Key Benefits:
MOTION FOR RESOLUTION No. 27 /X
The Convention on the Protection of the Underwater Cultural Heritage has been approved in the
XXXI Session of the General Conference of UNESCO, on November 2, 2001.
The Convention translates the codification effort of the consuetudinary law concerning the
underwater cultural heritage, not leaving to acaucise the international community
against phenomena that, in the present and in the near past have compromised
seriously the set of goods that international law protects, such as the
commercial exploitation, the side effects of other leverages of the funds
marine, technological innovations in identification and access to the finds.
Thus:
Under the terms of the paragraph d) of Article 197 (1) of the Constitution, the Government presents to the
Assembly of the Republic the following motion for a resolution:
Article 1.
It is approved, for ratification, the Convention on the Protection of Cultural Heritage
Underwater approved in the XXXI Session of the General Conference of UNESCO that had
place in Paris on November 2, 2001, the text of which, in authenticated version in English
and their respective translation in Portuguese language, is published in annex.
Article 2.
At the time of the deposit of the instrument of ratification, Portugal shall declare that, by
Article 9 (2) of the Convention on the Protection of Cultural Heritage
Underwater, the manner in which the information provided for in point (s) will be transmitted b)
of paragraph 1 of the same article is the stipulation in its sub-paragraph ii) .
Seen and approved in Council of Ministers of November 17, 2005
The Prime Minister
The Minister of the Presidency
The Minister of Parliamentary Affairs
CONVENTION
ABOUT THE PROTECTION OF THE
UNDERWATER CULTURAL HERITAGE
UNESCO
Paris, November 2, 2001
The General Conference of the United Nations Educational, Scientific and Educational Organization
Culture, reunited in Paris from October 15 to November 3, 2001, at its thirtieth
first session,
Recognizing the importance of underwater cultural heritage while part
integral to the cultural heritage of mankind and particularly important element
in the history of peoples, nations and their mutual relations in what concerne to their
common heritage,
Aware of the importance of protecting and preserving underwater cultural heritage and that
such responsibility falls on all states,
Finding the growing interest and appreciation of the public for cultural heritage
underwater,
Convict of the importance of which research, information and education are taken for
the protection and preservation of underwater cultural heritage,
Convict of the right of the public to benefit from the educational and recreational advantages
arising from responsible and non-intrusive access to cultural heritage
underwater in situ and of the importance of public education for a greater
awareness, valorisation and protection of that heritage,
Consent that unauthorized interventions pose a threat to the
underwater cultural patrons and that it is necessary to take more stringent measures for
prevent such interventions,
Consent of the need to respond appropriately to the eventual negative impact
that certain legitimate activities cause, fortuitously, about cultural heritage
underwater,
Deeply concerned with the growing commercial exploitation of heritage
underwater cultural and, in particular, with certain activities that aim for the sale,
acquisition and exchange of elements of underwater cultural heritage,
Aware that technological advances facilitate the discovery of cultural heritage
underwater and the respective access,
Convinced that cooperation between states, international organizations, institutions
scientific, professional organizations, archaeologists, divers, other parties
interested and the public at large, is essential for the protection of cultural heritage
underwater,
Considering that prospecting, excavation and the protection of cultural heritage
underwater requires the provision of and recourse to specific scientific methods,
as well as the use of appropriate techniques and equipment and a high degree of
professional specialization, making it necessary to apply uniform criteria,
Consent of the need to codify and progressively develop relative rules
to the protection and preservation of underwater cultural heritage, in accordance with the
law and international practice, notably the UNESCO Convention on the
Measures to Adopt to Proinhibit and Imask Import, Export and Transfer
Unlawful of the Property of Cultural Goan, signed on November 14, 1970, the
UNESCO Convention on the Protection of World Heritage, Cultural and
Natural, signed on November 16, 1972 and the United Nations Convention on the
Law of the Sea, signed on December 10, 1982,
Committed in improving the effectiveness of measures of international, regional and
national with a view to preservation in situ of elements of cultural heritage
underwater or its caregiver recovery, if this is shown to be necessary, for purposes
scientific or protective,
Having decided , in its twentieth ninth session, that such a matter should be the subject of
an international convention,
Adopts the present Convention on this second day of November 2001.
Article 1º-Definitions
For the purposes of this Convention:
1. a) "Underwater cultural heritage" means all traces of the existence of the
man of cultural, historical or archaeological character, who find themselves partial or
totally, periodic or continuously, submerged there are at least 100 years,
particularly:
(i) Sites, structures, buildings, artefacts and human remains, as well as the
respective natural archaeological context;
(ii) Ships, aircraft and other vehicles, or part of them, the respective load or
other content, as well as the respective archaeological and natural context; and
(iii) Artefacts of prehistoric character.
b) The pipelines and cables placed on the sea bed will not be considered part
member of underwater cultural heritage.
c) The different installations of oil pipelines or cables placed on the sea bed and
still in use, will not be considered an integral part of cultural heritage
underwater.
2.a) "States Parties " means the states that have consented to stay obliged
by this Convention and in respect of which the present Convention is in
vigour.
b) This Convention applies mutatis mutandis to the territories
mentioned in paragraph 2 (b) of Article 26º that become Parties to the present
Convention in accordance with the requirements set out in that number which are
applicable; to that extent, the expression "States Parties" is extendable to such territories.
3. "UNESCO" means the United Nations Educational, Scientific and
the Culture.
4. "Director-General" means the Director-General of UNESCO.
5. "Area" means the sea bed, the marine funds and its subsoil beyond the limits
of the national jurisdiction.
6. "Intervention on underwater cultural heritage" means an activity
mainly directed towards underwater cultural heritage and which can,
directly or indirectly, materially impair or otherwise damage the
underwater cultural heritage.
7. "Intervention with potential incidence on underwater cultural heritage"
means any activity which, by not having the underwater cultural heritage as
your main or partial objective, could materially impair or damage from
other mode the underwater cultural heritage.
8. "Ships and State aircraft" means the ships of war and other ships or
aircraft belonging to a State or by it operated and used, at the time of its
sinking, exclusively for non-commercial public purposes, which if they find themselves
properly identified as such and are included in the definition of heritage
underwater cultural.
9. "Rules" means the Rules relating to interventions on cultural heritage
underwater, as set out in Article 33º of this Convention.
Article 2º-Objectives and general principles
1. This Convention aims to ensure and strengthen the protection of cultural heritage
underwater.
2. States Parties shall cooperate with each other in regard to the protection of heritage
underwater cultural.
3. States Parties shall preserve underwater cultural heritage for the benefit of the
humanity, in accordance with the provisions of this Convention.
4. The States Parties shall adopt, individually or, where appropriate, jointly,
all appropriate measures, in accordance with this Convention and with the
international law, necessary to protect underwater cultural heritage
using , to that effect , the most appropriate means available to them and to be
in accordance with their capacities.
5. The preservation in situ of cultural heritage will be considered a priority option before
of being authorised or initiated any intervention on heritage.
6. The elements of the recovered subquatic cultural heritage will be deposited,
conserved and managed in such a way as to ensure its long-term preservation.
7. Underwater cultural heritage will not be the subject of commercial exploitation.
8. In accordance with the practice of States and international law, including the Convention
of the United Nations on the Law of the Sea, nothing in this Convention will be
interpreted as modifying the rules of international law and the practice of the
States concerning the immunities or any rights of a State on your own
ships and aircraft.
9. States Parties ensure that all human remains submerged in waters
maritime will be treated with due respect.
10. The responsible and non-intrusive access of the public to the underwater cultural heritage
in situ for purposes of observation and documentation should be encouraged, so as to
promote both public awareness of that heritage, and valorisation and
the protection of this, except if such access is shown to be incompatible with the protection and the
management of said heritage.
11. No activity or act carried out on the basis of this Convention shall constitute
foundation to make it worth, sustain or contest any pretension of sovereignty
or national jurisdiction.
Article 3º-Relation between this Convention and the
United Nations Convention on the Law of the Sea
Nothing in this Convention shall affect the rights, jurisdiction and duties of States
arising from international law, including the United Nations Convention on the
Right of the Sea. This Convention shall be interpreted and applied in the context and in
compliance with international law, including the United Nations Convention
about the Law of the Sea.
Article 4º-Relation to the laws of the salvages and the finds
No activity regarding the underwater cultural heritage to which the
this Convention will be submitted to laws in respect of salvaged or achived, the
less than:
a) Be authorized by the competent authorities,
b) Be in full compliance with this Convention, and
c) Garanta the maximum protection of underwater cultural heritage during
any recovery operation.
Article 5º-Activities with potential incidence on cultural heritage
underwater
Each State Party shall use the most appropriate means available to it to prevent or
mitigate any adverse effect that may result from activities brought to effect under the
its jurisdiction likely to affect, in a fortuitous manner, the cultural heritage
underwater.
Article 6º-bilaterial and regional agreements or other multilateral agreements
1. States Parties are encouraged to conclude bilateral and regional agreements, or others
multilateral agreements, or to deepen the existing agreements for the purposes of
preservation of underwater cultural heritage. All these agreements should be
in full compliance with this Convention, not by withdrawing the character
universal. States may, within the framework of such agreements, adopt rules and
regulations that guarantee better protection of the underwater cultural heritage of the
that those provided for in this Convention.
