Financial and capital market Commission, the provisions of regulations No 334 Riga 2010 December 20th (Mon. 18. p. 49)
Financial and capital market participants about the payment of financial and capital market Commission in 2011 to finance and reporting provisions of regulations Issued pursuant to the financial and capital market Commission of the law article 24, second paragraph, article 11 of the law of reinsurance in the fourth and payment Services Act 40. the third paragraph of article i. General questions 1. "financial and capital market participants about the payment of financial and capital market Commission in 2011 to finance and reporting provisions of regulations" (hereinafter-the rules) are binding on insurers , reinsurers, private pension funds, investment companies regulated market organizers, Latvian central depository, investment management companies, credit unions, credit and payment institutions (hereinafter – financial and capital market participants), as well as foreign branches of economic operators and of the Member States, in accordance with the law to give financial services in Latvia, (hereinafter referred to as foreign branches of economic operators and of the Member States).
2. the rules are not binding on the electronic money institutions which, under the law of credit institutions receive financial and capital market Commission (hereinafter the Commission) issued a license (permission) of the business of credit institutions and payment institutions in accordance with the law of payment services should not receive a Commission issued a license (permit) the provision of payment services, and Member State the reinsurers affiliates.
II. the financing of 3 financial and capital market participants payments for financing the activities of the Commission in 2011 in the following: 3.1 the insurer received the payment of quarterly Gross insurance premiums direct amounting to: 0.2 percent of 3.1.1 road vehicle insurance against civil liability in respect of the insurance operations;
3.1.2.0.231 percent of life insurance with savings of building operations, t.sk. from unit-linked life insurance contracts;
3.1.3.0.555 percent of other insurance operations;
3.2. the payment of 0.4 percent of reinsurers from the quarter received gross reinsurance premiums;
3.3. private pension fund charges 0.2 percent of retirement plan participants and their good quarterly instalments in the private pension funds licensed in pension plans;
3.4. investment brokerage firm charges 1 percentage of brokerage firm business gross revenue in the quarter, but not less than 2 000 dollars a year for each brokerage firm;
3.5. the investment management company charges from 0.014 percent investment management company managing investment funds in the middle of the quarter, the amount of assets but not fewer than 2 500 dollars a year for each of the investment firm;
3.6. the organizer of the regulated market charges interest at about 1.641 from regulated market Organizer business gross revenue in the quarter, but not less than 5 000 LVL for each year the organizer of the regulated market;
3.7. The Latvian Central Depository charges interest at about 1.641 from depository business gross revenue in the quarter, but not less than 5 000 LVL per year;
3.8. the Credit Union charges from 0.033 percent of credit unions, the average size of assets per quarter;
3.9. credit payment 0.00349 percent of the supervision of credit institutions, the average size of assets per quarter;
3.10 payment institutions payments to 0.05 percent of the payment institutions payments total quarter, but no less than 2 500 dollars a year for each of the payment institution.
4. foreign and national merchant affiliates payments to finance the activities of the Commission in 2011 will be determined in accordance with paragraph 3 of this rule, according to their scope.
5. the financial and capital market players, which has a branch in a foreign country and who make payments also foreign supervisory authority for the supervision of the relevant foreign country: 5.1 payment for financing the activities of the Commission during the period is reduced by the foreign payments to the supervisory authority, which is demonstrated by the receipt of the payment document, which is presented together with the provisions set out in paragraph 7 of the report, the conversion of this amount in dollars after the Bank of Latvia exchange rate the last calendar day of the period;
5.2. no mutual relation with the Commission if the amount of the duty foreign supervisory authority exceeds the amount of the payments for the financing of the activities of the Commission during the period.
III. Payment and arrangements 6. This provision laid down in paragraph 3 financial and capital market participants in payment basis: 6.1. insurers – quarterly cash flow report showing received insurance premiums according to the type of insurance;
6.2. the reinsurers – review the quarterly cash flow reflects the reinsurance premiums received;
6.3. private pension funds – review the quarterly retirement plan accounts net asset movement reflected in the contributions to the pension plans.
6.4. the investment brokerage firms – quarterly report heading "profit or loss for the financial year" explosion in the types of income: interest income, dividend income, commissions and other similar income, financial instruments trading business profit or loss revaluation of investments, other ordinary income and stock reduction income attributable to income referred to above;
6.5. the investment management companies – the quarterly "investment fund assets and liabilities report ' included in total assets. Quarterly average assets under management, at some calculated as the amount of assets of the month on the last day of the month the average size;
6.6. credit unions and credit-quarterly average assets, which reflect the amount of monthly balance sheet total assets position. The quarterly average is calculated as the amount of assets the assets of about a month on the last day of the month the average size;
4.2. payment institutions-quarterly review of capital adequacy report includes the total amount of payments.

7. the financial and capital market participants to review the quarter following month 30. date to be submitted to the Commission for the following: 7.1 insurers report "overview of insurer payment calculation of financial and capital market Commission for financing" (annex 1);
7.2. the reinsurers ' review of the calculation of the reinsurer charges financial and capital market Commission for financing "(annex 2);
7.3. private pension funds ' review of the private pension fund payment calculation of financial and capital market Commission for financing "(annex 3);
7.4. the investment brokerage firms "review of investment brokerage company payment calculation for financial and capital market Commission for financing" (annex 4);
7.5. the investment management companies "review of investment management company payment calculation for financial and capital market Commission for financing" (annex 5);
7.6. the organizers of the regulated market and the Latvian Central Depositary "review of a regulated market the Organizer/Latvian Central Depository payment calculation of financial and capital market Commission for financing" (annex 6);
7.7. credit unions ' overview of credit unions to payment calculation of financial and capital market Commission for financing "(annex 7);
7.8. credit institutions ' review of the calculation of credit payment of financial and capital market Commission for financing "(annex 8);
7.9. payment institutions "review of payment institutions in payment calculations the financial and capital market Commission for financing" (annex 9).
8. foreign and national merchant affiliates this rule laid down in paragraph 7, the report must be submitted within their scope.
9. payments for the financing of the Commission are made quarterly in lats.
10. the financial and capital market participants, t.sk. foreign branches of economic operators and of the Member States, to the quarter in the following month 30. date this provision laid down in paragraph 3 of the Commission payment in the account no Bank LV96 0000 0000 1185 1 Latvian LACB LACBLV2X, tax registration No. 90001049028.11. If this rule 3.4-3.7 and 3.8, paragraph financial and capital market participant or branch of a foreign merchant or ceases his activity report in the middle of the quarter, the amount of payment shall be determined in proportion to the period of its operation.
12. If the financial and capital market participants for sector payments for the Commission's 2011 revenue, compared to the Commission's 2011 budget estimates approved by the financial and capital market supervision-related revenue under accrual basis, constitute a surplus, the Commission calculated the financial and capital market Commission, the payment of the share in revenue from 2011 in a particular market sector and inform the sector financial and capital market participants and according to this market sector revenue in proportion to the excess is attributed to each of the sector's financial and capital market participants. Market sector in the allocation of surplus in proportion to the calculation does not include those market participants whose payments to finance the activities of the Commission performed an annual minimum amount set in the financial and capital market Commission Act. 
* According to the Bank of Latvia "monetary financial institutions a monthly balance sheet reporting rules".
Financial and capital market Commission of Krūman I.