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Order In Which Calculations And Assign The Base Funding For Scientific Institutions

Original Language Title: Kārtība, kādā aprēķina un piešķir bāzes finansējumu zinātniskajām institūcijām

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Cabinet of Ministers Regulations No. 1316 in 2013 (12 November. No 60 63) order in which calculations and assign the base funding for scientific institutions Issued under the scientific activities article 38 of the law in the first part of question i. General provisions 1. determines the order in which the calculated and from State budget resources allocated for the base funding for scientific institutions registered in the State Register of scientific institutions, State universities, State University institutes of research, including the National University Scientific Institute established – derived public persons (hereinafter referred to as the scientific authority).
II. calculation of the reference amount formula 2. Base funding for one calendar year (hereinafter referred to as the funding period) (Bins) is calculated using the following formula: Bins = (I + P) x At which I-financial resources for the maintenance of the scientific institutions; P – financial resources employed in scientific institutions, research staff principal investigator, researchers and scientific Assistant (scientific) remuneration; At-scientific institutions development factor. 3. Financial resources for the maintenance of the scientific institutions (I) funding period, calculated on the basis of the scientific activity in the work space used for regulations, one square meter of space for operating costs and the industry's ratio using the following formula: I = Q x x T x Cn Zd, Zd, which scientific staff, scientific institutions in the scientific technical staff employed and science staff (hereinafter referred to as the science employed workers) full time (normal working time according to the laws governing the employment relationship to national and local government bodies and officials (employees) of the post (working) relationship) equivalent terms. With full time equivalent staff employed in science understands the total number of hours worked (including annual paid leave) as against the total number of work hours in the period of funding; Q – space science, regulations for one employee employed full time equivalent terms to 15 square meters; T-space used for the scientific activities of one square metre costs of maintaining funding period (including the maintenance of premises, structures and equipment maintenance, utility billing, administrative expenditure, the technical personnel of science and science staff pay), determined in accordance with the opinion of the expert's yearly, approved by the Ministry of education and science; CN-industry factor: 1) science industry, engineering and technology industry, medical and life sciences industry, agricultural and forest science industry – 2.0; 2) Humanities and social sciences sectors – 1.3.4. Financial resources for scientific staff (P) financing to the remuneration for the period is calculated by taking into consideration the number of research staff (North) and one scientific staff unit base remuneration (A) using the following formula: P = Nw x (A + N) x 12 that Zz-scientific staff (full time equivalent terms) scientific institution during the period of funding; A-one unit of research staff (full time equivalent terms) base pay per month, which corresponds to 50 percent of his lowest monthly wage rate in accordance with the regulations for teacher pay; N-national employers ' compulsory social insurance contributions. 5. Scientific institutions development factor (At) is calculated using the following formula: At = 1 + Ss where Ss-0.06 x scientific activities the quality score (the maximum number of points that must be obtained is 12). 6. the institution of the scientific activities the quality score (Ss) determined in accordance with the provisions of paragraph 3 of the Science Division and the industry rate, subject to the rules laid down in this annex scientific activities quality indicators and, if necessary, on the basis of these provisions referred to in the introductory part of paragraph 10 of the guidelines. Scientific institutions scientific activities the quality score (Ss) (given in annex scientific institutions the scientific evaluation of the quality of operation), using the following formula: = E1 + E2 + E3 Awd that E1 – research and development projects; E2-scientific activities results: publications, patents and plant variety; E3 – dissertation and master's works.
III. calculation of the reference amount and the procedure of using the base funding 7 does not calculate scientific institution, which employs less than five scientific personnel with doctorate degrees full time equivalent terms or that the financing period not published scientific articles and has not implemented the scientific project under this provision. 8. the financial institution of its professors, associate professors, Assistant Professor, lecturer and Assistant scientific activity is not calculated and, if they are not granted in these academic positions working in normal working time according to the labour law governing regulations.