2. The Parties to the said bilateral, regional or other multilateral agreements
may invite States with legitimate interest, especially of a nature
cultural, historical or archaeological, in the underwater cultural heritage in question a
adhere to such agreements.
3. This Convention does not change the rights and obligations of States Parties
on the protection of sunken ships, arising from bilateral agreements,
regional or other multilateral agreements concluded prior to the adoption of the present
Convention, if it shows itself in accordance with the objectives of this Convention.
Article 7º-Underwater Cultural Heritage in inland and archipelagic waters and
in the territorial sea
1. In the exercise of its sovereignty, States Parties shall enjoy the exclusive right of
regulate and authorize interventions on the underwater cultural heritage in the
its inland and archipelagic waters and in its territorial sea.
2. Without prejudice to other international agreements and rules of international law
applicable to underwater cultural heritage, States Parties shall respect a
Application of the Rules in interventions on underwater cultural heritage that if
find in its inland and archipelagic waters and in its territorial sea.
3. In the exercise of its sovereignty and in accordance with the general practice observed between
States, the States Parties, with a view to cooperating towards the adoption of the
better methods of protection of ships and state aircraft, should
inform the flag State Party Part in this Convention and, being the case, the
other states with legitimate interest, especially of a cultural, historical nature
or archaeological, if the discovery of such vessels or areonbirds in its waters occurs
archipelagic or in its territorial sea.
Article 8º-Underwater cultural heritage in the contiguous area
Without prejudice and in addition to Articles 9º and 10º, and in accordance with paragraph 2 of the
Article 303º of the United Nations Convention on the Law of the Sea, the States Parties
will be able regulate and authorize interventions on underwater cultural heritage
in its contiguous zone, as long as they make respect to the application of the Rules.
Article 9º-Declaration and notification in the exclusive economic zone and on the platform
continental
1. Compete to States Parties protect underwater cultural heritage in the area
exclusive economic and on the continental shelf, in accordance with the present
Convention.
Consequently:
a) Whenever a national or a ship flying its flag discovers or
intend to intervene on the underwater cultural heritage situated in its area
exclusive economic or on its continental shelf, the State Party shall
demand that the said national or the ship's commander declare him such a discovery
or intervention;
b) In the exclusive economic zone or on the continental shelf of another State Party:
(i) States Parties shall require that the national or the master of the ship
declare such discovery or intervention as well as that of that other State Party;
(ii) In the alternative, the State Party shall require the national or the commander of the
ship that such discovery or intervention will be declared to you and will ensure
quick and effective transmission of that statement to all other States
Parts.
2. When depositing the respective instruments of ratification, acceptance, approval or
accession, States Parties shall specify the manner in which they shall be transmitted the
information provided for in paragraph 1 (b) of this Article.
3. States Parties shall notify the Director-General of any finding or
intervention to be communicated to them under the provisions of paragraph 1 of the present
article.
4. The Director-General shall provide promptly to all States Parties any
information that is notified to you under the provisions of paragraph 3 of this Article.
5. Any State Party shall be able to declare to the State Party in whose economic zone
exclusive or continental shelf the underwater heritage is situated its
interest in being consulted on how to ensure the effective protection of that
underwater cultural heritage. Such statement should be on the basis of an interest
legitimate, especially of a cultural, historical or archaeological nature, in the
underwater cultural heritage in question.
Article 10º-Protection of underwater cultural heritage in the economic zone
exclusive and on the continental shelf
1. Any permission for an intervention on underwater cultural heritage
situated in the exclusive economic zone or on the continental shelf can only be
issued in accordance with this article.
2. Any State Party in whose exclusive economic zone or continental shelf
is situated the underwater cultural heritage has the right to interdictate or
authorize any intervention on the heritage in question in order to prevent
any interference in your sovereign rights or in your jurisdiction in
compliance with international law, including the United Nations Convention
about the Law of the Sea.
3. Whenever a discovery of underwater cultural heritage occurs or there is
intention to carry out an intervention on the underwater cultural heritage in the
exclusive economic zone or on the continental shelf of a State Party, that
State should:
a) Advise all other States Parties that have declared their interest in the
terms of Article 9º (5) on the best way to protect cultural heritage
underwater;
b) To coordinate such consultations in the quality of "coordinating state", unless
declare expressly does not wish to assume this function, in which case the States
Parties who have declared themselves interested n the terms of paragraph 5 of Article 9º
will designate a coordinating state.
4. Without prejudice to the duty of all States Parties to protect the heritage
underwater cultural by the adoption of all measures considered
opportune in accordance with international law that aim to obstate the
any immediate danger to the underwater cultural heritage, namely
pillaging, the coordinating state will be able to take all appropriate measures
and / or issue all necessary authorizations in accordance with the present
Convention, before even any consultation, if any, in order to obster
to any immediate danger to the underwater cultural heritage resulting from
human activities or other cause, namely pillaging. When the
adoption of such measures, the support of other States Parties may be requested.
5. The coordinating State:
a) shall implement the protective measures that have been agreed upon between the
States consulted, including the coordinating state, unless the states
queried , including the coordinating State, the acorders in which these measures
are implemented by another State Party;
b) You will issue all the permits that show necessary for the
measures agreed to in accordance with the Rules, save if the States
consulted, including the coordinating State, agree that such permits
are issued by another State Party;
c) You can conduct any preliminary research on cultural heritage
underwater and issue all authorizations which, in consequence, if show
required, promptly transmitting the results of such research to the Director-
General, which, in turn, will readily provide such information to others
States Parties.
6. When coordinating consultations, take action, conduct preliminary research and / or issue
authorizations in accordance with this article, the coordinating state will be acting on
name of States Parties as a whole and not in their own interest. None
of these actions may, in and of themselves, constitute grounds for the claim to
any preferential or jurisdictional rights not provided for in law
international, including the United Nations Convention on the Law of the Sea.
7. Subject to the provisions of the n. the
2 and 4 of this article, no intervention on
ships or aircraft of State shall be carried out without the agreement of the flag State or
the collaboration of the Coordinating State.
Article 11º-Declaration and Notification in the Area
1. States Parties have a responsibility to protect cultural heritage
underwater in the Area, in accordance with this Convention and Article 149º
of the United Nations Convention on the Law of the Sea. Consequently,
whenever a national or a ship flying the pavilion of a State Party
discover or intend to carry out an intervention on cultural heritage
underwater situated in the Area, that State Party shall require that its national or the
commander of the vessel declare him the discovery or the intended intervention.
2. States Parties shall notify the Director-General and the Secretary General of the Authority
International from the Marinhos Funds of the findings or interventions on the
underwater cultural heritage that have been declared to you.
3. The Director-General shall provide promptly to all States Parties any
information that is notified to you.
4. Any State Party shall be able to communicate to the Director General its interest in being
consulted on how to ensure the effective protection of cultural heritage
underwater. Such a statement should have on the grounds of a legitimate interest in the
underwater cultural heritage in question, deserving particular consideration of the
preferential rights of states of cultural, historical or archaeological origin.
Article 12º-Protection of underwater cultural heritage
1. Any permission for an intervention on underwater cultural heritage
situated in the Area can only be issued in accordance with this article.
2. The Director-General shall invite all States Parties which have expressed their
interest pursuant to Article 11º (4) to proceed to mutual consultations on the
better way to protect underwater cultural heritage and to designate a
State Party to coordinate such consultations in the quality of "coordinating state". The
Managing Director will also invite the International Fund Authority
Marine to participate in these consultations.
3. All States Parties shall be able to take the appropriate measures in place at
compliance with this Convention, if necessary prior to any consultation,
to prevent any immediate danger to underwater cultural heritage
arising from human activities or from any other cause, including pilings.
4. The coordinating State shall:
a) Implement protective measures that have been agreed upon by the States
consulted, including the coordinating state, except if the States consulted ,
including the coordinating State, agree that it should be another State Party
to implement such measures;
(b) to issue all the necessary authorisations in respect of the measures thus
agreed to in accordance with this Convention, save if the States
consulted, including the coordinating state, agree that it should be another
State Party to issue such authorizations.
5. The coordinating state will be able to carry out any preliminary research that understands
necessary on the underwater cultural heritage and issue the authorizations
competent, promptly transmitting the results to the Director-General, which by
your turn, you will provide this information to the remaining states.
6. When coordinating consultations, take action, proceed to preliminary research and / or
issue authorisations in accordance with this article, the coordinating State
will be acting for the benefit of humanity, on behalf of all States Parties. Will be
accorded special attention paid to the preferential rights of States of cultural origin,
historical or archaeological in respect of underwater cultural heritage in
question.
7. No State Party shall undertake or authorize interventions on ships or
aircraft of State in the Area without the consent of the flag State.
