Chapter 1. Introductory provisions
Definitions
Article 1 for the purposes of this regulation,
1. bank: such banking companies listed in Chapter 1. paragraph 5(2) of the law
(2004:297) on banking and finance law,
2. credit market companies: such a credit market company or
such a Credit Union referred to in Chapter 1. paragraph 5 of 11
12 law of banking and finance law,
3. credit institutions: banks and credit market companies,
4. foreign bank companies: such foreign companies as
specified in Chapter 1. paragraph 5 of 18 the law of banking and finance law,
5. foreign credit companies: such foreign companies as
specified in Chapter 1. 5 § 19 Act on banking and finance law,
and
6. foreign credit institutions: foreign banking companies and
foreign credit unions.
Scope of application
section 2 Of the banking company and registration, etc.
credit market companies also applies to the Companies Ordinance
(2005:559) with the exception of
1. Chapter 1. section 32, paragraph 32 (a), sections 33 and 37, Chapter 2.
and Chapter 3. 1 – 6 and 7 a § § for banking companies, and
2. Chapter 1. section 32, paragraph 32 (a), sections 33 and 37 of
credit market companies.
For the purposes of Chapter 1. paragraph 32 (a)
the Companies Ordinance, there shall be provided for if
Bolagsverket instead refer to the FSA.
Regulation (2010:676).
2 a section For registration of credit unions etc.
also applies to the Regulation (1987:978) if economic associations
with the exception of section 13, paragraph 13 (b) and section 13 (c).
For the purposes of paragraph 13 (b) of the regulation on
economic associations, as provided on the Swedish companies Registration Office
instead refer to the FSA. Regulation (2009:717).
section 3 of that provided for in paragraphs 4 to 6, Chapter 3. 5-11 and section 24, section, Chapter 4.
§§ 23 and 26, Chapter 5. 1 and 2 of this regulation, as well as in Chapter 1.
3 and 4 sections and Chapter 1. 52 § Companies Ordinance (2005:559)
applies mutatis mutandis to foreign banking companies and
foreign credit company which operates banking or
financing business from branch pursuant to Chapter 4. section 4 of the Act
(2004:297) on banking and finance law. The same applies,
with the exception of paragraph 4, and Chapter 5. 2 § 1 this regulation,
foreign banking companies and foreign credit firms operating
banking or financing business from branch under 4
Cape. paragraph 1 of the law of banking and finance law.
Regulation (2005:566).
Provisions for notification and application forms
paragraph 4 such requests under the Act (2004:297) on banking and
financing business, the Savings Bank Act are amended (1987:619) and the law
(1995:1570) on member banks that will be considered by the
The financial supervision authority shall be submitted to the inspection.
Regulation (2010:676).
paragraph 5 of the Copies made pursuant to this Regulation shall be
certified.
An act which under this Regulation shall be submitted in duplicate,
also be submitted in original. Regulation (2007:1468).
5 a of a certificate pursuant to this Regulation shall be established in
electronic form, it shall be signed with advanced
electronic signature pursuant to the Act (2000:832) if qualified
electronic signatures. Regulation (2007:1468).
section 6, a complaint or a request for a bank or
credit market undertakings under this Regulation shall contain
particulars of the company's registration number in accordance with the law
(1974:174) if the identification of legal entities, etc.
Provisions on supervision
section 7 of the Ordinance (2014:993) on special supervision and
capital buffers for FSA
supervision of credit institutions. Regulation (2014:995).
Voluntary winding-up of credit institutions
section 8, if a credit institution intends to decide on liquidation,
the institution shall as soon as possible before the decision to consult
with the financial supervision authority thereof. Regulation (2007:339).
Notifications to the European institutions
paragraph 9 of the financial supervision authority shall inform the Commission of the European
the Commission, the European banking authority and the European
Banking Committee, to the extent permitted by
European Parliament and Council Directive EU of 26
June 2013 if access to the activity of credit institutions
and the prudential supervision of credit institutions and investment firms, if
Amendment of Directive 2002/87/EC and repealing Directive
2006/48/EC and 2006/49/EC (capital adequacy directive).
Regulation (2014:995).
9 a of the financial supervision authority shall, in accordance with article 91.11 in
capital adequacy directive to collect data as a
credit institutions shall publish on the diversity policy and
leave these to the European banking authority.
Regulation (2014:995).
§ 9 entry into force b/in: 2016-02-01/
The financial supervision authority shall inform the Commission of the European
banking authority, to the extent permitted by
European Parliament and Council directive 59/EU of 15
may 2014, establishing a framework for recovery and
resolution of credit institutions and investment firms, and if
amending Council Directive 82/891/EEC and directive
and Council Directive 2001/24/EC, 2002/47/EC, 2004/25/EC,
2005/56/EC, 2007/36/EC, 2011/35/EU 2012/30/EU and
2013/36/EU of the European Parliament and the Council
Regulations (EU) Parliament and (EU) No 648/2012, in the
original wording (crisis management).
Regulation (2015:1036).
/Rubriken entry into force: 2016-02-01/
Certain obligations for the financial supervisory authority
section 10/entry into force: 2016-02-01/
The financial supervision authority shall provide on its website
the information shall be published in accordance with article 112 of the
crisis management directive. Regulation (2015:1036).
11 §/comes into force in: 2016-02-01/
In case of approval of the contract for intercompany
financial support to the financial supervision authority within four months
from the date of inspection or other coordinating
supervisory authority received application, try to get along with
other competent authorities whether the conditions laid down in the
proposed agreement are in accordance with the terms of the financial
support provided for in article 23 of directive in crisis management.
If an agreement referred to in the first subparagraph are not met
within four months, the financial supervisory authority acting as
coordinating authority to decide whether the application should be approved.
If any of the competent authorities, within the time limit
specified in the first paragraph, has referred the matter to
The European banking authority in accordance with article 19 of the
Regulation (EU) no 1093/2010 of 24 March 2010
the establishment of a European supervisory authority (European
banking authority), amending Decision No 716/2009/EC and
annulment of Commission decision 2009/78/EC, in the wording
According to European Parliament and Council regulation 806/2014/EU,
the inspection should defer their decision pursuant to the second subparagraph,
in a month and await the decision of the European
the Bank may be taken by the authority pursuant to article 19(3) of
the same regulation. The FSA will comply with the decision in
the thing from the European banking authority. If The European
the authority has not taken a decision within one month,
the inspection take the decision referred to in the second subparagraph.
Regulation (2015:1036).
1 a Cape. Special provisions for European cooperatives that operate
financing business and for a European company
section 1 of the financial supervision authority shall provide notification under 10
Cape. 40 paragraph or Chapter 12. the fifth subparagraph of section 24 of the Act
(2004:297) on banking and finance law if final
decision authorising the transfer of seat attach a copy of
the decision. Regulation (2006:917).
section 2 of the terms of two-tier organised a European company and
European cooperative which operates the finance law, what
about Board members in Chapter 2. Article 1, first and second
the paragraphs of this regulation also apply to members of the
the regulatory body. Regulation (2006:917).
1 (b). Special provisions for European cooperatives that operate
banking
Introductory provisions
section 1 of this chapter applies to European cooperative society
According to Council Regulation (EC) No 1435/2003 of 22 July 2003
on the Statute for a European cooperative society (SCE-
compounds) (SCE) who runs the banking. The
contains rules that complement (1) (a). Act (1995:1570)
If the member banks. Regulation (2006:917).
section 2 of the terms of registration in the register of the European cooperative societies
mutatis mutandis, with the deviations as stated in this
Chapter, the provisions of the Companies Ordinance (2005:559)
and this regulation for entry in the bank register.
