Financial and capital market Commission, the provisions of regulations No 216, Riga, 4 October 2013 (financial and capital market Commission Council meeting Protocol No 2.37 p.) Amendments to individual financial and capital market Commission of the legislative provisions relating to the introduction of the euro are Issued in accordance with the procedures of the euro article 30 of the law on the first and fifth 1. In connection with the introduction of the euro to make certain financial and capital market Commission (hereinafter also – the Commission) rules, regulations, the amendments are as follows: 1.1 the Commission April 15, 2011 regulations regulations No. 63 "payment institutions and electronic money institutions and the regulatory requirements of the transaction reporting regulations provisions" : Replace annex 1 to 5 the word "late" (the relevant fold) with the word "Euro"; delete annex 3 and 5, the words, and the currency code "EUR prescribed rate x LB". 1.2. the Commission of 5 February 2010. the normative regulation No 24 "information about the structure of the bank's portfolio preparation and submission to the legislative provisions": express the following in paragraph 11: "11. Information about the group mentioned in paragraph 10 in combined loans, indicated in paragraph 7.10-7.14, displays the total in a single file line. Information presented in whole euro foreign currency loans issued are recalculated in the euro after the European Central bank in the foreign exchange rate report date. "; Express, and 16.5 16.4 16.6. section as follows: "attribute" 42 ' 16.4 chooses, if the borrower is a company whose annual average number of employees is less than 250 employees and an annual net turnover not exceeding eur 50 million and/or assets (balance sheet) total not exceeding 43 million euro. 16.5. the attribute "43", where the borrower is a company whose annual average number of employees is less than 50 employees and annual net sales and/or assets (balance sheet) total does not exceed eur 10 million. 10.3. Attribute "44", where the borrower is a company whose annual average number of employees is less than 10 employees and an annual net turnover and/or assets (balance sheet) total not exceeding eur 2 million. " 1.3. Commission 31 January 2013 legislative regulations No. 9 "for guaranteed consideration of information collection and delivery regulations": to make paragraph 8 by the following: "8. The provisions of paragraph 7 of the information specified in points in euro in accordance with the accounting used in the foreign currency deposit accession to the non-availability of the day or on the date specified in the request of the Commission, if the Commission has sent a request for information on guaranteed remuneration."; to delete the text in the annex to the currency code "LVL"; replace the words "annex 1 in dollars" by "Euro"; Replace annex 2, the number "70280.40" with the number "100000.00"; Replace annex 3, the word "ls" with the word "Euro"; 4. replace the number in the "Annex" to the number "70280.40". 100000.00 1.4. the Commission's September 25, 2009. the regulatory provisions no 113 "issue for insurance licenses, individual insurers operations, regulatory authorisation document harmonization and regulatory arrangements for the provision of information": to replace in paragraph 21, the number and the word "35 000 lats" with a number and the word "50 000 euro"; replace the words "annex 1 in dollars" by "Euro"; Annex 2: replace the currency symbol and the number "Ls 10 000 with the currency code" and the figure "EUR 14 200"; replace the code of the currency and the number "000" with the LVL 10 currency code and figure "EUR 14 200"; replace the words "the currency code and amount LCY/Participation Participating fee LVL" with the words "participation in the currency code and amount to euro/Participating fee EUR"; Annex 5: replace the currency symbol and the number "Ls 10 000 with the currency code" and the figure "EUR 14 200"; replace the code of the currency and the number "000" with the LVL 10 currency code and figure "EUR 14 200"; replace the words "the currency code and amount LCY/Participation Participating fee LVL" with the words "participation in the currency code and amount to euro/Participating fee EUR". 1.5. Commission 22 May 2009. legislative provisions no. 64 "the legislative provisions concerning the supplementary supervision of insurance undertakings under reinsurance companies adjusted solvency margin and adjusted the calculation of own funds and for providing information on the supplementary supervision of insurance undertakings under reinsurance community groups or transactions between": replace the text and the annexes the word "late" (the relevant fold) with the word "Euro"; Replace paragraph 4.2, the number "35 000" with the number "50 000". 1.6. the Commission of 20 March 2009. legislative provisions no. 38 "capital adequacy assessment process of creating legislative provisions": replace paragraph 3 numbers and the words "02.05.2007. Regulation No 63" internal control system "with numbers" and the words "01.11.2012.233, regulations Regulation No" internal control system "legislative provisions"; replace 16.1 and 16.2. section names and the number "1 billion lats ' with a number and the words" 1.4 billion euros ". 