Article 13º-Immunities
The warships and other ships of state or military aircraft with immunity from
jurisdiction who operate with non-commercial purposes, in the normal course of their operations and
not being involved in interventions on underwater cultural heritage, not
will be required to declare findings of underwater cultural heritage on the terms
of Articles 9º, 10º, 11º and 12º of this Convention. However, the States Parties
will provide in the sense that their warships or other ships of state
or its military aircraft with immunity from jurisdiction operating with no means
commercials observe, as far as possible and reasonable, the provisions of Articles 9º, 10º,
11º and 12º of this Convention, through the adoption of appropriate measures that do not
to prejudice the operations or operational capability of such ships or aircraft.
Article 14º-Control of entry into the territory, trade and possession
The States Parties shall take measures to prevent entry to their respective
territories, trade and possession of exportation underwater cultural heritage
illicitly and / or recovered, whenever such recovery violates the provisions of the
this Convention.
Article 15º-Non-use of areas under the jurisdiction of States Parties
The States Parties shall take measures with a view to prohibiting the use of their territory,
including seaports and man-made islands, installations or structures under its
exclusive control or jurisdiction, for support of interventions on cultural heritage
underwater non-conforming to this Convention.
Article 16º-Measures relating to nationals and vessels
The States Parties shall take all appropriate measures to ensure that their
national and the vessels that fly its flag will not proceed any
interventions on underwater cultural heritage that are in breach of this Convention.
Article 17º-Santions
1. Each State Party shall impose sanctions for the violation of the measures per se taken with
a view to the implementation of this Convention.
2. The sanctions applied for any violation should be sufficiently severe by
how to ensure the observance of this Convention and to discourage the practice of
offences, wherever they occur, and should deprive the offenders of the product
of their illegal activities.
3. States Parties shall cooperate with each other in order to ensure the implementation of the sanctions
provided for in this Article.
Article 18º-Seizure and treatment of elements of cultural heritage
underwater
1. Each State Party shall take measures aimed at the seizure, in its territory, of
elements of the underwater cultural heritage that have been recovered with
violation of this Convention.
2. The State Party Party which has proceeded to the seizure of elements of the cultural heritage
underwater in application of this Convention, shall carry out the respective registration and
protection and will take all appropriate measures to ensure the stabilization of that
heritage.
3. Each State Party shall notify the Director-General and any other State with a
legitimate interest , especially of a cultural, historical or archaeological nature, in the
underwater cultural heritage in question, of any seizure of elements
of the underwater cultural heritage to which it has proceeded under the present
Convention.
4. The State Party which has proceeded to the seizure of elements of cultural heritage
archaeological will zelde for its provision for the benefit of the public, having in
consideration of preservation and research needs, the need for
reconstitute a scattered collection, the need for public access, of
exposure and education, as well as the interests of any state with an interest
legitimate, especially of a cultural, historical or archaeological nature, in the
underwater cultural heritage in question.
Article 19º-Cooperation and exchange of information
1. States Parties shall cooperate with each other and shall carry out mutual consultations with a view to the
protection and management of underwater cultural heritage in the terms of the present
Convention, including, if possible, the collaboration in the research, in the excavation, in the
documentation, preservation, study and valorisation of that heritage.
2. To the extent that the objectives of this Convention permit it, each State
Part shall exchange, with other States Parties, of the information available to
on the underwater cultural heritage, namely the one that relates to the
discovery and the location of heritage, with the excavation or recovery of
heritage in violation of this Convention or other provisions of law
international, with the appropriate methodology and scientific technology and with the
evolution of the right applicable to such heritage.
3. The information exchanged between the States Parties, or between UNESCO and the States
Parties, relating to the discovery or location of elements of cultural heritage
underwater should be kept confidential and reserved to competent entities
of the States Parties, in accordance with their respective internal rights, while
the disclosure of such information would make it dangerous or jeopardize the preservation of the
elements of the underwater cultural heritage in question.
4. Each State Party shall take all measures it considers timely, including, if
possible, the use of appropriate international databases, to disclose
information on the elements of underwater cultural heritage excavated or
recovered in violation of this Convention or international law.
Article 20º-Awareness of the public
Each State Party shall take all measures that it considers timely with a view to
sensitize the public to the value and significance of underwater cultural heritage and
for the importance of its protection under the terms of this Convention.
Article 21º-Training in underwater archaeology
The States Parties shall cooperate with each other in order to provide training in
underwater archaeology and in techniques for preservation of cultural heritage
underwater, and to proceed, on the agreed terms, to the transfer of technology
related to underwater cultural heritage.
Article 22º-competent services
1. With a view to ensuring the proper implementation of this Convention, the States
Parties will create competent services or strengthen existing ones, if any,
with the aim of creating, maintaining and updating an inventory of cultural heritage
underwater, effectively guarantee the protection, preservation, valorisation and
management of such heritage, as well as relevant scientific research and teaching.
2. States Parties shall communicate to the Director General the name and address of the services
competent in the field of underwater cultural heritage.
Article 23º-Conference of States Parties
1. The Director-General shall convene a Conference of States Parties within a term of a
year after the entry into force of this Convention and subsequently at least
once every two years. At the request of the majority of States Parties, the Director-
General will convene an Extraordinary Conference of States Parties.
2. The Conference of States Parties shall define their duties and responsibilities.
3. The Conference of States Parties shall adopt its own Rules of Procedure.
4. The Conference of States Parties shall be able to establish a Scientific Advisory Board and
Technician composed of experts appointed by the States Parties respecting the
principles of equitable geographical distribution and a desirable balance
between sexes.
5. The Scientific and Technical Advisory Board will give the support required to the Conference
of the States Parties in matters of a scientific or technical nature concerning the
implementation of the Rules.
Article 24º-Secretariat of this Convention
1. The Secretariat of this Convention shall be ensured by the Director-General.
2. The Secretariat shall have the following functions:
a) Organize the Conferences of the States Parties as provided for in nº.1 of the
article 23º;
b) Supporting the States Parties in the implementation of the decisions taken by the Conferences
of the States Parties.
Article 25º-Peaceful Resolution of disputes
1. Any dispute between two or more States relating to interpretation or application
of this Convention shall be the subject of negotiations made in good faith or
upon any other peaceful means of resolution of the choice of States
actors.
2. If the dispute is not resolved through negotiations in a reasonable period of
time, it could be submitted to UNESCO for the purpose of mediation, by agreement between
the intervening States.
3. If there is no place the mediation or it is not possible to obtain the resolution by mediation,
the provisions relating to the settlement of disputes set out in Part XV of the
United Nations Convention on the Law of the Sea will be applicable
mutatis mutandis to any dispute between States Parties to this Convention concerning
to the interpretation or application of this, undue to whether or not they are Parties to the
United Nations Convention on the Law of the Sea.
4. Any procedure chosen by a State Party in this Convention and in the
United Nations Convention on the Law of the Sea in accordance with the
Article 287º of this, will be applied to the settlement of disputes pursuant to the present
article, unless such State Party, at the time of its ratification, acceptance, approval or
acceding to this Convention, or at any time later, choose any
another procedure in accordance with Article 287º (1) of the Convention of the
United Nations on the Law of the Sea for the purposes of settlement of disputes
resulting from the application of this Convention.
5. Upon ratification, acceptance, approval or accession to this Convention, or
at any subsequent time, any State Party to this Convention which
is not a party to the United Nations Convention on the Law of the Sea may
choose, through written statement, one or several of the means set out in paragraph 1
of Article 287º of the United Nations Convention on the Law of the Sea with the
purpose of resolving disputes under the terms of this article. Article 287º will be
applicable to such a statement, as well as to any dispute in which such a State is
part and that it is not covered by a declaration in force. For the purpose of
conciliation and arbitration, in accordance with Annexes V and VII to the Convention of the
United Nations on the Law of the Sea, such a State will be able to appoint conciliators and
referees to be included in the lists referred to in Article 2º of Annex V and in Article 2º
of Annex VII for the purposes of settling disputes resulting from the application of the
this Convention.
Article 26º-Ratification, acceptance, approval and accession
1. This Convention shall be subject to the ratification, acceptance and approval of the States
Members of UNESCO.
2. This Convention shall be subject to accession:
a) of those States that are not members of UNESCO but are members of the
Organization of the United Nations or a specialized institution of the system
of the United Nations Organization or the International Energy Agency
Atomic, as well as of States Parties to the Statute of the Criminal Court
International, and of any other State invited to join the present
Convention by the General Conference of UNESCO;
b) of the territories that enjoy complete internal autonomy, recognized as such by the
Organization of the United Nations, but which did not accept full independence
in accordance with resolution 1514 (XV) of the General Assembly and that
have competence with respect to the subjects treated by the present
Convention, including the competence to conclude treaties on such matters.
3. Instruments of ratification, acceptance, approval or accession shall be deposited
to the Director-General.
Article 27º-Entry into force
This Convention shall enter into force three months after the date of deposit of the twentieth
instrument as provided for in article 26º, but only in what concerne the twenty
States or territories that, in that way, have deposited their instruments.
In respect of any other State or territory, the Convention will enter into force three
months after the date on which that State deposited the respective instrument.
Article 28º-Declaration on inland waters
By ratifying, accepting, approving or acceding to this Convention, or at any time
later, any State or territory may declare that the Rules will apply to the
its inland waters of a non-maritime nature.
