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RS 0.232.142.2 Convention of 5 October 1973 on the European patent, revised in Munich on 29 November 2000 (EPC 2000)

Original Language Title: RS 0.232.142.2 Convention du 5 octobre 1973 sur le brevet européen, revisée à Munich le 29 novembre 2000 (CBE 2000)

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0.232.142.2

Original text

European Patent Convention

(CBE 2000)

Conclue in Munich on 5 October 1973

Approved by the Federal Assembly on November 29, 1976 1

Instrument of ratification deposited by Switzerland on 20 April 1977

Entry into force for Switzerland on 7 October 1977

Revised in Munich on 29 November 2000 2

Approved by the Federal Assembly on December 16, 2005 3

Instrument of ratification deposited by Switzerland on 12 June 2006

Entry into force for Switzerland on 13 December 2007

(State on 3 May 2013)

Part One General and institutional provisions

Chapter I General provisions

Art. 1 European patent grant law

It is hereby established by this Convention a common right of the Contracting States in respect of the grant of patents for invention.

Art. 2 European patent

(1) Patents granted under this Convention shall be referred to as European patents.

(2) In each of the Contracting States for which it is granted, the European patent shall have the same effect and shall be subject to the same system as a national patent granted in that State, unless otherwise provided for in this Convention.

Art. 3 Territorial scope

The grant of a European patent may be requested for one or more of the Contracting States.

Art. 4 European Patent Organisation

(1) It is hereby established by this Convention a European Patent Organisation, hereinafter referred to as the Organization. It has administrative and financial autonomy.

(2) The organs of the organization shall be:

(a)
The European Patent Office;
(b)
The Governing Council.

(3) The task of the Organization shall be to grant European patents. This task is carried out by the European Patent Office under the supervision of the Board of Directors.

Art. 4 Bis Conference of Ministers of Contracting States

A Conference of Ministers of Contracting States competent in the field of patents shall meet at least every five years to discuss matters relating to the Organization and the system of the European patent.

Chapter II The European Patent Organisation

Art. 5 Legal status

(1) The Organization shall have legal personality.

(2) In each of the Contracting States, the Organization shall have the widest legal capacity accorded to legal persons by national law; in particular, it may acquire or dispose of movable and immovable property and may be a party to legal proceedings.

(3) The President of the European Patent Office shall represent the Organization.

Art. 6 Seat

(1) The Organization shall have its seat in Munich.

(2) The European Patent Office shall be located in Munich. He has a department in The Hague.

Art. 7 Agencies of the European Patent Office

By decision of the Administrative Council, agencies of the European Patent Office may be established, as appropriate, for information or liaison purposes, in the Contracting States or with intergovernmental organizations Competent in matters of industrial property, subject to the consent of the Contracting State concerned or the organisation concerned.

Art. 8 Privileges and immunities

Protocol on Privileges and Immunities 1 Annexed to this Convention defines the conditions under which the Organisation, the members of the Administrative Council, the agents of the European Patent Office and all other persons mentioned in this Protocol and participating in the Activities of the Organization shall enjoy, in each Contracting State, the privileges and immunities necessary for the performance of their tasks.


1 This protocol is published under n O RS 0.192.110.923.2 .

Art. Liability

(1) The contractual liability of the Organization shall be governed by the law applicable to the contract in question.

(2) The non-contractual liability of the Organisation with regard to damage caused by it or by agents of the European Patent Office in the performance of their duties shall be governed by the law in force in the Federal Republic Of Germany. If the damage has been caused by the department of The Hague or by an agency, or by agents of the department or agency, the applicable law is that of the Contracting State in which the department or agency is situated.

(3) The personal liability of officers of the European Patent Office to the Organization shall be governed by their status or the regime applicable to them.

(4) The courts with jurisdiction to settle disputes under s. 1 and 2 are:

(a)
With respect to the disputes referred to in s. 1, the courts of the Federal Republic of Germany, failing the designation of a court of another State in the contract concluded between the parties;
(b)
With respect to the disputes referred to in s. 2, the courts of the Federal Republic of Germany or of the State in which the department or agency is situated.

Chapter III The European Patent Office

Art. 10 Direction

(1) The direction of the European Patent Office shall be provided by the President, who shall be responsible for the activity of the Office before the Administrative Board.

(2) For this purpose, the President shall, inter alia, have the following functions and powers:

(a)
It shall take all appropriate measures, including the adoption of internal administrative instructions and public information, with a view to ensuring the functioning of the European Patent Office;
(b)
It shall determine, unless otherwise provided for in this Convention, the acts to be performed at the European Patent Office in Munich or its department in The Hague, respectively;
(c)
It may submit to the Governing Council any proposal for amendment of this Convention, of general regulation or of a decision which falls within the competence of the Governing Council;
(d)
Preparing and implementing the budget and any amending or supplementary budget;
(e)
Submits an annual activity report to the Board of Directors;
(f)
It exercises hierarchical authority over staff;
(g)
Subject to s. 11, he appoints the agents and decides on their progress;
(h)
It exercises disciplinary authority over agents other than those referred to in s. 11 and may propose to the Administrative Council disciplinary sanctions against the agents referred to in s. 11, para. 2 and 3;
(i)
It may delegate its functions and competencies.

(3) The President shall be assisted by several Vice-Presidents. In the event of the absence or incapacity of the President, one of the Vice-Presidents shall carry out his duties in accordance with the procedure laid down by the Administrative Council.

Art. 11 Senior Personnel Appointment

(1) The President of the European Patent Office shall be appointed by the Administrative Board.

(2) The Vice-Presidents shall be appointed by the Board of Directors, the President of the European Patent Office.

(3) The members of the Boards of Appeal and the Grand Board of Appeal, including their chairpersons, shall be appointed by the Administrative Board on the proposal of the President of the European Patent Office. They may be renewed in their duties by the Administrative Council, the President of the European Patent Office.

(4) The Board of Directors shall exercise disciplinary authority over the agents referred to in s. 1 to 3.

(5) The Board of Directors may, the President of the European Patent Office, also appoint as members of the Grand Board of Appeals of the members of the national courts or quasi-judicial authorities of the Contracting States, which may continue to carry out their judicial functions at national level. They are appointed for a period of three years and may be re-appointed.

Art. 12 Duties of the function

The agents of the European Patent Office shall be obliged, even after the termination of their duties, not to disclose or use the information which, by their nature, is covered by professional secrecy.

Art. 13 Disputes between the Organisation and the agents of the European Patent Office

(1) Officers or former agents of the European Patent Office, or their successors in title, may make use of the Administrative Tribunal of the International Labour Organisation for disputes between them and the European Patent Organisation, In accordance with the Statute of the Court of First Instance and within the limits and conditions laid down by the Staff Regulations of officials, by the regulation of pensions or resulting from the rules applicable to other servants.

(2) An appeal shall be admissible only if the person concerned has exhausted all means of appeal which are open to him by the Staff Regulations of officials, by the regulation of pensions or by the regime applicable to other servants.

Art. 14 Languages of the European Patent Office, European patent applications and other documents

(1) The official languages of the European Patent Office shall be German, English and French.

(2) A European patent application shall be filed in one of the official languages or, if filed in another language, translated into one of the official languages, in accordance with the Regulations 1 During all proceedings before the European Patent Office, such translation may be made in accordance with the text of the application as filed. If the required translation has not been filed within the time limit, the application is deemed to be withdrawn.

(3) The official language of the European Patent Office in which the European patent application has been filed or translated shall be used as the language of the proceedings, unless otherwise provided in the Regulations, in all Procedures before the European Patent Office.

(4) Natural or legal persons having their domicile or registered office in a Contracting State having a language other than German, English or French as the official language, and nationals of that State having their domicile abroad May produce, in an official language of that State, documents to be produced within a specified period. However, they are required to produce a translation into an official language of the European Patent Office in accordance with the Regulations. If a part other than the component parts of the European patent application is not produced in the prescribed language or if a required translation is not filed within the time limit, the part shall be deemed not to have been produced.

(5) European patent applications shall be published in the language of the proceedings.

(6) European patent specifications shall be published in the language of the proceedings and shall contain a translation of the claims in the two other official languages of the European Patent Office.

(7) The following are published in the three official languages of the European Patent Office:

(a)
The European Patent Bulletin;
(b)
The Official Journal of the European Patent Office.

(8) Entries in the European Patent Register shall be made in the three official languages of the European Patent Office. In case of doubt, registration in the language of the proceedings shall be authentic.


Art. 15 Instance-loaded instances

For the implementation of the procedures provided for in this Convention, it shall be established at the European Patent Office:

(a)
A Receiving Section;
(b)
Research divisions;
(c)
Review divisions;
(d)
Opposition divisions;
(e)
A legal division;
(f)
Boards of Appeal;
(g)
A Large Board of Appeal.
Art. 16 Receiving Section

The Receiving Section is competent to examine European patent applications at the time of filing and in respect of formal requirements.

Art. 17 Research Divisions

Research divisions are competent to draw up European research reports.

Art. 18 Review divisions

(1) Examination divisions shall be competent to examine European patent applications.

(2) A Examining Division shall consist of three technical examiners. However, the instruction of the European patent application is, as a general rule, entrusted to one of the members of the Examining Division. The oral proceedings shall take place before the Examining Division itself. If it considers that the nature of the decision requires it, the Examining Division shall be supplemented by a legal examiner. In the event of an equal division of votes, the voice of the Chairman of the Examining Division shall be paramount.

Art. 19 Opposition Divisions

(1) Opposition Divisions shall be competent to examine oppositions to European patents.

(2) An Opposition Division shall consist of three technical examiners, at least two of whom shall not have participated in the procedure for the grant of the patent which is the object of the opposition. An examiner who has participated in the procedure for the grant of the European patent shall not exercise the Presidency. The Opposition Division may entrust to one of its members the instruction of the opposition. The oral proceedings shall take place before the Opposition Division itself. If it considers that the nature of the decision so requires, the Opposition Division shall be supplemented by a legal examiner who shall not have participated in the procedure for the grant of the patent. In the event of an equal division of votes, the voice of the Chairman of the Opposition Division shall be paramount.

Art. Legal Division

(1) The Legal Division shall have jurisdiction in any decision relating, on the one hand, to the entries to be made on the European Patent Register, on the other hand, to the entry on the list of professional representatives and to their deregistration.

(2) Decisions of the Legal Division shall be rendered by a legally qualified member.

Art. Boards of Appeal

(1) The Boards of Appeal shall have jurisdiction to consider appeals against decisions of the Receiving Section, the Examining Divisions, the Opposition Divisions and the Legal Division.

(2) In the case of an appeal against a decision of the Receiving Section or the Legal Division, the Board of Appeal shall be composed of three legal members.

(3) In the case of an appeal against a decision of a Examining Division, the Board of Appeal shall consist of:

(a)
Two technical members and one legal member where the decision concerns the rejection of a European patent application or the grant, limitation or revocation of a European patent and has been rendered by a Examining Division composed of Fewer than four members;
(b)
Three technical members and two legal members when the decision was rendered by a four-member examination division or if the Board of Appeal considers that the nature of the action required;
(c)
Three legal members in all other cases.

(4) In the case of an appeal against a decision of an Opposition Division, the Board of Appeal shall consist of:

(a)
Two technical members and one legal member when the decision was rendered by an opposition division consisting of three members;
(b)
Three technical members and two legal members when the decision was rendered by an Opposition Division composed of four members or if the Board of Appeal considers that the nature of the action requires it.
Art. Grand Chamber of Appeal

(1) The Grand Chamber of Appeal shall have jurisdiction to:

(a)
Rule on matters of law submitted to it by the Boards of Appeal under Art. 112;
(b)
Give opinions on matters of law submitted to it by the President of the European Patent Office under Art. 112;
(c)
Adjudicate motions for review of decisions of Boards of Appeal under s. 112 Bis .

