate, with the agreement of the network manager, in the provision of benefits under the measurement and information system.

3 The network operators shall make available to the stakeholders concerned, within agreed time limits, in a uniform and non-discriminatory manner, the measures and information necessary for the operation of the network, the management of the adjustment balance sheet, The supply of energy, the charging of costs, the calculation of the remuneration for the use of the network and the invoicing processes arising from the Energy Act of 26 June 1998 1 And the order of 7 December 1998 on energy 2 These benefits cannot be charged in addition to the remuneration collected for the use of the network. If supplied by third parties, they are entitled to fair compensation from the network operators.

4 On request and against compensation for costs, network operators shall provide additional data and information to the balance sheet managers and other relevant stakeholders, with the agreement of the final consumers Or the producers concerned. All figures recorded in the previous five years must be delivered.

5 All final consumers who assert their right of access to the network as well as producers whose power is greater than 30 kVA shall be equipped with a load curve measuring device with automatic transmission Data. They bear the cost of acquiring this equipment as well as the recurring costs.


Art. Billing

At the request of the final consumer, the network manager issues the network usage invoice to the energy provider. The final consumer remains the debtor of remuneration.

Art. 10 Publishing information

Network managers shall publish the information referred to in Art. 12, para. 1, LApEl and all the taxes and benefits provided to the public authorities, by 31 August at the latest, in particular through a single Internet site, freely accessible.

Section 2 Network access and remuneration for network use

Art. 11 Access to the network for final consumers

1 The annual consumption of the twelve months preceding the last survey is decisive in determining the right of access to the final consumer network. Annual consumption is the sum of the electrical energy that a final consumer receives or produces per consumer site per year. The consumer site is the place of business of a final consumer who constitutes an economic and geographical unit and has its own effective annual consumption, irrespective of the number of its points of injection and sprinting.

2 End consumers who have an annual consumption of at least 100 MWh and who do not rely on electricity on the basis of a written individual supply contract may indicate until 31 October to the distribution network manager of Their area of service which they intend to make use of their right of access to the network from 1 Er January of the following year. For the distribution network manager, the obligation to supply within the meaning of s. 6 LApEl then becomes definitively lapsed.

3 If a final consumer with an estimated annual consumption of at least 100 MWh is to be newly connected to the distribution network, he shall indicate to the network manager two months prior to the commissioning of his connection if he intends to Use of its right of access to the network.

4 End consumers connected to a thin distribution network within the meaning of s. 4, para. 1, let. A, LApEl, also have the right of access to the network if their annual consumption is at least 100 MWh. The parties concerned agree on the arrangements for the use of these power lines.

Art. 12 Attributed operating costs

1 In addition to the costs as set out in s. 15, para. 2, LApEl, allowances granted to third parties for easements.

2 Network managers shall establish transparent, uniform and non-discriminatory guidelines on how to determine operating costs.

Art. 13 Cost of capital attributable

1 The network operators shall lay down, in transparent and non-discriminatory directives, rules governing the uniform and appropriate periods of use of the various installations and their components.

2 The calculated annual accounting depreciation is the result of the acquisition or manufacturing costs of the existing facilities with a straight-line basis over a specified period of use, up to the zero value. Only acquisition or manufacturing costs are considered to be the construction costs of the facilities involved.

3 The calculation of the annual interests of the heritage values necessary for the operation of the networks follows the rules that follow.

A.
Can count as heritage values necessary for the operation of the networks, to the maximum:
1.
Residual values for the purchase or manufacture of the existing facilities resulting from the depreciation within the meaning of para. 2 at the end of the fiscal year; and
2.
The net working capital required for the operation.
B. 1
The interest rate calculated is the weighted average cost of the capital invested ( Weighted Average Cost of Capital , WACC).

3bis The Federal Department of Environment, Transport, Energy and Communication (DETEC) establishes the WACC each year in accordance with the provisions of Annex 1. 2

4 If, exceptionally, it is no longer possible to determine the costs of acquiring or manufacturing the facilities, it must be calculated as follows: the replacement costs are determined in a transparent manner on the basis of price indices Official and appropriate, retroactive to the date of acquisition or manufacture. The already charged operating or capital costs of the heritage values necessary for the operation must be deducted. In all cases, only the value of a comparable facility is considered. 20 % of the calculated value must be deducted. 3


1 New content according to the c. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).
2 Introduced by ch. I of the O of 30 January 2013, in force since 1 Er March 2013 ( RO 2013 559 ).
3 New content according to the c. I of the O of 12 Dec. 2008, effective from 1 Er Jan 2009 ( RO 2008 6467 ).