Article 29º-Limitation of geographical scope
At the time of ratification, acceptance, approval or accession to this Convention, a
State or territory may, declare to the depositary that this Convention shall not be
applicable to certain parts of its territory, to its inland waters, to its waters
archipelagic or to its territorial sea, explaining the reasons for such a statement. Such
State should, if and as soon as possible, bring together the necessary conditions for the application of the
this Convention to the areas specified in its declaration, and shall withdraw its
declaration, in whole or in part, as soon as the said conditions are met.
Article 30º-Reserves
Excepting the provisions of Article 29º, no reservation can be made
in respect of this Convention.
Article 31º-Emendas
1. Any State Party may, by means of written communication addressed to the Director-
general, to propose amendments to this Convention. The Director General shall transmit that
communication to all other States Parties. If, within six months of counting
of the date of the transmission of the communication , at least half of the states respond
favorably, the Director-General will submit such a proposal to the next Conference of the
States Parties for discussion and possible adoption.
2. The amendments shall be adopted by a two-thirds majority of the States Parties
present and voting.
3. Once adopted, the amendments to this Convention shall be the subject of ratification,
acceptance, approval or accession by the States Parties.
4. Only in relation to States Parties that have ratified them, accepted, approved,
or to them have acceded, the amendments will enter into force three months after the deposit
of the instruments referred to in paragraph 3 of this Article by two thirds of the
Parts. Subsequently, in relation to each State or territory that ratifies,
accept or approve any amendment, or to it adira, such an amendment will enter into force three
months after the deposit, by that Party, of its instrument of ratification, acceptance,
approval or accession.
5. Any State or territory that becomes Party to this Convention after the
entry into force of amendments made in accordance with paragraph 4 of this Article,
and that it does not manifest a different intention, will be considered:
(a) Party to this Convention, as amended;
(b) Party to this Convention not amended in respect of States Parties which
are not bound by such an amendment.
Article 32º-Denpronunciation
1. Any State Party may, upon written notification addressed to the Director-
General, denouncing the present Convention.
2. The denunciation shall take effect twelve months after the date of receipt of the notification, the
less than in it if you specify a later date.
3. The complaint shall not affect, in any form, the duty of any State Party
to comply with all obligations provided for in this Convention to which it would be subject
by international law independently of this Convention.
Article 33º-The Rules
The Rules annexed shall form an integral part of this Convention and, unless otherwise provided
express to the contrary, the reference to this Convention covers the Rules.
Article 34º-Register with the United Nations Organization
In accordance with Article 102º of the Charter of the United Nations, this Convention
will be registered in the Secretariat of the United Nations Organization.
Article 35º-Texts making faith
This Convention has been drawn up in Arabic, Chinese, English, French, Russian and Spanish,
making the six texts equally authentic.
ANNEX
RULES RELATING TO
INTERVENTIONS ON THE
UNDERWATER CULTURAL HERITAGE
I-General principles
Rule 1. The preservation in situ , as a form of preservation of cultural heritage
underwater, it should be considered a priority option.
Consequently, interventions on underwater cultural heritage
should only be authorised if the procedure is compatible with the
protection of that heritage and may only be authorised if, subject to such
requirement, contribute equally, in a significant way, to the protection,
the knowledge or enhancement of that heritage.
Rule 2 . The commercial exploitation of underwater cultural heritage for the purposes of
transaction or speculation, or its irreversible dispersion, is incompatible
with their protection and appropriate management. The elements of heritage
underwater cultural should not be traded, bought or exchanged
as if they were goods of a commercial nature.
This Rule shall not be construed as prohibiting:
a) The provision of professional archaeology services or services
related necessary, the nature and end of which are in full compliance
with this Convention, subject to the authorization of the services
competent;
b) The deposit of elements of the underwater cultural heritage recovered
in the framework of a research project in accordance with the
this Convention, provided that such a deposit is not contrary to the
scientific or cultural interest or to the integrity of the recovered material
nor does it result in your irreversible dispersion, be complies with the Rules
33 and 34 and be subject to authorisation by the relevant departments.
Rule 3. Interventions on underwater cultural heritage should not affect them-
lo negatively more than necessary for the achievement of the objectives
of the project.
Rule 4. Interventions on underwater cultural heritage should resort to
methods and techniques of non-destructive prospecting, and should give
preference to the recovery of objects. Whether excavation or recovery if
disclose necessary for the scientific study or for definitive protection
of underwater cultural heritage, techniques and methods to be used must
be as less destructive as possible and contribute to the preservation of the
vestiges.
Rule 5 . interventions on underwater cultural heritage should not
disrupt unnecessarily the human remains or venerated sites.
Rule 6 . interventions on underwater cultural heritage should be
strictly regulated in such a way as the record of the information
cultural, historical and archaeological is duly carried out.
Rule 7 . Must be promoted the public's access to underwater cultural heritage
in situ , except if it is to be found to be incompatible with the protection and management of the
site.
Rule 8 . International cooperation in the field of heritage intervention
cultural underwater should be encouraged, so as to favour exchanges
professes between archaeologists and specialists from other related professions,
as well as a better harnessing of your skills.
II-Plan of the project
Rule 9. Prior to any intervention on underwater cultural heritage must
be drawn up a plan of the project, to be submitted to the competent authorities,
with a view to the necessary appreciation and authorization.
Rule 10 . The project Plan shall include:
a) A summary of the prior or preliminary studies;
b) The enunciation of the project and its objectives;
c) the methodology to be followed and the techniques to be employed;
d) The funding plan;
e) The timing of the implementation of the project;
f) The composition of the team and the qualifications, functions and experience of
each member of the team;
g) The programme of analyses and other activities to be carried out after the work of
field;
h) A programme of preservation of the archaeological material and the site, the
perform in close cooperation with the competent authorities;
i) The management and maintenance policy of the site during the implementation of the
project;
j) A programme of documentation;
k) A safety plan;
l) A plan of environmental incidence;
m) The modalities of collaboration with museums and other institutions, in
particular scientific institutions;
n) A plan preparation of reports;
o) the modalities of filing of the archives, including the elements of the
underwater cultural heritage recovered; and
p) The outreach program.
Rule 11 . interventions on underwater cultural heritage should be
conducted in accordance with the plan of the project approved by the authorities
competent.
Rule 12. In the event of unforeseen findings or change of circumstances, the
plan of the project must be reviewed and rectified, with the approval of the
competent authorities.
Rule 13 . In case of urgency or unforeseen findings, the interventions on the
underwater cultural heritage, including the measures or activities of
preservation of short duration, in particular the stabilization of the site, may
be authorised in the absence of a project plan, for the purpose of
protection of underwater cultural heritage.
III-Preliminary work
Rule 14 . The preliminary work referred to in Rule 10 (a) shall include
an assessment of the significance of underwater and middle cultural heritage
naturally engaging, as well as the damage that may result from the project
proposed, and still as to the possibility of data being collected
towards the achievement of the objectives of the project.
Rule 15 . The assessment should also include basic studies on information
historical and archaeological available, the archaeological characteristics and
environmental of the site, and the consequences of any potential intrusion for the
stability, in the long term, of the underwater cultural heritage subject to the
interventions.
IV-Objective, methodology and techniques of the project
Rule 16. The methodology should suit the objectives of the project and the techniques
employs must be as less intrusive as possible.
V-Financing
Rule 17. Prior to the start of any intervention, except in cases of urgency to
protect underwater cultural heritage, a base of
adequate funding, sufficient to complete all phases of the plan
of the project, including preservation, documentation and preservation of the
archaeological material, as well as the preparation and dissemination of the
reports.
Rule 18 . The project Plan should guarantee the financing capacity of this up to the
its conclusion, through, for example, the provision of a guarantee.
Rule 19. The project Plan must include a contingency plan that ensures the
preservation of underwater cultural heritage and documentation
correlative in case of interruption of funding.
VI-Duration of the project-timing
Rule 20 . Before the start of any intervention, appropriate una should be established
calendarization so as to ensure compliance with all phases of the plan
of the project, including preservation, documentation and preservation of the
elements of the underwater cultural heritage recovered, as well as the
preparation and the diffusion of the reports.
Rule 21. The project Plan must include a contingency plan that ensures the
preservation of underwater cultural heritage and documentation
correlative in case of any interruption or early completion of the
project.
VII-Competence and qualifications
Rule 22 . Underwater interventions on underwater cultural heritage can only be
performed under the direction and control, and with the regular presence, of a
qualified underwater archaeologist, with adequate scientific competence
to the project.
Rule 23 . All the elements of the project team must possess qualifications and
competence appropriate to its functions in the project.
VIII-Preservation and management of the site
Rule 24 . The preservation program provides for the treatment of archaeological vestiges
during interventions on underwater cultural heritage, its
transport and in the long term. Preservation shall be carried out in
compliance with the current professional standards.
Rule 25 . The site management programme provides for protection and management in situ from the
underwater cultural heritage, in the course and after the completion of the work
of field. The program includes the information to the public, the implementation of
reasonable means for the stabilisation, monitoring and protection of the site
against interferences.
