Key Benefits:
Regulation of the Minister of Finance of 17 December 2012, attribute: FM 2012/1882 M, laying down rules on cooperation and provision of information within the European Financial Supervision System and with the associated system bodies or the European Commission (Arrangements Cross-border Cooperation Financial Regulators)
The Minister of Finance,
Having regard to Article 1:69, third member, of the Financial Supervision Act ;
Decision:
For the purposes of this arrangement:
Regulation 1093/2010: Regulation (EU) Decision No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No No 716 /2009/EC and repealing Commission Decision 2009 /78/EC (PbEU 2010, L 331);
Regulation 1094/2010: Regulation (EU) 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No No 716 /2009/EC and repealing Commission Decision 2009 /79/EC (PbEU 2010, L 331);
Law: Law on financial supervision .
The Netherlands Bank shall, in the performance of its task under the law, comply with the directives set out in the following table.
Relevant Directive provisions:
Short description:
| Banks | Directive on deposit-guarantee schemes: | |
| Art. 4, 10th and 11th member |
Periodic stress test implementation of deposit guarantee scheme and protection using information |
|
| Art. 19, second paragraph |
Provision of information to depositors in respect of deposits no longer guaranteed by the deposit guarantee scheme |
|
| Banks and investment firms | Directive on capital requirements | |
| Art. 29, second and fourth members |
Allow an investment firm to execute orders on financial instruments to keep these instruments for their own account. |
|
| Art. 68, third member |
Minimum period of publication of information on administrative sanctions on website |
|
| Art. 71, first and second members |
Reporting of infringements |
|
| Art. 77, first to third members |
Promoting use of internal rating approach |
|
| Art. 99 |
Monitoring programme by the regulator |
|
| Art. 101, second and fifth members, last subparagraph |
Continuous review of the authorisation to adopt internal approaches |
|
| Art. 103, 1st Member |
Application of supervisory measures to banks and investment firms with comparable risk profiles |
|
| Art. 104, third member |
Appropriate level of own funds investigation |
|
| Art. 105 |
Specific liquidity requirements |
|
| Art. 109, third member |
Rules for implementing rules on internal management and governance on subsidiaries with registered offices in third countries |
|
| Art. 110, 1st Member |
Application of the review and evaluation process and surveillance measures |
|
| Art. 112, first and third members |
Coordination in the exercise of consolidated supervision |
|
| Art. 127, second paragraph, second paragraph, and third member |
Assessment and application of equivalent supervision on a consolidated basis |
|
| Art. 133, sixteenth and eighteenth member |
Announcement of system risk buffer and height of that buffer |
|
| Art. 137, second paragraph |
Contract's contracyclic buffer rate |
|
| Art. 143, first and second members |
General disclosure of general information by supervisors |
|
| Art. 144 |
Disclosure of specific information by supervisors |
|
| Directive Recovery and resolution of banks and investment firms: | ||
| Art. 3, fourth member |
General cooperation obligation for the purposes of settlement |
|
| Art. 3, seventh member |
Taking into account possible consequences of decisions in other Member States where the entity is active |
|
| Art. 6, 4th Member |
Consultation of resolution authority on recovery plan |
|
| Art. 11, second paragraph |
Provision of information for the preparation and implementation of resolution plans |
|
| Art. 14, first and second members |
Transmission (group) settlement plans to supervisors |
|
| Art. 17, seventh member |
Consultation monitor and take into account the impact of the alternative measure on removing material barriers to settlement |
|
| Art. 22 |
Consent approved agreements for financial support within the group |
|
| Art. 27, second paragraph |
Notification of the power to take early intervention for the purposes of a particular infringement or a rapidly deteriorating financial situation |
|
| Art. 34, first, second, fifth and sixth members |
General principles relating to settlement |
|
| Art. 45, fifteenth member |
Consult with supervisory authority on requirements for and verification of MREL and decision making in accordance with procedures for the preparation and maintenance of settlement plans |
|
| Art. 47, third member |
In the case of bail-in and AFOMKI account shall be taken of valuation, the amount to be written off or converted and the estimate of the total amount of bail-in |
|
| Art. 51 |
Prepare and execute business planning plan for bail-in for the purpose of recapitalisation. |
