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With Regard To The Transmission Of Registers Of Holders Of Securities

Original Language Title: cu privire la transmiterea registrelor deținătorilor de valori mobiliare

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    In order to keep records of securities limited-liability companies whose registers of holders of securities are held, kept on paper or archived by the company registry "Registry-Correctly, in accordance with article 1 para. (1), article 3, article 8 b) and subparagraph (c)), art. 9 para. (1) (a). d) and lit. g), article 21, para. (1), article 22 para. (1) and paragraphs 1 and 2. (3), art. 25 para. (2) of law No. 192-XIV of 12.11.1998 "Concerning the National Commission for financial market" (republished in the Official Gazette of the Republic of Moldova, 2007, nr. 117-126 BIS), article 10 para. (2) of law No. 171 of 11.07.2012 "capital market" (Official Gazette of the Republic of Moldova, 2012, no. 193-197, 665) and the decision of the National Commission of financial market nr. 57/1 of 18.11.2016 "on the approval of the list of companies registry which may be designated to take over some workbooks issuers", by way of derogation from paragraphs 8.2 and chapter 14 of regulation on how to hold a register of holders of securities by the Registrar and owner, approved by Resolution of the National Securities Commission no. 15/1 of 16.03.2007 (Official Gazette of the Republic of Moldova, 2007, no. 51-52, art. 199), the NATIONAL COMMISSION of FINANCIAL MARKET DECIDES:

1. the registry shall be appointed by the companies for issuers whose registers of holders of securities are held, kept on paper or archived by the company registry "Registry-Correctly, in accordance with the annex.
2. If, within 15 working days from the date of its publication in the Official Gazette of the Republic of Moldova of the present judgment, issuers listed in the annex shall not express disagreement in writing concerning the designated company registry, it will be deemed accepted. In case of disagreement, the company registry shall be entitled to a refund of all expenses actually incurred in connection with the takeover and/or training workbook from the registry "Registry-correct" 3. The companies registry will notify the designated issuers nominated in the annex about fetching record-the register of holders of securities of the offeree company registry "Registry-correct", and will take the necessary measures in order to keep the register of holders of securities as provided for in the legislation, including the identification of persons with managerial responsibility and/or majority shareholders of issuers to whom the records you were taken.
4. the register designated companies shall forthwith inform the National Commission of financial market about the disparities identified in the takeover of registers of holders of securities, with the annexation of confirmative documents.
5. registry designated Companies shall submit quarterly national Commission of financial market information relating to the enforcement of the provisions of point 3 of this decision.
6. this decision shall enter into force on the date of its adoption, shall be published on the official website of the National Commission of financial market (www.cnpf.md) and in the Official Gazette of the Republic of Moldova.