IX-Documentation
Rule 26 . Of the documentation program must appear in the documentation
detailed of interventions on underwater cultural heritage,
including progress reports, in compliance with the standards
current professionals relating to archaeological documentation.
Rule 27 . The documentation must include , at least, a detailed inventory of the
site, including the indication of the provenance of the elements of the heritage
underwater cultural cultural dislocated or removed in the course of the interventions,
field notes, plans, drawings, sections and photographs or records in others
supports.
X-Security
Rule 28. A suitable safety plan must be drawn up that ensures the
safety and the health of the members of the incarcerate team of the execution of the
project and other participants, in accordance with the legal requirements
and professional victors.
XI-Environment
Rule 29. A suitable environmental incidence plan should be prepared that obscs the
any undue disturbance of the marine funds and marine life.
XII-Reports
Rule 30 . The progress reports and the final report should stay available on the date
provided for in the project plan and are deposited in public archives
appropriate.
Rule 31. The reports shall include:
a) an enunciation of the objectives;
b) An enunciation of the methods and techniques employed;
c) an enunciation of the results obtained;
d The essential graphic and photographic documentation of all phases of the
intervention;
e) the recommendations regarding the preservation and preservation of the site and the
elements of the underwater cultural heritage removed;
f) Recommendations for future interventions.
XIII-Conservation of the project archives
Rule 32. The modalities for the conservation of the project archives must be
agreed before the start of any intervention and must appear in the plan
of the project.
Rule 33. The archives of the project, including any element of the heritage
underwater cultural removed and a copy of all related documentation
must, if possible, keep themselves intact and together in the form of
collection, so as to become accessible to professionals and the public,
by guaranteeing, equally, the respective conservation. This procedure
should be realized as quickly as possible, at the latest, in the
period of ten years after the completion of the project, as long as this shows
compatible with the preservation of underwater cultural heritage.
Rule 34. The project archives must be managed in accordance with the standards
international professionals and subject to the authorization of the authorities
competent.
XIV-Disclosure
Rule 35. The project shall, where possible, provide for the realization of shares
education and the presentation of its results to the large public.
Rule 36 . The final report of any project should be:
a) Public Tornado as soon as possible, taking into account the complexity of the
project and the confidential or sensitive nature of the information in it
contained; and
b) Deposied in appropriate public archives.
The text that precedes it is the authentic text of the Convention, duly adopted by the
General Conference of the United Nations Educational, Scientific and Scientific Organization
Culture, during its thirtieth first session, which proceeded in Paris and was closed
to the third day of the month of November 2001.
IN FÉ FROM WHAT, THE UNDERSIGNED APED THEIR SIGNATURES TO November 6
of 2001.
The President of the General Conference The Director General
(signature) (signature)
Certified copy
Paris, ......................
Made in Paris, on this second day of November 2001, in two certified copies,
having bet the signing of the President of the thirty-first session of the Conference
General of the United Nations Educational, Scientific and Cultural Organization and the
Managing Director, which are to be deposited in the archives of the Organization of Nations
United for Education, Science and Culture, whose compliant and authenticated copies
shall be remitted to all States referred to in Article 26º, as well as to the Nations
United.
Convention on the protection of the underwater cultural heritage
Article 1: Definitions
For the purposes of this Convention:
1. (a) "Underwater cultural heritage" means all traces of human existence having a
cultural, historical or archaeological character which have been partially or totally under
water, water, or water, for at least 100 years such as:
(i) sites, structures, buildings, artefacts and human remains, together with their
archaeological and natural context;
(ii) vessels, aircraft, other vehicles or any part thereof, their cargo or other contents,
together with their archaeological and natural context; and
(iii) objects of prehistoric character.
(b) Pipelines and cells placed on the seabed shall not be considered as underwater
cultural heritage.
(c) Installations other than pipelines and pipelines, placed on the seabed and still in use,
shall not be considered as the underwater cultural heritage.
2. (a) "States Parties" means States which have consented to be bound by this
Convention and for which this Convention is in force.
(b) This Convention applies mutatis mutandis to those territories referred to in Article
26, paragraph 2 (b), which become Parties to this Convention in accordance with the
conditions set out in that paragraph, and to that extent "States Parties" refers to those
territories.
3. "UNESCO" means the United Nations Educational, Scientific and Cultural
Organization.
4. "Director-General" means the Director-General of UNESCO.
5. "Area" means the seabed and ocean floor and subsoil photographs, beyond the limits of
national jurisdiction.
6. "Activities directed at underwater cultural heritage" means activities having
underwater cultural heritage as their primary object and which may, directly or
diverse, otherwise disturb or otherwise damage underwater cultural heritage.
7. "Activities incidental to underwater cultural heritage" means activities
which, does not have an underwater cultural heritage as their primary object or one of
their objects, may disturb disturb or otherwise damage underwater cultural heritage.
8. "State vessels and aircraft" means warships, and other vessels or aircraft that were
owned or operated by a State and used, at the time of sinking, only for government non-
commercial purposes, that are identified as such and that meet the definition of
underwater cultural heritage.
9. "Rules" means the Rules concerning activities directed at underwater cultural
heritage, the referred to in Article 33 of this Convention.
Article 2: Objectives and general principles
1. This Convention aims to ensure and strengthen the protection of underwater culture
heritage.
2. States Parties shall be diverse in the protection of underwater cultural heritage.
3. States Parties shall preserve underwater cultural heritage for the benefit of humanity
in conformity with the provisions of this Convention.
4. States Parties shall, individually or as appropriate, take all appropriate
measures in conformity with this Convention and with international law that are
necessary to protect underwater cultural heritage, using for this purpose the best
practicable means at their disposal and in accordance with their capabilities.
5. The preservation in situ of underwater cultural heritage shall be considered as the first
option before allowing or engaging in any activities directed at this heritage.
6. Recovered underwater cultural heritage shall be preserved, conserved and managed in
a manner that has added its long-term preservation.
7. Underwater cultural heritage shall not be commercially exploited.
8. Consistent with State practice and international law, including the United Nations
Convention on the Law of the Sea, nothing in this Convention shall be awarded as
exploring the rules of international law and State practice pertaining to sovereign
immunities, nor any State' s rights with respect to its State vessels and aircraft.
9. States Parties shall ensure that proper respect is given to all human remains located in
maritime waters.
10. Responsible non-intrusive access to observe or document in situ underwater cultural
heritage shall be conscious to create public awareness, appreciation, and protection of
the heritage except where such access is incompatible with its protection and
management.
11. No act or activity on the basis of this Convention shall be
grounds for claiming, contending or disputing any claim to national convicted or
jurisdiction.
Article 3: Relationship between this Convention and the United Nations
Convention on the Law of the Sea
Nothing in this Convention shall prejudice the rights, jurisdiction and duties of States
under international law, including the United Nations Convention on the Law of the
Sea.
This Convention shall be applied and applied in the context of and in a manner
consistent with international law, including the United Nations Convention on the Law
of the Sea.
Article 4: Relationship to law of salvage and law of finds
Any activity relating to underwater cultural heritage to which this Convention applies
shall not be subject to the law of salvage or law of finds, unless it:
(a) is authorized by the competent authorities, and
(b) is in full conformity with this Convention, and
(c) underway that any recovery of the underwater cultural heritage achieves its maximum
protection.
Article 5: Activities incidental to underwater cultural heritage
Each State Party shall use the best practicable means at its disposal to prevent or
mitigate any adverse effects that might arise from activities under its jurisdiction
incidental to underwater cultural heritage.
Article 6: Bilateral, regional or other multilateral agreements
1. States Parties are Parties to enter into bilateral, regional or other multilateral
agreements or develop existing agreements, for the preservation of underwater cultural
heritage. All such agreements shall be in full conformity with the provisions of this
Convention and shall not dilute its universal character. States may, in such agreements,
adopt rules and regulations which would ensure better protection of cultural underwater
heritage than those adopted in this Convention.
2. The Parties to such bilateral, regional or other multilateral agreements may invite
States with a verifiable link, especially the cultural, historical or archaeological link, to the
underwater cultural heritage concerned to join such agreements.
3. This Convention shall not alter the rights and obligations of States Parties regarding
the protection of sunken vessels, arising from other bilateral, regional or other
multilateral agreements concluded before its adoption, and, in particular, those that are
in conformity with the purposes of this Convention.
Article 7: Underwater cultural heritage in internal waters, archipelagic waters and
territorial sea
1. States Parties, in the exercise of their protests, have the exclusive right to be
and authorize activities directed at underwater cultural heritage in their internal waters,
archipelagic waters and territorial sea.
2. Without prejudice to other international agreements and rules of international law
regarding the protection of underwater cultural heritage, States Parties shall require that
the Rules be applied to activities directed at underwater cultural heritage in their internal
waters, archipelagic waters and territorial sea.
3. Within their archipelagic waters and territorial sea, in the exercise of their
Exploring and in recognition of general practice among States, States Parties, with a
view to internationally on the best methods of State vessels and aircraft, should
inform the flag State Party to this Convention and, if applicable, other States with a
verifiable link, especially the cultural, historical or archaeological link, with respect to the
discovery of such identifiable State vessels and aircraft.