|
| Art. 54, second paragraph |
Assessment of whether it is appropriate for the institution to remove procedural obstacles to bail and if the resolution plan provides for bail-in, or bail-in, can actually be applied |
|
| Art. 59, 8th and ninth member |
Knowledge-setting and consultation requirements on viability setting |
|
| Art. 62, first to seventh Member |
Procedure for establishing viability setting |
|
| Art. 62, ninth member |
Implementation of the decision to write down or convert capital instruments |
|
| Art. 67, second paragraph |
Do not transfer, convert or other measure relating to assets in third countries, where there is no doubt as to the possibility of implementing them |
|
| Art. 69, fifth member |
Taking into account the impact of financial markets on suspension obligations in resolution |
|
| Art. 70, third member |
Limitations exercise collateral rights consistently imposed on group entities in settlement |
|
| Art. 70, fourth member |
Taking into account the impact of financial markets on the imposition of restrictions on the exercise of collateral |
|
| Art. 71, sixth Member |
Taking into account the impact of financial markets on temporary suspension of termination rights |
|
| Art. 81, third and fourth members |
Confidential notice that institution fails or is likely to fail and that this will not be reasonably avoided by private measures |
|
| Art. 82, second paragraph |
Requirements for decision to take resolution |
|
| Art. 83 |
Procedural requirements after taking settlement measures |
|
| Art. 84, fifth paragraph, part c |
Exchange of information for national supervisors and authorities |
|
| Art. 87 |
Eight principles of group decision-making in group development |
|
| Art. 91, second paragraph |
Assessment of likely impact of resolution measures on the group and its entities in other Member States |
|
| Art. 112, third member |
Publication of information on penalties imposed on website |
|
| Financial conglomerates | Directive on financial conglomerates | |
| Art. 3, ninth member |
Assessing exemptions and evaluation indicators and risk assessments |
|
| Art. 11, fourth paragraph, second subparagraph |
Draft coordination arrangements and participation in college |
|
| Undertakings for collective investment in transferable securities | Undertakings Directive for collective investment in transferable securities: | |
| Art. 99ter, fourth member |
Publication of information on penalties imposed on website |
|
| Insurers | Directive Solvency II | |
| Art. 4, fourth member |
Exception constraint review |
|
| Art. 28 |
Effects on the stability of financial systems in the EU |
|
| Art. 31, second paragraph |
Publication of general supervisory information |
|
| Art. 36 |
Monitoring process |
|
| Art. 231, second member |
Assessment request for an internal model of a group |
|
| Art. 237, tweed member |
Application for evaluation application special regime for a group of concentrated risk management |
|
The Authority shall, in the performance of its task under the law, take account of the directives referred to in the table below.
Relevant Directive provisions:
Short description:
| Banks and investment firms | Directive Recovery and resolution of banks and investment firms: | |
| Art. 3, fourth member |
General cooperation obligation for the purposes of settlement |
|
| Art. 3, seventh member |
Taking into account possible consequences of decisions in other Member States where the entity is active |
|
| Art. 6, 4th Member |
Recovery plan review by the resolution authority |
|
| Art. 11, second paragraph |
Information for the preparation and implementation of resolution plans |
|
| Art. 27, second paragraph |
Notification of the power to take early intervention for the purposes of a particular infringement or a rapidly deteriorating financial situation |
|
| Art. 59, 8th and ninth member |
Knowledge-setting and consultation requirements on viability setting |
|
| Art. 81, third and fourth members |
Confidential notice that institution fails or is likely to fail and that this will not be reasonably avoided by private measures |
|
| Art. 87 |
Eight principles of group decision-making in group development |
|
| Art. 112, third member |
Publication of information on penalties imposed on website |
|
| Undertakings for collective investment in transferable securities | Undertakings Directive for collective investment in transferable securities: | |
| Art. 99ter, fourth member |
Publication of information on penalties imposed on website |
|
The Netherlands Bank and the Authority shall take part in the performance of their tasks on the basis of the Law the guidelines for cooperation and the provision of information set out in the table below.