1.7. the Commission of 13 February 2009 the legislative regulations No. 20 "reinsurers reporting regulations provisions": replace the text and 1 to 9 and 12 to 19 in the annex, the word "late" (the relevant fold) with the word "Euro"; replace the figure "in paragraph 11.8.5 000" with the number "7000"; Replace annex 1 section "3.4 other debtors and creditors" other number "000" with the number "5, 7 000"; Supplement to annex 7, part 2 "to cover technical provisions used derivative financial instruments", as well as 12 and 13 of annex 2 of the annex. ' gross remuneration paid "and" 2.3 reinsurance Commission "with the words" total (integer) "; to make the new version of annex 10 (annex 1). 1.8. Commission of 13 February 2009. legislative regulations No 19 "life insurers reporting regulations provisions": replace the text and 1 to 5, 7 to 9, 11 to 21 and 23 in the annex, the word "late" (the relevant fold) with the word "Euro"; replace the figure "in subparagraph 13.8.5.000" with the number "000"; Replace annex 1 3.3. under "other receivables and other vendors" 5.000 "number" with the number "000"; Replace in paragraph 32 the number "7000" with the number "7001"; replace the annex 5, part 8 "and the technical provisions cover coordination by currency" in box A specified currency code "LVL" with the currency code "EUR"; to make the new version of annex 6 (annex 2); to make the new version of annex 22 (3. Annex). 1.9. the Commission of 13 February 2009 the legislative provisions no 18 non-life insurers "reporting regulations provisions": replace the text and 1 to 5, 7, 8, 10, 12 to 22 in the annex, the word "late" (the relevant fold) with the word "Euro"; Replace paragraph 12.8 and 3.3 of annex 1 under "other receivables and other accounts payable" for the number "5" with the number "7 000 000"; Replace in paragraph number 33 "6000" with the number "6001"; replace the annex 5, part 8 "and the technical provisions cover coordination by currency" in box A specified currency code "LVL" with the currency code "EUR"; to make the new version of annex 6 (annex 4); to make the new version 9 of the annex (annex 5); to make the new version of Annex 23 (annex 6). Supplement 24. the annex "(integer)". 1.10. the Commission's September 5, 2008 legislative regulations No. 128 reinsurers solvency requirements and the calculation of the own funds regulations rules ": replace the text, the word" Euro "with the word" Euro "; delete the text, the words "equivalent in dollars, calculated by the Bank of Latvia exchange rate on the last day of the reporting period". 1.11. the Commission's august 27, 2008. legislative provisions no 125 in-depth Customer research "legislative provisions": to make 18.3. subparagraph by the following: "18.3. Trust (the trust) in transaction services, if the trust amount exceeds 300 000 euros equivalent;"; Express 19.2, 19.3, 19.4 and 19.5. subparagraph by the following: "19.2. monthly credit turnover exceeds 300 000 euros or the equivalent in other, less significantly exceeds the threshold, determined by the financial institution on the basis of the client's business/personal action research results; 19.3. three months credit turnover exceeds 700 000 euro equivalent or substantially exceeds the other, smaller, threshold, determined by the financial institution on the basis of the client's business/personal action research results; 19.4. the annual turnover exceeds eur 3 000 000 credit equivalent or substantially exceeds the other, smaller, threshold, determined by the financial institution on the basis of the client's business/personal action research results; 19.5. the first credit transactions in the customer's account is made after six months from the date of the start of a business relationship with the customer, and the monthly credit turnover has reached 70 000 euro equivalent; "; Express 19.7 and 19.8. subparagraph by the following: "19.7 client – natural person a cash transaction is for an amount greater than 15 000 euros, or the equivalent of a monthly cash transaction amount is greater than 70 000 euros, or the equivalent of a customer – legal person a cash transaction exceeds the limit values which the cash transaction for total financial institution established on the basis of the customer's business activity survey results; 19.8. the client has the society or Foundation, and the business is carried out in the framework for money transfer to foreign countries, and the amount of the transaction exceeds € 10 000 equivalent. " 1.12 the Commission 14 September 2007 legislative regulations No. 125 "State funded pension scheme in the management of the reporting rules": express the following in paragraph 13: "13." investment plan for the reconciliation of assets and liabilities by currency report "4. the column" Harmonization "reflects the investment plan with commitments in the non-harmonised investment currency. The calculation of the total amount of the investment, with commitments agreed currencies, not only the positive indicators of the extent of harmonisation. For information purposes, the report shall also include the euro. All amounts expressed in foreign currency, the report reflects the conversion to the euro, after accounting for foreign currency to be used in the course of the reporting date. "; Replace annex 1-5 the word "late" (the relevant fold) with the word "Euro"; Delete column in annex 5 with the currency code "LVL". 