Article 8: Underwater cultural heritage in the contiguous zone
Without prejudice to and in addition to Articles 9 and 10, and in accordance with
Article 303, paragraph 2, of the United Nations Convention on the Law of the Sea,
States
Parties may have undertaken and authorize activities directed at underwater cultural heritage
within their contiguous zone. In so doing, they shall require that the Rules be applied.
Article 9: Reporting and notification in the exclusive economic zone and on the
continental shelf
1. All States Parties have a responsibility to protect underwater cultural heritage in the
exclusive economic zone and on the continental shelf in conformity with this
Convention.
Namely:
(a) a State Party shall require that when its national, or a vessel flying its flag, discovers
or oured to engage in activities directed at underwater cultural heritage located in its
exclusive economic zone or on its continental shelf, the national or the master of the
vessel shall report such discovery or activity to it;
(b) in the exclusive economic zone or on the continental shelf of another State Party:
(i) States Parties shall require the national or the master of the vessel to report such
discovery or activity to them and to that other State Party;
(ii) alternating, the State Party shall require the national or master of the vessel to report
such discovery or activity to it and shall ensure the rapid and effective transmission of
such reports to all other States Parties.
2. On depositing its instrument of ratification, acceptance, approval or accession, the State
Party shall declare the manner in which reports will be transmitted under paragraph 1 (b)
of this Article.
3. A State Party shall notify the Director-General of discoveries or activities reported to
it under paragraph 1 of this Article.
4. The Director-General shall be made available to all States Parties any
information notified to him under paragraph 3 of this Article.
5. Any State Party may declare to the State Party in whose exclusive economic zone or
on whose continental shelf the underwater cultural heritage is located its interest in
being diverse on how to ensure the effective protection of that underwater cultural
heritage.
Such declaration shall be based on a verifiable link, especially the cultural, historical or
archaeological link, to the underwater cultural heritage concerned.
Article 10: Protection of underwater cultural heritage in the exclusive economic
zone and on the continental shelf
1. No authorization shall be granted for an activity directed at underwater cultural
heritage located in the exclusive economic zone or on the continental shelf except in
conformity with the provisions of this Article.
2. A State Party in whose exclusive economic zone or on whose continental shelf
underwater cultural heritage is located has the right to understand or authorize any activity
directed at such heritage to prevent interference with its sovereign rights or jurisdiction
the provided for by international law including the United Nations Convention on the
Law of the Sea.
3. Where there is a discovery of underwater cultural heritage or it is intended for that
activity shall be directed at underwater cultural heritage in a State Party's exclusive
economic zone or on its continental shelf, that State Party shall:
(a) consult all other States Parties which have declared an interest under Article 9,
paragraph 5, on how best to protect the underwater cultural heritage;
(b) coordinate such consultations as the "Coordinating State", unless it expressly declares
that it does not wish to do so, in which case the States Parties which have declared an
interest under Article 9, paragraph 5, shall appoint a Coordinating State.
4. Without prejudice to the duty of all States Parties to protect underwater cultural
heritage by way of all practicable measures taken in accordance with international law
to prevent immediate danger to the underwater cultural heritage, including looting, the
Coordinating State may take all practicable measures, and / or issue any necessary
authorizations in conformity with this Convention and, if necessary prior to
consultations, to prevent any immediate danger to the underwater cultural heritage,
whether arising from human activities or any other cause, including looting. In taking
such measures assistance may be requested from other States Parties.
5. The Coordinating State:
(a) shall implement measures of protection which have been agreed by the consulting
States, which include the Coordinating State, unless the consulting States, which
include the Coordinating State, agree that another State Party shall implement those
measures;
(b) shall issue all necessary authorizations for such agreed measures in conformity with
the Rules, unless the consulting States, which include the Coordinating State, agree that
another State Party shall issue those authorizations;
(c) may conduct any necessary preliminary research on the underwater cultural heritage
and shall issue all necessary authorizations therefor, and shall inform inform the
Director-General of the results, who in turn will make such information as
available to other States Parties.
6. In coordinating consultations, taking measures, conducting preliminary research
and / or other authorizations Act to this Article, the Coordinating State shall act on
behalf of the States Parties as a whole and not in its own interest. Any such action shall
not in itself as a basis for the assertion of any underlying or jurisdictional rights
not provided for in international law, including the United Nations Convention on the
Law of the Sea.
7. Subject to the provisions of paragraphs 2 and 4 of this Article, in the activity directed at
State vessels and aircraft shall be involved without the agreement of the flag State and
the collaboration of the Coordinating State.
Article 11: Reporting and notification in the Area
1. States Parties have a responsibility to protect underwater cultural heritage in the Area
in conformity with this Convention and Article 149 of the United Nations Convention
on the Law of the Sea. Reveals when a national, or a vessel flying the flag of a
State
Party, discovers or rhetoric to engage in activities directed at underwater cultural
heritage located in the Area, that State Party shall require its national, or the master of
the vessel, to report such discovery or activity to it.
2. States Parties shall notify the Director-General and the resignation of the
International Seabed Authority of such discoveries or activities reported to them.
3. The Director-General shall be available to make available to all States Parties any such
information supplied by States Parties.
4. Any State Party may declare to the Director-General its interest in being held on
how to ensure the effective protection of that underwater cultural heritage. Such
declaration shall be based on a verifiable link to the underwater cultural heritage
concerned, particular regard being paid to the diverse rights of States of culture,
historical or archaeological origin.
Article 12: Protection of underwater cultural heritage in the Area
1. No authorization shall be granted for any activity directed at underwater cultural
heritage located in the Area except in conformity with the provisions of this Article.
2. The Director-General shall invite all States Parties which have declared an interest
under Article 11, paragraph 4, to consult on how best to protect the underwater cultural
heritage, and to appoint a State Party to coordinate such consultations as the
"Coordinating State". The Director-General shall also invite the International Seabed
Authority to participate in such consultations.
3. All States Parties may take all practicable measures in conformity with this
Convention, if necessary prior to consultations, to prevent any immediate danger to
the underwater cultural heritage, whether arising from human activity or any other cause
including looting.
4. The Coordinating State shall:
(a) implement measures of protection which have been agreed by the consulting States,
which include the Coordinating State, unless the consulting States, which include the
Coordinating State, agree that another State Party shall implement those measures; and
(b) issue all necessary authorizations for such agreed measures, in conformity with this
Convention, unless the consulting States, which include the Coordinating State, agree
that another State Party shall issue those authorizations.
5. The Coordinating State may conduct any necessary preliminary research on the
underwater cultural heritage and shall issue all necessary authorizations therefor, and
shall we shall inform the Director-General of the results, who in turn shall make such
information available to other States Parties.
6. In coordinating consultations, taking measures, conducting preliminary research,
and / or other authorizations Act to this Article, the Coordinating State shall act
for the benefit of humanity as a whole, on behalf of all States Parties. Particular regard
shall be paid to the phenomenal rights of States of cultural, historical or archaeological
origin in respect of the underwater cultural heritage concerned.
7. No State Party shall receive or authorize activities directed at State vessels and
aircraft in the Area without the consent of the flag State.
Article 13: Sovereign sovereignty
Warships and other government ships or military aircraft with sovereign wealth,
operated for non-commercial purposes, undertaking their normal mode of operations,
and not engaged in activities directed at underwater cultural heritage, shall not be
agrees to report discoveries of underwater cultural heritage under Articles 9, 10, 11 and
12 of this Convention. However States Parties shall ensure, by the adoption of
appropriate measures not impairing the operations or operational capabilities of their
warships or other government ships or military aircraft with sovereign wealth
operated for non-commercial purposes, that they have been, as far as reasonable and
practicable, with Articles 9, 10, 11 and 12 of this Convention.
Article 14: Control of entry into the territory, dealing and dealing
States Parties shall take measures to prevent the entry into their territory, the dealing in,
or the diverse of, underwater cultural heritage illicitly diverse and / or recovered,
where recovery was detained to this Convention.
Article 15: Non-use of areas under the jurisdiction of States Parties
States Parties shall take measures to achieve the use of their territory, including their
maritime ports, as well as artificial islands, installations and structures under their
exclusive jurisdiction or control, in support of any activity directed at underwater
cultural heritage which is not in conformity with this Convention.
Article 16: Measures relating to nationals and vessels
States Parties shall take all practicable measures to ensure that their nationals and
vessels flying their flag do not engage in any activity directed at underwater cultural
heritage in a manner not in conformity with this Convention.
Article 17: Sanctions
1. Each State Party shall bear sanctions for violations of measures it has taken to
implement this Convention.
2. Sanctions applicable in respect of violations shall be adequate in severity to be
effective in securing compliance with this Convention and to discourage violations
goodness they've deprived and shall deprive offenders of the benefit deriving from their
illegal activities.
3. States Parties shall be told to ensure enforcement of sanctions under this
Article.
Article 18: Seizure and disposition of underwater cultural heritage
1. Each State Party shall take measures providing for the seizure of cultural underwater
heritage in its territory that has been recovered in a manner not in conformity with this
Convention.