Relevant Directive provisions:
Short description:
| Banks | Directive on deposit-guarantee schemes: | |
| Art. 10, 10th Member |
Information to EBA on guaranteed deposits and the financial resources in the deposit guarantee fund held under the Dutch deposit guarantee scheme |
|
| Art. 14, second paragraph |
Obligations in the framework of cooperation with other deposit-guarantee schemes |
|
| Art. 14, fourth member |
Information exchange on deposit-guarantee schemes |
|
| Art. 17, first paragraph |
Information to EBA in the context of the authorisation of the deposit guarantee scheme applicable to a bank |
|
| Banks and investment firms | Directive on capital requirements | |
| Art. 20, first, third and fifth members |
Information on the governance, granting and withdrawal of a licence (banks) |
|
| Art. 37 |
Information on refusal of opening branch and of modification of work (banks) |
|
| Art. 41, second paragraph |
Request for assistance EBA (banks) |
|
| Art. 43, fifth paragraph |
Information on precautionary measures and requests for assistance EBA (banks) |
|
| Art. 47, second paragraph |
Information on licensing branches of third party banks |
|
| Art. 50, second to fifth members |
General cooperation and information exchange obligation on liquidity and request assistance EBA |
|
| Art. 52, third member |
Information exchange on checks on branches |
|
| Art. 57, fifth member |
Information to EBA on information exchange |
|
| Art. 69, first to third members |
Information exchange on penalties |
|
| Art. 75, first and third members |
Information on remuneration policies |
|
| Art. 103, second member |
Information to EBA on the application of supervisory measures to banks and investment firms with comparable risk profiles |
|
| Art. 107, first paragraph |
Information to EBA on reviews and evaluations by supervisors |
|
| Art. 111, sixth Member |
Inform the Commission and EBA of supervisors of supervisors |
|
| Art. 113, first to fourth paragraphs |
Coordination of decision-making by national supervisors in group supervision |
|
| Art. 114, 2nd Member |
Information on emergency situations to supervisors other Member States |
|
| Art. 120, third member |
Information on the application of provisions of this Directive to a mixed financial holding company |
|
| Art. 125, third member |
Compilation lists of holding companies for supervisors other Member States, Commission and EBA |
|
| Art. 131, seventh member |
Information about system relevance buffers |
|
| Art. 133, eleventh to fourteenth member |
Information exchange and determination of the system risk buffer rate |
|
| Directive Recovery and resolution of banks and investment firms: | ||
| Art. 4, seventh member |
Information to EBA on application rules on recovery and resolution plans |
|
| Art. 7, third member |
Group Recovery Plan Information |
|
| Art. 11, second paragraph |
Information for the preparation and implementation of resolution plans |
|
| Art. 14, first and second members |
Settlementation (group) resolution plans |
|
| Art. 22 |
Consent approved agreements for financial support within the group |
|
| Art. 25, third member |
Approval, prohibition or restriction of financial support |
|
| Art. 25, fourth member |
Raise objections to EBA regarding forbidding or restricting financial support |
|
| Art. 25, sixth paragraph, second sentence |
Notification granting financial support |
|
| Art. 25, seventh member |
Request to consolidate supervisory authority to reassess group development plan or revised recovery plan |
|
| Art. 30, first to fifth and seventh members |
Coordination early intervention measures and appointment of a temporary trustee in respect of groups |
|
| Art. 35, seventh member |
Consider establishing one special driver for a group |
|
| Art. 44, 12th member |
Notification of the European Commission on the exclusion of certain liabilities from bail-in |
|
| Art. 45, 16th Member |
Notification to EBA of MREL requirements for all entities |
|
| Art. 59, 8th and ninth member |
Knowledge-setting and consultation requirements on viability setting |
|
| Art. 62, first and eighth member |
Notification of recital establishing and joint decision-making on viability |
|
| Art. 81, third and fourth members |
Confidential notice that institution fails or is likely to fail and that this will not be reasonably avoided by private measures |
|