1.13. the Commission on 2 May 2007 the provisions of regulations No 69 "private pension fund reporting of legislative provisions": replace the text, the word "late" (the relevant fold) with the word "Euro"; 18.1. the following subparagraph shall be expressed: "18.1. all amounts expressed in foreign currency, the conversion of the euro reflects, by accounting for foreign currency to be used in the course of reporting date;" 18.3. in subparagraph be deleted, the words "except for the euro"; to delete the words in paragraph 18.5 "excluding the euro"; 8. Annex: replace lines of code "4001" with lines of code "4000"; delete the heading "prescribed by the Bank of Latvia euro exchange rate on the last day of the reporting period and the" lines of code "4002"; delete the heading "minimum guarantee fund size (" 4001 4002 x "), in dollars" and "4000 lines of code"; 12. the annex be deleted box with a currency code "LVL". 1.14 the Commission of 26 April 2007 legislative regulation No 54 "rules on technical reserves and their coverage through the exchange of reconciliation" in paragraph 5 the words "Latvian lats". 1.15 the Commission of 15 September 2006 legislative regulations No 149 "life insurer solvency requirements and own funds calculation rules": delete the words "in paragraph 8.12. equivalent in dollars, calculated by the Bank of Latvia exchange rate on the last day of the reporting period; Express 2.4. subparagraph by the following: "general terms of use 2.4 meets the financial and capital market Commission (hereinafter the Commission) on 13 January 2006 legislative regulations No. 21" insurance company, insurer of the Member not affiliate, reinsurance and the reinsurers Affiliate Member annual report and the consolidated annual report of the legislative provisions "and 13 February 2009 the legislative regulations No 19" life insurers reporting the legislative provisions used terms "."; Replace paragraph 8, the words and figures "of the Council of 28 May 2004 decision No 111 approved" non-life insurance solvency requirements and own funds calculation "with numbers and words," September 15, 2006 regulations No 148 ' non-life insurance solvency requirements and own funds calculation rules ". 1.16. The deletion of the Commission of 15 September 2006, the legislative provision no 148 ' non-life insurer solvency requirements and own funds calculation rules "in the text, the words" equivalent in dollars, calculated by the Bank of Latvia exchange rate on the last day of the reporting period ". 1.17. the Commission of 27 January 2006, the regulations regulations No. 37. "Bank" country risk report "preparation": delete paragraph 5, the words "foreign currency (they are all currencies except the lat)"; Replace paragraph 15, the words "thousands" by the word "Euro" in whole; Replace annex 1, the words "thousands" by the words "whole" of the euro. 1.18. Replace Commission 22 October 2009. legislative provisions no 135 of the report preparation and the guaranteed deposits payments the deposit guarantee fund weightings applicable in the determination of the legislative provisions in annex 1 "currency symbol" Ls "with the currency code" EUR "and the word" ls "with the word" Euro ". 1.19. Replace the Commission in 2009 July 24 Regulation No 91 of the laws ' reporting on the insured Defense Fund to payments to be made in the legislative provisions, the word "Annex" ls "with the word" Euro ". 1.20. Replace the Commission of 15 April, 2011 regulations regulations No. 64 "license payment institutions and electronic money institutions for the operation of the service, payment institutions and electronic money institutions registration, submit the documents and information on legislative provisions", the words "annex 2 in dollars" by "Euro". 1.21. the Commission of 25 January 2008 legislative regulations No. 18 "investment management company reporting regulations provisions": replace 1-5 in the annex, the word "late" (the relevant fold) with the word "Euro"; delete words in annex 5 and currency code "EUR prescribed rate x LB" and column "LB EUR rate". 1.22. the Commission's 11 November 2011 legislative regulations No. 241 "investment fund reporting rules": make the first sentence of paragraph 28 of the following: "28. Afi, AFI risk value net value of risk and investment portfolio of the Fund transaction effective risk management value expressed in the currency of the Fund in accordance with the exchange rate, which indicates the source of the fund prospectus, but if one is not specified, then in accordance with the exchange rate used in the books of the reporting date."; Replace annex 1-8, the word "late" (the relevant fold) with the word "Euro". 1.23. Express the Commission's November 16, 2001, the provisions of regulations No 19/7 "credit insurance" of paragraph 3 by the following: "3. The insurers who take credit insurance, own funds, there must be at least eur 1 280 500. In addition to their own resources to create equalisation provision, if signed in the year gross premium of insurance credit insurance in the amount of four percent and more of the insurer's total annual gross premiums underwritten or 2 205 400 euro and more ". 