In other matters, apply the provisions of this regulation concerning the
Member cooperative banks in Europe, unless the
SCE regulation, (1) (a). Act (1995:1570) where the member banks
or this regulation. Regulation (2006:917).
section 3 of the terms of two-tier Europe organized cooperatives shall
What about directors of Chapter 2. Article 1, first and second
the paragraphs of this regulation also apply to members of the
the regulatory body. Regulation (2006:917).
The registration of European cooperatives, etc.
4 section A notification for registration must be signed by the
the Managing Director, as the case may be, or
1. as regards the European cooperatives that have such a
the management system referred to in articles 37-41 of the SCE
Regulation (two-tier Europe organized cooperative), a
Member of the management body, or
2. as regards the European cooperatives that have such a
the management system referred to in articles 42 to 44 of the SCE
Regulation (one-tier organised Europe cooperative), a
Member of the administrative organ. Regulation (2006:917).
§ 5 notification for registration in accordance with article 11 of the SCE
Regulation shall contain the information referred to in Chapter 1.
section 3 of the Companies Ordinance (2005:559) and Chapter 3. section 3 of this
Regulation. For the purposes of Chapter 1. section 3(1)
the Companies Ordinance, the provisions of 2 If the settlor shall refer to
those who form the European cooperative. Instead of what is being said in
first paragraph 5: it provided an indication of
the amount of capital referred to in article 3 of the SCE
the regulation.
The provisions of Chapter 1. section 4 of the Companies Ordinance shall apply
mutatis mutandis. For the purposes of the paragrafens
first subparagraph 1 shall what is said there about the memorandum cover
the European Cooperative Statute. Instead of what is being said in
the first subparagraph of paragraph 4 and 5 in Europe the cooperative shall provide
in a Declaration on their honour that the subscribed capital
is not less than the lowest amount laid down in the statutes
subscribed capital.
What is said in Chapter 1. section 3(1) 3 and the third paragraph,
Chapter 1. 4 paragraph 2 and 3 and the second paragraph and Chapter 4.
section 4 of the Companies Ordinance, if the Chairman of the Board,
Director and Deputy Director shall
1. in the two-tier Europe organized cooperatives apply to
Chairman, Member and substitute member of the Supervisory Board and
the management body, and
2. in the one-tier organised European cooperatives apply to
Chairman, Board member and alternate member of the administrative organ.
Regulation (2006:917).
section 6, by a notification pursuant to article 11 of the regulation shall
There, in addition to the provisions of paragraph 4, is given in
1. a copy of an agreement on the involvement of employees in accordance with
31-34 of the Act (2006:477) on the involvement of employees in
the European cooperatives;
2. a copy of a decision under section 24 of the Act of the first subparagraph of
the involvement of employees in European cooperative,
3. documents showing that the negotiation period referred to in section 22
the law on the involvement of employees in European cooperative has expired
and that such an agreement referred to in paragraph 1 has not been concluded, or
4. documents showing that the Act on employee involvement in
European cooperative is not applicable to the European cooperative.
Regulation (2006:917).
section 7 If a European cooperative formed by merger in accordance with the
Article 2(1), fourth indent of the SCE regulation, it shall
When a notification under article 11 of the SCE regulation filed a
copy of the proposal referred to in article 22 of the SCE
the regulation.
In addition, the following documents shall be submitted for each of the
the merging unions:
1. a copy of the minutes of the general meeting where the
proposal referred to in the first paragraph was approved, and
2. a copy of the certificate referred to in article 29(2) of the SCE
the regulation.
A document referred to in the second subparagraph 2 need not be submitted if
the certificate has been issued by the companies registration office.
Otherwise, apply the provisions of Chapter 1. 32, 33 and 35 of the
Companies Ordinance (2005:559). What it says about the
Chairman of the Board, a Director and Deputy Director shall
1. in the two-tier Europe organized cooperatives apply to
Chairman, Member and substitute member of the Supervisory Board and
the management body, and
2. in the one-tier organised European cooperatives apply to
Chairman, Board member and alternate member of the administrative organ.
Regulation (2006:917).
section 8 If a European cooperative formed by transformation of a
European Economic Association to a cooperative referred to in article 2(1)
the fifth indent in the SCE regulation, shall, upon notification
under article 11 of the SCE regulation is given in the following
documents:
1. a copy of such a proposal as referred to in article 35 (3) of the
SCE regulation,
2. a copy of such a certificate issued by an auditor referred to in
Article 35(5) of the SCE regulation, and
3. a copy of the minutes of the general meeting where the
proposal referred to in paragraph 1 was approved. Regulation (2006:917).
section 9 in the case of a notification of registration of a decision as referred to in 1 (a)
Cape. first paragraph of section 18 of the Act (1995:1570) where the member banks
the Supervisory Board shall give a copy of the minutes of the
meeting where the decision was made. Regulation (2006:917).
section 10 When a notification of registration of the amendment of a
the European Cooperative Statute applied Chapter 1. section 6, first paragraph
Companies Ordinance (2005:559). What it says about the
the meeting shall relate to Europe the cooperative's general meeting. What
How about articles of Association shall refer to the statutes.
Regulation (2006:917).
section 11 if an action has been brought about to amend or revoke such
a formal decision to be notified for registration, apply 1
Cape. section 8 of the Companies Ordinance (2005:559). What it says
If the annual general meeting shall be the European cooperative's general meeting.
Regulation (2006:917).
section 12 in respect of the notification of the decision on liquidation, etc. are applied
Chapter 3. 15-19 of this regulation. Regulation (2006:917).
Registration of certain decisions
section 13, the following decisions shall be recorded in the
European cooperative societies register when they have acquired the force of res judicata:
1. the Agency's decision under (1) (a). paragraph 33
Act (1995:1570) on member banks to a European cooperative
does not meet the requirement of article 6 of the SCE regulation to
having its registered office and its head office in the same State, and
2. the decision referred to in 1 (a). 33 section
the law of the member banks to a European cooperative shall go in
liquidation. Regulation (2006:917).
Notifications
paragraph 14 of the financial supervision authority shall provide the notification under 1 (a)
Cape. the fifth subparagraph of paragraph 14 of the Act (1995:1570) where the member banks
final decision on permission to move joint a
copy of the decision. Regulation (2006:917).
section 15 of the companies registration office shall immediately inform the tax office and
The FSA when a proposal for the transfer of
the seat of the European co-operative has been published as provided for in article 7 (2)
in the SCE regulation. Regulation (2009:717).
section 16 of the financial supervision authority shall inform the registration office when
Inspectorate decides to oppose to a
European cooperative moves its headquarters from Sweden.
The tax office will inform the Office when it takes
decision about barriers to a European cooperative moves its
seat from Sweden. If the application for a permit to relocate
seat tested by the Swedish financial supervisory authority, the Revenue Commissioners instead
inform the supervisory authority. Regulation (2009:717).
section 17 Of the companies registration office becomes aware that a European cooperative
which has its registered office in another State at the same time, its
Headquartered in Sweden, the Agency shall inform the competent
authority of the State where the European cooperative has its registered office if
this. Regulation (2006:917).