| Art. 83, first to third members |
Procedural requirements after taking settlement measures |
|
| Art. 87 |
Eight principles of group decision-making in group development |
|
| Art. 88, first to third, fifth and sixth Member States |
Establishment of, participation in and preseated of settlement privileges |
|
| Art. 89 |
Establishment and operation of European resolution interpreters |
|
| Art. 91, first, seventh and ninth to thirteenth member |
Decision-making and procedures in group development involving a subsidiary of the group |
|
| Art. 92, with the exception of the fourth member |
Group-development decision-making and procedures |
|
| Art. 113, 1st Member |
Notification to EBA of any penalties imposed as provided for in Article 111 of the Directive and the status of any appeals and results thereof |
|
| Investment vehicles | Directive managers of alternative investment vehicles: | |
| Art. 24, fifth paragraph |
Information on control system risk |
|
| Art. 25 |
Information on leveraged finance |
|
| Art. 38, 6th paragraph |
Information on compliance guidelines and recommendations ESMA |
|
| Art. 45, fourth to ninth members |
Administrator compliance information information |
|
| Art. 46, third member |
Information on non-compliance rules by Admin third country |
|
| Art. 48, third member |
Information on penalties imposed |
|
| Art. 50, 1st Member |
General cooperation obligation |
|
| Art. 50, fourth and fifth members |
Information on cooperation arrangements |
|
| Art. 52 |
Information exchange with third countries |
|
| Art. 53 |
Information exchange on potential system implications of the activities of administrators |
|
| Art. 54, first, second and third members |
On-the-spot verification and inspection |
|
| Art. 67, third member |
Information for advice to ESMA for third-country policies |
|
| Investment firms and regulated markets | Directive Markets for Financial Instruments: | |
| Art. 5, third member |
Information on the authorisation of the authorisation |
|
| Art. 8, seventh paragraph |
Information on revocation of a licence |
|
| Art. 15, 1st Member |
Information on difficulties in a third country |
|
| Art. 15, 4th Member |
Information on difficulties in a third country |
|
| Art. 27, second paragraph |
Information on share class classification |
|
| Art. 31, second paragraph, fourth subparagraph |
Disclosure of information at the request of ESMA |
|
| Art. 36, 6th paragraph |
Information on the withdrawal of a licence |
|
| Art. 41, second paragraph |
Information on suspension of trade |
|
| Art. 47 |
Information on (changes to) a list of regulated markets |
|
| Art. 42, sixth Member |
Disclosure of information at the request of ESMA |
|
| Art. 48, second paragraph, third subparagraph |
Information on (task) delegation scheme or cooperation agreement |
|
| Art. 51, fourth and fifth members |
Information on administrative measure or sanction imposed |
|
| Art. 53, third member |
Information on available complaints and appeals |
|
| Art. 56, fourth member |
Information on irregularities detected |
|
| Art. 57, fifth member |
General information exchange obligation |
|
| Art. 59, fifth paragraph |
Information on problems cooperation, including refusal to provide information by a supervisory authority in another Member State |
|
| Art. 62, first, second and third paragraphs, parts a |
Information on administrative measure or sanction imposed |
|
| Art. 62bis |
General cooperation and information exchange obligation |
|
| Securities markets | Market Abuse Directive: | |
| Art. 6, fifth paragraph |
Information on handling sensitive information |
|
| Art. 14, fifth paragraph |
Information on an affected administrative measure or a penalty |
|
| Art. 15 bis |
General cooperation and information exchange obligation |
|
| Issuers of securities | Directive Prospectus: | |
| Art. 13, second paragraph |
Information on approval prospectus |
|
| Art. 13, fifth paragraph |
Information on delegation approval prospectus |
|
| Art. 14, first paragraph |
Making available of prospectus |
|
| Art. 17, first paragraph |
Validity of prospectus |
|
| Art. 17, second paragraph |
Communication on required new information |
|
| Art. 18, third member |
Information and publication of certificates of approval |
|
| Art. 21, first paragraph (a) and (b) |
General cooperation and information exchange obligation |
|