(2) In the procedures set out in par. 1 (a) and (b), the Grand Board of Appeal shall consist of five legal members and two technical members. In the procedures provided for in par. 1 (c), the Grand Board of Appeal shall consist of three or five members, in accordance with the Regulations. In all proceedings, the Chair shall be appointed by a legally qualified member.

Art. Independence of members of the chambers

(1) The members of the Grand Board of Appeal and of the Boards of Appeal shall be appointed for a period of five years and shall not be relieved of their duties during that period, except for serious reasons and if the Board of Directors, on Proposal of the Great Board of Appeal, takes a decision to that effect. Notwithstanding the provisions of the first sentence, the term of office of the members of the Boards of Appeal shall terminate in the event of resignation or retirement in accordance with the Staff Regulations of the officials of the European Patent Office.

(2) The members of the Chambers shall not be members of the Receiving Section, the Examining Divisions, the Opposition Divisions or the Legal Division.

(3) In their decisions, the members of the Chambers shall not be bound by any instructions and shall comply only with the provisions of this Convention.

(4) The Rules of Procedure of the Boards of Appeal and the Grand Chamber of Appeal shall be adopted in accordance with the Regulations. They shall be submitted to the Administrative Board for approval.

Art. 24 Forbearance and recusal

(1) The members of a Board of Appeal and the Grand Board of Appeal shall not participate in the settlement of a case if they have a personal interest therein, if they have previously intervened in the case as representatives of one of the parties or They have taken part in the decision which is the subject of the appeal.

(2) If, for any of the reasons mentioned in s. 1 or for any other reason, a member of a Board of Appeal or the Grand Chamber of Appeal shall not be able to participate in the settlement of a case, he shall notify the Board thereof.

(3) The members of a Board of Appeal and the Grand Board of Appeal may be challenged by any party for any of the reasons referred to in s. 1 or if they may be suspected of bias. The recusal is not admissible if the party in question has performed pleadings although it has already been aware of the reason for the objection. The challenge cannot be based on the nationality of the members.

(4) The Boards of Appeal and the Grand Board of Appeal shall act in the cases referred to in s. 2 and 3, without the participation of the member concerned. In order to make this decision, the challenged member shall be replaced by his alternate.

Art. 25 Technical Advice

At the request of the competent national court seised of the action for infringement or for a declaration of invalidity, the European Patent Office shall provide, against payment of an appropriate fee, a technical opinion on the European patent in question. The Examining Divisions shall be responsible for issuing such opinions.

Chapter IV The Executive Board

Art. 26 Composition

(1) The Administrative Board shall be composed of the representatives of the Contracting States and their alternates. Each Contracting State shall have the right to appoint one representative to the Board of Directors and one alternate.

(2) The members of the Board of Directors may be assisted by advisers or experts, in accordance with the rules of procedure of the Governing Council.

Art. 27 Presidency

(1) The Board of Directors shall elect from among the representatives of the Contracting States and their alternates a President and a Vice-Chairperson. The Vice-President shall replace the President in case of incapacity.

(2) The term of office of the President and Vice-Chairperson shall be three years. This mandate is renewable.

Art. 28 Office

(1) The Board of Directors may establish a Bureau consisting of five of its members, provided that the number of Contracting States is at least eight.

(2) The President and the Vice-President of the Board of Directors shall be members of the Bureau; the other three members shall be elected by the Board of Directors.

(3) The term of office of members elected by the Board of Directors shall be three years. This mandate is not renewable.

(4) The Bureau shall carry out the tasks entrusted to it by the Board of Directors in accordance with the rules of procedure.

Art. Sessions

(1) The Governing Council shall meet on convocation by its President.

(2) The President of the European Patent Office shall take part in the deliberations of the Administrative Board.

(3) The Administrative Board shall hold an ordinary session once a year; in addition, it shall meet on the initiative of its President or at the request of one third of the Contracting States.

(4) The Governing Council shall deliberate on the basis of a fixed agenda, in accordance with its rules of procedure.

(5) Any item requested by a Contracting State in accordance with the rules of procedure shall be included in the provisional agenda.

Art. Participation of observers

(1) The World Intellectual Property Organization shall be represented at the sessions of the Governing Council in accordance with an agreement between the Organization and the World Intellectual Property Organization.

(2) Other intergovernmental organizations responsible for the implementation of international patent procedures with which the Organization has concluded an agreement shall be represented at the sessions of the Governing Council, In accordance with this Agreement.

(3) Any other intergovernmental or international non-governmental organization engaged in an activity of interest to the Organization may be invited by the Governing Council to be represented at its sessions in any discussion of Issues of common interest.

Art. Languages of the Executive Board

(1) The languages used in the deliberations of the Board of Directors shall be German, English and French.

(2) The documents submitted to the Board of Directors and the minutes of its proceedings shall be drawn up in the three languages referred to in subs. 1.

Art. 32 Personnel, premises and equipment

The European Patent Office shall make available to the Board of Directors and its committees the staff, premises and material resources necessary for the performance of their tasks.

Art. 33 Jurisdiction of the Board of Directors in certain cases

(1) The Board of Directors shall have jurisdiction to amend:

(a)
The duration of the time limits fixed by this Convention;
(b)
The provisions of the second to the eighth part and the tenth part of this Convention to ensure their conformity with an international patent treaty or the European Community legislation on the Patents;
(c)
The Regulations.

(2) The Board of Directors shall have jurisdiction, in accordance with this Convention, to stop and amend:

(a)
The Financial Regulation;
(b)
The status of officials and the rules applicable to other servants of the European Patent Office, the scale of their remuneration and the nature and rules for the granting of ancillary benefits;
(c)
The settlement of pensions and any increase in existing pensions corresponding to the increases in salaries;
(d)
The Rules on Fees;
(e)
Its rules of procedure.

(3) Notwithstanding s. 18, para. 2, the Board of Directors has the power to decide, if the experience justifies it, that, in certain categories of cases, the Examining Divisions consist of a single technical examiner. This decision can be reported.

(4) The Administrative Council shall have the power to authorise the President of the European Patent Office to negotiate and, subject to its approval, to conclude, on behalf of the European Patent Organisation, agreements with States or Intergovernmental organizations as well as documentation centres established under agreements with these organizations.

(5) The Board of Directors may not make a decision under s. 1 (b):

-
In respect of an international treaty, before its entry into force;
-
As regards a legislative act of the European Community, before its entry into force or, where it provides for a time limit for its transposition, before the expiry of that period.
Art. 34 Right to vote

(1) The Contracting States shall have the sole right to vote in the Administrative Council.

(2) Subject to the application of s. 36, each Contracting State shall have one vote.

Art. 35 Votes

(1) Subject to the provisions of subs. 2 and 3, the Administrative Council shall take its decisions by a simple majority of the Contracting States represented and voting.

(2) Requide a majority of three-fourths of the Contracting States represented and voting the decisions within the jurisdiction of the Board of Directors under s. 7, art. 11, para. 1, art. 33, para. 1 (a) and (c) and 2 to 4, s. 39, para. 1, art. 40, para. 2 and 4, art. 46, art. 134 Bis , art. 149 Bis , paras. 2, art. 152, of art. 153, para. 7, art. 166 and art. 172.

(3) The Contracting States shall require the unanimous voting of the decisions within the jurisdiction of the Board of Directors under s. 33, para. 1 (b). The Governing Council shall take such decisions only if all the Contracting States are represented. A decision made under s. 33, para. 1 (b) does not take effect if a Contracting State declares, within twelve months from the date of the decision, that it wishes not to be bound by that decision.

(4) Abstentions shall not be considered as a vote.

Art. 36 Weighting of voices

(1) For the adoption and amendment of the Rules relating to Fees and, if the financial burden of the Contracting States is increased, for the adoption of the budget of the Organization and of the amending or additional budgets, any State May require, after a first vote in which each Contracting State has one vote and whatever the result of that vote, that a second ballot shall be carried out immediately in which the votes are weighted according to the Provisions of s. 2. The decision is the result of this second ballot.

(2) The number of votes available to each Contracting State in the new ballot shall be calculated as follows:

(a)
The number corresponding to the percentage resulting for each Contracting State in the distribution key of the exceptional financial contributions provided for in Art. 40, para. 3 and 4, multiplied by the number of Contracting States and divided by five;
(b)
The number of votes so calculated shall be rounded to the nearest whole number;
(c)
An additional five votes shall be added to this number;
(d)
, however, no Contracting State shall have more than thirty votes.

Chapter V Financial provisions

Art. Financing of the budget

The budget of the Organization shall be financed:

(a)
By the Organization's own resources;
(b)
By the payments of the Contracting States in respect of the maintenance fees for European patents levied in those States;
(c)
If necessary, by exceptional financial contributions from the Contracting States;
(d)
Where applicable, by the revenue provided for in Art. 146;
(e)
Where applicable and exclusively for tangible capital assets, by borrowing from third parties and guaranteed by land or buildings;
(f)
Where appropriate, by funds from third parties for specific projects.
Art. 38 Own resources of the Organization

The Organization's own resources include:

(a)
All income from taxes and other sources as well as reserves of the Organization;
(b)
The resources of the Pension Reserve Fund, which must be regarded as a special heritage of the Organisation for the purpose of assisting its pension scheme by establishing appropriate reserves.
Art. 39 Payments of the Contracting States in respect of the maintenance fees for European patents

(1) Each Contracting State shall pay to the Organization, in respect of each fee charged for the maintenance in force of a European patent in that State, an amount equal to a percentage of that fee, to be fixed by the Council Administration, which may not exceed 75 % and is uniform for all Contracting States. If the said percentage corresponds to an amount less than the uniform minimum fixed by the Administrative Council, the Contracting State shall pay that minimum to the Organisation.

(2) Each Contracting State shall communicate to the Organization all matters deemed necessary by the Governing Council to determine the amount of such payments.

(3) The date on which such payments are to be made shall be fixed by the Board of Directors.

(4) If a payment is not fully made on the date fixed, the Contracting State shall, as of that date, be liable to pay an interest in the unpaid amount.

Art. 40 Level of Taxes and Payments-Exceptional Financial Contributions

(1) The amount of the fees and the percentage referred to in s. 38 and 39, should be determined in such a way that the corresponding income would ensure the balance of the Organization's budget.

(2) However, where the Organization is unable to achieve a balanced budget under the conditions set out in par. 1, the Contracting States shall pay to the Organisation exceptional financial contributions, the amount of which shall be fixed by the Administrative Council for the budgetary year concerned.

(3) Exceptional financial contributions shall be determined for each Contracting State on the basis of the number of patent applications filed in the penultimate year preceding that of the entry into force of this Convention And according to the following distribution key:

(a)
In half, in proportion to the number of patent applications filed in the Contracting State concerned;
(b)
In half, in proportion to the number of patent applications filed by natural and legal persons having their domicile or registered office in the territory of that State in that of the other Contracting States placed in the second position, in The decreasing order of the deposits made by such persons in the other Contracting States.

However, the amounts charged to States in which the number of patent applications filed is more than 25 000 are taken together and redistributed in proportion to the total number of patent applications filed in those countries. Same states.

(4) Where the amount of the contribution of a Contracting State cannot be determined under the conditions laid down in subs. 3, the Administrative Council shall fix this amount in accordance with the State concerned.