Registration fees
section 18 in matters concerning registration shall, except as
to the provisions of Chapter 4. 29 and 30 of this regulation, fees
paid for by the following amounts:
(a)) by a notification of registration of a European cooperative
under article 11 of the SCE regulation, 2 500 SEK,
b) in the case of a notification of registration of the decision or information
under 1 (a). section 11 of the Act (1995:1570) where the member banks, 1 000
Crowns, and
c) in the case of a notification of registration of the decision referred to in 1 (a).
section 18, first paragraph, the law of the member banks, 800 crowns, and
d) in a notification under Chapter 9. section 7 of the Act on member banks to
European cooperative's general meeting decided
liquidation, 1 000 kroons. Regulation (2006:917).
Chapter 2. Application for permit
A licence to operate the motion
§ 1 an application for a license to conduct banking or
financing business and approval of articles of incorporation or
by-laws under the Act (2004:297) on banking and
finance law, regulations or Foundation appointment
According to the Savings Bank Act are amended (1987:619) or by-laws under the Act
(1995:1570) where the member banks shall indicate:
full name, mailing address, and social security number or, if such
is missing, the date of birth for all
1. the founders or directors of companies and
credit market companies,
2. founder of the savings bank, and
3. members of the Management Board of the member bank and Credit Union.
For a founder or member of the Board of Directors established that differ
from the postal address residence shall also be specified. An application in
the context of the merger by combination shall contain
the corresponding data of all Board members in the
transferring the banks or credit companies.
The application document shall be signed by all founders or
Board members include a declaration that they are not in
bankruptcy or have business and that they have not
trustee under Chapter 11. 7 § parental code.
paragraph 2, together with an application for a licence to operate
banking or financing business, the following
documents to be submitted:
1. a plan of the proposed activity (business plan),
and
2. a proposal for the statutes, regulations or bylaws
or to amend them.
paragraph 3 of the financial supervision authority shall inform the registration office when a
limited liability company registered in the companies registry has
licensed to conduct banking.
Similarly, the financial supervision authority shall inform the
The Swedish companies registration office when a bank or a member bank
permission to operate banking business has been revoked and
the limited liability company or the co-operative rather than a
permission to operate another licensed financial
movement. The information contained in the bank register shall be taken into
the companies registry or register.
The financial supervision authority shall submit to the communications referred to in the first
or second subparagraph add articles of Association and the general meeting and
Board minutes.
4 of A banking company or a credit market company shall
inform the FSA when it intends to start drive
banking and finance law.
Before starting a banking banking company shall provide
a certificate issued by an approved or certified public accountant
If it has such a large initial capital provided for in 3
Cape. section 5 of the Act (2004:297) on banking and finance law.
Before a credit market company starts to operate
financing business, it shall submit a certificate issued by a
approved or certified that it has such a large
initial capital provided for in Chapter 3. paragraph 7 of the first or second
paragraph, the same law.
§ 5 a foreign bank or foreign credit companies
who shall operate pursuant to Chapter 4. 1 or paragraph 4 of the law
(2004:297) on banking and finance law shall notify the
The FSA when the company starts its operations in
Sweden.
Permission to execute the merger plan
5 (a) an application under section 10 to the Cape. section 20 of the Act (2004:297) om
banking and finance law for permission to execute
merger plan, it shall be accompanied by a declaration of honour
from the companies ' boards or CEOs that
the merger has not been prohibited under the Competition Act (2008:579)
or pursuant to Council Regulation (EC) No 139/2004 of 20
January 2004 on the control of concentrations between undertakings and to
examination of the merger not going on under the competition act or the
the said regulation. Regulation (2008:609).
5 b/expires U: 2016-07-01/
If a merger plan has been approved by the Council of a
Economic Association, to an application under Chapter 12. section 14 of the
Act (2004:297) on banking and finance law be accompanied by a
assurance that a notification referred to in Chapter 7. section 12
fourth subparagraph, Act (1987:667) on economic associations
occurred. Regulation (2008:23).
5 b/entry into force: 07/01/2016
If a merger plan has been approved by the Council of an economic association, it together with an application under Chapter 12. section 14 of the Act (2004:297) on banking and finance law filed a declaration that a notification referred to in Chapter 7. paragraph 42 Act (1987:667) on economic associations have taken place.
Regulation (2016:326).
6 § When the companies Registration Office has registered a decision authorising
to effect a merger plan in the bank register, shall
the State is also registered in the companies register, if
1. the surrendering company is not a bank company, or
2. the subsidiary company is not a bank.
Permission to use certain company
section 7 of the financial supervision authority may leave the State to a
banking companies that assumed a savings bank operating at
the restructuring operation described in Chapter 8. Savings Bank Act are amended (1987:619) to use
the word savings bank in their firm.
An application for such a permit shall contain a statement
of röstetalets distribution in the banking company and, if
the banking company is a subsidiary of a group,
the parent company.
The processing of an application for authorisation to acquire shares
or units
§ 8 the provisions of sections 9 to 12 applicable to
FSA's processing of applications for permits
to the acquisition of shares in accordance with Chapter 14. 1 §
the first and second subparagraphs Act (2004:297) on banking and
financing business. Regulation (2009:592).
9 § financial supervisory authority to the written confirmation
referred to in chapter 14. the third paragraph of section 1 of Act (2004:297) on banking
and finance law specify the day of the assessment period
expires. Regulation (2009:592).
section 10 If the FSA need additional information for
to assess an application for authorisation to acquire referred to in
Chapter 14. the first and second subparagraphs of paragraph 1 of the Act (2004:297) om
banking and finance law, the inspection shall submit to the
the acquirer to supplement the application. The injunction shall be
writing and shall clearly indicate the additional
information required.
An order completion may not be made later than
on the 50th working day of the assessment period.
Regulation (2009:592).
section 11 Of the financial supervisory authority requests additional information,
should the assessment period be extended by a period equal to
the number of working days between the date on which the notice was sent
and the date the additional information is entered to the
the inspection. The extension may not exceed twenty
working days unless otherwise follows from the second paragraph.
The assessment period may be extended by a maximum of one point.
The financial supervision authority may extend the assessment period to a maximum of
thirty working days about
1. the assignee not domiciled within the European
economic area (EEA), or
2. the purchaser is not
(a)) credit institutions, electronic money institutions,
an insurance company, a securities firm, a stock exchange, a
Fund management companies, a UCITS or an aifm and stands
under the supervision of the Swedish financial supervisory authority, or
(b)) a foreign company in the EEA as in their home country,
engage in equivalent activities that a company referred to in (a)
and under the supervision of a public authority or other
competent body.
The Swedish financial supervisory authority shall, within two working days of the
additional information is submitted to the inspection post
a confirmation to the customer that the information has been
received. In confirmation, it should also set out any day
the assessment period runs out. Regulation (2013:596).
12 § finansinspektionen's decision in a matter of permission to
acquisitions must be in writing. The decision shall be communicated within two
working days from the time it was taken.
If an authority or any other competent body in another
country within the EEA which supervises the acquirer has provided
comments to the financial supervisory authority, those comments
indicated in the decision. Regulation (2009:592).
Chapter 3. Notification of registration
Common provisions
section 1 notification for registration under the companies act
(2005:551), the law (1987:667) on economic associations,
Savings Bank Act are amended (1987:619) and Act (1995:1570) if
member banks must be made with the companies registration office. Such notification shall
be transferred electronically to the companies registration office.
Regulation (2007:1468).
paragraph 2 a notification for registration under the Act (1987:667) if
economic associations, Savings Bank Act are amended (1987:619) and the law
(1995:1570) where the member banks must be signed by a
Member of the Board or the Executive Director. A notification
made by a savings bank, a credit union or a
credit market Association in liquidation shall be signed by the
the liquidator or, when several liquidators are appointed, by one of
the joint liquidators. Regulation (2007:1468).