| Art. 21, second paragraph, third subparagraph |
Information on delegation scheme |
|
| Art. 21, 4th Member |
Participation inspections on the ground |
|
| Art. 22, third member |
General information exchange obligation |
|
| Art. 23 |
Information on irregularities detected and measures taken |
|
| Transparency Directive: | ||
| Art. 23, first paragraph, final sentence |
Information on modification of the authorisation |
|
| Art. 24, third member |
Information on (task) delegation scheme |
|
| Article 25 (2), second subparagraph, second subparagraph, second subparagraph, second subparagraph, second subparagraph |
General cooperation and information exchange obligation |
|
| Art. 25, third member |
General information exchange obligation |
|
| Art. 25, fourth member |
Information on cooperation agreement |
|
| Art. 26 |
Information on irregularities detected and measures taken |
|
| Financial conglomerates | Directive on financial conglomerates: | |
| Art. 4, first paragraph |
Information on brands group as a financial conglomerate |
|
| Art. 4, second paragraph |
Information on brands group as a financial conglomerate |
|
| Art. 10, 1st Member |
Information on designated coordinator |
|
| Art. 11, fourth paragraph, first subparagraph |
Cooperation through colleges |
|
| Art. 12, first and second members |
General cooperation and information exchange obligation |
|
| Art. 12a |
General cooperation and information exchange obligation |
|
| Art. 14, first paragraph |
General cooperation and information exchange obligation |
|
| Art. 18, 1st Member |
Taking account of guidelines |
|
| Art. 18, third member |
Information on supervision of financial conglomerate |
|
| Undertakings for collective investment in transferable securities | Undertakings Directive for collective investment in transferable securities: | |
| Art. 6, first paragraph |
Information on the authorisation of the authorisation |
|
| Art. 9, second paragraph |
Information on difficulties in a third country |
|
| Art. 21, fifth paragraph, part a |
Information on problems cooperation, including refusal to provide information by a supervisory authority in another Member State |
|
| Art. 21, seventh member |
Information on administrative measure or sanction imposed |
|
| Art. 21, ninth member |
Information on refusal of authorisation |
|
| Art. 32, 6th paragraph |
Information on the granting of a derogation |
|
| Art. 51, 1st Member |
General information exchange obligation |
|
| Art. 52, fourth paragraph, third subparagraph |
Information on information on a list of specific bonds and categories of issuers empowered to issue these bonds |
|
| Art. 99ter, second member |
Information exchange on penalties imposed which have not been disclosed |
|
| Art. 99c, second member |
Cooperation and coordination in the exercise of sanctioning powers |
|
| Art. 99sexies, first and second members |
Provision of aggregated information on penalties and measures imposed |
|
| Art. 101, 1st Member |
General cooperation and information exchange obligation |
|
| Art. 101, second paragraph, part a |
General information exchange obligation |
|
| Art. 102, second and fifth members |
General cooperation and information exchange obligation |
|
| Art. 103, third and seventh member |
Information on designated authorities |
|
| Art. 108, fifth paragraph, second subparagraph |
Information on administrative measure or sanction imposed |
|
| Insurers | Directive Solvency II | |
| Art. 25a |
Notification of authorisations granted and withdrawn |
|
| Art. 26 |
Cooperation with the supervisory authorities of other Member States |
|
| Art. 30, third member |
Notification to Member State of origin |
|
| Art. 38, second paragraph |
Notification to Member State of origin |
|
| Art. 52, 1st Member |
Information to EIOPA on capital storage factors |
|
| Art. 60 |
Cooperation on proposed acquisition by financial undertaking |
|
| Art. 65 bis |
Cooperation with EIOPA |
|
| Art. 71, second paragraph |
Supervisory convergence |
|
| Art. 77 septies, first paragraph, second subparagraph |
Information to EIOPA on the application of a number of provisions |
|
| Art. 138, fourth paragraph, fourth subparagraph, and fifth paragraph |
Cooperation in the exercise of solvency supervision |
|
| Art. 139, third member |
Cooperation in the exercise of solvency supervision |
|
| Art. 144, second paragraph |