(5) Art. 39, para. 3 and 4, is applicable to exceptional financial contributions.

(6) Exceptional financial contributions shall be refunded with an interest whose rate is uniform for all Contracting States. Repayments shall be made in so far as it is possible to provide appropriations for this purpose in the budget and the amount so provided shall be apportioned among the Contracting States according to the distribution key referred to in subs. 3 and 4.

(7) Outstanding financial contributions made in a particular fiscal year shall be repaid in full before the full or partial repayment of any outstanding contribution made in a fiscal year Later.

Art. Advances

(1) On the request of the President of the European Patent Office, the Contracting States shall provide the Organization with cash advances, on the basis of their payments and contributions, within the limit of the amount fixed by the Administrative Council. These advances shall be distributed in proportion to the amounts owed by the Contracting States for the financial year concerned.

(2) Art. 39, para. 3 and 4, is applicable to advances.

Art. Budget

(1) The budget of the Organization shall be balanced. It shall be established in accordance with generally accepted accounting principles as defined in the Financial Regulation. As required, amending or additional budgets may be established.

(2) The budget shall be drawn up in the unit of account fixed by the Financial Regulation.

Art. 43 Spending Authorities

(1) The expenditure entered in the budget shall be authorised for the duration of the budget year, unless otherwise provided for in the Financial Regulation.

(2) In accordance with the Financial Regulation, appropriations which are not used at the end of the budgetary year, with the exception of those relating to staff expenditure, may be carried over to the following financial year only.

(3) Appropriations shall be specialised in chapters grouping expenditure according to their nature or destination and subdivided, as appropriate, in accordance with the Financial Regulation.

Art. 44 Appropriations for unforeseen expenditure

(1) Unpredictable appropriations may be entered in the budget of the Organization.

(2) The use of such credits by the Organization shall be subject to the prior approval of the Board of Directors.

Art. 45 Fiscal year

Fiscal year starts on 1 Er January and December 31.

Art. Preparation and adoption of the budget

(1) The President of the European Patent Office shall submit the draft budget to the Administrative Council no later than the date fixed by the Financial Regulation.

(2) The budget and any amending or additional budget shall be adopted by the Board of Directors.

Art. Interim budget

(1) If, at the beginning of a budgetary year, the budget has not yet been adopted by the Administrative Council, expenditure may be made monthly by chapter or by another division, in accordance with the Financial Regulation, within the limit Of the twelfth of the appropriations available in the budget of the previous financial year, without the effect of having the effect of making available to the President of the European Patent Office more than the twelfth of the appropriations provided for in the draft Budget.

(2) The Board of Directors may, subject to compliance with the other conditions set out in paragraph 1, authorize expenditures in excess of one twelfth.

(3) As a provision, the payments referred to in s. 37 (b) will continue to be made under the conditions set out in s. 39 for the year preceding the one to which the draft budget relates.

(4) The Contracting States shall pay each month, on a provisional basis and in accordance with the distribution key referred to in Art. 40, para. 3 and 4, all exceptional financial contributions necessary to ensure the application of s. 1 and 2. Art. 39, para. 4, is applicable to these contributions.

Art. 48 Budget Implementation

(1) The President of the European Patent Office shall implement the budget and the amending or additional budgets, under his own responsibility and within the limits of the appropriations allocated.

(2) Within the budget, the President of the European Patent Office may, within the limits and conditions laid down in the Financial Regulation, make transfers of appropriations, either chapter or subdivision.

Art. Account Verification

(1) The accounts of all income and expenditure of the budget, as well as the balance sheet of the Organization, shall be examined by auditors providing all the guarantees of independence, appointed by the Board of Directors for a period of Five years that can be extended or renewed.

(2) The audit shall be conducted on the premises and on site. The purpose of the audit is to establish the legality and regularity of revenue and expenditure and to ensure sound financial management. The Commissioners shall draw up a report after the closure of each financial year containing a certification of the signed accounts.

(3) The President of the European Patent Office shall submit each year to the Executive Board the accounts of the financial year relating to the operations of the budget, as well as the balance of the assets and liabilities of the Organization, together with the report of the Auditors.

(4) The Executive Board shall approve the annual balance sheet and the report of the auditors and grant discharge to the President of the European Patent Office for the implementation of the budget.

Art. 50 Financial Regulation

The Financial Regulation shall determine in particular:

(a)
Terms and conditions relating to the establishment and implementation of the budget and the accountability and accountability of the accounts;
(b)
The manner and procedure under which payments and contributions under s. 37, as well as advances under s. 41, shall be made available to the Organization by the Contracting States;
(c)
The rules and the organisation of control and the responsibility of authorising officers and accounting officers;
(d)
Interest rates set out in s. 39, 40 and 47;
(e)
The manner in which contributions to be paid under s. 146;
(f)
The composition and tasks of a Committee on Budget and Finance, which should be established by the Governing Council;
(g)
Generally accepted accounting principles on which the annual budget and financial statements are based.
Art. Taxes

(1) The European Patent Office may charge fees for any official task or procedure carried out under this Convention.

(2) The time limits for payment of fees other than those laid down in this Convention shall be laid down in the Regulations.

(3) Where the Regulations prescribe the payment of a fee, the Regulations also provide for the legal consequences of failure to pay on time.

(4) The Rules relating to fees shall include, in particular, the amount of fees and their method of collection.

Second Part Right of Patents

Chapter I Patentability

Art. Patentable Inventions

(1) European patents shall be granted for any invention in all fields of technology, provided that it is new, involves an inventive step and is capable of industrial application.

(2) Not considered to be inventions within the meaning of s. 1 in particular:

(a)
Discoveries, scientific theories, and mathematical methods;
(b)
Aesthetic creations;
(c)
Plans, principles and methods in the pursuit of intellectual activities, play or economic activities, as well as computer programs;
(d)
Information presentations.

(3) Le par. 2 does not exclude the patentability of the elements which it lists only to the extent that the European patent application or the European patent relates to one of those elements, considered as such.

Art. Exceptions to Patentability

European patents shall not be granted for:

(a)
Inventions whose commercial exploitation would be contrary to ordre public or morality, such a contradiction which cannot be inferred solely from the fact that exploitation is prohibited, in all Contracting States or in several By a legal or regulatory provision;
(b)
Plant or animal varieties, as well as essentially biological processes for the production of plants or animals, this provision does not apply to microbiological processes and to products produced by such processes;
(c)
The methods of surgical or therapeutic treatment of the human or animal body and the methods of diagnosis applied to the human or animal body, this provision not applicable to products, in particular substances or compositions, for the Implementation of one of these methods.
Art. Novelty

(1) An invention shall be considered new if it is not included in the prior art.

(2) The state of the art shall consist of everything that has been made available to the public before the filing date of the European patent application by a written or oral description, use or any other means.

(3) The contents of European patent applications as filed, which have a filing date prior to that in par, shall also be considered to be included in the prior art. 2 and which have been published only on or after that date.

(4) paras. 2 and 3 shall not exclude the patentability of a substance or composition included in the prior art for the implementation of a method referred to in Art. 53 (c), provided that its use for any of these methods is not included in the prior art.

(5) paras. 2 and 3 also do not exclude the patentability of a substance or composition referred to in subs. 4 for any specific use in a method described in s. 53 (c), provided that such use is not included in the prior art.

Art. Non-prejudicial Disclosures

(1) For the purposes of s. 54, a disclosure of the invention shall not be taken into account if it has not occurred earlier than six months before the filing of the European patent application and if it results directly or indirectly:

(a)
An obvious abuse of the applicant or his predecessor in law or
(b)
The fact that the applicant or his predecessor in law has exhibited the invention in official or officially recognised exhibitions within the meaning of the Convention on International Expositions 1 , signed in Paris on November 22, 1928 and revised last November 30, 1972.

(2) In the case referred to in s. 1 (b), the latter shall apply only if the applicant declares, at the time of filing the European patent application, that the invention has actually been exposed and produces a certificate in support of his statement within the time limit and under the conditions laid down in the The Regulations.


Art. 56 Inventive

An invention is considered to involve an inventive step if, for a person skilled in the art, it is not obvious from the prior art. If the prior art also includes documents referred to in s. 54, para. 3, they are not taken into account for the assessment of inventive step.

Art. 57 Industrial application

An invention shall be considered industrially applicable if its object can be manufactured or used in any kind of industry, including agriculture.

Chapter II Persons entitled to apply for and obtain a European patent-Designation of the inventor

Art. Entitlement to file a European patent application

Any natural or legal person and any company assimilated to a legal person under its right may apply for a European patent.

Art. Plurality of applicants

A European patent application may also be filed either by co-applicants or by several applicants who designate different Contracting States.

Art. 60 Right to the European patent

(1) The right to a European patent shall belong to the inventor or his successor in title. If the inventor is an employee, the right to the European patent shall be defined according to the law of the State in which the employee carries on his principal business; if the State in which the principal activity is exercised cannot be determined, the applicable law is The State in which the establishment of the employer to which the employee is attached is located.

(2) If more than one person has made the invention independently of each other, the right to a European patent shall belong to that whose application for a European patent has the earliest filing date, provided that the first application has been Published.

(3) In proceedings before the European Patent Office, the applicant shall be deemed to have the right to exercise the right to the European patent.

Art. 61 European patent application filed by a non-authorised person

(1) If a decision taken by res judici has recognised the right to obtain a European patent to a person other than the applicant, that person may, in accordance with the Regulations:

(a)
To continue, instead of the applicant, the procedure relating to the European patent application, by taking this application on its own account,
(b)
File a new European patent application for the same invention, or
(c)
Request the rejection of the European patent application.

(2) Art. 76, para. 1, is applicable to any new European patent application filed under s. 1 (b).

S. 62 Right of the inventor to be appointed

The inventor shall have the right, in respect of the holder of the European patent application or the European patent, to be appointed as such to the European Patent Office.

Chapter III Effects of the European Patent and the European Patent Application

S. 63 Duration of the European patent

(1) The duration of the European patent shall be twenty years from the filing date of the application.

(2) Le par. 1 cannot limit the right of a Contracting State to extend the term of a European patent or to grant a corresponding protection from the expiration of that term on the same terms as those applicable to national patents,

(a)
To take account of a state of war or a state of comparable crisis affecting that State;
(b)
If the subject matter of the European patent is a product or process of manufacture or use of a product which, before it is placed on the market in that State, is subject to an administrative procedure of authorisation established by law.

(3) The provisions of s. 2 shall apply to European patents granted jointly for any group of Contracting States referred to in Art. 142.

(4) Any Contracting State which provides for an extension of the term of the patent or a corresponding protection in accordance with subs. 2 (b) may, on the basis of an agreement with the Organization, transfer to the European Patent Office tasks relating to the application of those provisions.

Art. 64 Rights conferred by the European patent

(1) Subject to subs. 2, the European patent confers on its holder, from the date on which the mention of its grant is published in the European Patent Bulletin and in each of the Contracting States for which it has been issued, the same rights as it Grant a national patent granted in that State.

(2) If the subject matter of the European patent relates to a process, the rights conferred by that patent shall extend to the products obtained directly by that process.

(3) Any infringement of the European patent shall be assessed in accordance with national law.

Art. Translation of the European patent

(1) Any Contracting State may prescribe, where the European patent granted, maintained as amended or restricted by the European Patent Office is not in one of its official languages, that the owner of the patent shall provide to its Central service of industrial property a translation of the patent as granted, amended or limited in one of its official languages, to its choice, or, to the extent that that State has imposed the use of a specified official language, in This last language. The translation must be filed within a period of three months from the date of publication in the European Patent Bulletin of the mention of the grant of the European patent or its maintenance as amended, or of its limitation, unless The State concerned shall not grant a longer period.

