With Regard To The Initiation Complex Control On Compliance With The Legislation In The Field Of Capital Market By The Company ' Register Guarantor "

Original Language Title: cu privire la inițierea controlului complex privind respectarea legislației în domeniul pieței de capital de către Societatea de registru „Registru Garant” S.A.

Read the untranslated law here: https://www.global-regulation.com/law/moldova/5967769/cu-privire-la-iniierea-controlului-complex-privind-respectarea-legislaiei-n-domeniul-pieei-de-capital-de-ctre-societatea-de-registru-registru-garant-s.html

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    For the purpose of verifying compliance with the provisions of the legislation in the work carried out by the company ' Register Guarantor "(mun. Chisinau, str. Mitropolit Varlaam 65, of. 333 1003600103332), on WHOSE BEHALF, in accordance with the decision of the Ministry of economy of the Republic of Moldova nr. 95 from 28.07.2016, under art. 1 (1). (1), art. 3, art. "". (1) and paragraphs 1 and 2. (2), art. 8 lit. f), art. 20 paragraph 1. (1), art. 21. (2), art. 22 paragraph 1. (1) and paragraph 1. (3), art. 25 para. (2) of law No. 192-XIV of 12.11.1998 "Concerning the National Commission for financial market" (republished in the Official Gazette of the Republic of Moldova, 2007, nr. 117-126 BIS), art. 141 para. (1) (a). paragraph 1 of). (7) and paragraphs 1 and 2. (8) of law No. 11.07.2012 171 from "capital market" (Official Gazette of the Republic of Moldova, 2012, no. 193-197, 665) and regulation on how to conduct checks of activity of participants in the securities market by the National Securities Commission, approved by the decision of the National Commission for securities No. 9/7 of 14.03.2002 (Official Gazette of the Republic of Moldova, 2002, nr. 117-119, art. 270), the NATIONAL COMMISSION of FINANCIAL MARKET DECIDES: 1. Initiating complex control on compliance with the legislation in the field of capital market by the company registry "Registry" guarantor "for the period from 01.04.2009-30.07.2016 activity.
2. monitoring will be carried out by employees of the National Commission of financial market appointed by order of the Vice-President of the National Commission of financial market.
3. register company "Registru" Garant ", including non-banking financial market participants with which it has had reports in the context of the pursuit of the work during the period specified in paragraph 1 of this Decree, shall ensure the access control group members to all documents, electronic systems and other sources of information necessary for supervision.
4. this Ordinance shall enter into force on the date of its adoption, shall be published on the official website of the National Commission of Financial Market (www.cnpf.md) and in the Official Gazette of the Republic of Moldova.