Art. 14 Cross-border use of the network

1 For the calculation of costs related to cross-border supplies within the meaning of s. 16 LApEl, international regulations are reserved.

2 Revenue from the cross-border use of the transport network in the context of compensation between European transmission system operators ("Inter-Transmission System Operator-Compensation", ITC) must be allocated In full to cover the costs attributable to the transmission system, after deduction of the monitoring fee referred to in s. 28 LApEl.

3 When calculating the revenue referred to in para. 2, only those shortfalls which are not attributable to a specific cause or which result from an exception relating to access to the network for the capabilities put into service at the level of the cross-border transmission network (Art. 17, para. 6, LApEl). The other shortfalls are charged to those who caused them, in accordance with art. 15, para. 1, let. C.

Art. 15 Imputation of transportation network costs

1 The national transport network company charges individually:

A.
Network operators and end consumers connected directly to the transmission system, the costs of compensation for the losses and the supply of reactive energy that they have caused;
B.
Balance sheet groups, adjustment energy costs (including power reserve shares for secondary and tertiary settings) and the management of the estimated programme they have incurred;
C.
To those who have caused shortfalls in the cross-border use of the network, the corresponding amount. The DETEC may provide for derogating rules for the granting of exemptions under s. 17, para. 6, LApEl.

2 It charges network operators and end consumers connected directly to the transmission system, as a proportion of the electricity generated by the final consumers:

A. 1
The costs of the management of the systems, the management of the measures, the capacity for self-operation and the operation in the island of the equipment producing, maintaining the tension, primary adjustment, as well as the power reserve shares for the Secondary and tertiary settings that cannot be charged to a balance sheet group. The maximum amount is fixed each year by the ElCom;
B.
The costs of the network reinforcements necessary for the injection of electricity referred to in s. 7, 7 A And 7 B The Energy Act of 26 June 1998 2 ; and
C.
Supplements to the transportation costs of high voltage networks.

3 It charges the final consumers and the network operators connected directly to the transmission system the balance of the chargeable costs and the taxes and benefits provided to the public authorities; these elements are invoiced in a manner Non-discriminatory and at a flat rate in the Swiss adjustment zone:

A.
Up to 30 % according to the electricity generated by the final consumers connected directly to the transmission system and by all end consumers connected to the lower level networks;
B.
Up to 60 % according to the annual average of the maximum effective monthly powers that each final consumer connected directly and each lower level network requires the transmission system;
C.
Up to 10 % according to a fixed base rate for each point of transmission of the transmission system.

1 New content according to the c. I of the O of 12 Dec. 2008, effective from 1 Er Jan 2009 ( RO 2008 6467 ).
2 RS 730.0

Art. 16 Distribution Network Cost Imputation

1 Attributed costs not invoiced individually, taxes and benefits provided to public authorities and participation in a higher level network shall be charged to final consumers and managers of the Network connected directly to the network concerned, as follows:

A.
Up to 30 % according to the electricity generated by the final consumers connected directly to the transmission system and by all end consumers connected to the lower level networks;
B.
Up to 70 % according to the annual average of the maximum effective monthly powers that the final consumer connected directly and the networks of the lower levels ask for the higher level network.

2 The remuneration collected for the use of the network shall not exceed, for each level of network, the chargeable costs and the taxes and benefits provided to the public authorities of that network level.

3 If a distribution network undergoes disproportionate costs as a result of the connection or operation of producer equipment, these additional costs shall not be assimilated to the costs of the network, but shall be borne to a reasonable extent by the Producers.

Art. 17 Allocation of costs between networks and determination of maximum power

Network managers shall establish transparent and non-discriminatory directives governing the charging of costs between networks of the same level directly related to each other and the uniform determination of the annual average power Effective monthly maximum.