(2) Any Contracting State which has adopted provisions under subs. 1 may prescribe that the owner of the patent shall pay, within a time limit fixed by that State, all or part of the costs of publishing the translation.

(3) Any Contracting State may prescribe that, if the provisions adopted under subs. 1 and 2 are not observed, the European patent is, from the outset, deemed to have no effect in that State.

Art. 66 The national filing value of the European filing

The European patent application to which a filing date has been granted has, in the designated Contracting States, the value of a regular national filing, taking into account, where appropriate, the right of priority claimed in support of the European patent application.

Art. 67 Rights conferred by the European patent application after its publication

(1) As from its publication, the European patent application shall, on an interim basis, provide the applicant, in the Contracting States designated in the application, with the protection provided for in Art. 64.

(2) Any Contracting State may provide that the European patent application does not provide for the protection provided for in Art. 64. However, the protection attached to the publication of the European patent application may not be less than that which the legislation of the State concerned attaches to the mandatory publication of unexamined national patent applications. In any event, each Contracting State must at least provide that, on the basis of the publication of the European patent application, the applicant may require reasonable compensation, as set out in the circumstances, of any person who has exploited, In that Contracting State, the invention which is the subject of the European patent application, under conditions which, according to national law, would involve its liability in the case of infringement of a national patent.

(3) Any Contracting State which does not have the official language of the language of the proceedings may provide that the provisional protection referred to in subs. 1 and 2 shall be ensured only from the date on which a translation of the claims, either in one of the official languages of that State, at the choice of the applicant, or, to the extent that the State in question imposed the use of a language Official language, in the latter language:

(a)
Has been made available to the public under the conditions laid down in its national legislation, or
(b)
Has been given to the person operating in that State the invention which is the subject of the European patent application.

(4) The effects of the European patent application provided for in s. 1 and 2 shall be deemed to be null and void when the European patent application has been withdrawn, or is deemed to be withdrawn, or has been rejected in accordance with a final decision. The same applies to the effects of the European patent application in a Contracting State whose designation has been withdrawn or is deemed to be withdrawn.

Art. 68 Effects of revocation or limitation of the European patent

The European patent application and the European patent to which it has given rise shall be deemed not to have had the effects provided for in Art. 64 and 67, to the extent that the patent has been revoked or limited in the course of opposition, limitation or invalidity proceedings.

Art. 69 1 Scope of protection

(1) The scope of protection conferred by the European patent or by the European patent application shall be determined by the claims. However, the description and drawings are used to interpret the claims.

(2) For the period up to the grant of the European patent, the scope of protection conferred by the European patent application shall be determined by the claims contained in the application as published. However, the European patent as granted or as amended during the opposition, limitation or invalidity proceedings shall retroactively determine the protection conferred by the application, provided that such protection is not extended.


1 See also prot. Interpretation of this paper (RS 0.232.142.25 ).

Art. Text of the European patent application or the European patent

(1) The text of the European patent application or the European patent in the language of the proceedings shall be the text which is authentic in all proceedings before the European Patent Office and in all Contracting States.

(2) However, if the European patent application has been filed in a language which is not an official language of the European Patent Office, that text constitutes the application as filed, within the meaning of this Convention.

(3) Any Contracting State may provide that a translation into one of its official languages, prescribed by that State under this Convention, is considered in that State to be the authentic text, other than the cases of invalidity proceedings, If the European patent application or the European patent in the language of the translation confers protection less than that conferred by that application or by that patent in the language of the proceedings.

(4) Any Contracting State which adopts a provision under subs. 3,

(a)
Shall enable the applicant or proprietor of the patent to produce a revised translation of the European patent application or European patent. This revised translation has no legal effect as long as the conditions laid down by the Contracting State pursuant to Art. 65, para. 2, or s. 67, para. 3, have not been completed;
(b)
May provide that any person in that State has, in good faith, begun to exploit an invention or has made effective and serious preparations for that purpose, without such exploitation constituting an infringement of the application or patent in the text of the Initial translation, may, after the revised translation has taken effect, proceed free of charge to its business or to the needs of the undertaking.

Chapter IV The European patent application as an object of ownership

Art. Transfer and constitution of rights

The European patent application may be transferred or give rise to the creation of rights for one or more of the designated Contracting States.

Art. 72 Assignment

The assignment of the European patent application shall be in writing and shall require the signature of the parties to the contract.

Art. Contractual License

A European patent application may, in whole or in part, be the subject of licences for all or part of the territories of the designated Contracting States.

S. 74 Applicable law

Unless otherwise provided in this Convention, the application for a European patent as an object of ownership shall be subject, in each designated Contracting State and with effect in that State, to the law applicable in that State to patent applications National.

Part Three The European patent application

Chapter I Filing of European patent application and requirements to be met

Art. 75 Filing of the European patent application

(1) The European patent application may be filed:

(a)
To the European Patent Office;
(b)
Or, if the law of a Contracting State so permits, and subject to s. 76, para. 1, to the central industrial property office or other competent authorities of that State. Any application so filed shall have the same effect as if it had been filed on the same date at the European Patent Office.

(2) Le par. 1 shall not prevent the application of the laws or regulations which, in a Contracting State:

(a)
Shall govern inventions which cannot, by reason of their subject matter, be disclosed abroad without prior authorisation from the competent authorities of that State, or
(b)
Require that any application for a patent be initially filed with a national authority, or subject to prior authorization direct deposit with another authority.
Art. 76 European divisional applications

(1) A divisional application for a European patent shall be filed directly with the European Patent Office in accordance with the Regulations. It may be filed only for matters which do not extend beyond the contents of the earlier application as filed; to the extent that it is complied with, the divisional application shall be deemed to have been filed on the date of The filing of the earlier application and the right of priority.

(2) All Contracting States designated in the earlier application when filing a European divisional application shall be deemed to be designated in the divisional application.

Art. 77 Transmission of European patent applications

(1) The central industrial property office of the Contracting State shall transmit to the European Patent Office the European patent applications filed with the said service or with any other competent authority of that State, in accordance with the Regulations.

(2) A European patent application whose subject matter has been placed in secret shall not be transmitted to the European Patent Office.

(3) Any European patent application which is not transmitted to the European Patent Office within the time limit shall be deemed to be withdrawn.

S. 78 Requirements to be met by the European patent application

(1) The European patent application shall contain:

(a)
A request for the grant of a European patent;
(b)
A description of the invention;
(c)
One or more claims;
(d)
The drawings to which the description or claims refer;
(e)
An abstract,

And satisfy the requirements laid down in the Regulations.

(2) The European patent application shall be subject to the payment of the filing fee and the search fee. If the filing fee or search fee has not been paid within the time limit, the application is deemed to be withdrawn.

Art. Designation of Contracting States

(1) All Contracting States party to this Convention when filing the European patent application shall be deemed to be designated in the request for grant of the European patent.

(2) The designation of a Contracting State may give rise to the payment of a designation fee.

(3) The designation of a Contracting State may be withdrawn at any time until the grant of the European patent.

Art. 80 Filing Date

The filing date of a European patent application shall be the date on which the requirements of the Regulations are met.

Art. Designation of inventor

The European patent application must include the designation of the inventor. If the applicant is not the inventor or the sole inventor, that designation must contain a declaration indicating the origin of the acquisition of the right to the European patent.

Art. Unity of Invention

The European patent application may relate to only one invention or a group of inventions so linked as to form a single general inventive concept.

Art. 83 Presentation of the invention

The invention must be disclosed in the European patent application in a manner that is sufficiently clear and complete for a person skilled in the art to perform it.

Art. 84 Claims

The claims shall define the subject matter of the protection sought. They must be clear and concise and based on the description.

Art. 85 Abstract

The abstract serves exclusively for technical information purposes; it cannot be taken into account for any other purpose, in particular for the assessment of the scope of the protection sought and for the application of art. 54, para. 3.

Art. 86 Annual fees for the European patent application

(1) Annual fees shall, in accordance with the Regulations, be paid to the European Patent Office for any European patent application. These fees are payable for the third year, from the filing date of the application, and for each subsequent year. If an annual fee has not been paid within the time limit, the application is deemed to be withdrawn.

(2) No annual fee shall be payable after payment of the fee to be paid in respect of the year in which the mention of the grant of the European patent is published in the European Patent Bulletin.

Chapter II Priority

Art. Right of priority

(1) A person who has regularly filed, in or for

(a)
A State Party to the Paris Convention for the Protection of Industrial Property 1 Or
(b)
A member of the World Trade Organization, an application for a patent, utility model or utility certificate, or his successor in title, shall enjoy, in order to make the filing of a European patent application for the same invention, a right of Priority for a period of twelve months from the filing date of the first application.

(2) Is recognized as giving rise to the right of priority any deposit with the value of a regular national deposit under the national law of the State in which it was made or of bilateral or multilateral agreements, including the Present Convention.

(3) A regular national filing shall mean any deposit that is sufficient to establish the date on which the application was filed, regardless of the subsequent fate of that application.

(4) The first application, the filing date of which is the starting point of the priority period, shall be considered to be a later application having the same subject-matter as a first earlier application, filed in or for the same State, provided that Earlier application, on the date of filing of the subsequent application, has been withdrawn, abandoned or refused, without having been subject to public inspection and without leaving any rights subsisting, and has not yet served as the basis for the claim of Right of priority. The earlier application may no longer serve as a basis for claiming the right of priority.

(5) If the first filing has been filed with a service of industrial property which is not bound by the Paris Convention for the Protection of Industrial Property or by the Agreement Establishing the World Trade Organization, s. 1 to 4 shall apply if, following a communication from the President of the European Patent Office, that service acknowledges that a first filing with the European Patent Office gives rise to a right of priority subject to Conditions and having effects equivalent to those provided for by the Paris Convention.


1 RS 0.232.01 / .04

Art. Claiming Priority

(1) An applicant who wishes to avail himself of the priority of an earlier filing shall file a declaration of priority and any other document required, in accordance with the Regulations.

(2) Multiple priorities may be claimed for a European patent application even if they come from different states. Where appropriate, multiple priorities may be claimed for the same claim. If multiple priorities are claimed, the deadlines for starting the priority date shall be calculated from the date of the earliest priority.

(3) Where one or more priorities are claimed for the European patent application, the right of priority shall cover only the elements of the European patent application which are contained in the application or in applications whose priority is Claimed.

(4) If certain elements of the invention for which priority is claimed are not included among the claims made in the earlier application, it is sufficient, in order for priority to be granted, that all parts of the application Indicates in a specific manner the said elements.

Art. 89 Effect of right of priority

By the effect of the right of priority, the priority date shall be considered as the date of filing of the European patent application for the application of Art. 54, para. 2 and 3, and art. 60, para. 2.

PART IV Procedure Until Grant

Art. Examination at the time of filing and on the requirements of form

(1) The European Patent Office shall examine in accordance with the Regulations if the application complies with the requirements for a filing date.

(2) If a filing date cannot be accorded after the examination under subs. 1, the application is not treated as a European patent application.

(3) If a filing date has been accorded to the European patent application, the European Patent Office shall examine in accordance with the Regulations if the requirements of the art are met. 14, 78, 81 and, where applicable, s. 88, para. 1, and art. 133, para. 2, as well as any other requirements laid down in the Regulations.

(4) Where the European Patent Office finds, during the examination carried out under subs. 1 or 3, the existence of irregularities to which it can be remedied, it gives the applicant the opportunity to remedy these irregularities.