9. the scientific institution assigned used the base funding for the remuneration of research staff, scientific institutions, as well as scientific institutions operating strategy objectives, including invention patenting, maintenance in force, the registration of new varieties of plants and the protection of the rights of exploitation, economic exploitation (commercialization), as well as the structural funds of the European Union, other foreign and international financial instruments and international scientific research project co-financing. Scientific staff from the scientific authority to base funding granted, calculated according to paragraph 2 of this rule, the scientific authority shall be determined in proportion to the period of the current funding base funding received, taking into account the scientific institutions of wage policy, scientific staff and qualifications of each of the principal investigator, the investigator and scientific assistant at the personal investment authority's scientific activities in the amount of quality indicators (Ss). 10. to calculate the reference amount for the next financial period, up to a scientific institution of the current funding period, April 1, through the Ministry of education and science developed guidelines on the documentation to be submitted scientific institutions for the calculation of the reference amount (hereinafter the guidelines), submitted to the Ministry of education and science and Ministry in the following information (this information verified by an auditor certified by the Ministry of education and science attracted through public procurement): 10.1. previous financing period employed in science and in science, the number of employees employed full time equivalent terms according to point 3 of these rules; 10.2. the previous funding period implemented in the European Union framework programmes for research and development (according to organisation for economic cooperation and development (OECD) published statistical methodology of science, in stocks of Frascati Manual definitions provided (hereinafter referred to as the Frascati Manual)) and other international research and development research project titles and funding by the scientific authority of these projects won contests, as well as funding, scientific authority acquired by the international research and development contracts; 10.3. the previous funding period from Latvia implemented the State budget, financed by tender for the research and development project (Frascati Manual) names and scientific institutions get funding; 10.4. the previous financing period of implementing the outsourcing of research and development (Frascati Manual) names, subject matter, and scientific institutions for funds, including research and development contracts with traders, public entities (such as State, municipal, public universities, State Scientific Institute) and other customers (e.g., person, society, Foundation), and proceeds from the invention, patent or plant variety registered and tracked the source of the forest reproductive material (hereinafter referred to as intellectual property) transfer; 10.5. the scientific staff at the previous three funding periods of Web of science or Scopus databases included in editions of the published original scientific articles, scientific staff reviewed published scientific monographs, abroad or maintained in force the registered intellectual property. The Ministry of education and science provides the scientific institutions, free access to these databases; 10.6. the scientific staff at the previous three funding periods in international databases included in editions of the published original scientific articles, other than those mentioned in these regulations, and in paragraph 10.5. force maintained in Latvia or the registered intellectual property; 10.7. the previous funding period and developed research staff in defending the thesis; 10.8. the previous funding period science developed and employees employed in defending the thesis. 11. on the basis of paragraph 10 of these rules in the order and within the time limit referred to in the information submitted, the Ministry of education and science to the current funding period 1 June is calculated for each scientific authority to base funding required for the next funding period. Base funding granted pursuant to this purpose in the State budget for the current year, the total financial amount allocated. 12. The Ministry of education and science under the medium-term budgetary framework law project and the annual State budget act in the development and submission of the project schedule, the Ministry of finance submitted the request as a new policy initiative in addition to the required State financial institutions about the scientific base for the provision of funding for the next funding year. 13. the calculation of the reference amount, the allocation and use of related information to the public as follows: 13.1. these regulations referred to in paragraph 10 of the scientific institutions received information and information about the current year scientific institutions base funding granted pursuant to this goal for the current year the State budget allocated to the total amount of financial resources, the Ministry of education and science to the public Web site www.izm.gov.lv; 13.2. the use of funding for scientific institutions indicate the annual report that a scientific authority of the public according to the Act, regulations for scientific institutions registered in the register of Scientific Institute annual public report. 14. Base funding may be used only for the operation of the scientific institutions, which it calculated. 15. the scientific institution is obliged to provide information on its base the use of funding under these terms and conditions, on the basis of the relevant sectoral ministries and the Ministry of education and science writing. 16. the head of the scientific institution is responsible for this provision in paragraph 10 and 15 of the veracity of the information provided.