1.24. The deletion of Commission 19 April 2012 legislative rule no. 86 "the offer document and the information required in the preparation of the legislative provisions" in paragraph 1, the words "equivalent in dollars after the Bank of Latvia exchange rate". 2. The legislative provisions shall enter into force on the date of the adoption of the euro. Financial and capital market Commission Vice Chairman p. Birdie annex 1 financial and capital market Commission 04.10.2013. rules, regulations No 216 Reinsurers: Annex 10 in the financial and capital market Commission 13.02.2009. regulatory arrangements no 20 reinsurers reporting regulations provisions "designed to get information to carry out supervision. Overview of the reinsurers for own funds and the solvency requirements............ quarter (reporting period) 1. calculation of the own funds and the solvency requirements 1.1. Reinsurance undertaking's own funds and the solvency calculation requirements (integer) position title position number (A) (B) the amount of the share capital at 01 111 Reinsurer share premium reserve capital of 112 and 113 other reserves in previous years ' audited retained profit/loss (+/–) 114 45% of revaluation reserves that results in a value of available-for-sale financial assets Revaluation 115 45% from the previous year, the investment property values rise 116 70% of revaluation reserves, which created the reinsurer's own needs purchase plots of land and building revaluation loss for the period 117 118-owned Reinsurer's shares 119 120 intangible assets investments in credit institutions, financial institutions, insurance holding company, an insurance company, a foreign insurer, reinsurance companies and foreign reinsurers share capital and subordinated capital reinsurers, which directly or indirectly owns 20 percent or more of the share capital or the total voting shares, shares or part 121 the number of preference shares with a dividend accrual 122 of available-for-sale financial assets revaluation reserve, if it has negative 123 profit from investment property revaluation total 124 ("111" + ... + "117"-"118"-""-""-119 120 121 122 ""-""-"" 123 "" 124 ") specified period 100 refundable subordinated perpetual subordinated capital kapitāls1 201 202 specified period of convertible preference shares with a dividend of uzkrāšanu1 203 perpetual preferred shares with a 204 total accumulation of dividends ("201" + ... + "204") own funds calculated 211 included in amount (if "211" > 0.5 x ("100" or "8,000"; the smallest value), then the 0.5 x ("100" or "8,000"; the smallest value); if "211" ≤ 0.5 x ("100" or "8,000"; the smallest value), then the "211") 200 total own funds ("100" + "200") 300 solvency margin ("9000") 400 solvency margin requirement ("300," "the 400") 500 1 provided that ("201" + "203") ≤ 0.25 x ("100" or "8,000"; the smallest value). 1.2. non-Member State the reinsurers affiliates own funds and the solvency calculation requirements (integer) position title position number 01 in the amount (A) (B) other reserves 111 the previous year audited retained profit/loss (+/–) 112 45% of revaluation reserves created for sale available financial assets Revaluation 113 45% from the previous year, the investment property values increase 114 70% of revaluation reserves, which results in the same branch of the reinsurer needs purchase plots of land and building revaluation loss for the reporting period 115 116 117 intangible assets investment in a Member State the reinsurers, who created this branch, as well as its subsidiary company of 118 Claim on demand to credit institutions, which is not a member of the reinsurer who created this affiliate subsidiaries other receivables – 119 no Member State the reinsurers, who created this branch, as well as its subsidiaries 120 of available-for-sale financial assets revaluation reserve, if it has negative 121 the previous year profit from investment property revaluation 122 total own funds ("111" + ... + ""-""-115 116 117 118 ""-""-""-""-119 120 121 122 ""-"") 100 solvency margin ("9000") 200 solvency margin requirement ("100", "200") 300 2. Solvency margin calculation in non-life reinsurance 2.1. Solvency margin calculation on the basis of premiums in non-life reinsurance (integer) position title position number of the sum of (A) (B) 01 the number of months in the reporting period reporting period 1110 gross premiums written aircraft owners, ship owners and general civil liability reinsurance reinsurance in 1120 in the subject of health life insurance technical principles 1130 1140 in other types of reinsurance the corrected amount of gross premiums written in the reference period, excluding the health reinsurance, with adequate life insurance technical principles ("1120" x 1.5 "1140) 1150 corrected amount of gross premiums written in the previous accounting year except health reinsurance, with adequate life insurance technical principles (heading "" previous 1150) 1160 2 gross premiums written amounting to a previous health reinsurance, with adequate life insurance technical principles (heading "1130" previous year end) 2 1170 about gross premiums written for the calculation (if "1110"