Cooperation in the revocation of a licence |
|
| Art. 146, first and third members |
Information provision relating to the establishment of a branch |
|
| Art. 148, first paragraph |
Provision of information relating to the provision of services |
|
| Art. 155, second, third and ninth member |
Information on measures taken by a host Member State |
|
| Art. 158, first and second members |
Cooperation in the supervision of reinsurers |
|
| Art. 159, third paragraph |
Statistical information on cross-border activities |
|
| Art. 167, third member |
Cooperation in the supervision of insurers with authorisations in several Member States |
|
| Art. 170 |
Notification on withdrawal of authorisation |
|
| Art. 176 |
Information on the authorisation of a parent undertaking in a third country |
|
| Art. 177, first paragraph |
Notification of difficulties encountered by insurers in a third country |
|
| Art. 195 |
Exchange of information |
|
| Art. 196 |
Cooperation on Community co-insurance |
|
| Art. 206, second paragraph, third subparagraph |
Information on disease tables and other statistical information |
|
| Art. 213, third, fourth and sixth members |
Information relating to the directives to be applied to a mixed financial holding company |
|
| Art. 214, second member |
Reconciliation in the context of the group supervision |
|
| Art. 215, second paragraph |
Reconciliation in the context of the group supervision |
|
| Art. 216, first paragraph and fourth paragraph, third subparagraph |
Notification of ultimate parent undertaking at national level |
|
| Art. 217, first paragraph, third subparagraph |
Notification of parent undertaking covering several Member States |
|
| Art. 218, fifth paragraph |
Reconciliation in the context of the group supervision |
|
| Art. 219, 1st Member |
Reconciliation in the context of the group supervision |
|
| Art. 220, second paragraph |
Reconciliation in the context of the group supervision |
|
| Art. 221, second paragraph |
Reconciliation in the context of the group supervision |
|
| Art. 227, second paragraph, second subparagraph |
Verification of equivalence of the solvency regime of a third country |
|
| Art. 231, first paragraph, sixth paragraph, second and third paragraphs, and seventh paragraph, third subparagraph |
Notice on internal model application of a group |
|
| Art. 237, first paragraph, and sixth paragraph, third subparagraph |
Notice on application special regime for a group of concentrated risk management |
|
| Art. 238, second, third and fourth members |
Cooperation related to application special regime for a group of concentrated risk management |
|
| Art. 239, first, second and third members |
Measures to be taken with regard to a group of concentrated risk management |
|
| Art. 240, 1st Member |
Reconciliation in the context of the group supervision |
|
| Art. 244, second and third paragraphs |
Reconciliation in the context of the group supervision |
|
| Art. 245, second and third members |
Reconciliation in the context of the group supervision |
|
| Art. 248, first and fourth members |
Reconciliation in the context of the group supervision |
|
| Art. 249, first and second members |
Information exchange in the context of the group supervision |
|
| artt. 250 to 252 |
Cooperation in the context of group supervision |
|
| Art. 258, first and second member |
Enforcement measures in the framework of group supervision |
|
| Art. 260, 1st Member |
Verification of equivalence of supervision in a third country |
|
| Art. 261, second paragraph |
Cooperation with the supervisory authorities of third countries |
|
| Art. 270 |
Notification of remediation measures |
|
| Art. 273, third member |
Notification of a winding-up procedure |
|
| Art. 284, second paragraph |
Information on a winding-up procedure |
|
| Art. 298, second member |
Cooperation between the Member States and the European Commission |
|
| Art. 308 ter, fourth member |
Publication list of insurers to which certain transitional measures apply |
|
The provisions of Article 19, first paragraph, of Regulation 1093/2010 -Article 19 (1), second paragraph, of Regulation 1094/2010 and Article 19, first paragraph, of Regulation 1095/2010 The procedure for the settlement of disagreements between competent authorities in cross-border situations shall apply in the cases specified in the directives referred to in the table below.