2. Each State Party shall record, protect and take all reasonable measures to stabilize
underwater cultural heritage seized under this Convention.
3. Each State Party shall notify the Director-General and any other State with a
verifiable link, especially the cultural, historical or archaeological link, to the underwater
cultural heritage concerned of any seizure of underwater cultural heritage that it has
made under this Convention.
4. State Party which has seized underwater cultural heritage shall ensure that its
disposition be for the public benefit, taking into account the need for conservation and
research; the need for reassembly of a dispersed collection; the need for public access,
exhibition and education; and the interests of any State with a verifiable link, especially
the cultural, historical or archaeological link, in respect of the underwater cultural heritage
concerned.
Article 19: Cooperation and information-sharing
1. States Parties shall be Parties and assist each other in the protection and management
of underwater cultural heritage under this Convention, including, where practicable,
collaborating in the investigation, excavation, documentation, conservation, study and
presentation of such heritage.
2. To the extent compatible with the purposes of this Convention, each State Party
undertakes to share information with other States Parties concerning cultural underwater
heritage, including discovery of heritage, location of heritage, heritage excavated or
recovered to this Convention or otherwise in violation of international law,
pertinent scientific methodology and technology, and legal developments relating to
such heritage.
3. Information shared between States Parties, or between UNESCO and States Parties,
regarding the discovery or location of underwater cultural heritage shall, to the extent
compatible with their national legislation, be kept confidential and reserved to
competent authorities of States Parties as long as the disclosure of such information
might endanger or otherwise put at risk the preservation of such underwater cultural
heritage.
4. Each State Party shall take all practicable measures to disseminate information,
including where we have undertaken through appropriate international databases, about underwater
cultural heritage excavated or recovered to this Convention or otherwise in
violation of international law.
Article 20: Public awareness
Each State Party shall take all practicable measures to raise public awareness regarding
the value and significance of underwater cultural heritage and the importance of
We have it under this Convention.
Article 21: Training in underwater archaeology
States Parties shall be equipped in the provision of training in underwater archaeology, in
techniques for the conservation of underwater cultural heritage and, on agreed terms, in
the transfer of technology relating to underwater cultural heritage.
Article 22: Competent authorities
1. In order to ensure the proper implementation of this Convention, States Parties shall
establish competent authorities or recommend the existing ones where appropriate, with
the aim of providing for the establishment, maintenance and updating of an inventory of
underwater cultural heritage, the effective protection, conservation, presentation and
management of underwater cultural heritage, as well as research and education.
2. States Parties shall communicate to the Director-General the names and addresses of
their competent authorities relating to underwater cultural heritage.
Article 23: Meetings of States Parties
1. The Director-General shall convene the Meeting of States Parties within one year of the
entry into force of this Convention and improve at least once every two years. At the
request of a majority of States Parties, the Director-General shall convene an
Extraordinary Meeting of States Parties.
2. The Meeting of States Parties shall decide on its functions and responsibilities.
3. The Meeting of States Parties shall adopt its own Rules of Procedure.
4. The Meeting of States Parties may establish a Scientific and Technical Advisory
Body of experts nominated by the States Parties with due regard to the
principle of equitable geographical distribution and the desirability of a gender balance.
5. The Scientific and Technical Advisory Body shall assist the Meeting of
States Parties in questions of a scientific or technical nature regarding the
implementation of the Rules.
Article 24: Secretariat for this Convention
1. The Director-General shall be responsible for the functions of the Secretariat for this
Convention.
2. The duties of the Secretariat shall include:
(a) organizing Meetings of States Parties as provided for in Article 23, paragraph 1; and
(b) assisting States Parties in implementing the decisions of the Meetings of States
Parties.
Article 25: Peaceful settlement of disputes
1. Any dispute between two or more States Parties concerning the interpretation or
application of this Convention shall be subject to negotiations in good faith or other
peaceful means of settlement of their own choice.
2. If those negotiations do not reflect the dispute within a reasonable period of time, it
may be submitted to UNESCO for mediation, by agreement between the States Parties
concerned.
3. If mediation is not to be born or if there is no settlement by mediation, the provisions
relating to the settlement of disputes set out in Part XV of the United Nations
Convention on the Law of the Sea apply mutatis mutandis to any dispute between States
Parties to this Convention concerning the interpretation or application of this
Convention, whether or not they are also Parties to the United Nations Convention on
the Law of the Sea.
4. Any procedure chosen by a State Party to this Convention and to the United Nations
Convention on the Law of the Sea pursuant to Article 287 of the latter shall apply to the
settlement of disputes under this Article, unless that State Party, when ratifying,
ans, or acceding to this Convention, or at any time it chooses, chooses
another procedure pursuant to Article 287 for the purpose of the settlement of disputes
arising out of this Convention.
5. A State Party to this Convention which is not a Party to the United Nations
Convention on the Law of the Sea, when ratifying, ratifying, approving or acceding to
this Convention or at any time absurd shall be free to choose, by means of a written
declaration, one or more of the means set out in Article 287, paragraph 1, of the United
Nations Convention on the Law of the Sea for the purpose of settlement of disputes
under this Article. Article 287 shall apply to such a declaration, as well as to any dispute
to which such State is party, which is not covered by a declaration in force. For the
purpose of consultation and arbitration, in accordance with Annexes V and VII of the
United Nations Convention on the Law of the Sea, such State shall be Governing to be
nominate conciliators and arbitrators to be included in the lists referred to in Annex V,
Article 2, and Annex VII, Article 2, for the settlement of disputes arising out of this
Convention.
Article 26: Ratification, acceptance, approval or approval
1. This Convention shall be subject to ratification, acceptance or approval by Member
States of UNESCO.
2. This Convention shall be subject to:
(a) by States that are not members of UNESCO but are members of the United Nations
or of a specialized agency within the United Nations system or of the International
Atomic Energy Agency, as well as a by States Parties to the International
Court of Justice and any other State invited to accede to this Convention by the General
Conference of UNESCO;
(b) by territories which enjoy full internal self-government, recognized as such by the
United Nations, but have not won full independence in accordance with General
Assembly resolution 1514 (XV) and which have a competence over the matters thereof
by this Convention, including the competence to enter into the respect of those
matters.
3. The instruments of ratification, acceptance, approval or approval shall be made
with the Director-General.
Article 27: Entry into force
This Convention shall enter into force three months after the date of the deposit of the
twentieth instrument referred to in Article 26, but celebrating with respect to the twenty
States or territories that have so far been their instruments. It shall be enter into force for
each other State or territory three months after the date on which that State or territory
has had its instrument.
Article 28: Declaration as to inland waters
When ratifying, approving, approving or acceding to this Convention or at any time
how to apply, any State or territory may declare that the Rules shall apply to inland waters
not of a maritime character.
Article 29: Limitations to geographical scope
At the time of ratifying, ratifying, approving or acceding to this Convention, a State or
territory may make a declaration to the depositary that this Convention shall not be
applicable to specific parts of its territory, internal waters, archipelagic waters or
territorial sea, and shall identify reveals the reasons for such declaration. Such State
shall, to the extent practicable and as quickly as possible, promote conditions under
which this Convention will apply to the areas specified in its declaration, and to that end
shall also withdraw its declaration in whole or in part as soon as that has been achieved.
Article 30: Reservations
With the exception of Article 29, no reservations may be made to this Convention.
Article 31:
1. The State Party may, by written communication excellent to the Director-General,
propose to this Convention. The Director-General shall circulate such
communication to all States Parties. If, within six months from the date of the
circulation of the communication, not less than one half of the States Parties reply
favourably to the request, the Director-General shall present such proposal to the next
Meeting of States Parties for discussion and possible adoption.
2. shall be adopted shall be adopted by a majority of States Parties present and
voting.
3. Once adopted, to be adopted to this Convention shall be subject to ratification,
acceptance, approval or approval by the States Parties.
4. shall we shall enter into force, but shall bear with respect to the States Parties that
have been accepted, accepted, approved or acceded to them, three months after the deposit of
the instruments referred to in paragraph 3 of this Article by two states of the States
Parties.
Beaten, for each State or territory that ratifies, accedes, or accedes to it, the
improve shall enter into force three months after the date of deposit by that Party of
its instrument of ratification, acceptance, approval or approval.
5. A State or territory which becomes a Party to this Convention after the entry into
force of conformity in conformity with paragraph 4 of this Article shall, failing an
expression of different intention by that State or territory, be considered:
(a) the Party to this Convention as a so concerned; and
(b) as a Party to the untold Convention in relation to any State Party not bound by
the most.
Article 32: Denunciation
1. A State Party may, by written notification to the Director-General,
denounce this Convention.
2. The denouncing shall take effect twelve months after the date of receipt of the
notification, unless the notification has published a later date.
3. The denouncing shall not in any way affect the duty of any State Party to fulfil any
obligation embodied in this Convention to which it would be subject under
international law enforcement of this Convention.
Article 33: The Rules
The Rules will be provided to this Convention form an integral part of it and, unless expressly
provided otherwise, the reference to this Convention includes a reference to the Rules.