2 a of A notification that is transmitted electronically to the Swedish companies Registration Office
must be signed with an electronic signature.
Regulation (2007:1468).
2 b of the documents to be attached to the notifications
established electronically may be transmitted electronically to
The companies registration office. Regulation (2007:1468).
section 2 c A declaration of honour in a notification,
signed with an electronic signature.
Regulation (2007:1468).
Special provisions for companies and
credit market companies
Newly created banking companies or credit market companies
section 3 For a banking company and a credit market company, a
application for registration pursuant to Chapter 1. paragraph 3 of the
Companies Ordinance (2005:559) also contain a declaration
on my honour that auditors meet
the eligibility requirements in Chapter 10. first paragraph of section 9 of the Act (2004:297)
of banking and finance law. For a
credit market Association to a notification under section 4 of the regulation
(1987:978) if economic associations contain a Declaration on
honour that auditors meet
the eligibility requirements in Chapter 12. the second subparagraph of article 9 of the law on banking
and financing business. Regulation (2007:1468).
Merger between credit market Association and the wholly owned subsidiary
section 4 Together with a notification of registration pursuant to Chapter 12.
section 18 of the Act (2004:297) on banking and finance law of that
agreement has been reached on the fusion between a credit market Association
and a wholly-owned subsidiary, there shall be filed two copies of
the Protocol with the decisions.
Special provisions for savings banks and member banks
Newly formed savings bank or credit union
section 5 An application for registration of a newly formed savings bank or
member bank shall indicate
1. the Bank's mailing address,
2. full name, social security number or, if there is none,
date of birth, e-mail address and mailing address, if different from
domicile, residence for the following persons:
a) member of the Board of Directors,
(b)) Deputy Director,
c) Executive Director,
d) Deputy to the Executive Director,
e) special signatory,
f) particular method of receiver according to Chapter 3. section 14 of the fifth
subparagraph Savings Bank Act are amended (1987:619) or Chapter 6. section 14 of the fifth
law (1995:1570) where the member banks,
g) accountant,
h) Deputy auditor,
I) lay auditor, and
j) substitute for the lay auditor,
3. how the Bank's firm is signed. Regulation (2007:1468).
6 § in addition to what is provided in section 5, a notice of
registration of a new savings bank set
1. that all principals have been appointed, and
2. that the full amount because the Fund shall be under the
the regulations have been paid.
7 § in addition to what is provided in section 5, a notice of
registration of a new member bank set
1. that the Member Bank has at least as many members as indicated in 2
Cape. section 1 of the Act (1995:1570) of member banks, and
2. that the members have paid the bet amounts according to the statutes.
§ 8 notification under section 5 shall provide a Declaration on honour
and conscience
1. the persons referred to in paragraph 2 is not bankrupt or
has the business nor have trustees under Chapter 11.
7 § parental code or, in the case of the persons referred to in
5, paragraph 2 (f), only that he or she not have trustees under 11
Cape. 7 § parental code,
2. the Bank's Auditors and Deputy auditors meet
the eligibility requirements in 4 a Cape. the second and third subparagraphs of paragraph 3 and
section 4 of the Savings Bank Act are amended (1987:619) and 7 (a). paragraph 3 of the second and
third subparagraphs, and article 4 of the law on banks (1995:1570),
3. the information in the notification of the election of the Chairman of the Board,
Executive Director, Deputy Executive Director and
signatory, if the particular method of recipients, and how
the Bank's firm signed accord with the decisions of the Bank
has taken, and
4. the persons appointed to the Board of Directors,
Deputy members of the Board, Chief Executive Officer, Deputy
for Executive Director, signatory, auditors,
Deputies, deputies for the lay Auditors
lay Auditors and special process server recipients under 3
Cape. 14 paragraph Savings Bank Act are amended or Chapter 6. section 14 of the fifth
law on member banks have undertaken missions.
Regulation (2008:741).
section 9 if it is notified that a Director, Deputy Director,
Executive Director, Deputy Director or
signatory is not registered in Sweden, a copy of
that act or other identity document relating to the
reported is lodged at the same time. The Swedish companies registration office may require further
documents if needed to ensure it was reported
identity. Regulation (2007:1468).
section 10 When a notification of registration of a newly formed savings bank
the following documents are submitted:
1. a copy of the approved regulations,
2. a copy of the Protocol at the inaugural meeting,
3. a copy of the subscription lists on which the subscription of
primary capital contributions have been made, and
4. a certificate of certified public accountant that the amount
because the Fund according to the regulations must be paid.
Regulation (2007:1468).
section 11 In a notice of registration of a newly formed member bank
the following documents are submitted:
1. a copy of the approved statutes, and
2. a copy of the minutes for the meeting which made the decision
Member Bank's formation. Regulation (2007:1468).
Management in a savings bank or credit union
section 12 At a notification for registration pursuant to Chapter 3. section 17
Savings Bank Act are amended (1987:619) or Chapter 6. section 17 of the Act (1995:1570)
If the member banks to 5 § 2 shall apply.
If the notification does not relate only to change of domicile or
postal address applied 5 § 3 and § 8 1, 3 and 4.
Regulation (2007:1468).
The savings bank AGM and general meeting
section 13, Along with a notification for registration pursuant to Chapter 4.
15 § savings Bank Act are amended (1987:619) or Chapter 7. section 16 of the Act
(1995:1570) where the member banks of the decision amending regulations
the respective statutes, the following documents shall be submitted:
1. a copy of the savings banks and the general meeting
protocols, and
2. a copy of the approved regulations and the approved
the Charter.
Auditors and lay Auditors
section 14 For a notification of registration of the company's auditor and
Deputies according to 4 a Cape. section 22 of the Savings Bank Act are amended
(1987:619) or 7 a Cape. section 22 of the Act (1995:1570) if
member banks to 5 § 2 shall apply.
The same is true for the lay Auditors and alternates for
lay auditor under 4 (b). section 20 of the Savings Bank Act are amended or 7 b
Cape. section 20 of the law of the member banks.
Where a notification referred to in the first subparagraph do not relate only to change
by place of residence, or postal address to section 8 1, 2 and 4 shall apply. If
the notification referred to in the second subparagraph not only relates to the modification of
place of residence, or postal address to section 8 1 and 4 shall apply.
Regulation (2007:1468).
Liquidation and dissolution of a savings bank or credit union
section 15 of the notification of registration of the winding-up decision according to 6
Cape. Savings Bank Act are amended 5 paragraph (1987:619) or Chapter 9.
paragraph 7 of the first paragraph, Act (1995:1570) where the member banks shall
Enter the date of the winding-up of the decision do not have immediate
effect.
A copy of the meeting minutes, or order of the Court shall
be submitted at the same time as the notification.
The financial supervision authority the information referred to in Chapter 6. paragraph 5 of the second
subparagraph Savings Bank Act are amended and Chapter 9. the second subparagraph of paragraph 7 the law on
member banks shall indicate the full name,
social security number and mailing address of liquidator and substitute for
liquidator. If a likvidators or alternate mailing address
deviating from the domicile, habitual residence shall also be specified.
section 16 Along with a notification of registration of the
the joint liquidators submitted final accounts in accordance with Chapter 6. section 14 of the
Savings Bank Act are amended (1987:619) or Chapter 9. paragraph 16
Act (1995:1570) where the member banks, the following actions are provided
in:
1. a copy of the meeting minutes, and
2. a proof of the date the notice of unknown creditors
was issued. Regulation (2007:1468).
section 17 By a notification of registration of the winding up shall
proceed according to Chapter 6. section 16 of the Savings Bank Act are amended (1987:619) or 9
Cape. section 17 of the Act (1995:1570) on member banks to 5, 8 and
9 § § apply.
section 18 of the notification of registration of the decision that the liquidation
shall cease and the Bank's activities resumed under Chapter 6.