Relevant Directive provisions:
Shall disagreements on:
| Banks and investment firms | Directive on capital requirements: | |
| Art. 112, second paragraph, first subparagraph |
Matters relating to the exercise of consolidated supervision |
|
| Art. 117, second paragraph, first subparagraph |
Matters relating to mutual cross-border cooperation |
|
| Investment vehicles | Directive managers of alternative investment vehicles: | |
| Art. 45, Tenth Member |
Submit to ESMA of dispute between supervisors on supervisory measures |
|
| Art. 55 |
Cooperation and coordination within the meaning of the Directive |
|
| Investment firms and regulated markets | Directive Markets for Financial Instruments: | |
| Art. 58a |
Late payment or rejection of a request addressed to a supervisory authority of another Member State |
|
| Art. 62, first, second and third members, parts b |
Insufficient cooperation or implementation of tasks by a supervisory authority of another Member State |
|
| Securities markets | Market Abuse Directive: | |
| Art. 16, second paragraph, fourth subparagraph |
Late payment or rejection of an information request by a supervisory authority of another Member State |
|
| Art. 16, fourth paragraph, fifth subparagraph |
Late payment or rejection of a request for a review addressed to a regulatory body in another Member State |
|
| Issuers of securities | Directive Prospectus: | |
| Art. 22, second paragraph |
Late payment or rejection of an information request by a supervisory authority of another Member State |
|
| Transparency Directive: | ||
| Art. 25, second paragraph |
Late payment or rejection of a request addressed to a supervisory authority of another Member State |
|
| Financial conglomerates | Directive on financial conglomerates: | |
| Art. 18, first paragraph |
Assessment of a supervisory authority of another Member State with regard to the equivalence of supervisory powers in third countries |
|
| Undertakings for collective investment in transferable securities | Undertakings Directive for collective investment in transferable securities: | |
| Art. 21, fifth paragraph, part b |
Insufficient cooperation or implementation of tasks by a supervisory authority of another Member State |
|
| Art. 101, eighth paragraph, parts a, b and c |
Late payment or rejection of a request addressed to a supervisory authority of another Member State |
|
| Art. 108, fifth paragraph, point (b) |
Insufficient cooperation or implementation of tasks by a supervisory authority of another Member State |
|
| Insurers | Directive Solvency II | |
| Art. 33, third paragraph |
Verifications of branches established in another Member State |
|
| Art. 38, second paragraph, third subparagraph |
Verifications to service providers to which functions or activities have been subcontracted |
|
| Art. 155, third paragraph, second subparagraph |
Infringements of the legal provisions of the host Member State |
|
| Article 158, second paragraph, second subparagraph |
Infringements of the legal provisions of the host Member State |
|
| Art. 227, second paragraph, third subparagraph |
Equivalence of the solvency regime of a third country |
|
| Art. 231, third member |
Application for the application of an internal model of a group |
|
| Art. 237, third member |
Application for application special regime for a group of concentrated risk management |
|
| Art. 238, fifth Member |
Monitoring of a group with concentrated risk management |
|
| Art. 239, fourth member |
Recovery measures from subsidiaries |
|
| Art. 247, fourth Member |
Group supervisor designation |
|
| Art. 248, second paragraph, third subparagraph |
Exercise group supervision |
|
| Art. 248, fourth paragraph, second subparagraph |
Coordination arrangements regarding exercise group supervision |
|
| Art. 249, paragraph 1a |
Cooperation and exchange of information in the context of group supervision |
|
| Art. 255, second paragraph, fourth subparagraph |
Group supervision verifications |
|
| Art. 260, first paragraph, fourth subparagraph |
Equivalence of the supervision of a third country |
|
A change of the in Articles 1a , 1b , 2 and 3 the said Directive shall apply to the application of this scheme as from the day on which the amendment in question must be carried out at the latest.
This arrangement shall be based on the Articles 4 (4) , 1:25, 4th member , 1:51e and 1:65, 6th member, of the law .
This arrangement shall enter into force from 1 January 2013.
This arrangement is cited as: Scheme for the performance of duties and cross-border cooperation Financial Supervisors Wft.
This arrangement will be set out in the Official Journal.
TheMinister
of Finance,J.R.V.A. Dijsselbloem
