Financial and capital market Commission, the provisions of regulations No 157 in Riga 2009 (4 December. 3. p. 47)
Financial and capital market participants about the payment of financial and capital market Commission for funding in 2010 and reporting provisions of regulations Issued pursuant to the financial and capital market Commission of the law article 24, second subparagraph and article 11 of the law on Reinsurance, the fourth part i. General questions 1. "financial and capital market participants about the payment of financial and capital market Commission for funding in 2010 and reporting provisions of regulations" (hereinafter-the rules) are binding on insurers , reinsurers, private pension funds, investment companies regulated market organizers, Latvian central depository, investment management firms, credit unions and credit institutions (hereinafter referred to as the financial and capital market participants), as well as foreign branches of economic operators and of the Member States, in accordance with the law to give financial and insurance services (hereinafter referred to as foreign branches of economic operators and of the Member States).
2. the rules are not binding on the electronic money institutions which, under the law of credit institutions receive financial and capital market Commission (hereinafter the Commission) issued a license (permission) for the operation of the credit institution and Member State the reinsurers affiliates.
II. the financing of 3 financial and capital market participants payments for financing the activities of the Commission in 2010 in the following: 3.1 the insurer received the payment of quarterly Gross insurance premiums direct amounting to: 0.2 percent of 3.1.1 road vehicle insurance against civil liability in respect of the insurance operations;
3.1.2.0.232 percent of life insurance with savings of building operations, t.sk. from unit-linked life insurance contracts;
3.1.3.0.586 per cent of general insurance operations;
3.2. the payment of 0.4 percent of reinsurers from the quarter received gross reinsurance premiums;
3.3. private pension fund payments to 0.337% of pension plan participants and their good quarterly instalments in the private pension funds licensed in pension plans;
3.4. investment brokerage firm charges 1 percentage of brokerage firm business gross revenue in the quarter, but not less than 2000 dollars a year for each brokerage firm;
3.5. the investment management company charges 0.02 percent of the investment management company managing investment funds in the middle of the quarter, the amount of assets but not less than 2500 dollars a year for each of the investment firm;
3.6. the organizer of the regulated market charges interest of 1978 regulated the market Organizer business gross revenue in the quarter, but not less than 5000 lats for each year the organizer of the regulated market;
3.7. The Latvian Central Depository charges 1978 percent of its gross revenue of the business quarter, but not less than 5000 dollars a year;
3.8. the Credit Union charges from 0.033 percent of credit unions, the average size of assets per quarter;
3.9. the percentage of credit payment 0.00381 amount of the average amount of credit assets in the quarter.
4. foreign and national merchant affiliates payments to finance the activities of the Commission in 2010 are set in accordance with paragraph 3 of this rule, according to their scope.
5. the financial and capital market players, which has a branch in a foreign country and who make payments also foreign supervisory authority for the supervision of the relevant foreign country: 5.1 payment for financing the activities of the Commission during the period is reduced by the foreign payments to the supervisory authority, which proves with the supporting documents, shall be submitted together with the reports provided for in paragraph 6, the conversion of this amount in dollars after the Bank of Latvia exchange rate the last calendar day of the period;
5.2. no mutual relation with the Commission if the amount of the duty foreign supervisory authority exceeds the amount of the payments for the financing of the activities of the Commission during the period.
III. Payment and arrangements 6. Financial and capital market participants to review the quarter following month 30. date to be submitted to the Commission for the following reports: 6.1. insurers ' review of insurer payment calculation for financial and capital market Commission for financing "(annex 1);
6.2. the reinsurers ' review of the calculation of the reinsurer charges financial and capital market Commission for financing "(annex 2);
6.3. private pension funds ' review of the private pension fund payment calculation of financial and capital market Commission for financing "(annex 3);
6.4. the investment brokerage firms "review of investment brokerage company payment calculation for financial and capital market Commission for financing" (annex 4);
6.5. the investment management companies "review of investment management company payment calculation for financial and capital market Commission for financing" (annex 5);
6.6. the organizers of the regulated market and the Latvian Central Depositary "review of a regulated market the Organizer/Latvian Central Depository payment calculation of financial and capital market Commission for financing" (annex 6);
6.7. the credit unions ' overview of credit unions to payment calculation of financial and capital market Commission for financing "(annex 7);
6.8. the credit institutions ' review of the calculation of credit payment of financial and capital market Commission for financing "(annex 8).
7. foreign company branches in the Member States and the rules laid down in paragraph 6 of the report should be submitted according to their coverage.
8. payments for the financing of the Commission are made quarterly in lats.
9. the financial and capital market participants, t.sk. foreign branches of economic operators and of the Member States, to the quarter in the following month 30. date this provision laid down in paragraph 3 of the Commission payment in the account no Bank LV96 0000 0000 1185 1 Latvian LACB LACBLV2X, tax registration No. 90001049028.

10. If this rule 3.4-3.7 in the financial and capital market participant or branch of a foreign merchant or ceases his activity report during the quarter, the amount of payment shall be determined in proportion to the period of its operation.
Financial and capital market Commission of Krūman I.