17 § Savings Bank Act are amended (1987:619) or Chapter 9. section 18 of the Act
(1995:1570) where the member banks shall
1. for savings banks contain a declaration of honour
to
a) there is no winding-up reason according to the Savings Bank Act are amended
or regulations;
b) guarantee fund or Foundation Fund has not been repaid,
2. for the member banks include a declaration of honour
conscience to
a) there is no winding-up reason according to the law on
member banks or statutes, and
b) distribution has taken place.
A copy of the meeting minutes and a copy of the auditor's
opinion shall be submitted at the same time as the notification.
In the case of a notification, paragraphs 5 and 8, shall apply.
Regulation (2007:1468).
Article 19, along with a notification of registration of a
the winding-up decision has been suspended pursuant to Chapter 6. section 17 of the fourth
subparagraph Savings Bank Act are amended (1987:619) or Chapter 9. section 18 of the fourth
law (1995:1570) where the member banks shall be given in a
copy of the judgment or decision with lagakraftbevis.
Fusion
20 § Together with a notification of registration of a
agreement on the merger has been approved by the general meeting according to Chapter 7. 4 §
Savings Bank Act are amended (1987:619) or 10. paragraph 4(1)
Act (1995:1570) where the member banks, the following actions are provided
in:
1. a copy of the meeting minutes,
2. a copy of the documents referred to in Chapter 7. 1 and 2 sections
Savings Bank Act are amended and 10 Cape. 1 and 2 of the law on
member banks have been put forward at the meeting,
3. a Declaration on their honour that the merger does not have
prohibited under the Competition Act (2008:579) or pursuant to Council
Regulation (EC) No 139/2004 of 20 January 2004 on the control
of concentrations between undertakings and to examination of merger does not
in progress under the competition act or the said regulation,
as well as the
4. a Declaration on their honour that the notice
referred to in Chapter 7. the fourth paragraph of section 12 of the Act if the member banks
happened if the merger agreement approved by the Council of a
member bank. Regulation (2008:609).
section 21 When a notification for registration under Chapter 7. paragraph 7 of the first
subparagraph Savings Bank Act are amended (1987:619) of bank incorporated in
connection with the merger pursuant to Chapter 7. section 2 of the Savings Bank Act are amended to section 5,
6 § 1, 8 and 9 and § 10 § 1 shall apply.
In the case of an application for permission to enforce the merger agreement
concluded between two or more member banks under 10 Cape. section 2 of the
Act (1995:1570) on member banks to 5, 8 and 9 and § §
11 § 1 shall apply with regard to notification of the newly formed
Member Bank.
section 22 along with an application for the registration of contracts
has been reached on the fusion between a savings bank or Credit Union and
a wholly owned subsidiary under Chapter 7. section 8 Savings Bank Act are amended
(1987:619) or 10. section 9 of the Act (1995:1570) where the member banks
It shall be given a copy of the Protocol with
decisions.
Conversion into a banking company
section 23 Together with a notification of registration of the decision
the restructuring operation described in Chapter 8. paragraph 5 of the Savings Bank Act are amended (1987:619) should
the following documents are submitted:
1. a copy of the meeting minutes,
2. a copy of the documents referred to in Chapter 8. section 2 of the Savings Bank Act are amended
presented at the meeting, and
3. a Declaration on their honour from the banks ' boards
or CEOs that the reshuffle has not been
prohibited under the Competition Act (2008:579) or under
Council Regulation (EC) No 139/2004 of 20 January 2004 on the
control of concentrations between undertakings and to the examination of
the conversion is in progress under the competition act or the said
the regulation. Regulation (2008:609).
section 24 For a notification for registration in accordance with Chapter 8. 7 §
Savings Bank Act are amended (1987:619) of a bank that has been formed by
the restructuring operation described in Chapter 8. section 1 of the Savings Bank Act are amended to Chapter 1. 3 and
4 § § Companies Ordinance (2005:559) implemented.
Regulation (2005:566).
section 25 When a banking company formed by the conversion of savings bank
in accordance with Chapter 8. Savings Bank Act are amended (1987:619), the notification of
registration, in addition to those laid down in Chapter 1. 4 §
Companies Ordinance (2005:559), include the following
documents:
1. a certificate of certified public accountant that any
contribution in kind according to the order for conversion has been added
the banking company and banking company by contribution
added compensation for a value equivalent to at least the
total amount of shares given in Exchange, and
2. two copies of the approved Foundation settlement.
Regulation (2005:566).
The savings bank or member bank's secondary name
application for registration under section 26 10. paragraph 3 of the Savings Bank Act are amended
(1987:619) or 12 Cape. section 3 of the Act (1995:1570) where the member banks
the affiliate can be included in the notification of the Bank's registration. A
copy of the notification shall be provided certifying board minutes
at the same time.
Notifications
27 § when someone registered as member of the Board of Directors,
Deputy Director, Executive Director, the Deputy Executive
Director, signatory, the particular method of receiver,
Auditor, Deputy auditor, lay auditor or substitute
for the lay auditor, the Office shall notify the
registered on the measure. When the work will remove such
registration from the register, the concerned by the measure
be informed.
If the registration is for a public accounting firm, the
principal auditor is notified.
The notification shall immediately after registration or
the deletion of the registration shall be sent to the persons concerned by
action on his or her place of abode or, if
such an address does not exist, to the address
indicated in the case.
The Swedish companies registration office shall annually inform the person who is
registered as liquidator or substitute for the liquidator on
the registration. The notification shall be sent to the address
indicated on the case.
The Swedish companies Registration Office does not need to send any notification of the
is obvious that one does not fill any purpose.
Regulation (2015:127).
Chapter 4. Bank records
section 1 Of the Swedish companies registration office shall be kept in a bank records
banking companies, savings banks, member banks and foreign banks
with a branch in Sweden.
section 2 of the Bank register is kept by means of automated processing.
The register shall be kept available at the Swedish companies registration office.
paragraph 3 of the Bank register shall provide public access to the information
included in the register.
In the case of personal data, the register shall be conducted for the
provide data for
1. the supervision that the FSA has over banks under
Act (2004:297) on banking and finance law,
2. business, lending or any other public
or individual activities involving business-related information is
basis for trials or decision,
3. the acquisition, disposal or management of banks
recorded in the bank register;
4. updating, supplementation or control of
business-related information contained in the customer or
Member register or similar registers,
5. withdrawal by the selection of personal data for direct marketing,
However with the limitation imposed by section 11 of the Privacy Act
(1998:204), or
6. activities for which the State or a municipality is responsible according to
the law and
(a)) relating to the banks registered in the bank register;
(b)) to be performed requires access to
business-related information, or
c) relating to the performance of the obligation.
section 4 of the Swedish companies registration office is a data controller under the
personal data Act (1998:204) of the bank register.
section 5 of the companies registration office shall ensure that it does not arise from any
undue intrusion into the privacy of the data subject
or any risks from the point of view of safety. For these purposes,
authority in individual cases set up conditions for the treatment
of personal data.
section 6 of the companies registration office, for the purposes set out in paragraph 3, decide on
direct access to the bank register. Regulation (2007:1468).