(5) Where an irregularity is not remedied during the examination carried out under subs. 3, the European patent application shall be rejected, unless the present Convention provides for a different legal consequence. Where the irregularity relates to the right of priority, it shall result in the loss of that right for the application.

Art. 91 Examination of the European patent application concerning certain irregularities

(deleted)

Art. 92 Preparation of the European search report

The European Patent Office shall establish and publish, in accordance with the Regulations, a European search report relating to the European patent application on the basis of the claims, taking due account of the description and the drawings Existing.

Art. 93 Publication of the European patent application

(1) The European Patent Office shall publish the European patent application as soon as possible

(a)
After the expiration of eighteen months from the filing date or, if priority has been claimed, from the priority date or
(b)
Before the expiry of that period at the request of the applicant.

(2) The European patent application shall be published on the same date as the specification of the European patent where the decision on the grant of the European patent takes effect before the expiry of the period referred to in par. 1 (a).

Art. 94 Examination of the European patent application

(1) On request, the European Patent Office shall examine in accordance with the Regulations if the European patent application and the invention which is the subject of the application satisfy the requirements of this Convention. The request shall be deemed to be filed only after payment of the examination fee.

(2) Where the request for examination is not filed within the time limit, the application shall be deemed to be withdrawn.

(3) If the examination does not satisfy the requirements of this Convention, the Examining Division shall invite the applicant, as often as is necessary, to submit his observations And, subject to s. 123, para. 1, amend the application.

(4) If the applicant does not respond within the time limit to a notification by the Examining Division, the application shall be deemed to be withdrawn.

Art. 95 Extension of the time limit for filing the request for examination

(deleted)

Art. 96 Examination of the European patent application

(deleted)

Art. 97 Issuance or Rejection

(1) If the Examining Division considers that the European patent application and the invention which is the subject matter of it comply with the requirements of this Convention, it shall decide to grant the European patent, provided that the conditions laid down by the Regulations are completed.

(2) If the Examining Division considers that the European patent application or the invention which is the subject of the application does not meet the requirements of this Convention, it shall reject the application, unless the present Convention provides for Different legal consequence.

(3) The decision on the grant of the European patent shall take effect on the date on which the mention of the grant is published in the European Patent Bulletin.

Art. 98 Publication of the European patent specification

The European Patent Office shall publish the specification of the European patent as soon as possible after publication of the mention of the grant of the European patent in the European Patent Bulletin.

Part Five Opposition and limitation procedure

Art. Opposition

(1) Within nine months of the publication of the mention of the grant of the European patent to the European Patent Bulletin, any person may oppose this patent before the European Patent Office, in accordance with the Regulations. The opposition is deemed to be filed only after payment of the opposition fee.

(2) Opposition to the European patent shall affect that patent in all the Contracting States in which it produces its effects.

(3) Opponents shall be party to the opposition proceedings with the proprietor of the patent.

(4) If a person provides evidence that, in a Contracting State, the person is registered in the Register of Patents, by virtue of a decision taken by res judicata, instead of the previous owner, the person shall, on request, be substituted for the latter For the said State. Notwithstanding Art. 118, the previous owner of the patent and the person claiming his or her rights are not considered to be joint owners, unless they are both required to be co-owners.

Art. 100 Reasons for objection

The opposition may be based only on the following grounds:

(a)
The subject matter of the European patent is not patentable under Art. 52 to 57;
(b)
The European patent does not expose the invention in a sufficiently clear and complete manner for a person skilled in the art to carry out the invention;
(c)
The subject matter of the European patent extends beyond the content of the application as filed or, if the patent has been granted on the basis of a divisional application or a new application filed under s. 61, beyond the contents of the earlier application as filed.
Art. 101 Examination of the opposition-Revocation or maintenance of the European patent

(1) If the opposition is admissible, the Opposition Division shall examine in accordance with the Regulations if at least one ground of opposition referred to in s. 100 objects to the maintenance of the European patent. In the course of this examination, the Opposition Division shall invite the parties, as often as necessary, to submit their comments on the notifications addressed to them or on communications from other parties.

(2) If the Opposition Division considers that at least one ground of opposition is against the maintenance of the European patent, it shall revoke the patent. If it does not, it shall reject the opposition.

(3) If the Opposition Division considers that, taking into account the amendments made by the proprietor of the European patent in the course of the opposition proceedings, the patent and the invention to which it is subject

(a)
Satisfy the requirements of this Convention, it shall decide to maintain the patent as amended, provided that the conditions laid down in the Regulations are fulfilled;
(b)
Do not comply with the requirements of this Convention, it shall revoke the patent.
Art. 102 Revocation or maintenance of the European patent

(deleted)

Art. 103 Publication of a new European patent specification

If the European patent has been maintained as amended under Art. 101, para. 3 (a), the European Patent Office shall publish a new specification of the European patent as soon as possible after the publication of the mention of the decision concerning opposition to the European Patent Bulletin.

Art. 104 Fees

(1) Each party to the opposition proceedings shall bear the costs that it has incurred, unless the Opposition Division stops, in accordance with the Regulations, a different apportionment of costs to the extent that fairness requires it.

(2) The Regulations shall determine the procedure for fixing costs.

(3) Any final decision of the European Patent Office fixing the amount of costs shall, for the purposes of enforcement in the Contracting States, be deemed to be a decision in force of res judiced by a civil court of the State in This execution must take place. The control of such a decision can only relate to its authenticity.

Art. 105 Intervention of the alleged infringer

(1) Any third party may, after the expiry of the opposition period, intervene in the opposition procedure in accordance with the Regulations, provided that it provides evidence

(a)
Infringement action based on that patent has been brought against him, or
(b)
That, after having been required by the proprietor of the patent to cease the alleged infringement of that patent, he brought an action against the proprietor of the patent to establish that he was not a counterfactor.

(2) An admissible intervention shall be treated as an opposition.

Art. 105 Bis Request for limitation or revocation

(1) At the request of the proprietor of the patent, the European patent may be revoked or may be limited by a modification of the claims. The request shall be filed with the European Patent Office in accordance with the Regulations. It shall be deemed to be filed only after the payment of the limitation or revocation fee.

(2) The application may not be filed as long as opposition proceedings in respect of the European patent are pending.

Art. 105 Ter Limitation or revocation of the European patent

(1) The European Patent Office shall examine whether the requirements laid down in the Regulations for a limitation or revocation of the European patent are met.

(2) If the European Patent Office considers that the request for limitation or revocation of the European patent complies with those requirements, it shall, in accordance with the Regulations, decide to limit or revoke the European patent. If it does not, it will reject the request.

(3) The decision on limitation or revocation shall affect the European patent with effect in all the Contracting States for which it has been granted. It shall take effect on the date on which the reference to the decision is published in the European Patent Bulletin.

Art. 105 Cc Publication of the amended European patent specification

Where the European patent has been limited under Art. 105 Ter , paras. 2, the European Patent Office shall publish the amended European patent specification as soon as possible after the publication of the reference to the limitation to the European Patent Bulletin.

Part Six Appeal procedure

Art. 106 Decisions subject to appeal

(1) The decisions of the Receiving Section, the Examining Divisions, the Opposition Divisions and the Legal Division are subject to appeal. The action shall have suspensory effect.

(2) A decision that does not terminate a proceeding in respect of one of the parties may be appealed only with the final decision, unless the decision provides for an independent remedy.

(3) The right to appeal against decisions concerning the allocation or fixing of costs of the opposition proceedings may be limited in the Regulations.

Art. 107 Persons allowed to form the appeal and to be parties to the proceedings

Any party to the proceedings to which a decision has not made a right may appeal against that decision. The other parties to the said proceedings are parties to the appeal proceedings.

S. 108 Time and form

The appeal must be lodged, in accordance with the Regulations, with the European Patent Office within two months of the service of the decision. The appeal shall be deemed to have been filed only after payment of the appeal fee. A statement setting out the grounds of appeal must be filed within four months of the service of the decision, in accordance with the Regulations.

S. 109 Interlocutory revision

(1) If the contested decision considers the appeal to be admissible and well founded, it shall be entitled to do so. This provision shall not apply where the procedure between the applicant and another party is opposed.

(2) If the appeal is not made within one month after receipt of the statement of reasons, the appeal must be immediately referred to the Board of Appeal, without notice on the merits.

Art. 110 Review of appeal

If the appeal is admissible, the Board of Appeal shall examine whether it can be upheld. The review of the appeal shall be conducted in accordance with the Regulations.

S. 111 Decision on the appeal

(1) Following the examination on the merits of the appeal, the Board of Appeal shall decide on the appeal. It may either exercise the powers of the body which has made the contested decision, or refer the case back to that body for further action.

(2) If the Board of Appeal refers the case further to the proceedings which have rendered the contested decision, that body is bound by the grounds and the operative part of the decision of the Board of Appeal, provided that the facts of the case are The same. If the contested decision has been given by the Receiving Section, the Examining Division is also bound by the grounds and the operative part of the decision of the Board of Appeal.

Art. 112 Decision or opinion of the Grand Board of Appeal

(1) In order to ensure a uniform application of the law or if a question of fundamental importance arises:

(a)
The Board of Appeal, either ex officio or at the request of one of the parties, seizes in the course of proceedings the Great Board of Appeal where it considers that a decision is necessary for those purposes. Where the Board of Appeal rejects the application, it must justify its refusal in its final decision;
(b)
The President of the European Patent Office may submit a question of law to the Grand Board of Appeal where two Boards of Appeal have made different decisions on this matter.

(2) In the cases referred to in s. 1 (a), the parties to the appeal proceedings are parties to the proceedings before the Grand Board of Appeal.

(3) The decision of the Grand Board of Appeal referred to in s. 1 (a) binds the Board of Appeal for the action pending.

Art. 112 Bis Request for review by the Grand Board of Appeal

(1) Any party to an appeal procedure to which the decision of the Board of Appeal has not been entitled may make a request for review of the decision by the Grand Board of Appeal.

(2) The motion may be based only on the following grounds:

(a)
A member of the Board of Appeal took part in the decision in breach of s. 24, para. 1, or despite its exclusion by virtue of a decision taken pursuant to s. 24, para. 4;
(b)
A person who is not a member of the Boards of Appeal participated in the decision;
(c)
The appeal proceedings were vitiated by a fundamental breach of s. 113;
(d)
The appeal procedure was vitiated by another procedural defect as defined in the Regulations; or
(e)
A criminal offence established under the conditions laid down in the Regulations may have had an impact on the decision.

(3) The request for review shall not have suspensory effect.

(4) The motion shall be filed and reasoned in accordance with the Regulations. If the query is based on subs. 2 (a) to (d), it must be submitted within two months of the service of the decision of the Board of Appeal. If the query is based on subs. 2 (e), it must be submitted within two months after the criminal offence has been established and in any case no more than five years after the service of the decision of the Board of Appeal. The request for revision shall be deemed to be filed only after payment of the prescribed fee.

(5) The Grand Chamber of Appeal shall examine the request for revision in accordance with the Regulations. If the request is founded, the Grand Board of Appeal shall cancel the decision and reopen the proceedings before the Boards of Appeal in accordance with the Regulations.

(6) Any person in a designated Contracting State shall have, in good faith, in the period between the decision of the Board of Appeal and the publication in the European Patent Bulletin of the reference to the decision of the Grand Chamber of Appeal on the request for Revision, begun to exploit or has made effective and serious preparations for exploiting the invention which is the subject of a published European patent application or a European patent, may, for free, continue this exploitation in its Company or for the purpose of the business.

