Financial and capital market Commission, the provisions of regulations No 134 Riga 7 June 2013 (financial and capital market Commission Council meeting Protocol No 22 4. p.)
The amendments to the "minimum capital requirements rules" Issued in accordance with the law of credit institutions, article 35 of the sixth and sixth article 50.8, financial instruments market law article 121 second and eighth and sixth article 123.3 to make financial and capital market Commission regulations regulations No 02.05.2007.60 "minimum capital requirements rules" (hereinafter-the rules) the following amendments: 1. Express rules 109.1 points in this version. : "109.1. the counterparty is an institution or a financial holding company, a mixed financial holding company, financial institution, investment management company or ancillary to the operation of the institution which regulatory requirements regulatory requirements equivalent to at least the level of the consolidation group;". 2. Express provisions of paragraph following 148.5:148.5. exposures to counterparties, which is the parent company of the institution, subsidiary company or its parent company-subsidiary company, in the event that the counterparty is an institution or a financial holding company, a mixed financial holding company, financial institution or ancillary, that is subject to consolidated supervision; ". 3. Express provisions of annex 14 paragraph 5 by the following: "5. If the parent credit institution of the European Union, the European Union's financial pārvaldītajsabiedrīb of the mother or the mother's mixed financial pārvaldītajsabiedrīb, or its group companies included in the consolidation as a sponsor or a sponsor of vērtspapiriz more consolidation companies included in the Group of exposures and the consolidation group is subject to consolidated supervision, the requirements referred to in paragraph 1 may follow a consolidation at group level. This option is only used if the consolidation group company whose exposures are vērtspapirizēt, have committed themselves to 163.1 this provision of the type referred to in paragraph 1 and provide the sponsor or the sponsor and the parent company of the European Union the information necessary to comply with this annex 10, paragraph. ". 4. Add to the informative reference to the provisions of European Union directives with paragraph 8 by the following: ' 8) of the European Parliament and of the Council of 16 November 2011 the 2011 EU Directive/89/, with regard to a financial conglomerate in the supplementary supervision of financial firms amending Directive 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC ". Financial and capital market Commission President k. Zakuli States