Article 7 the provisions of § 48 personal data Act (1998:204) about
damages applies to the processing of personal data in accordance with
This regulation.
§ 8 in the case of rectification of personal data in the bank register
shall section 26 of the Administrative Procedure Act (1986:223) shall apply instead of
section 28 of the personal data Act (1998:204).
8 a of the Information to be provided in accordance with section 26 of the
personal data Act (1998:204) do not need to include the task in
a document which has been submitted to the companies registration office, if the
individual has taken part of the document's content. If the individual
request it, however, the information should also include the task in a
such an act.
If the information does not contain a document referred to in the first
subparagraph, the information that writ
processed by the authority. Regulation (2007:1468).
paragraph 9 of The decision rejecting the application for information under section 26
personal data Act (1998:204) may be appealed to the General
Administrative Court follows from 22 a of the administrative procedure act
(1986:223).
section 10 of the bank register recorded information for each bank.
The register shall contain the indication of the Bank's business and its
company registration number.
11 § an alphabetical listing of banks shall belong to
the registry. The list shall indicate:
the routing number on each bank.
12 § documents relating to notification or notification under
Swedish companies Act (2005:551), the Savings Bank Act are amended (1987:619) or
Act (1995:1570) where the member banks shall be attached to the registry.
Such documents shall, for each bank brought together in acts.
Of 20 a § indicates that certain documents for banking companies also
shall be entered in the bank register. Regulation (2007:1468).
section 13 of the companies registration office shall promptly after the registration has
occurred shall inform the financial supervision authority if the information
entered in or omitted from the banking register so that the inspection
can perform its supervisory function. The notification may be made at
medium for automated processing.
The financial supervision authority shall promptly after the auditor
designated under Chapter 13. section 9 of the Act (2004:297) on banking and
financing business, inform the Office about it.
Notes in the bank register
section 14 of the notes in the bank register shall be numbered in running
as a result of each bank. At each note, this number
and the date of the entry and its publication in the
and home Magazines.
14 a of changes to the information contained in the bank register
and as far as banking companies will normally be recorded within 21
days after a full report has been submitted to the
The companies registration office. Regulation (2014:156).
section 15, When a bank is registered, the following shall be entered in the
Bank code:
1. the Bank's routing number,
2. the date of the authorisation to conduct banking or, for a
such foreign bank companies referred to in Chapter 4. section 1 of the Act
(2004:297) on banking and finance law, the date of
registration, or, in the case of such a foreign bank subsidiary
in Chapter 4. paragraph 4 of the same law, the date of the licence to operate
Banking from branch in Sweden,
3. the day of the inaugural general meeting or, in the case of
banking company or member bank, date of incorporation,
4. the Bank's business as well as in foreign languages, if a
such a version is specified in the articles of Association, regulations or
Bylaws,
5. the Bank's affiliate, if the Board has adopted such a,
6. the place in Sweden where the Bank's Board of Directors shall have its registered office,
7. way for the convening of the general meeting, and
8. the Bank's postal address.
If the auditor is appointed under Chapter 13. Article 9 of the law on banking and
financing business, this must be noted in the register.
Regulation (2005:566).
section 15 (a) at the request of a bank, the Bank's e-mail address and
phone number entered in the bank register. Law (2012:61).
section 16 For banking companies, in addition to that provided for in
section 15, recorded
1. the objects of the company defined its nature,
2. information in accordance with Chapter 8. section 43, Chapter 9. 47 § and 10 Cape. § 19
Swedish companies Act (2005:551) and the General category,
3. share capital and, where appropriate, the minimum capital and
authorized capital,
4. the number of shares and, if applicable, the lowest and
maximum number of shares, and
5. the purpose of the bank in business, if it has any other
purpose than to make profits for shareholders. Regulation (2005:566).
section 17 of the savings banks, in addition to that provided for in
section 15, recorded
1. the operating branches that the Bank intends to operate,
2. the information referred to in Chapter 3. paragraph 17, 4 a Cape. section 22
and 4 b. section 20 of the Savings Bank Act are amended (1987:619)
3. area of activity, and
4. the basic amount of the Fund.
section 18 For member banks, in addition to that provided for in
section 15, recorded
1. the operating branches that the Bank intends to operate,
2. the information referred to in Chapter 6. paragraph 17, 7 a Cape. section 22
and 7 (b). section 20 of the Act (1995:1570) of member banks, and
3. field of activity.
§ 19 foreign bank branches, in addition to what
provided for in section 15, recorded
1. the foreign banking company's trade name, nationality and registered office,
2. the articles of association or equivalent of the foreign
the banking company,
3. the address of the branch;
4. name, nationality, place of residence and social security number or, if
absence thereof, date of birth for the branch's Executive
Director, executive vice President and Auditor, and
5. the mandate of the branch's Executive Director issued by
the foreign bank company.
20 §/expires U: 2016-03-01/
It shall be recorded in the register of companies of the bank a bank
articles of incorporation contain
1. reservation according to Chapter 1. section 10, Chapter 4. 6, 8, 18, or section 27
or 20 chapter. 31 of the Swedish companies Act (2005:551),
2. provision under Chapter 4. section 2, Chapter 7. section 8 or section 40 of other
the second sentence or Chapter 7. 54 of the Swedish companies Act,
or
3. a provision that the company's operations will cease in certain
time or under certain conditions.
In the case of reservations in accordance with Chapter 1. section 10 of the companies act
noted also the central securities depository, which according to
Act (1998:1479) on the accounting of financial instruments
registered the record company's shares.
When it comes to the provision under Chapter 4. section 2 of the companies act
noted also the amount for which different classes of shares has
released or can be issued. Regulation (2005:566).
20 section/entry into force: 03/01/2016
It should be noted in the bank register if a bank companies instruments of incorporation contain
1. reservation according to Chapter 1. section 10, Chapter 4. 6, 8, 18, or section 27 or 20 chapter. 31 of the Swedish companies Act (2005:551), 2. provision under Chapter 4. section 2, Chapter 7. section 8 or section 40 of the second sentence of the second paragraph or Chapter 7. Companies Act, section 54, or 3. provision to the company's operations will cease at a certain time or under certain conditions.
In the case of reservations in accordance with Chapter 1. section 10 of the companies act shall be entered also the central securities depository that has registered the record company's shares and, if applicable, the central securities depository is responsible for shareholders.
When it comes to the provision under Chapter 4. section 2 of the companies act shall be entered also the amount for which different classes of shares have been issued or will be issued. Regulation (2016:75).
20 a of the Bank contacted the register shall contain for each
1. incorporation,
2. the articles of Association, information on the amendment of the articles of Association,
and the articles of association as amended, and
3. the annual and consolidated financial statements, the audit and
Group audit reports as well as interim reports in accordance with Chapter 8.
sections 5 and 8 and Chapter 9. section 2 of the Act (1995:1559) for annual report
for credit institutions and securities companies.
