Financial and capital market Commission, the provisions of regulations No 218, Riga, 4 October 2013 (financial and capital market Commission Council Protocol No 4.37 p.)
The amendments to the "provisions on the financial conglomerate's capital adequacy calculation procedure and on the provision of information on significant risk concentration and significant intra-group transactions" Issued pursuant to the financial conglomerate is article 13 of the law, the first paragraph of article 15 of the fourth and the third subparagraph of article 16(1) to make financial and capital market Commission, 21.04.2006. Regulation No 84 "rules on the financial conglomerate's capital adequacy calculation procedure and on the provision of information on significant risk concentration and significant intra-group transactions" (hereinafter-the rules) the following amendments : 1. Express provisions 9.1 the following paragraph: "9.1. In the Republic of Latvia and the Member States registered regulated banking sector and the investment services sector the company calculate the equity capital and capital requirements in accordance with EU Regulation No. 575/2013 for the prudenciālaj requirements for credit institutions and investment firms, and amending Regulation (EC) No 648/2012 (hereinafter the EU Regulation No. 575/2013) procedures pursuant to EU Regulation No 575/2013 article 500; ". 2. Express provisions of paragraph 17 the following: "17. Responsible company report on significant risk concentration cases dealt with in accordance with EU Regulation No. 575/2013 394. Article and report on significant intra-group transactions made using the provisions of Commission regulations No 22.05.2009.. 64" the legislative provisions concerning the supplementary supervision of insurance undertakings under reinsurance companies adjusted solvency margin and adjusted the calculation of own funds and for providing information on the supplementary supervision of insurance undertakings under reinsurance community groups or transactions between the accounts given in the form "." 3. Express provisions in the new version of paragraph 21.2, "21.2. European Parliament and Council of 16 November 2011 the 2011 EU Directive/89/, with regard to a financial conglomerate in the supplementary supervision of financial firms amending Directive 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC. ' 4. Express provisions in the new annex 2. 5. Amendment of rule 9.1., 17., and in paragraph 21.2 annex 2 shall enter into force on the 01.01.2014. Financial and capital market Commission Vice Chairman p. Birdie annex 2 "in terms of the financial conglomerate's capital adequacy calculation procedure and on the provision of information on significant risk concentration and significant intra-group transactions (financial and capital market Commission 04.10.2013. provisions in laws No 218) the name of the responsible company must submit financial and capital market Commission and the review year the following April 30, the financial conglomerate's capital adequacy report 20 __. (year end date for the report period) (integer) a company registered under the name of the State registration number kods1 capital requirements (solvency margin) equity (equity) capital (own funds) elements that have arisen as a result of cross-financing capital requirements (solvency margin) and equity (own funds), the applicable rate (%) Equity capital (own funds) that is to be included in the own funds of the financial conglomerate calculates the ((02-03) x04/100) capital requirements (solvency margin) to be included in the financial conglomerate calculates the capital requirements (01x04/100) (A) (B) (C) the overall banking sector 01 02 03 04 05 06 banking sector X X X X the investment services sector, total investment in the service sector     X X X X the insurance sector total insurance sector X X X X the total of All financial sector X X X X financial conglomerate's capital adequacy (05-06 total of box 20 boxes total) X X X X X 1 country code indicated in accordance with the international standard ISO 3166 "countries and their territorial breakdown unit name code". (Signature) (name) performer (name) (telephone number) (email address)