Art. 18 Network Usage Rates

1 Network managers are responsible for setting network utilization rates.

1bis Within a voltage level, end consumers with similar consumer characteristics form a group of customers. It is possible to establish separate client groups for end consumers with similar consumption characteristics only when their acquisition profiles differ significantly. In the case of final consumers who report consumption according to Art. 2, para. 2, let. A, of the order of 7 December 1998 on energy 1 Whose facilities have a connection power of less than 10 kVA, only the consumption characteristics are decisive for the formation of customer groups. 2

2 For final consumers whose land is used in the year and which are connected to a voltage level of less than 1 kV without power, the rate of use of the network is at least 70 % in a consumption tax (ct ./kWh) not degressive.


1 RS 730.01
2 Introduced by ch. III 2 of the O of 7 March 2014, in force since 1 Er April 2014 ( RO 2014 611 ). Erratum of 3 June 2014, concerns only the German and Italian texts (RO 2014 1323).

Art. 19 Comparative efficiency, verification of network utilization rates and electricity tariffs

1 In order to verify the rates and remuneration for the use of the network as well as the electricity rates, the ElCom compares the efficiency levels of the network operators. It collaborates with the communities concerned. It takes into account the structural differences that companies do not have and the quality of supply. In comparing the chargeable costs, it also takes into account the degree of depreciation. Its assessment incorporates international reference values.

2 It orders compensation, by tariff reduction, for unjustified gains due to tariffs on the use of the network or to excessive electricity tariffs.

Section 3 Congestion in cross-border supplies, exceptions relating to network access and the calculation of chargeable network costs

Art. Approach to congestion in cross-border supplies

1 The national transportation network company submits a report to the ElCom on the implementation of the priority supply provisions under s. 13, para. 3 and 17, para. 2, LApEl and makes a proposal in accordance with Art. 17, para. 5, LApEl for the allocation of revenue.

2 When allocating the capabilities of the cross-border network, importers cannot assert the priority nature of the basic supply of final consumers within the meaning of Art. 17, para. 2, LApEl, that if they establish the impossibility of meeting their obligations without imports and the absence of deliveries notified in the same period to third parties abroad.

Art. Exceptions to network access and the calculation of chargeable network costs

1 On the proposal of the national transport network company, the DETEC develops transparent and non-discriminatory rules for the granting of exceptions within the meaning of Art. 17, para. 6, LApEl.

2 The ElCom shall decide by decision on the granting of exceptions.

Chapter 4 Services-System and Balance Sheet

Art. System Services

1 When it does not provide it itself, the national transportation system provides the system services through a market-based, non-discriminatory and transparent process.

2 It sets the prices of the services-system in order to cover costs. If their sale generates a profit or a deficit, the amount will be taken into account in the calculation of costs within the meaning of s. 15, para. 2, let. A.

3 The network reinforcements needed for energy injections by producers within the meaning of Art. 7, 7 A And 7 B The Energy Act of 26 June 1998 1 Are part of the system services of the national transport network company.

4 The allowances for network reinforcements referred to in par. 3 are subject to approval by the ElCom.

5 The national transport network company shall compensate the network manager for the reinforcements referred to in para. 3 based on the approval of the ElCom.

6 It reports annually to the ElCom on the actual services provided and on the charging of their costs.


Art. Balance-sheet

1 All injection and recirculation points allocated to a balance sheet must be located in the Swiss adjustment zone. Any injection or recirculation point must be assigned to a single balance sheet group.

2 The national transport network company shall lay down in directives the minimum requirements for balance-sheet groups, in accordance with transparent and non-discriminatory criteria. It does so taking into account the needs of small balance-sheet groups.

3 It contracts with each balance sheet group.

4 Each balance sheet group must designate a participant (responsible for balance sheet) who represents it vis-a-vis the national transport network company and vis-a-vis third parties.

5 For electricity recovered within the meaning of s. 7 A The Energy Act of 26 June 1998 1 Balance-sheet groups are required to pay the market price in accordance with s. 3 B Bis , para. 2, of the order of 7 December 1998 on energy 2 The balance sheet for renewable energies. 3


1 RS 730.0
2 RS 730.01
3 New content according to the c. I of the O of 11 Nov 2015, in force since 1 Er Jan 2016 ( RO 2015 4789 ).

Art. 24 Balance sheet for renewable energies

1 The OFEN appoints the head of the renewable energy balance sheet after consulting the national transport network company.