IV. Closing questions

17. in order to ensure the continuity of funding, scientific authority in the transitional period from 1 January 2014, to 30 June shall receive: 17.1. base funding pursuant to the base funding by the Ministry of education and science has granted 2013 pursuant to this objective, the year the State budget allocated to the total amount of financial resources; 17.2. in addition to the State budget allocated to grants of scientific base funding for the year 2014 which is determined pursuant to the base funding by the Ministry of education and science has granted in 2013. 18. the scientific institution until 2014 submitted April 1, Ministry of education and science and the Ministry of industry concerned in the provision of the information referred to in paragraph 10 of the financing for the period from 1 January 2013 to 31 December and that rule 10.5 and 10.6. information referred to in the financing for the period from 1 January 2011 to 31 December 2013. 19. On the basis of the information submitted by the scientific institutions in accordance with the provisions of paragraph 18, the Ministry of education and science by 2014. June 15, calculate and assign to the institution the scientific base funding to 2014, subject to 2014 for this purpose the State budget allocated to the total amount of financial resources. 20. the scientific institution during the transitional period from July 1, 2014 to December 31 granted: 20.1. the financial reference amount specified, calculated on the basis of this provision, paragraph 19 in the assigned base funding for 2014 and subject to the provisions referred to in point 17.1. If the base funding; 20.2. the adjusted Government budget of a grant calculated on the basis of the national budget allocated to grants in addition to the science base funding for 2014, and 19 of these rules in the order mentioned in paragraph assigned the base funding for 2014, subject to financing, which has already been granted in accordance with this rule 17.2. 21. in paragraph 7 of these rules shall enter into force on January 1, 2015. Prime Minister, the Defense Minister Artis Pabriks education and Science Minister Vyacheslav dombrovsky annex Cabinet 12 November 2013 regulations no 1316 evaluation of the scientific quality of activity no. PO box Scientific activities quality score criteria maximum score 1. E1 projekti1 E research and development 1.1 calculation, taking into account the previous funding period in scientific institutions in the European Union framework programmes for research and development and other international research project competitions for funding for one scientific staff unit full time equivalent to the expression: Rproj1 = FProj1/nPL where: RProj1 – the relative scientific institution during the previous financing period implemented in the European Union framework programmes for research and development and other international research project competitions for funding for one scientific staff unit full time equivalent terms; FProj1 – total scientific institution during the previous financing period implemented in the European Union framework programmes for research and development and other international research project competitions for funding; NPL-scientific staff, the number of full time equivalent terms. The institution, which has the largest previous financing period implemented in the European Union framework programmes for research and development and other international research project competitions for funding for one unit, the research staff gets 2 points, the other institutions receiving proportionally less: E = 2 * Rproj1/1.1 max (Rproj1) 2 E 1.2 calculated taking into account the previous funding period in scientific institutions of Latvia implemented the State budget funded (including structural funds project) tender, acquired research and development project funding to a single scientific staff unit full time equivalent to the expression: Rproj2 = FProj2/nPL where: RProj2 – a relative of the Latvian budget, financed by tender for the projects of research and development funding in the previous funding period to one unit of research staff full time equivalent terms; FProj2-total in the previous funding period resulting in scientific institutions, financed by the budget of Latvia tender for the research and development project financing; NPL-scientific staff, the number of full time equivalent terms. The institution to which the previous funding period is the largest Latvian budget funded, resulting in competitive research and development project funding to a single unit, the research staff receive 1.5 points, other institutions receiving proportionally less: 1.2 1.5 * Rproj2/E = max (Rproj2) 1.5 E 1.3 calculated taking into account the previous funding period in scientific institutions in the implementation of the outsourcing of research and development funding, including funding for contracts with merchants, companies, public person (for example , State, municipality, public institution of higher education, National Research Institute) and other Subscriber (for example, a person, society, Foundation) commissioned the research funding and revenue from the transfer of intellectual property rights to the same scientific staff unit full time equivalent to the expression:

Rproj3 = FProj3/nPL where: RProj3-relative the previous funding period in scientific institutions in the implementation of the outsourcing of research and development funding, including funding for contracts with merchants, Governments ordered the research funding and revenue from the transfer of intellectual property rights to the same scientific staff unit full time equivalent terms; FProj3-total in the previous funding period in scientific institutions in the implementation of the outsourcing of research and development funding, including funding for contracts with merchants, Governments ordered the research funding and revenue from the transfer of intellectual property rights; NPL-scientific institutions the number of scientific personnel full time equivalent terms. The institution to which the previous funding period is the largest research and development contract work for funding, including funding for contracts with merchants, Governments ordered the research funding and revenue from the transfer of intellectual property rights to the same scientific staff unit, gets 2 points, the other institutions receiving proportionally less: E = 2 * Rproj3/max 1.3 (Rproj3) 2 2. E2 scientific activities results: publications, patents and plant variety (E) 2.1, calculated on the basis of the scientific staff in the previous three funding periods of Web of science or Scopus databases include publications published and citētu2 original research papers, scientific staff reviewed scientific monographs published abroad or maintained in force the registered intellectual property (all together-Publ1) per unit of research staff full time equivalent to the expression: Rpubl1 = nPubl1/nPL» where: RPubl1-the previous three funding periods of Web of science or Scopus databases include publications published and cited original research papers, scientific staff reviewed scientific monographs published abroad or maintained in force the registered intellectual property per unit of research staff full time equivalent terms; nPubl1-total research staff the previous three funding periods of Web of science or Scopus databases include publications published and cited original research papers, reviewed scientific monographs, or maintained in force abroad registered intellectual property; NPL-scientific staff, the number of full time equivalent terms. Scientific institution, which has the largest previous three funding periods of Web of science or Scopus databases included in editions of the scientific staff published and cited original research papers, reviewed scientific monographs, abroad or maintained in force the registered intellectual property per unit, the research staff receives 3 points: E = 3 * Rpubl1/max 2.1 (Rpubl1) 3 E 2.2 calculated taking into account the international databases included in editions of the scientific staff published original scientific article other than those mentioned in (E), and Latvia at 2.1 maintained or the number of the registered intellectual property (Publ2) on one of the scientific staff of the unit full time equivalent to the expression: Rpubl2 = nPubl2/nPL where: RPubl2 – the relative international databases include journals publish original research papers, which are not mentioned in (E), and Latvia at 2.1 maintain or registered intellectual property per unit of research staff full time equivalent terms; nPubl2-total research staff in the previous financial period of the international databases include journals publish original research papers, which are not mentioned in (E), and Latvia at 2.1 maintained or the number of the registered intellectual property; NPL-scientific staff, the number of full time equivalent terms. Scientific Authority, for which the previous funding period is the most international databases include journals publish original research papers, which are not mentioned in 2.1, and maintain E or the registered intellectual property per unit, the research staff receives 2 points: E = 2 * Rpubl2/max 2.2 (Rpubl2) 2 3. Dissertation and thesis E3 E 3.1. calculated by taking into account the previous funding period and developed research staff in defending a thesis on one scientific staff unit full time equivalent to the expression: Rprom = nProm/nPL where: RProm-relative the previous funding period and developed research staff in defending the thesis number of scientific staff unit full time equivalent terms; nProm – total scientific staff in the previous financial period and developed in the thesis defense; NPL-scientific staff, the number of full time equivalent terms. Scientific Authority, for which the previous funding period is the most scientific staff develop and defend the thesis of one unit, the research staff receives 1 point: E = 1 Rprom/max 3.1 (Rprom) 1 E 3.2 the calculation, taking into account the previous funding period science developed and employees employed in defending the thesis on one scientific staff unit full time equivalent terms: nPL-Rmag = nmag/ where: – relative previous Rmag financing period science developed and employees employed in defending the thesis number of scientific staff unit full time equivalent terms; nmag – total scientific staff employed in the previous funding period and developed in the master's protect or assimilated work; NPL-scientific staff, the number of full time equivalent terms. Scientific Authority, for which the previous funding period is the number of employees employed in science and developed in the master's protect or assimilated work per unit, the research staff receive 0.5 points: E 3.2 = 0.5 * Rmag/max (Rmag) 0.5

The notes. 1 according to the Organisation for economic cooperation and development (OECD) statistical methodology of science published in the inventory of the Frascati Manual definitions. 2 Citējum are quality criteria, and the number E 2.1 criteria listed in databases compiled by the Ministry of education and science. Education and Science Minister Vyacheslav dombrovsky