Bank register need not contain the documents referred to in
the first subparagraph, if they have been received by the Office prior to the
March 1, 2008. It does not however apply if it has been requested to
the documents must be submitted electronically and work under 13
Cape. the third paragraph of section 1 of Act (2004:297) on banking and
financing business have been required to disclose them in
electronic form. Regulation (2007:1468).
paragraph 21 of It shall be recorded in the bank register if a savings bank
regulations contain
1. reservation pursuant to Chapter 4. the second subparagraph of section 18 of the Savings Bank Act are amended
(1987:619), or
2. provision under Chapter 4. section 14 of the third subparagraph, second sentence
Savings Bank Act are amended.
section 22 of The bank shall be entered in the register if a member bank
statutes contain
1. reservation under Chapter 7. second paragraph of section 19 of the Act (1995:1570)
If the member banks, or
2. provision under Chapter 7. section 13, second subparagraph, second sentence
the law of the member banks.
section 23 of the Annotation in the register on the basis of the notification or
notification in accordance with the Swedish companies Act (2005:551),
Savings Bank Act are amended (1987:619) or Act (1995:1570) if
member banks are made on the Bank's approach. When registering on the
because of the notification or information referred to in Chapter 23. 14 and
sections 25 and 24. 16 and 27 of the companies Act, Chapter 7. 4 §
and Chapter 8. paragraph 5 of the Savings Bank Act are amended or 10 Cape. paragraph 4 of the law on
member banks made note on both the transferor and the
taking over the Bank's structure.
Note on change of a bank's business, and if a bank's
liquidation and dissolution is to be made even in the list
as set out in section 11. Regulation (2005:566).
section 24 Of the required permission from the Court to
enforce a decision on reduction of the share capital of a
banking companies, shall, upon registration of the
reduction decision under Chapter 20. section 19 of the companies act
(2005:551) noted that the reduction is not effected.
Regulation (2005:566).
section 25 If a question of reduction of the share capital have fallen
According to Chapter 20. 22 of the Swedish companies Act (2005:551), this
be recorded in the register of companies registration office. The same applies to the decision
to explain that a question about fusion has fallen according to Chapter 23.
27 or 35 of the Swedish companies act or to a question about sharing
have fallen under 24 Cape. section 29 of the same Act. Furthermore, the following
decisions be recorded in the register when they have become final,
namely, the decision to
1. explain a question about fusion due under Chapter 7. 7 §
third paragraph Savings Bank Act are amended (1987:619) or 10. paragraph 5 of the
third subparagraph, Act (1995:1570) of member banks, and
2. explain a question of transformation due in accordance with Chapter 8. section 8
Savings Bank Act are amended. Regulation (2005:566).
Search for information and documents
25 a of searching for information relating to a bank which is
resolution, only the routing number and business name be used as
search term, if it has passed more than five years ago, the Bank's
resolution is registered.
When searching for documents and information referred to in 12 and
20 (a) sections, only the information referred to in chapter 15. paragraph 2 of the first
paragraph 1 and 2 secrecy Act (1980:100) as well as
registration number and company name be used as a search term.
Regulation (2007:1468).
Announcements, etc.
section 26 of the notice pursuant to Chapter 27. section 3 of the companies act
(2005:551), 11th chap. section 1 of the Savings Bank Act are amended (1987:619) or chapter 13.
section 1 of the Act (1995:1570) on member banks to the Bank's business and
company number and registered office or, if the
the Bank is wound up, the Court dealing with the
the liquidation. Regulation (2005:566).
section 27 of the companies registration office shall inform the Court that deals with
a case for a banking company to execute
decision on the reduction of the share capital or Fund,
decision on the distribution of profits or decision on the merger or Division,
If
1. an interim order in which another court has indicated
in cases pending on appeal against the decision of the general meeting, and
2. a final judgement to the effect that the general meeting decisions
have repealed or modified. Regulation (2005:566).
section 28 was repealed by Regulation (2011:988).
Registration fees, etc.
section 29 of the cases relating to registration in accordance with this regulation
shall be paid for the registration fee and, if applicable,
its publication as well as for handling and testing.
The fees are paid in the following amount:
1. when applying for registration of the newly formed bank, 2 200
dollars, or, if such notice is transmitted electronically and
signed with an electronic signature, 1 900 crowns,
2. the notification of change of business name or by secondary name or
firm as amended in a foreign language, 1 100 kronor, or,
If such notification is transmitted electronically and signed with
an electronic signature, 900 crowns,
3. upon notification pursuant to chapter 25. 8 of the Swedish companies act
(2005:551), Chapter 6. Savings Bank Act are amended 5 paragraph
(1987:619) or Chapter 9. paragraph 7 of the first paragraph, Act (1995:1570)
If the member banks to corporate, savings bank-or
General Meeting decided on liquidation, 800 crowns,
4. the notification referred to in chapter 25. paragraph 45
the companies Act, Chapter 6. the third paragraph of section 17 of the Savings Bank Act are amended
or Chapter 9. the third paragraph of section 18 of the Act if the member banks, 480
Crowns,
5. the notice of merger pursuant to Chapter 23. 25 or 48 §
Companies Act, or Chapter 7. first subparagraph of paragraph 7
Savings Bank Act are amended or sharing as 24 Cape. section 27
Companies Act, $100, and
6. for other notification to bank registry, 900 kronor, or,
If such notification is transmitted electronically and signed with
an electronic signature, 700 kronor. Regulation (2009:717).
section 30 where a notification in accordance with section 29 while covering
registration or amendment of registration of more than one
firm, secondary name or company name as amended in foreign languages,
should a fee in accordance with the second subparagraph 2 is payable for each such
firm.
If requested a registration shall be made on any other
language than Swedish, a fee of 500 dollars for each
such language is paid.
Fee shall not be paid for the registration of
1. the amended postal address,
2. a private exit from the mission as an auditor, Deputy auditor,
lay auditor or substitute for the lay auditor,
3. decision on profit distribution in accordance with chapter 18. 10 §
Swedish companies Act (2005:551),
4. conditions that a liquidator shall give notice, unless otherwise
to the provisions of section 29, second paragraph 4,
5. a notice from the Court or the FSA,
or
6. a notification of the competent foreign authority in accordance with
Chapter 23. 47 of the Swedish companies act.
Fee should not be paid for registration under Chapter 7.
the third subparagraph of paragraph 7, Chapter 8. section 8 and 11. paragraph 5 of the Savings Bank Act are amended
(1987:619), as well as 10 Cape. paragraph 5, fourth subparagraph, and chapter 13. paragraph 5 of the
Act (1995:1570) where the member banks.
Fee must be paid when the notice of registration is submitted.
The fee will not be refunded if any proceedings has
started. Regulation (2009:717).
section 31 Of the processing and examination of the application in accordance with
Swedish companies Act (2005:551), the fees payable with the following
amount:
1. Chapter 25 of the. section 11, 475 kronor, and
2. the permit referred to in Chapter 28. § 5 not to communicate the
Bank in business on their websites, 1 500 SEK.
Fee must be paid when the application is filed. The appeal fee shall be refunded
not if the processing of an application is started.
Regulation (2007:1468).
section 32 For handling cases of liquidation under Chapter 6.
section 2 of the Savings Bank Act are amended (1987:619) and Chapter 9. section 4 of the Act (1995:1570)
If the member banks will be paid a fee of SEK 475.
For handling cases of liquidation under Chapter 10. 31 §
Act (2004:297) on banking and finance law, a
fee of 500 kroons shall be paid.
Fee must be paid when the application is filed. It is not paid
back on the processing of the application has begun.
Regulation (2011:988).
33 § SCRO may provide for fees
1. for such disclosure of information and documents that are happening
in electronic form, and
2. to provide a certificate of merger pursuant to Chapter 23.
46 of the Swedish companies Act (2005:551) in languages other than Swedish.
Regulation (2009:717).
Chapter 5. Appropriations
1 repealed by Regulation (2005:566).