2 The head of the renewable energy balance sheet group shall issue transparent and non-discriminatory guidelines for the injection of electricity within the meaning of Art. 7 A The Energy Act of 26 June 1998 1 These directives are subject to the approval of the OFEN. For systems whose production can be controlled, the person in charge of the balance sheet for renewable energies may provide for remuneration based on the forecast programme. However, the average price for the year must correspond at least to the remuneration set out in Appendices 1.1 to 1.5 of the Energy Ordinance of 7 December 1998 2 .

3 The person in charge of the balance sheet group for renewable energies may refuse to pay for electricity resumed under Art. 7 A The Energy Act of 26 June 1998 as long as the producer does not provide the necessary information on time or violates the rules.

4 It establishes forward-looking programmes and communicates them to other balance sheet groups and to the national transport network society.

5 The balance sheet groups shall be required to resume electricity from the balance sheet for renewable energy in accordance with the provisional programme and in proportion to the electricity supplied by the final consumers allocated to them, and To pay to the balance sheet for renewable energy the market price referred to in s. 3 B Bis , para. 2, of the order of 7 December 1998 on energy. For a newly created balance sheet, the electricity generated by the final consumers is evaluated. 3

6 The head of the balance sheet group for renewable energies calls on the national transport network to take charge of the difference between the rewards for injection within the meaning of Art. 7 A The Energy and Market Price Act of 26 June 1998 referred to in Art. 3 B Bis , para. 2, of the order of 7 December 1998 on energy, as well as the costs of the adjustment energy of its balance sheet group and its implementation costs. 4


1 RS 730.0
2 RS 730.01
3 New content according to the c. I of the O of 11 Nov 2015, in force since 1 Er Jan 2016 ( RO 2015 4789 ).
4 New content according to the c. I of the O of 11 Nov 2015, in force since 1 Er Jan 2016 ( RO 2015 4789 ).

Art. 25 Allocation of injection sites

1 Injection points with a connecting power not exceeding 30 kVA, where the current is taken within the meaning of s. 7 A The Energy Act of 26 June 1998 1 And which are not equipped with a load curve measuring device with automatic transmission of data as well as the injection points where the current is taken within the meaning of s. 28 A Of the said Act shall be allocated to a measure equivalent to the balance sheet which feeds the final consumers of the corresponding network area.

2 Injection points where the current is taken within the meaning of s. 7 A Of the Energy Act of 26 June 1998 which are equipped with a load curve measuring device with automatic transmission of data fall within an equivalent measure of the balance sheet for renewable energies.


Art. 26 Adjustment and Adjustment Energy

1 For the adjustment energy requirements, the national transport network company shall give preference to electricity from renewable energy sources.

2 When the technique allows, the adjustment energy can be acquired outside the national boundaries.

3 Producers whose facilities inject electricity according to art. 7 or 7 A Of the Law of 26 June 1998 on energy and that sell the electricity delivered physically or a part thereof to the national company of the transmission system as energy of adjustment shall not obtain for that electricity any compensation Additional on the basis of art. 7 and 7 A The Energy Act. 1


1 New content according to the c. I of the O of 11 Nov 2015, in force since 1 Er Jan 2016 ( RO 2015 4789 ).

Chapter 4 A 2 Information on the wholesale electricity market

Art. 26 A Debriefing of information

1 Any person who has his or her registered office or domicile in Switzerland shall participate in a wholesale electricity market in the EU and shall be obliged under the Regulation (EU) n O 1227/2011 1 , providing information to the authorities of the EU or the Member States, must communicate, simultaneously and in the same form, the same information to the ElCom.

2 In particular, it shall be provided to the ElCom for indications concerning:

A.
Wholesale transactions;
B.
Capacity, availability, unavailability and use of facilities for electricity generation and transmission.

3 In addition, the privileged information which has been published on the basis of the Regulation (EU) shall be provided to the ElCom O 1227/2011. ElCom may determine when such data should be provided to the ElCom.

4 The name, name, legal form and seat or home must also be communicated to the ElCom. It is possible to communicate, instead of these indications, the data required in the EU for registration under the Regulation (EU) n O 1227/2011.

5 The ElCom may authorise exceptions to the duty of information, in particular when it can be considered that the data in question are of marginal importance to the electricity markets.

