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Amendment To The "regulations On The Financial Conglomerate's Capital Adequacy Calculation Procedure And On The Provision Of Information On Significant Risk Concentration And Significant Intra-Group Transactions"

Original Language Title: Grozījumi "Noteikumos par finanšu konglomerāta kapitāla pietiekamības aprēķināšanas kārtību un par informācijas sniegšanu par nozīmīgiem riska koncentrācijas gadījumiem un nozīmīgiem grupas iekšējiem darījumiem"

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Financial and capital market Commission, the provisions of regulations No 137 Riga 7 June 2013 (financial and capital market Commission Council meeting Protocol No 22. p.)
The amendments to the "provisions on the financial conglomerate's capital adequacy calculation procedure and on the provision of information on significant risk concentration and significant intra-group transactions" Issued pursuant to the financial conglomerate is article 13 of the law, the first paragraph of article 15 of the fourth and the third subparagraph of article 16(1) and the financial and capital market Commission of law article 6, paragraph 1 and article 7 paragraph 1 first subparagraph to make financial and capital market Commission, 21.04.2006. Regulation No 84 "rules on the financial conglomerate's capital adequacy calculation procedure and on provision of information on significant risk concentration and significant intra-group transactions "(hereinafter-the rules) the following amendments: 1. Express 17 the following:" 17. Responsible company report on significant risk concentration cases prepared with Commission Regulation No 313 13.11.2010. "exposure limit" the enforcement regulations of the given statements, and report on significant intra-group transactions made using the provisions of Commission regulations No 22.05.2009.. 64 "the legislative provisions concerning the supplementary supervision of insurance undertakings under reinsurance companies adjusted solvency margin and adjusted equity the calculation procedures and the means for providing information on the supplementary supervision of insurance undertakings under reinsurance community groups or transactions between "current report". 2. Put the name of part VI, by the following: "VI. Informative reference to directives of the European Union". 3. Make the following paragraph 21: ' 21. provisions contained in the rules arising from: 21.1. European Parliament and Council of 16 December 2002, Directive 2002/87/EC on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate; 21.2. The European Parliament and of the Council of 16 December 2011 the 2011 EU Directive/89/, with regard to a financial conglomerate in the supplementary supervision of financial firms amending Directive 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC ". 4. Turn off the rule of paragraph 2 of annex 1. 5. Express provisions of annex 1 of paragraph 3 by the following: "3. The financial conglomerate's capital adequacy calculation is used in this annex referred to in paragraph 1 and the method of" rule of the financial conglomerate's capital adequacy calculation procedure and on the provision of information on significant risk concentration and significant intra-group transactions referred to in paragraph 4, the "reduction and addition methods (Marbles and aggregation method).". Financial and capital market Commission President k. Zakuli States