Article 34: Registration with the United Nations
In conformity with Article 102 of the Charter of the United Nations, this Convention
shall be registered with the Secretariat of the United Nations at the request of the
Director-General.
Article 35: Authoritative texts
This Convention has been drawn up in Arabic, Chinese, English, French, Russian and
Spanish, the six texts being equally authoritative.
Namely: RULES CONCERNING ACTIVITIES DIRECTED
AT UNDERWATER CULTURAL HERITAGE
I. General principles
Rule 1. The protection of underwater cultural heritage through in situ preservation shall
be considered as the first option. Rhetoric, activities directed at underwater cultural
heritage shall be authorized in a manner consistent with the protection of that heritage,
and subject to that requirement may be authorized for the purpose of making a
significant contribution to protection or knowledge or enhancement of underwater
cultural heritage.
Rule 2. The commercial exploitation of underwater cultural heritage for trade or
wind or its irretrievable dispersal is widely incompatible with the
protection and proper management of underwater cultural heritage. Underwater cultural
heritage shall not be traded, sold, bought or bartered the commercial goods.
This Rule cannot be preventing them:
(a) the provision of professional archaeological services or necessary services incidental
withstand whose nature and purpose are in full conformity with this Convention and are
subject to the authorization of the competent authorities;
(b) the deposition of underwater cultural heritage, recovered in the course of a research
project in conformity with this Convention, provided such deposition does not prejudice
the scientific or cultural interest or integrity of the recovered material or result in its
irretrievable dispersal; is in accordance with the provisions of Rules 33 and 34; and is
subject to the authorization of the competent authorities.
Rule 3. Activities directed at underwater cultural heritage shall not affect the
underwater cultural heritage more than is necessary for the objectives of the project.
Rule 4. Activities directed at underwater cultural heritage must use non-destructive
techniques and survey methods in preference to recovery of objects. If excavation or
recovery is necessary for the purpose of scientific studies or for the ultimate protection
of the underwater cultural heritage, the methods and techniques used must be as non-
destructive as possible and contribute to the preservation of the remains.
Rule 5. Activities directed at underwater cultural heritage shall avoid the unnecessary
disturbance ance of human remains or venerated sites.
Rule 6. Activities directed at underwater cultural heritage shall be strictly regulated to
ensure proper recording of cultural, historical and archaeological information.
Rule 7. Public access to in situ underwater cultural heritage shall be promoted, except
where such access is incompatible with protection and management.
Rule 8. International cooperation in the conduct of activities directed at underwater
cultural heritage shall be investigated in order to further the effective exchange or use of
archaeologists and other relevant professionals.
II. Project design
Rule 9. Prior to any activity directed at underwater cultural heritage, a project design for
the activity shall be developed and submitted to the competent authorities for
authorization and appropriate peer review.
Rule 10. The project design shall include:
(a) an evaluation of previous or preliminary studies;
(b) the project statement and objectives;
(c) the methodology to be used and the techniques to be employed;
(d) the funding funding;
(e) an expected timetable for completion of the project;
(f) the composition of the team and the qualifications, responsibilities and experience of
each team member;
(g) plans for post-fieldwork analysis and other activities;
(h) the conservation programme for artefacts and the site in close cooperation with the
competent authorities;
(i) the site management and maintenance policy for the whole duration of the project;
(j) the documentation programme;
(k) the safety policy;
(l) an environmental policy;
(m) arrangements for collaboration with museums and other institutions, in particular
scientific institutions;
(n) report preparation;
(o) deposition of archives, including underwater cultural heritage removed; and
(p) the programme is publication.
Rule 11. Activities directed at underwater cultural heritage shall be carried out in
accordance with the project design approved by the competent authorities.
Rule 12. Where unexpected discoveries are made or promises change, the project
design shall be reviewed and shall be reviewed with the approval of the competent authorities.
Rule 13. In cases of urgency or chance discoveries, activities directed at the underwater
cultural heritage, including conservation measures or activities for a period of short
duration, in particular site stabilization, may be authorized in the entire project of a project
design in order to protect the underwater cultural heritage.
III. Preliminary work
Rule 14. The preliminary work referred to in Rule 10 (a) shall include an assessment
that evaluates the significance and vulnerability of the underwater cultural heritage and
the catastrophic natural environment to damage by the proposed project, and the
potential to obtain data that would meet the project objectives.
Rule 15. The assessment shall also include background studies of available historical
and archaeological evidence, the archaeological and environmental characteristics of the
website, and the consequences of any potential intrusion for the long-term stability of the
underwater cultural heritage affected by the activities.
IV. Project objective, methodology and techniques
Rule 16. The methodology shall be made with the project objectives, and the techniques
employed shall be as non-intrusive as possible.
V. Funding
Rule 17. Except in cases of emergency to protect underwater cultural heritage, an
adequate funding base shall be assured in advance of any activity, sufficient to complete
all stages of the project design, including conservation, documentation and curation of
recovered artefacts, and report preparation and dissemination.
Rule 18. The project design shall demonstrate an ability, such as by securing a bond, to
fund the project through to completion.
Rule 19. The project design shall include a contingency plan that will ensure
conservation of underwater cultural heritage and supporting documentation in the event
of any interruption of funding.
VI. Project duration-timetable
Rule 20. An adequate timetable shall be developed to be developed in advance of any activity
directed at underwater cultural heritage the completion of all stages of the project
design, including conservation, documentation and curation of recovered underwater
cultural heritage, the well the report preparation and dissemination.
Rule 21. The project design shall include a contingency plan that will ensure
conservation of underwater cultural heritage and supporting documentation in the event
of any interruption or termination of the project.
VII. Competence and qualifications
Rule 22. Activities directed at underwater cultural heritage shall only be available
under the direction and control of, and in the regular presence of, a qualified underwater
archaeologist with scientific competence appropriate to the project.
Rule 23. All persons on the project team shall be qualified and have been
competence appropriate to their roles in the project.
VIII. Conservation and site management
Rule 24. The conservation programme shall provide for the treatment of the
archaeological remains during the activities directed at underwater cultural heritage,
during transit and in the long term. Conservation shall be carried out in accordance with
current professional standards.
Rule 25. The site management programme shall provide for the protection and
management in situ of underwater cultural heritage, in the course of and upon
termination of fieldwork. The programme shall include public information, reasonable
provision for site stabilization, monitoring, and protection against interference.
IX. Documentation
Rule 26. The documentation programme shall set out Oct documentation
including progress report of activities directed at underwater cultural heritage, in
accordance with current professional standards of archaeological documentation.
Rule 27. Documentation shall include, at a minimum, a comprehensive record of the
website, including the provenance of underwater cultural heritage moved or removed in the
course of the activities directed at underwater cultural heritage, field notes, plans,
contrast, sections, and contrast or recording in other media.
X. Safety
Rule 28. The safety policy shall be prepared that is adequate to ensure the safety and
health of the project team and third parties and that is in conformity with any applicable
statutory and professional requirements.
XI. Environment
Rule 29. An environmental policy shall be prepared that is adequate to ensure that the
seabed and marine life are not unduly disturbed.
XII. Reporting
Rule 30. Interim and final reports shall be made available according to the timetable set
out in the project design, and socially in relevant public records.
Rule 31. Reports shall include:
(a) an account of the objectives;
(b) an account of the methods and techniques employed;
(c) an account of the results achieved;
(d) basic graphic and photographic documentation on all phases of the activity;
(e) recommendations concerning conservation and curation of the site and of any
underwater cultural heritage removed; and
(f) recommendations for future activities.
XIII. Curation of project archives
Rule 32. Arrangements for curation of the project archives shall be agreed to before any
activity commences, and shall be set out in the project design.
Rule 33. The project archives, including any underwater cultural heritage removed and
the copy of all supporting documentation shall, as far as possible, be kept together and
how to be a collection in a manner that is available for professional and public access as
well as for the curation of the archives. This should be done as rapidly as possible and
in any case not later than ten years from the completion of the project, in so far as may
be compatible with conservation of the underwater cultural heritage.
Rule 34. The project archives shall be managed according to international professional
standards, and subject to the authorization of the competent authorities.
XIV. Dissemination
Rule 35. Projects shall provide for public education and popular presentation of the
project results where appropriate.
Rule 36. The final synthesis of a project shall be:
(a) made public as soon as possible, having regard to the complexity of the project and
the confidential or sensitive nature of the information; and
(b) thereof in relevant public records.
The foregoing is the authentic text of the Convention adopted by the General
Conference of the United Nations Educational, Scientific and Cultural Organization
during its thirty-first session, which was held in Paris and declared closed the third day
of November 2001.
In witness whereof we have appended our signatures this 6th day of November 2001.
The President of the General Conference The Director-General
Done in Paris this 6th day of November 2001 in two authentic copies bearing the
signature of the
President of the thirty-first session of the General Conference and of the Director-
General of the
United Nations Educational, Scientific and Cultural Organization, which shall be
Educated in the archives of the United Nations Educational, Scientific and Cultural
Organization and certified true copies of which shall be delivered to all the States and
territories referred to in Article 26 as well as to the United Nations.