Part Seven Common Provisions

Chapter I General provisions of procedure

Art. 113 Right to be heard and basis for decisions

(1) Decisions of the European Patent Office may be based only on grounds on which the parties have been able to take a position.

(2) The European Patent Office shall examine and decide on the European patent application or the European patent only in the text proposed or accepted by the applicant or by the owner of the patent.

Art. 114 Ex officio examination

(1) In the course of the proceedings, the European Patent Office shall examine the facts of its own motion; this examination shall not be limited to the pleas in law or the applications submitted by the parties.

(2) The European Patent Office may not take into account the facts which the parties have not relied on or evidence that they have not produced in due time.

Art. 115 Observations of third parties

In any proceedings before the European Patent Office, any third party may, in accordance with the Regulations, submit, after publication of the European patent application, comments on the patentability of the invention subject to the application or Patent. The third party does not acquire the quality of party to the proceedings.

Art. 116 Oral Proceedings

(1) The oral procedure shall be used ex officio when the European Patent Office considers it useful, or at the request of a party to the proceedings. However, the European Patent Office may reject a request to revert to oral proceedings before the same proceedings, provided that the parties and the facts of the case are the same.

(2) However, at the request of the applicant, the oral proceedings before the Receiving Section shall be used only where the applicant considers it useful or when it intends to reject the European patent application.

(3) The oral proceedings before the Receiving Section, Examination Divisions and the Legal Division shall not be public.

(4) The oral procedure, including the delivery of the decision, shall be public before the Boards of Appeal and the Grand Board of Appeal after the publication of the European patent application and before the Opposition Divisions, unless the decision is taken Contrary to the proceedings before the court, in the event that the advertising, in particular for a party to the proceedings, could present serious and unjustified disadvantages.

Art. Evidence and instruction

(1) In proceedings before the European Patent Office, the following measures may, in particular, be taken:

(a)
Hearing of the parties;
(b)
The request for information;
(c)
The production of documents;
(d)
Hearing of witnesses;
(e)
The expert;
(f)
Descent to the site;
(g)
Written statements made under oath.

(2) The Regulations shall determine the procedure for the instruction.

Art. 118 Uniqueness of European patent application or European patent

Where the applicants or holders of a European patent are not the same for different designated Contracting States, they shall be considered co-applicants or co-owners for the purposes of the procedure before the European Patent Office. The unicity of the application or patent in the course of that procedure shall not be affected; in particular, the text of the application or patent shall be the same for all designated Contracting States, unless otherwise provided for in this Convention.

S. 119 Meaning

Decisions, citations, notifications and communications shall be served by the European Patent Office in accordance with the Regulations. Meanings may be made, where exceptional circumstances so require, through the central industrial property offices of the Contracting States.

Art. 120 Delays

The Regulations shall determine:

(a)
The time limits which must be observed in proceedings before the European Patent Office and which are not laid down in this Convention;
(b)
The method of calculating time limits and the conditions under which they may be extended;
(c)
The minimum and maximum period of time allowed by the European Patent Office.
Art. 121 Continuation of the European patent application procedure

(1) Where the applicant has not observed a time limit in respect of the European Patent Office, he may request further processing of the European patent application.

(2) The European Patent Office shall grant the application if the requirements laid down in the Regulations are met. If it does not, it will reject the request.

(3) Where the request is granted, the legal consequences of the failure to comply with the time limit shall be deemed not to have occurred.

(4) The time limits set out in s. 87, para. 1, art. 108 and art. 112 Bis , paras. 4, as well as the time limits for filing the request for prosecution of the proceedings and the request for restitutio in integrum. The Regulations may exclude further time limits for the continuation of the proceedings.

Art. 122 Restitutio in integrum

(1) The applicant or proprietor of a European patent who, while having exercised all due care required by the circumstances, has not been able to observe a time limit in respect of the European Patent Office shall, on request, be reinstated In its rights if the failure to comply with that period has as a direct consequence the rejection of the European patent application or a request, the fact that the application is deemed to be withdrawn, the revocation of the European patent, the loss of any other right or means Of recourse.

(2) The European Patent Office shall grant the application if it meets the requirements of subs. 1 and the requirements of the Regulations. If it does not, it will reject the request.

(3) Where the request is granted, the legal consequences of the failure to comply with the time limit shall be deemed not to have occurred.

(4) Excluded from Restitutio in integrum The time limit for submitting the request to Restitutio in integrum . The Regulations may exclude other time limits from the Restitutio in integrum .

(5) Any person in a designated Contracting State shall have, in good faith, in the period between the loss of a right referred to in subs. 1 and publication in the European Patent Bulletin of the restoration of the said right, started to be exploited or made effective and serious preparations for exploiting the invention which is the subject of a published European patent application or Of a European patent, may, free of charge, continue this operation in its undertaking or for the purposes thereof.

(6) This Article shall not affect the right of a Contracting State to grant restitutio in integrum in respect of the time limits provided for in this Convention and to observe in respect of the authorities of that State.

Art. 123 Amendments

(1) The European patent application or the European patent may be amended in proceedings before the European Patent Office in accordance with the Regulations. In any event, the applicant may, on his own initiative, amend at least once the application.

(2) The European patent application or the European patent shall not be amended so that its subject matter extends beyond the content of the application as filed.

(3) The European patent shall not be amended so as to extend the protection conferred by it.

Art. 124 State of the art information

(1) The European Patent Office may invite the applicant, in accordance with the Regulations, to provide him with information on the state of the art which has been taken into account in national or regional patent procedures and which Relates to an invention which is the subject of the European patent application.

(2) If the applicant does not respond within the time limit to the invitation referred to in s. 1, the European patent application shall be deemed to be withdrawn.

Art. 125 Reference to general principles

In the absence of a procedural provision in this Convention, the European Patent Office shall take into account the principles generally accepted in the matter in the Contracting States.

Art. End of financial obligations

(deleted)

Chapter II Public and Official Government Information

Art. 127 European Patent Register

The European Patent Office shall maintain a European Patent Register, where all the particulars referred to in the Regulations are recorded. No entries are made to the European Patent Register before the European patent application has been published. The European Patent Register shall be open to public inspection.

S. 128 Public inspection

(1) Files relating to European patent applications which have not yet been published may be opened for inspection only with the consent of the applicant.

(2) Any person who proves that the applicant has availed himself of his European patent application against him may consult the file immediately before the publication of that application and without the consent of the applicant.

(3) Where a divisional application or a new European patent application filed under s. 61, para. 1, is published, any person may consult the file of the earlier application before the publication of that application and without the consent of the applicant.

(4) After the publication of the European patent application, the files of the application and of the European patent to which it has given rise may, on request, be open to public inspection, subject to the restrictions laid down in the Regulation To execute.

(5) The European Patent Office may, even before the publication of the European patent application, communicate to third parties or publish the particulars referred to in the Regulations.

Art. 129 Periodic publications

The European Patent Office shall publish periodically:

(a)
A European Patent Bulletin containing the particulars prescribed by this Convention, the Regulations or the President of the European Patent Office;
(b)
An Official Journal containing communications and general information from the President of the European Patent Office and any other information relating to this Convention and its application.
Art. 130 Exchange of information

(1) Unless this Convention or the national law provides otherwise, the European Patent Office and the central industrial property offices of the Contracting States shall, on request, communicate all relevant information on European or national patent applications and European or national patents, as well as procedures concerning them.

(2) Le par. 1 applies to the exchange of information, pursuant to labour agreements, between the European Patent Office on the one hand, and, on the other hand,

(a)
Central industrial property services of other States;
(b)
Any intergovernmental organization responsible for the grant of patents;
(c)
Any other organization.

(3) The communications of information made in accordance with paragraph 1. 1 and para. 2 (a) and (b) are not subject to the limitations of s. 128. The Board of Directors may decide that communications made pursuant to s. 2 (c) are not subject to the restrictions set out in s. 128, provided that the organisation concerned processes confidential information up to the date of publication of the European patent application.

Art. 131 Administrative and judicial cooperation

(1) Unless this Convention or the national law provides otherwise, the European Patent Office and the courts or other competent authorities of the Contracting States shall assist each other, upon request, by Information or folders. Where the European Patent Office makes files available to the courts, public ministries or central industrial property offices for the purpose of consultation, the latter shall not be subject to the restrictions laid down in Art. 128.

(2) At the request of the European Patent Office, the courts or other competent authorities of the Contracting States shall, within the limits of their jurisdiction, proceed with the measures of inquiry or other judicial proceedings.

S. 132 Exchanging publications

(1) The European Patent Office and the central industrial property offices of the Contracting States shall exchange on request, for their own needs and free of charge, one or more copies of their respective publications.

(2) The European Patent Office may enter into agreements concerning the exchange or dispatch of publications.

Chapter III Representation

Art. 133 General Principles of Representation

(1) Subject to the provisions of subs. (2) No person shall be required to be represented by a professional representative in the proceedings instituted by this Convention.

(2) Natural and legal persons who have neither their domicile nor their headquarters in a Contracting State shall be represented by a professional representative, and shall act through it, in any procedure established by this Convention, except for the Filing of a European patent application; other exceptions may be provided for in the Regulations.

(3) Natural and legal persons who have their domicile or principal place of business in a Contracting State may act through an employee in any procedure established by this Convention; that employee, who shall have the right to The provisions of the Regulations shall not be required to be a professional representative. The Regulations may provide for whether and under what conditions an employee of a legal person may also act for other legal persons who have their registered office in a Contracting State and have economic links with it.

(4) Specific provisions relating to the common representation of parties acting in common may be laid down in the Regulations.

Art. 134 Representation before the European Patent Office

(1) The representation of natural or legal persons in the proceedings instituted by this Convention may be assured only by professional representatives registered on a list maintained for that purpose by the European Patent Office.

(2) Any natural person who

(a)
Has the nationality of a Contracting State,
(b)
Has his place of business or place of employment in a Contracting State and
(c)
Has met the tests of the European qualifying examination,

May be entered on the list of professional representatives.

(3) For a period of one year from the date on which the accession of a State to this Convention takes effect, may also request to be entered on the list of professional representatives any natural person who

(a)
Has the nationality of a Contracting State,
(b)
Has his place of business or employment in the State which has acceded to the Convention and
(c)
Is entitled to represent in the field of patents the invention of natural or legal persons before the central industrial property office of that State. In the event that this entitlement is not subject to the requirement of a special professional qualification, that person must have acted in that State as habitual representative for at least five years.

(4) The registration shall be made on request accompanied by certificates indicating that the conditions referred to in subs. 2 or 3 are completed.

(5) Persons who are on the list of professional representatives shall be entitled to act in any procedure established by this Convention.

(6) For the purpose of acting as a professional representative, any person who is on the list of professional representatives shall be entitled to have a place of business in any Contracting State in which the procedures established by this Convention, taking into account the Protocol on Centralization 1 Annexed to this Convention. The authorities of that State may withdraw this clearance only in special cases and under national law relating to public order and public security. The President of the European Patent Office shall be consulted before such action is taken.

(7) The President of the European Patent Office may grant a derogation:

(a)
To the requirement under s. 2 (a) or para. 3 (a) in special circumstances;
(b)
To the requirement under s. 3 (c), second sentence, if the candidate provides evidence that he or she has otherwise acquired the required qualifications.

(8) Representation on the same basis as an authorised representative in the proceedings instituted by this Convention may be provided by any lawyer entitled to practice in one of the Contracting States and having his place of business in that Contracting State, in the May act in that State as an agent in the field of patents for invention. The provisions of s. 6 are applicable.


