/Rubriken expires U: 2016-02-01/disclosure of shareholdings, etc.
/Rubriken entry into force: 2016-02-01/Information which the financial supervision authority shall publish
section 1 When the financial supervision authority shall publish the information
According to Chapter 4. section 11 of the Act (1991:980) financial instruments trading
instruments, inspection, provide this information to any
else for publication. The information shall be published
in such a way that it can get good distribution among
the general public in Sweden and other countries of the European
economic area so at the same time as possible.
When the FSA provide such information for
publication, shall
1. the fact that there is such information as
the inspection shall disclose in accordance with that provision,
2. indicate which limited companies the information relates and which
date and time that the FSA information provided for
publication,
3. the information to be drawn up that unedited and complete
text,
4. the information provided in such a way that the information is not
corruption or unauthorized access to information,
and
5. demonstrate that the information comes from the Swedish financial supervisory authority.
If an error occurs or an interruption in the course of that
the information will be submitted for publication, this should be addressed
as soon as possible.
section 2 of the Information referred to in paragraph 1 shall be published on the
Swedish, Danish, Norwegian, or in a language that is widely used
on the international financial markets.
If the shares are admitted to trading on a regulated market in a
or more other States in the European economic
area, the information shall be published in any
of the languages referred to in the first subparagraph and accepted by the
competent authorities of the States in which the shares are listed
to trading.
3 § U/expires: 2016-02-01-financial supervisory authority shall publish on its website a
list of what's under 6 are referred to with
trading days. Regulation (2012:379).
section 3 entry into force/in: 2016-02-01-financial supervisory authority shall publish on its website 1. a list of what's under 6 are provided with trading days, and
2. the decision to be published in accordance with article 29 of Directive 2004/109/EC of 15 december 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC, in wording pursuant to European Parliament and Council Directive 2013/50/EU.
Regulation (2015:962).
Appropriations
Appropriations under the Act (1991:980) financial instruments trading
instruments
4 §/expires U: 2016-02-01-when it comes to the Act (1991:980) financial instruments trading
instruments, the Swedish financial supervisory authority (finansinspektionen) provide for
1. the prospectus shall be drawn up in a language other than Swedish
According to Chapter 2. paragraph 21,
2. terms of agreement about acts of financial instruments
that belongs to someone else according to Chapter 3. paragraphs 1 and 3,
3. the language in which the information referred to in Chapter 4. 1 §
the third subparagraph of paragraph 9 or section 18 shall
be published,
4. What are the financial instruments referred to in Chapter 4. paragraph 2 of the first
paragraph 2,
5. What are the functions of a notification under Chapter 4. section 3 or section 9 other
subparagraph shall contain, in the language in which the notification is to be established
and the conditions for such a notification shall be provided
electronically to the financial supervisory authority,
6. What is meant by trading days in Chapter 4. 9-11 sections,
7. how the information referred to in Chapter 4. § 9, first subparagraph, or
section 18 shall be published,
8. the longest time that shares may be held for that exception,
get done according to Chapter 4. 12 § 1,
9. the information provided by market makers who are not
securities companies which have availed themselves of the exception provided for in Chapter 4.
section 14 of the first paragraph shall submit to the financial supervision authority,
10. What is required for exemption from the aggregation of
the parent and subsidiary holdings should be made according to Chapter 4. 16
and 17 sections,
11. the publication and notification pursuant to Chapter 4. § 19 of the acquisition
or transfer of own shares,
12. that such notifications according to Chapter 4. § 19 is made to
The Swedish financial supervisory authority instead to be made to the stock exchange that operates
the regulated market where the shares are admitted to trading,
13. what information must be submitted to the financial supervision authority pursuant to the
Chapter 4. paragraph 21,
14. conditions for such requirements in a foreign
Regulation referred to in Chapter 4. 23 and 24 sections shall be considered equivalent to
those who follow the directive of the European Parliament and
2004/109/EC of 15 december 2004 on the harmonisation of
transparency requirements in relation to information about issuers whose
securities are admitted to trading on a regulated market and
amending Directive 2001/34/EC,
15. investment recommendations under 5 (a). 1 and 2 sections,
and
16. how the obligation to provide data to
The financial supervisory authority in accordance with Chapter 6. 1 a of to be performed.
Regulation (2012:379).
4 section/entry into force: 2016-02-01-when it comes to the Act (1991:980) on trading in financial instruments, financial supervisory authority provide for 1. When the prospectus shall be drawn up in a language other than Swedish as per Chapter 2. paragraph 21, 2. conditions of contract for acts of financial instruments belonging to someone else according to Chapter 3. 1 and 3, § 3. the language in which the information referred to in Chapter 4. Article 1, third paragraph, first paragraph, section 9 or section 18 shall be published, 4. What financial instruments referred to in Chapter 4. 2 paragraph 2 and 3, 5. What are the functions of a notification under Chapter 4. section 3 or section 9, second subparagraph, shall contain, in the language in which the notification is to be established and the conditions for such a notification shall be submitted electronically to the financial supervision authority, 6. What is meant by trading days in Chapter 4. paragraphs 9-11, 7. how the information referred to in Chapter 4. first paragraph of section 9 or section 18 shall be published, 8. the longest time that shares may be held for that exception should be made according to Chapter 4. 12 § 1, 9. the information provided by market makers that are not securities and which has made use of the derogation provided for in Chapter 4. section 14 of the first paragraph shall submit to the financial supervision authority, 10. What is required for exemption from the aggregation of the parent and subsidiary holdings should be made according to Chapter 4.
sections 16 and 17, 11. publication and notification pursuant to Chapter 4. § 19 of the acquisition or transfer of shares, 12. that such notifications according to Chapter 4. § 19 is made to the Swedish financial supervisory authority instead to be made to the stock exchange that operates the regulated market where the shares are admitted to trading, 13. how information is to be submitted to the financial supervision authority pursuant to Chapter 4. paragraph 21, 14. the conditions for such requirements in a foreign regulation as referred to in Chapter 4. 23 and 24 sections shall be considered equivalent to those resulting from European Parliament and Council Directive 2004/109/EC, in wording pursuant to European Parliament and Council Directive 2013/50/EU, 15. investment recommendations under 5 (a). paragraphs 1 and 2, and 16. how the obligation to provide information to the financial supervision authority pursuant to Chapter 6. 1 a of to be performed.
Regulation (2015:962).
Appropriations under the Act (2006:451) if public
takeover bids on the stock market
paragraph 5 of the financial supervision authority may provide that matters
as described in Chapter 2. paragraph 3 of the second paragraph, Chapter 3. section 4 and Chapter 7. 4
and 5 of the Act (2006:451) concerning takeover bids on
the stock market may be decided by a body with representative
business representatives. Regulation (2007:591).
paragraph 6 of the financial supervision authority shall notify the
announcement of a decision under Chapter 7. section 9 of the Act (2006:451) if
public takeover offers on the stock market.
Regulation (2007:591).
repealed by regulation 7 (2007:591).
section 8 redesignation section 5 by Regulation (2007:591).
§ 9/new designation section 6 through regulation (2007:591).
Transitional provisions
2007:375
This Regulation shall enter into force on 1 July 2007. By
the regulation repeals Regulation (1991:1007) on trade and
services on the securities market.