6 Are considered wholesale products, regardless of whether they are traded on the stock exchange or in any other way:

A.
Contracts for the transport and supply of electricity not directly involving its use by final consumers;
B.
Derivatives relating to the production, trade, delivery and transmission of electricity.

1 R (EU) n O 1227/2011 of the European Parliament and of the Council of 25 October. 2011 on the integrity and transparency of the wholesale energy market (REMIT), OJ L 326, 8.12.2011, p. 1.

Art. 26 B ElCom processing

1 The ElCom can process the data it has received from persons subject to the duty of information.

2 It determines when they are provided for the first time.

Art. 26 C Information System

1 The ElCom uses an art-structured information system for the data. 26 A , para. 2, let. A and b, al. 3 and 4.

2 It ensures the security of the operation of the system and guarantees, by technical and organisational means, data protection against unauthorized access.

3 It keeps the data as long as it needs it, but for a maximum of ten years from the date on which it was provided. She then proposed them to the Dominion Archives. Data that the Federal Archives considers to be devoid of archival value is erased.

Chapter 5 Final provisions

Section 1 Execution

Art. 27

1 The OFEN executes the order in so far as enforcement is not another authority.

2 It shall lay down the necessary technical and administrative requirements.

3 It shall report to the Federal Council at regular intervals, but not later than four years after the entry into force of the order, on the appropriateness, effectiveness and economic character of the measures provided for in the LApEl and in the order.

4 Before issuing directives within the meaning of s. 3, para. 1 and 2, 7, para. 2, 8, para. 2, 12, para. 2, 13, para. 1, 17 and 23, para. 2, network operators consult in particular the representatives of the final consumers and the producers. They publish the directives on a single, freely accessible website. If they cannot agree in due time on the directives to be adopted or if they are not appropriate, the OFEN may lay down implementing provisions in the areas concerned.

5 Art. 23 to 25 of the December 7, 19983F Order on Energy 1 Are applicable by analogy to the collaboration of private organizations.


Section 2 Modification of the current law

Art. 28

The amendment to the existing law is set out in the Annex.

Section 3 Transitional provisions

Art. Load curve measurement with automatic data transmission

Producers with connection conditions under s. 28 A The Energy Act of 26 June 1998 1 Are released from the obligation to install a load curve measurement system with automatic transmission of data within the meaning of s. 8, para. 5, regardless of their connection power.


Art. Adaptation of existing contracts

1 The provisions contained in existing contracts that contravene the requirements on access to the network or on remuneration for its use are not valid.

2 If the invalidity of contractual provisions which are no longer in conformity with the law leads to disproportionate disadvantages for one of the parties to the contract, that party may require compensation, monetary or otherwise.

Art. Revenue from award procedures in accordance with market rules

The use of revenue from rules-based allocation procedures within the meaning of s. 32 LApEl is subject to the approval of the ElCom. The proposal referred to in s. 20, para. 1, shall state the other costs to be borne on the transmission system and explain to what extent they are not covered by the remuneration collected for the use of the network.

Section 4 3 Transitional Provisions Relating to Amendment 12 December 2008

Art. A Rate of interest in operating heritage values and correction factor

1 For the period 2009 to 2013, the interest rate of the heritage values necessary for the operation of the installations put into service before 1 Er January 2004 is less than one point at the interest rate set out in s. 13, para. 3, let. B. The interest rate referred to in Art. 13, para. 3, let. B, applies to investments made in such facilities after December 31, 2003.

2 The operators of the facilities referred to in para. 1 that have not been reassessed or have been amortized over a period of use, uniform and appropriate under s. 13, para. 1, or that have been amortized on a straight-line basis over a longer period, may apply to the ElCom for the interest rate without the reduction provided for in para. 1 applied to them.

3 If the remuneration for the use of the network for the year 2009 is less than the remuneration received for the use of the network in 2008, the ElCom may authorise the application to the year 2009 of the remuneration collected for the use of the network in 2008.

Art. B 1

1 Repealed by c. I of the O of 30 Jan 2013, with effect from 1 Er March 2013 ( RO 2013 559 ).

Art. C Application of new rates, publication and refund

1 For the first quarter of 2009, network operators charge estimates on the basis of art. 13, 31 A And 31 B .

2 They shall publish these tariffs in accordance with Art. 10 no later than 1 Er April 2009.

3 They shall repay as soon as possible, but at the latest with the final count issued after 1 Er July 2009, the difference between the actual prices and the rates charged until the end of March 2009.

