Law (2014:484) On A Database For The Monitoring And Supervision Of The Financial Markets

Original Language Title: Lag (2014:484) om en databas för övervakning av och tillsyn över finansmarknaderna

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Read the untranslated law here: http://rkrattsbaser.gov.se/sfst?bet=2014:484

Introductory provision



section 1 of the Riksbank and finansinspektionen's monitoring

supervision of financial markets, it should in Statistical

Central Office be a special collection of information through

automated processing is used for the purposes specified in

2 § (database for monitoring and supervision of

financial markets).



Purpose



section 2 of the data may be processed in the database for the compilation

and analysis of information needed in



1. The Riksbank's activities to promote a safe and

efficient payment system,



2. the activities of the financial supervision authority for the supervision of

financial markets and business, as well as



3. the Riksbank's, financial supervision and Statistical

Central to the Agency's activities for the production of statistics.



Database content



3 §/expires U: 2016-01-01-in the database, such information will be treated as having

gathered pursuant to



1. Chapter 6. the first and second paragraphs of section 9 of the Act (1988:1385)

Sveriges riksbank,



2.10 Cape. 2(1) of the Act (2004:46) about

mutual funds,



3. Chapter 13. section 3 of the Act (2004:297) on banking and

financing business,



4. Chapter 7. paragraph 4(1) Act (2005:405) if

insurance mediation;



5. Chapter 5. 10 and 11 of the Act (2006:531) on special supervision

of financial conglomerates,



6. Chapter 23. 2(1) of the Act (2007:528)

the securities market,



7. Chapter 8. section 2 of the Act (2010:751) on payment services,



8. Chapter 14. paragraph 5 of the insurance business Act (2010:2043)



9. Chapter 5. section 2 of the Act (2011:755) on electronic money,



10. Chapter 13. first subparagraph of paragraph 6 of the Act (2013:561) on

of alternative investment funds,



11. Chapter 6. section 1 of the Act (2014:968) if special supervision of

credit institutions and securities companies, and



12. Articles 99 to 101, 394, 415, 416, 430 and 451 in

European Parliament and Council Regulation (EC) no 575/2013 of

on 26 June 2013 on prudential requirements for credit institutions and

investment firms and amending Regulation (EC) no

648/2012. Law (2014:992).



3 section/entry into force: 01/01/2016 in the database, such data collected with the aid of 1. Chapter 6. the first and second paragraphs of section 9 of the Act (1988:1385) om Sveriges riksbank, 2. 10 Cape. 2(1) of the Act (2004:46) about mutual funds, 3. Chapter 13. section 3 of the Act (2004:297) on banking and finance law, 4. Chapter 7. paragraph 4(1) Act (2005:405) on insurance mediation, 5. Chapter 5. 10 and 11 of the Act (2006:531) on special supervision of financial conglomerates, 6. Chapter 23. 2(1) of the Act (2007:528) securities market, 7. Chapter 8. section 2 of the Act (2010:751) on payment services,



8. Chapter 17. paragraph 5 of the insurance business Act (2010:2043)



9. Chapter 5. section 2 of the Act (2011:755) on electronic money, 10. Chapter 13. first subparagraph of paragraph 6 of the Act (2013:561) on alternative investment fund managers, 11. Chapter 6. section 1 of the Act (2014:968) if special supervision of credit institutions and securities companies, and 12. Articles 99 to 101, 394, 415, 416, 430 and 451 in European Parliament and Council Regulation (EC) no 575/2013 of 26 June 2013 on prudential requirements for credit institutions and investment firms amending Regulation (EU) No 648/2012. Law (2015:701).



3 section/entry into force: 03/01/2016

In the database, such data collected with the support of



1. Chapter 6. the first and second paragraphs of section 9 of the Act (1988:1385) om Sveriges riksbank,



2. Chapter 9. section 3(1) law (1998:1479) on central securities depositories and the accounting of financial instruments,



3.10. 2(1) of the Act (2004:46) about mutual funds,



4. Chapter 13. section 3 of the Act (2004:297) on banking and finance law,



5. Chapter 7. paragraph 4(1) Act (2005:405) on insurance mediation,



6. Chapter 5. 10 and 11 of the Act (2006:531) on special supervision of financial conglomerates,



7. Chapter 23. 2(1) of the Act (2007:528) on the securities market,



8. Chapter 8. section 2 of the Act (2010:751) on payment services,



9. Chapter 17. paragraph 5 of the insurance business Act (2010:2043)



10. Chapter 5. section 2 of the Act (2011:755) on electronic money,



11. Chapter 13. first subparagraph of paragraph 6 of the Act (2013:561) on alternative investment funds,



12. Chapter 6. section 1 of the Act (2014:968) if special supervision of credit institutions and securities companies, and



13. Articles 99 to 101, 394, 415, 416, 430 and 451 in European Parliament and Council Regulation (EC) no 575/2013 of 26 June 2013 on prudential requirements for credit institutions and investment firms amending Regulation (EU) No 648/2012. Law (2016:65).



section 4 of the data referred to in paragraph 3 of the 1-11 may be processed in the database

only if they have been collected with the support of detailed rules relating to the

periodic reporting.



section 5 Personal data may not be processed in the database. With

personal information means the same as in the personal data Act

(1998:204).



Direct access



section 6 of the Riksbank shall have direct access to the data in

the database of the Bank's activities in order to promote a safe and

efficient payment system as well as in the Bank's activities for

production of statistics.



section 7 of the financial supervision authority shall have direct access to the data

in the database in supervising inspection activities

financial markets and businesses, as well as in the supervisory authority's

activities for the production of statistics.



Costs



§ 8 the Riksbank shall respond to the part of Statistical

central agency costs arising from that data

referred to in section 3, paragraph 1 shall be submitted to the central statistical office instead

for to the Riksbank.



Transitional provisions



2015:701



1. this law shall enter into force on the 1 January 2016.



2. The older the provision applies to insurance undertakings which at the entry into force of the law will continue to carry out activities relating to occupational pension insurance policies according to point 2 of the transitional provisions to the Act (2015:700) on the amendment of the insurance business Act (2010:2043).