Art. 134 Bis Institute of Professional Representatives at the European Patent Office

(1) The Board of Directors shall have jurisdiction to adopt and amend provisions relating to:

(a)
The Institute of Professional Representatives at the European Patent Office, hereinafter referred to as the Institute;
(b)
The qualification and training required for admission to the European qualifying examination and the organisation of the tests of that examination;
(c)
The disciplinary power of the Institute or the European Patent Office on professional representatives;
(d)
The obligation of confidentiality of the professional representative and the right of the professional representative to refuse to disclose in proceedings before the European Patent Office the communications exchanged between him and his client or any other person.

(2) Any person on the list of professional representatives referred to in s. 134, para. 1, is a member of the Institute.

Eighth Part Impacts on national law

Chapter I Conversion into a national patent application

Art. 135 Transformation Query

(1) The central industrial property office of a designated Contracting State shall, at the request of the applicant or the holder of a European patent, initiate the procedure for the grant of a national patent in the following cases:

(a)
If the European patent application is deemed to be withdrawn under Art. 77, para. 3;
(b)
In other cases provided for by the national law where, under this Convention, the European patent application is either rejected or withdrawn, is deemed to be withdrawn or the European patent revoked.

(2) In the case referred to in s. 1 (a), the request for conversion must be made to the national central service of the industrial property with which the European patent application was filed. Subject to the provisions relating to national defence, this service shall transmit the request directly to the central services of the Contracting States mentioned therein.

(3) In the cases referred to in s. 1 (b), the request for conversion shall be submitted to the European Patent Office in accordance with the Regulations. It is deemed to be filed only after payment of the processing fee. The European Patent Office shall transmit the request to the central industrial property offices of the Contracting States mentioned therein.

(4) The European patent application shall cease to produce the effects referred to in s. 66 if the request for conversion is not transmitted within the time limit.

Art. 136 Submission and transmission of the request

(deleted)

Art. 137 Transformation Shape Conditions

(1) A European patent application transmitted in accordance with Art. 135, para. 2 or 3, may not, in its form, be subject by national law to conditions different from those provided for in this Convention or to additional conditions.

(2) The central industrial property office to which the European patent application is transmitted may require that, within a time limit which may not be less than two months, the applicant:

(a)
Pays the national filing fee, and
(b)
Produce, in one of the official languages of the State concerned, a translation of the original text of the European patent application and, where appropriate, a translation of the amended text in the course of the proceedings before the European Patent Office, On the basis of which it wishes the national procedure to take place.

Chapter II Invalidity and prior rights

Art. 138 Invalidity of European patents

(1) Subject to s. 139, the European patent may be declared invalid, with effect for a Contracting State, unless:

(a)
The subject matter of the European patent is not patentable under Art. 52 to 57;
(b)
The European patent does not expose the invention in a sufficiently clear and complete manner for a person skilled in the art to carry out the invention;
(c)
The subject matter of the European patent extends beyond the content of the application as filed or, where the patent has been granted on the basis of a divisional application or a new application filed under s. 61, if the subject matter of the patent extends beyond the contents of the earlier application as filed;
(d)
The protection conferred by the European patent has been extended; or
(e)
The proprietor of the European patent did not have the right to obtain it under Art. 60, para. 1.

(2) If the grounds for invalidity affect the European patent only in part, the patent shall be limited by a corresponding amendment of the claims and shall be declared partially null.

(3) In proceedings before the court or competent authority concerning the validity of the European patent, the owner of the patent shall be entitled to limit the patent by amending the claims. The patent thus limited serves as the basis for the procedure.

Article 139 Prior rights and rights that arose on the same date

(1) In any designated Contracting State, a European patent application or a European patent shall be treated from the point of view of prior rights, in relation to a national patent application or a national patent, in the same way as if it were A national patent application or a national patent.

(2) An application for a national patent or a national patent of a Contracting State shall be treated from the point of view of earlier rights in relation to a European patent designating that Contracting State in the same way as if that European patent were a national patent. National patent.

(3) Any Contracting State shall remain free to decide whether and under what conditions the protections afforded to an invention exposed in both a patent application or a European patent and in a patent application or patent may be cumulative Having the same filing date or, if priority is claimed, the same priority date.

Chapter III Other implications for national law

Art. 140 Utility models and national utility certificates

Art. 66, 124, 135, 137 and 139 shall apply to utility models or utility certificates and to corresponding applications in Contracting States whose legislation provides for such titles of protection.

Art. 141 Annual fees for the European patent

(1) The annual fees payable under the European patent may be levied only for the years following that referred to in Art. 86, para. 2.

(2) If annual fees due in respect of the European patent shall expire within two months from the date on which the mention of the grant of the patent has been published in the European Patent Bulletin, the said annual fees shall be deemed Have been validly paid subject to payment within the specified time limit. No surcharges are levied under national legislation.

Ninth Part Special Agreements

Art. 142 Unit Patent

(1) Any group of Contracting States which, in a specific agreement, has the possibility that the European patents granted for those States will have a unitary character over all their territories, may provide that European patents may not be Issued jointly for all these states.

(2) The provisions of this Part shall apply where a group of Contracting States has made use of the faculty referred to in subs. 1.

Art. 143 Special Proceedings of the European Patent Office

(1) The Group of Contracting States may entrust additional tasks to the European Patent Office.

(2) It may, in order to carry out these additional tasks, be created at the European Patent Office of the special bodies common to the States belonging to that group. The President of the European Patent Office shall ensure the direction of these special bodies; the provisions of Art. 10, para. 2 and 3, are applicable.

Art. Representation in Special Instances

The group of Contracting States may provide for special rules for the representation of the parties before the bodies referred to in Art. 143, para. 2.

Art. 145 Select Committee of the Governing Council

(1) The group of Contracting States may establish a Restricted Committee of the Board of Directors in order to monitor the activities of special bodies established under Art. 143, para. 2; the European Patent Office shall make available to the Committee the staff, premises and material resources necessary for the performance of its mission. The President of the European Patent Office shall be responsible for the activities of the Special Bodies before the Select Committee of the Board of Directors.

(2) The composition, powers and activities of the Restricted Committee shall be determined by the group of Contracting States.

Art. 146 Expenditure coverage for special tasks

In so far as a group of Contracting States has assigned additional tasks to the European Patent Office within the meaning of Art. 143, it is responsible for the costs incurred by the Organization in carrying out these tasks. If special bodies have been established within the European Patent Office for the implementation of these additional tasks, the group of Contracting States shall bear the costs of personnel, premises and equipment attributable to them. Those instances. Art. 39, para. 3 and 4, 41 and 47 are applicable.

Art. 147 Payments in respect of the maintenance fees of the unitary patent

If the group of Contracting States has established a single scale for the annual fees, the percentage referred to in Art. 39, para. 1, is calculated on this unique schedule; the minimum under s. 39, para. 1, is also a minimum in terms of the unitary patent. Art. 39, para. 3 and 4, is applicable.

Article 148 From the European patent application as an object of ownership

(1) Art. 74 shall apply where the group of Contracting States has not provided for any other provisions.

(2) The group of Contracting States may require that the application for a European patent, provided that those Contracting States are designated, cannot be transferred, be the subject of a pledge or enforced execution only for all those States And in accordance with the provisions of the particular Agreement.

Art. 149 Joint designation

(1) The group of Contracting States may prescribe that the designation of the States of the Group may be made only jointly and that the designation of one or more States of that group shall be the designation of all those States.

(2) Where the European Patent Office is the designated Office within the meaning of Art. 153, para. 1, para. 1 of this Article shall apply if the applicant makes known in the international application that he intends to obtain a European patent for the States of the group he or she has appointed or for one of them only. This provision shall also apply where the applicant has designated in the international application a Contracting State belonging to that group, if the law of that State provides that a designation of that State shall have the effects of an application for European patent.

Art. 149 Bis Other agreements between Contracting States

(1) This Convention shall not be interpreted as limiting the right of all or several of the Contracting States to conclude specific agreements on matters relating to European patent applications or European patents which, under this Convention, are governed by national law and are governed by it, as in particular

(a)
An agreement establishing a European Patent Court in the Contracting States Parties to the Agreement;
(b)
An agreement establishing a common entity to the contracting states parties to the agreement which gives, at the request of national courts or quasi-judicial authorities, opinions on matters relating to European patent law or the law Harmonized national system;
(c)
An agreement under which the Contracting States Parties to the Agreement waive all or part of the European patent translations provided for in Art. 65;
(d)
An agreement under which the Contracting States Parties to this Agreement provide that translations of European patents required in accordance with Art. 65 may be filed with and published by the European Patent Office.

(2) The Board of Directors shall have jurisdiction to decide that

(a)
The members of the Boards of Appeal or the Grand Board of Appeal may form part of a European patent court or a common entity and take part in proceedings before that court or entity in accordance with a Such an agreement;
(b)
The European Patent Office shall provide to a common entity the support staff, premises and material resources necessary for the performance of its mission, and that the Organization shall bear in whole or in part the costs relating to that entity.

Tenth Part International Applications Under the Patent Cooperation Treaty-Euro-PCT Applications

Art. 150 Implementation of the Patent Cooperation Treaty

(1) The Patent Cooperation Treaty of June 19, 1970 1 , hereinafter referred to as the PCT, shall apply in accordance with the provisions of this Part.

(2) International applications filed under the PCT may be the subject of proceedings before the European Patent Office. In those procedures, the provisions of the PCT, of its Regulations 2 And, on a supplementary basis, those of this Convention shall apply. The provisions of the PCT or the Regulations shall prevail in the event of a discrepancy.


Art. 151 The European Patent Office, receiving Office

The European Patent Office acts as a receiving Office within the meaning of the PCT, in accordance with the Regulations. Art. 75, para. 2, is applicable.

Art. 152 The European Patent Office, International Searching Authority or International Preliminary Examining Authority

The European Patent Office acts as an International Searching Authority and as an International Preliminary Examining Authority within the meaning of the PCT, in accordance with an agreement between the Organization and the PCT. International Bureau of the World Intellectual Property Organization, for applicants who are nationals of a State Party to this Convention, either their domicile or their seat. This agreement may provide that the European Patent Office also acts for other applicants.

Art. 153 The European Patent Office, designated or elected Office

(1) The European Patent Office shall

(a)
Designated for any State party to this Convention for which the PCT is in force, which is designated in the international application and for which the applicant wishes to obtain a European patent, and
(b)
Elected Office, where the applicant elected a designated State in accordance with the Act. (a).

(2) An international application for which the European Patent Office is designated or elected and to which an international filing date has been accorded has the value of a regular European application (Euro-PCT application).

(3) The international publication of a Euro-PCT application in an official language of the European Patent Office shall replace the publication of the European patent application and shall be referred to in the European Patent Bulletin.

(4) If the Euro-PCT application is published in another language, a translation into one of the official languages must be filed with the European Patent Office, which publishes it. Subject to Art. 67, para. 3, the interim protection provided for in s. 67, para. 1 and 2, is assured only from the date of this publication.

(5) The Euro-PCT application shall be treated as a European patent application and shall be considered to be included in the prior art within the meaning of Art. 54, para. 3, if the conditions set out in s. 3 or 4 and in the Regulations are complied with.

(6) The international search report on a Euro-PCT application or the declaration which replaces it and their international publication shall replace the European search report and the mention of its publication in the European Patent Bulletin.

(7) A supplementary European search report shall be drawn up for any Euro-PCT application referred to in par. 5. The Governing Council may decide that a supplementary search report is renounced or that the search fee is reduced.