Art. D Applying the law over time

1 Art. 13, para. 4, 15, para. 2, let., and 31 A To 31 C Apply to proceedings pending before authorities or judicial bodies on the date on which they come into force.

2 Decisions taken by the authorities, against which no appeal has been lodged, may be adapted on request or ex officio to art. 13, para. 4, 15, para. 2, let., and 31 A To 31 C Whether the public interest in the applicability of this provision overrides the private interest in maintaining the decision.

Section 5 Entry into force 4

Art. 32 ... 1

1 This order shall enter into force on 1 Er April 2008, subject to paras. 2 to 4 below.

2 Art. 11, para. 1 and 4, enter into force on 1 Er January 2009.

3 Art. 2, para. 2, let. D, enter into force 1 Er January 2010.

4 The ch. 2 of the Annex (Energy Ordinance) enters into force as follows:

A.
Art. 1 D , para. 1 and 5, and Appendix 2.1 shall enter into force on 1 Er April 2008,
B.
Art. 3 B , 3 F To 3 I , 3 J, Al. 1 and 2, s. 5, para. 1, art. 17 C , para. 1, and art. 29, para. 4 and 5, enter into force on 1 Er May 2008,
C.
Other provisions of the c. 2 of the Annex shall enter into force on 1 Er January 2009.

1 Repealed by c. I of the O of 12 Dec. 2008, with effect from 1 Er Jan 2009 ( RO 2008 6467 ).

Annex 1 1

(art. 13, para. 3 Bis )

Determining the Weighted Average Cost of Capital

1 Definition

1.1
The weighted average cost of capital is the sum of the cost of equity weighted by 40 % (rate of return on equity) and the cost of foreign capital weighted at 60 % (rate of return on foreign funds).
1.2
The following parameters are the basis for calculation:
A.
Risk-free interest rate for own funds;
B.
Market risk premium;
C.
Beta Levered ;
D.
A risk-free interest rate for foreign funds;
E.
Insolvency risk premium (including issuance and acquisition costs).
1.3
To calculate the rate of return on equity, add the risk-free interest rate to the equity and the product of the market risk premium by the beta Lev E Red .
1.4
To calculate the rate of return on foreign funds, the non-risk interest rate for foreign funds and an insolvency risk premium, including a flat rate for issuance and acquisition costs, is added.
1.5
The OFEN specifies the provisions concerning the parameters referred to in the c. 1.2.

2 Annual calculation and fixation

2.1
The OFEN determines the value of the various parameters each year and calculates on this basis the weighted average cost of capital.
2.2
The evolution of the risk-free interest rate for equity, market risk premium and beta is not taken into account Unlevered (c. 5.2) that if the defined limit values are exceeded for two consecutive years, up or down.
2.3
The evolution of the risk-free interest rate for foreign funds is taken into account as soon as the latter exceeds, up or down, the defined limit values. The insolvency risk premium is based on the risk-free interest rate for foreign funds. If the latter is less than or equal to 0.5 %, the insolvency risk premium shall be calculated on the average of the preceding five years. If more than 0.5 %, the insolvency risk premium is determined on the basis of the annual average of the preceding calendar year.
2.4
On the basis of the OFEN calculation and after consultation with the ElCom, the DETEC sets the weighted average cost of capital for the year, which it publishes on the Internet and in the Federal Worksheet. It fixes this rate each year before the end of March; it sets it the first time on March 31, 2013 at the latest for the year 2014.

3 Risk-free interest rate for own funds

3.1
The risk-free interest rate for own funds is the average yield of the Swiss Confederation's 10-year residual maturity (zero-coupon bond yield) published for the previous calendar year.
3.2
The following standard values apply:
A.
Less than 3 %: 2.5 %;
B.
3 to less than 4 %: 3.5 %;
C.
4 to less than 5 %: 4.5 %;
D.
5 to less than 6 %: 5.5 %;
E.
6 % or more: 6.5 %.
3.3
The limit values (ch. 2.2) to be considered for this parameter are: 3 %, 4 %, 5 % and 6 %.

