Regulation (2013:587) On Alternative Investment Fund Managers

Original Language Title: Förordning (2013:587) om förvaltare av alternativa investeringsfonder

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Read the untranslated law here: http://rkrattsbaser.gov.se/sfst?bet=2013:587

section 1 of this Regulation shall apply for the purposes of the law

(2013:561) on alternative investment fund managers.



Terms and expressions used in the regulation has the same

meaning and scope of the law on

alternative investment funds.



section 2 of the financial supervision authority shall inform the once each quarter

The European Securities and markets authority of all

authorisations granted in accordance with Chapter 3. section 1 of the Act (2013:561) if

managers of alternative investment funds, and if all

permit withdrawn pursuant to chapter 14. 1 or paragraph 4 of the same

team.



§ 3 If the financial supervision authority pursuant to chapter 14. section 3 of the Act

(2013:561) on alternative investment fund managers

Decides that a Board member or the Managing Director

may no longer be there, should the inspection as soon as possible, inform:

The Swedish companies Registration Office of the decision. The same applies if the inspection

appoints a replacement for a member of the Board of directors or

Executive Director.



paragraph 4 of the financial supervision authority may, in the case of the law (2013:561) if

managers of alternative investment funds announce

rules on what information or documents to be included

in



1. an application for registration pursuant to Chapter 2. section 3,



2. a notification under Chapter 2. paragraph 4,



3. an application for a permit pursuant to Chapter 3. section 2,



4. an application for authorization to administer an alternative

Investment Fund under Chapter 3. section 1, Chapter 5. 2 section and Chapter 6.

section 7,



5. an application for a permit to marketing pursuant to Chapter 4.

2-5 and 8 sections and Chapter 5. 5 to 7 and 10 to 12 sections,



6. a notice of material change according to Chapter 3. section 10, Chapter 4.

section 11, Chapter 5. section 9, and Chapter 6. sections 6 and 7, as well as



7. a scheme of operations in accordance with Chapter 3. section 5, Chapter 4. § 9 and

Chapter 6. paragraphs 1 and 3.



paragraph 5 of the financial supervision authority may, in the case of the law (2013:561) if

managers of alternative investment funds announce

regulations on



1. what actions an aifm should take to

meet the requirements of Chapter 3. section 2 of the third paragraph,



2. an aifm shall observe to meet

the obligations set out in Chapter 4. 2 paragraph 4 and paragraph 3 of the other

paragraph and Chapter 5. paragraph 5 of the third subparagraph,



3. the records may be included in the initial capital and

own funds according to Chapter 7. 1 to 4 sections,



4. what information should be included in a notification under 8

Cape. section 14 and in an application for authorisation in accordance with Chapter 8. section 16 of the

and what information and documents at the same time

must be submitted to the financial supervision authority,



5. an aifm replacement system and what the nominee

must comply with in order to comply with the terms and conditions in accordance with Chapter 8. section 22,



6. what information should be included in a prospectus

under 10 Cape. § 1 and 12. section 7,



7. what information to include in a fact sheet under 10

Cape. section 2 and 12. section 8,



8. provision of information booklets and fact sheets

under 10 Cape. section 3,



9. the information to be included in notifications under 11

Cape. 4, 5 and 7 sections as well as the information and

documents at the same time, must be submitted to the financial supervision authority,



10. what the aifm shall observe to meet

the provisions of Chapter 12. section 3,



11. the content of the annual and half-yearly reports under

12 Cape. section 10,



12. criteria for financial assets the funds in a

Special Fund may be placed in, what techniques and instruments

Aifm may employ as well as the conditions and limits for such

use, the risk management system as a

Aifm managing special funds shall have and

estimation of exposures in accordance with Chapter 12. section 13,



13. the manner in which notice must be given, what errors and

failures to be reported to the financial supervisory authority and the

the conditions for transfer of financial instruments and

management under Chapter 12. section 14,



14. how the calculation and accounting of a specialfonds risk level

should be carried out in accordance with Chapter 12. section 15,



15. the information to be provided to shareholders, how

It will be designed, how it is to be provided and

What should be accompanied by the information referred to in Chapter 12. section 16,



16. What is the management of special funds should be taken

to comply with the obligations laid down in Chapter 12. § 19,



17. what information an aifm shall submit to

The Swedish financial supervisory authority under Chapter 13. section 6,



18. to certain tasks under Chapter 13. section 6, first paragraph

must be submitted to the financial supervision authority shall be submitted to

The central statistical office, and



19. on the language in which the documents referred to in the Act,

be established. Regulation (2014:506).



6 § Before the FSA announces regulations pursuant to

by paragraph 5 of the 18, the Inspectorate give the Riksbank and Statistical

Central Office heard. Regulation (2014:506).