Art. The European Patent Office, International Searching Authority

(deleted)

Art. 155 The European Patent Office, International Preliminary Examining Authority

(deleted)

Article 156 The European Patent Office, Office Elected

( Deleted)

Art. 157 International Search Report

(deleted)

S. 158 Publication of the international application and communication to the European Patent Office

(deleted)

Eleventh Part Transitional provisions

Twelfth Part Final provisions

Art. 164 Regulations and protocols

(1) The Regulations 1 , Discovery Protocol 2 The Protocol on Privileges and Immunities 3 , the protocol on centralization 4 , the interpretative protocol of art. 69 5 And the staffing protocol 6 Shall form an integral part of this Convention.

(2) In the event of any discrepancy between the provisions of this Convention and those of the Regulations, the provisions of the Convention shall prevail.


Article 165 Signature-Ratification

(1) This Convention shall be open until 5 April 1974 at the signature of the States which have participated in the Intergovernmental Conference for the establishment of a European patent system or who have been informed of the holding of such a system Conference and to which the faculty of participation was offered.

(2) This Convention shall be subject to ratification; the instruments of ratification shall be deposited with the Government of the Federal Republic of Germany.

Article 166 Accession

(1) This Convention shall be open to accession by:

(a)
Of the States referred to in Art. 165, para. 1;
(b)
Of any other European State, on the invitation of the Administrative Council.

(2) Any State which has been a party to this Convention and has ceased to be a party to it pursuant to s. 172, para. 4, may again become party to the agreement by acceding to it.

(3) Instruments of accession shall be deposited with the Government of the Federal Republic of Germany.

Article 167 Reservations

(deleted)

Art. 168 Territorial scope of application

(1) Any Contracting State may declare, in its instrument of ratification or accession, or at any later time, in a notification addressed to the Government of the Federal Republic of Germany, that the Convention is applicable to one or more Several territories for which he is responsible for external relations. The European patents granted for that Contracting State shall also affect the territories for which that declaration has entered into force.

(2) If the return referred to in s. 1 is included in the instrument of ratification or accession, it takes effect on the same date as the ratification or accession; if the declaration is made in a notification subsequent to the deposit of the instrument of ratification or accession, that Notification shall take effect six months after the date of its receipt by the Government of the Federal Republic of Germany.

(3) Any Contracting State may at any time declare that the Convention ceases to be applicable to certain or all of the territories for which it has made a declaration under subs. This declaration shall take effect upon expiry of a period of one year from the date on which the Government of the Federal Republic of Germany has received notification thereof.

Art. 169 Entry into force

(1) This Convention shall enter into force three months after the deposit of the last of the instruments of ratification or accession of six States in the territory of which the total number of patent applications filed in 1970 was at least 180 000 For all of the said States.

(2) Any ratification or accession after the entry into force of this Convention shall take effect on the first day of the third month following the deposit of the instrument of ratification or accession.

Art. 170 Initial assessment

(1) Any State which ratifies or accedes to this Convention after its entry into force shall pay to the Organization an initial assessment which shall not be refunded.

(2) The initial assessment shall be equal to 5 % of the amount which results, for such a State, of the application, the total amount owed by the other Contracting States in respect of the previous budget years, of the distribution key of the Exceptional financial contributions under s. 40, para. 3 and 4, as it is in force on the date on which the ratification or accession of that State takes effect.

(3) In the event that exceptional financial contributions have not been required for the fiscal year preceding the fiscal year in which the date falls under s. 2, the distribution key referred to in this paragraph is that which would have been applicable to the State concerned for the last budgetary year under which exceptional financial contributions were called.

Art. Duration of the agreement

This Convention shall be concluded without limitation of duration.

Art. Revision

(1) This Convention may be revised by a conference of the Contracting States.

(2) The Conference shall be prepared and convened by the Board of Directors. It shall be valid only if at least three-fourths of the Contracting States are represented. To be adopted, the revised text of the Convention shall be approved by three-fourths of the Contracting States represented at the Conference and voting. Abstentions shall not be considered as a vote.

(3) The revised text of the Convention shall enter into force after the deposit of the instruments of ratification or accession of a number of Contracting States as determined by the Conference and on the date fixed by the Conference.

(4) States which, on the date of entry into force of the revised Convention, have not ratified or acceded to it, shall cease to be party to this Convention as of that date.

Art. 173 Disputes between Contracting States

(1) Any dispute between Contracting States concerning the interpretation or application of this Convention and has not been settled by negotiation shall, at the request of one of the States concerned, be submitted to the Board of Directors To bring an agreement between the said States.

(2) If such agreement has not been reached within six months of the date on which the Administrative Council has been referred to the dispute, any of the States concerned may bring the dispute before the International Court of Justice For a decision binding on the parties involved.

Art. 174 Denunciation

Any Contracting State may denounce this Convention at any time. The denunciation shall be notified to the Government of the Federal Republic of Germany. It shall take effect upon the expiry of the period of one year from the date of receipt of that notification.

Art. Acquired rights reserve

(1) Where a State ceases to be a party to the Convention under s. 172, para. 4, or s. 174, rights acquired previously under this Convention shall not be infringed.

(2) European patent applications pending at the date on which a designated State ceases to be a party to the Convention shall continue to be heard by the European Patent Office, in respect of that State, as if the Convention, as it Is in force after that date, was applicable to it.

(3) The provisions of s. 2 shall apply to European patents in respect of which, on the date mentioned in that paragraph, an opposition is pending or the opposition period has not expired.

(4) This Article shall not affect the right of a State which has ceased to be a party to this Convention to apply to European patents the provisions of the text of the Convention to which it was a party.

Art. 176 Financial rights and obligations of a Contracting State which has ceased to be a party to the Convention

(1) Any State that has ceased to be a party to this Convention pursuant to s. 172, para. 4, or s. 174 shall not be reimbursed by the Organization for outstanding financial contributions under s. 40, para. 2, as at the date and under the conditions in which the Organisation reimburses the exceptional financial contributions paid to it by other States during the same budgetary year.

(2) The sums whose amount corresponds to the percentage of the fees charged for the maintenance in force of European patents in the State referred to in paragraph 1. 1, as defined in s. 39, shall be due by that State, even though it has ceased to be a party to this Convention; the amount of such sums shall be that which was to be paid by the State in question on the date on which it ceased to be a party to this Convention.

Art. 177 Languages of the Convention

(1) This Convention shall be written in a copy in the German, English and French languages, which shall be deposited in the archives of the Government of the Federal Republic of Germany, the three texts being equally authentic.

(2) The texts of this Convention established in official languages of the Contracting States other than those referred to in subs. 1 and approved by the Board of Directors shall be considered as official texts. In the event of a dispute concerning the interpretation of the various texts, the texts referred to in s. 1 Faith.

Art. Transmissions and Notifications Decision of the Administrative Council of 28 June 2001 entered into force on 13 December 2007

(1) The Government of the Federal Republic of Germany shall establish certified copies of this Convention and shall transmit them to the governments of all signatory or acceding States.

(2) The Government of the Federal Republic of Germany shall notify the Governments of the States referred to in s. 1:

(a)
The deposit of any instrument of ratification or accession;
(b)
Any declaration or notification received pursuant to s. 168;
(c)
Any denunciation received pursuant to s. 174 and the date on which the denunciation takes effect.

(3) The Government of the Federal Republic of Germany shall register this Convention with the Secretariat of the United Nations.

Governing Council Decision of 28 June 2001 1

Entered into force on 13 December 2007


Art. 1

In accordance with Art. 7, para. 1, second sentence of the act of revision, the following transitional provisions shall apply to the amended provisions and the new provisions of the European Patent Convention mentioned below:

1.
Art. 14 (3) to (6), 51, 52, 53, 54 (3) and (4), 61, 67, 68, 69 and the interpretative protocol to s. 69, as well as art. 70, 86, 88, 90, 92, 93, 94, 97, 98, 106, 108, 110, 115, 117, 119, 120, 123, 124, 127, 128, 129, 133, 135, 137 and 141 shall apply to pending European patent applications as well as to European patents already granted on the date of their entry into Vigor. However, s. 54 (4) of the text of the Convention in force before that date continues to apply to such applications and patents.
2.
Art. 65, 99, 101, 103, 104, 105, 105 Bis To Cc , and 138 are applicable to European patents already granted on the date of entry into force and to European patents granted for European patent applications pending on that date.
3.
Art. 54 (5) shall apply to European patent applications pending on the date of its entry into force, to the extent that the decision to grant the patent has not yet been made.
4.
Art. 112 Bis Shall apply to decisions of the Boards of Appeal given on the date of its entry into force.
5.
Art. 121 and 122 are applicable to pending European patent applications as well as to European patents already granted on the date of their entry into force, to the extent that the time limits for submitting the request for further processing or the request for Restitutio in integrum has not yet expired on that date.
6.
Art. 150 to 153 are applicable to international applications pending on the date of their entry into force. However, s. 154 (3) and 155 (3) of the text of the agreement in force before that date continue to apply to those applications.
Art. 2 Scope of application on 3 May 2013

This Decision shall take effect on the date of entry into force of the revised text of the Convention in accordance with Art. 8 of the act of revision.

Scope of application on 3 May 2013 4

States Parties

Ratification Accession (A)

Entry into force

Albania

February 11

2010 A

1 Er May

2010

Germany

October 31

2007

13 December

2007

Austria

6 June

2006

13 December

2007

Belgium

18 May

2007

13 December

2007

Bulgaria

April 30

2002 A

13 December

2007

Cyprus

25 October

2007 A

13 December

2007

Croatia

October 31

2007 A

1 Er January

2008

Denmark

20 November

2006

13 December

2007

Spain

13 August

2003

13 December

2007

Estonia

April 30

2002 A

13 December

2007

Finland

December 23

2005 A

13 December

2007

France

5 December

2007

13 December

2007

Greece

13 December

2005

13 December

2007

Hungary

28 October

2002 A

13 December

2007

Ireland

July 16

2007 A

13 December

2007

Iceland

August 31

2004 A

13 December

2007

Italy

6 December

2007

13 December

2007

Latvia

5 April

2005 A

13 December

2007

Liechtenstein

23 November

2006

13 December

2007

Lithuania

3 September

2004 A

13 December

2007

Luxembourg

18 September

2007

13 December

2007

Macedonia

28 October

2008 A

1 Er January

2009

Malta

1 Er December

2006 A

13 December

2007

Monaco

12 November

2003

13 December

2007

Norway

5 October

2007 A

1 Er January

2008

Netherlands

4 October

2006

13 December

2007

Poland

December 30

2003 A

13 December

2007

Portugal

12 December

2007

13 December

2007

Czech Republic

April 30

2002 A

13 December

2007

Romania

12 December

2002 A

13 December

2007

United Kingdom

26 May

2005

13 December

2007

San Marino

April 21

2009 A

1 Er July

2009

Serbia

July 15

2010 A

1 Er October

2010

Slovakia

April 17

2002 A

13 December

2007

Slovenia

18 September

2002 A

13 December

2007

Sweden

21 September

2007

13 December

2007

Switzerland

12 June

2006

13 December

2007

Turkey

12 November

2007

13 December

2007


RO 1977 1711; FF 1976 II 1


1 Art. 1 ch. 3 of the AF of 29 Nov 1976 (RO 1977 1709)
2 RO 2007 6485 ; FF 2005 3569
3 Art. 1 al. 1 of the AF of Dec 16. 2005 ( RO 2007 6479 )
4 RO 2007 6485 , 2009 3947, 2013 1473. A version of the updated scope of application is published on the DFAE website (www.dfae.admin.ch/traites).


Status on May 3, 2013