4 Market risk premium

4.1
The market risk premium is the difference between the performance of the stock market (index), determined as an average of the arithmetic and geometric means, and the average yield (arithmetic average) of a risk-free placement.
4.2
The basis of calculation consists of the series of values published since 1926, that is, for the performance of the stock market, the index of nominal values of shares and, for risk-free investments, the performance of the obligations of the Confederation For a period of ten years.
4.3
The following standard values apply to the market risk premium:
A.
Less than 4.5 %: 4.5 %;
B.
4.5 to less than 5.5 %: 5.0 %;
C.
5.5 % or more: 5.5 %.
4.4
The limit values (ch. 2.2) to be considered for this parameter are: 4.5 % and 5.5 %.

5 Beta Levered

5.1
The Beta Levered Is the product of the beta Unlevered And the leverage effect. The latter results from the share of total capital, which rises to 40 % for own funds and 60 % for foreign funds.
5.2
The Beta Unlevered Is determined on the basis of a group of comparable European undertakings ( Peer Group ) Energy supply. The company group's beta values are established on a monthly basis over a three-year period. The group of companies is subject to an annual audit and, where possible, an improvement.
5.3
The following standard values apply to the beta Unlevered :
A.
Less than 0.25: 0.2;
B.
0.25 to less than 0.35: 0.3;
C.
0.35 to less than 0.45: 0.4;
D.
0.45 to less than 0.55: 0.5;
E.
0.55 or more: 0.6.
5.4
The limit values (ch. 2.2) to be considered for this parameter are 0.25, 0.35, 0.45, and 0.55.

6 Non-Risk Interest Rates for Foreign Funds

6.1
The risk-free interest rate for foreign funds is the average yield of the Swiss Confederation's five-year residual maturity (return on zero-coupon bonds) published for the previous calendar year.
6.2
The following standard values are applied:
A.
Less than 0.5 %: 0.50 %;
B.
0.5 to less than 1.0 %: 0.75 %;
C.
1.0 to less than 1.5 %: 1.25 %;
D.
1.5 to less than 2.0 %: 1.75 %;
E.
2.0 to less than 2.5 %: 2.25 %;
F.
2.5 to less than 3.0 %: 2.75 %;
G.
3.0 to less than 3.5 %: 3.25 %;
H.
3.5 to less than 4.0 %: 3.75 %;
I.
4.0 to less than 4.5 %: 4.25 %;
J.
4.5 to less than 5.0 %: 4.75 %;
K.
5.0 % or more: 5.00 %.
6.3
The limit values (ch. 2.3) to be taken into account for this parameter are: 0.5 %, 1.0 %, 1.5 %, 2.0 %, 2.5 %, 3.0 %, 3.5 %, 4.0 %, 4.5 % and 5.0 %.

7 Insolvency risk premium, issuance and acquisition costs including

7.1
The insolvency risk premium is the difference between the average interest of the bonds of good solvency and the average interest of the bonds without risk (index gap).
7.2
50 basis points are attributable to the issuance and acquisition costs, which corresponds to 0.5 %.
7.3
The following standard values apply to the insolvency risk premium (including issuance and acquisition costs):
A.
Less than 0.625 %: 0.50 %;
B.
0.625 to less than 0.875 %: 0.75 %;
C.
0.875 to less than 1.125 %: 1.00 %;
D.
1.125 to less than 1.375 %: 1.25 %;
E.
1.375 to less than 1.625 %: 1.50 %;
F.
1.625 to less than 1.875 %: 1.75 %;
G.
1.875 % or more: 2.00 %.
7.4
The limit values (ch. 2.3) to be considered for this parameter are: 0.625 %, 0.875 %, 1.125 %, 1.375 %, 1.625 % and 1.875 %.

8 Transitional Provision for Amendment of 4 December 2015

For the 2016 tariff year, the weighted average cost of capital is determined on the basis of the former right.

1 Introduced by c. II of the O of 30 Jan 2013 ( RO 2013 559 ). Update as per c. I of O du 4 Dec. 2015, in force since 1 Er Jan 2016 (RO) 2015 5685).


State 1 Er January 2016

Annex 2 1

(art. 28)

Change in current law

... 2


1 Formerly unique annex.
2 The mod. Can be viewed at RO 2008 1223 .


State 1 Er January 2016