2 §/expires U: 2016-02-01/
The financial supervision authority may provide for
1. the contents of such a plan as described in Chapter 2.
section 2,
2. what information a credit institution must provide to their
customers or to those who Institute offers its
services,
3. the requirements for participation in the
the management of a credit institution as referred to in Chapter 3. paragraph 2 of the first
paragraph 4 and 5 to chapter 14. 2, paragraph 1,
4. which records may be included in the initial capital under 3
Cape. 5-7 of the Act (2004:297) on banking and
financing business,
5. what a credit institution should take to
meet the requirements for solvency and liquidity, risk management,
transmitted light, systems for handling data on depositors
and their deposits, soundness as well as guidelines and
instructions referred to in Chapter 6. 1-5 of the law on banking and
financing business,
6. the credit institution's diversity policy when filling
Board of Directors as well as resources for the introduction and training of
Board members,
7. enforcement of control, security, privacy and
training requirements, and whether the contractor's accounting when
service is provided by someone other than the credit institution
According to Chapter 6. section 7 of the law of banking and finance law,
8. recognition under Chapter 7. section 8 of the law on banking and
financing business to the inspection of such property as
acquired to secure the claim,
9. the information to be entered on the list under 8
Cape. section 6 of the law of banking and finance law if the agreement
reached both before then on 1 July 2004, with
persons or undertakings referred to in Chapter 8. paragraph 5 of the first and
second subparagraphs,
10. What are the restrictions that apply when a banking company
or a credit market company receives its own shares or
shares of its parent company as deposit according to 10. section 12 of the Act
of banking and finance law,
11. what information a credit institution or
foreign credit institutions which have established branch in Sweden
shall submit to the supervision authority for its regulatory activities,
12. to certain tasks in a credit institution or a
such foreign credit institutions which have established branch in
Sweden must submit to the supervision authority for its
supervisory activities in place must be submitted to the Statistical
the Central Bureau,
13. a bank Board assignments for an individual Member of the Board of Directors
or anyone else, either alone or in conjunction with any other
grant credit to certain employees and delegates under 3
Cape. the fourth subparagraph of paragraph 7 Savings Bank Act are amended (1987:619) or 6
Cape. the fourth paragraph of section 7 of the Act (1995:1570) where the member banks,
and
14. the information, beyond what is apparent from this
Regulation, an application, notification or notification under
law of banking and finance law should contain, as well as
the documents at the same time, shall be submitted to
The Swedish financial supervisory authority. Regulation (2014:995).
2 section/entry into force: 2016-02-01/
The financial supervision authority may provide for
1. the contents of such a plan as described in Chapter 2.
section 2,
2. what information a credit institution must provide to their
customers or to those who Institute offers its services,
3. the requirements for participation in the management of a
credit institutions within the meaning of Chapter 3. 2 paragraph 4 and 5 and
Chapter 14. 2, paragraph 1,
4. which records may be included in the initial capital under 3
Cape. 5-7 of the Act (2004:297) on banking and
financing business,
5. what a credit institution should take to
meet the requirements for solvency and liquidity, risk management,
transmitted light, systems for handling data on depositors
and their deposits, soundness as well as guidelines and
instructions referred to in Chapter 6. 1-5 of the law on banking and
financing business,
6. the credit institution's diversity policy when filling
Board of Directors as well as resources for the introduction and training of
Board members,
7. enforcement of control, security, privacy and
training requirements, and whether the contractor's accounting when
service is provided by someone other than the credit institution
According to Chapter 6. section 7 of the law of banking and finance law,
8. what a recovery plan according to 6 a kap. § 1 and a
corporate recovery plan according to 6 a kap. paragraph 2 of the law on banking
and finance law should contain, when plans must
prepared and how often they should be updated,
9. the decision of the Board of Directors of the sponsoring company
pursuant to Chapter 6 (b). section 8 of the law on banking and
financing business;
10. publication of information under Chapter 6 (b). section 16 of the
law of banking and finance law,
11. recognition under Chapter 7. section 8 of the law on banking and
financing business to the inspection of such property as
acquired to secure the claim,
12. the information to be entered in the list provided for in
Chapter 8. section 6 of the law of banking and finance law if they
agreement reached, well before 1 July 2004 which is then,
with the persons or undertakings referred to in Chapter 8. paragraph 5 of the first and
second subparagraphs,
13. What are the restrictions that apply when a banking company
or a credit market company receives its own shares or
shares of its parent company as deposit according to 10. section 12 of the Act
of banking and finance law,
14. the credit institution shall establish registers referred to
in chapter 13. 8 a of the law on banking and finance law, what
such records shall contain and when credit institutions shall submit
Register for different types of agreements.
15. what information a credit institution or
foreign credit institutions which have established branch in Sweden
shall submit to the supervision authority for its regulatory activities,
16. some information a credit or
such foreign credit institutions which have established branch in
Sweden must submit to the supervision authority for its
supervisory activities in place must be submitted to the Statistical
the Central Bureau,
17. a bank Board assignments for an individual Member of the Board of Directors
or anyone else, either alone or in conjunction with any other
grant credit to certain employees and delegates under 3
Cape. the fourth subparagraph of paragraph 7 Savings Bank Act are amended (1987:619) or 6
Cape. the fourth paragraph of section 7 of the Act (1995:1570) where the member banks,
and
18. what information, beyond what is apparent from this
Regulation, an application, notification or notification under
law of banking and finance law should contain, as well as
the documents at the same time, shall be submitted to
The Swedish financial supervisory authority. Regulation (2015:1036).
2 a § Before the FSA announces regulations pursuant to
by 2 § 12, the Inspectorate give the Riksbank and Statistical
Central Office heard. Regulation (2014:995).
section 3 of the companies registration office may provide for
1. electronic transfer to the companies registration office a notification of
registration or application which shall be dealt with by
The companies registration office,
2. the requirements of the electronic signature
According to Chapter 3. 2 a §,
3. electronic transfer to the companies Registration Office of documents
shall be submitted together with a notification or an application
prepared electronically,
4. certification of an electronic copy is consistent with the
the original,
5. which electronic signatures may be used when a
document shall be submitted as an electronic original, and
6. how a declaration of honour under this
Regulation may be signed with an electronic signature.
Regulation (2007:1468).
Transitional provisions
2004:329
1. This Regulation shall enter into force on 1 July 2004.
2. The regulation repeals
a) Banking Ordinance (1987:647), and
(b)) Regulation (1993:1586) of financing activities.
3. in the case of notifications or applications submitted to the
The Swedish financial supervisory authority before 1 July 2004, the older
rules are applied.
2005:566
1. This Regulation shall enter into force on 1 January 2006.
2. Older provisions apply in the case of
(a)) registration of the limited company established before 1
January 2006,
b) registration of decisions made before 1 January
in 2006, as well as
c) notifications and applications that have been received by the
The Swedish companies registration office before 1 January 2006.
2008:23
This Regulation shall enter into force on 15 February 2008. Older
rules apply, however, in the case of mergers, where the merger agreement
established before the entry into force.
2008:609
1. This Regulation shall enter into force on 1 november 2008.
2. the Declaration referred to in paragraph 2, § 5, Chapter 3. 20 § 3 and
section 23 shall be deemed to include a statement that the merger
each conversion are not prohibited under
Competition Act (1993:20) or that the examination of the merger
each conversion is in progress under the Act.
2009:717
1. this Regulation shall enter into force on 15 July 2009.
2. Older provisions apply in the case of mergers, where
merger or merger agreement is established before
the entry into force. Older rules also apply in the case of
the European cooperative movement of the seat where the general meeting
decision on transfer is made before the entry into force.
